Основная статистика
CIK | 1589150 |
SEC Filings
SEC Filings (Chronological Order)
August 29, 2025 |
REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE Exhibit 3 BY-LAWS OF REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE OFFICES Section 1. |
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August 29, 2025 |
Exhibit 18 |
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August 29, 2025 |
Exhibit 16 |
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August 29, 2025 |
REGEN BIOPHARMA, INC 6% CONVERTIBLE REDEEMABLE NOTE DUE JULY 28 2026 EXHIBIT 28 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $130,000. |
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August 29, 2025 |
POLICY ON ETHICS AND BUSINESS CONDUCT Exhibit 4 POLICY ON ETHICS AND BUSINESS CONDUCT Regen Biopharma Inc. is committed to always doing the right thing. This is why we have an ethics and compliance program and why we publish this Code of Ethics. The Code is specifically designated to be a part of an effective program to prevent and detect violations of law and moral values. The values embodied by the Regen Biopharma , Inc. Code of Eth |
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August 29, 2025 |
COMMON STOCK PURCHASE AGREEMENT Exhibit 22 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the “Agreement”) is entered into as of September 12, 2023 by and between REGEN BIOPHARMA INC. |
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August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-A REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 Nevada 7389 45-5192997 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or organization) Classification Code Number) Identification Number) 4700 Spring Street, Suite 304, La Mesa, California, 91942 (619) 722-5505 |
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August 29, 2025 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. Exhibit 14 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between Regen BioPharma, Inc., a Nevada corporation (“Licensor”) and Oncology Pharma, Inc., a Nevada corporation (“Licensee”). |
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August 29, 2025 |
BRANDEN T. BURNINGHAM ATTORNEY AT LAW 933 SOUTH CONNOR STREET SALT LAKE CITY, UTAH 84108 Exhibit 27 BRANDEN T. BURNINGHAM ATTORNEY AT LAW 933 SOUTH CONNOR STREET SALT LAKE CITY, UTAH 84108 TELEPHONE (385) 355-5189 E-MAIL [email protected] WWW.BURNINGHAMLAWGROUP.COM August 21, 2025 David Koos, Chairman and CEO Regen Biopharma, Inc. 4700 Spring Street, Suite 304 La Mesa, California 91942 Re: Regen Biopharma, Inc., a Nevada corporation (the “Company”) Dear Mr. Koos: I refer to the above |
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August 29, 2025 |
Exhibit 24 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 4, 2024, between REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (the “Investor”). |
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August 29, 2025 |
Exhibit 19 |
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August 29, 2025 |
Exhibit 11 |
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August 29, 2025 |
Exhibit 25 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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August 29, 2025 |
Exhibit 9 |
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August 29, 2025 |
Exhibit 21 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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August 29, 2025 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. Exhibit 12 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of June 23, 2015 (the “Effective Date”), is made and entered into by and between Regen BioPharma Inc., an Nevada corporation (“Licensor”) and Zander Therapeutics Inc., a Nevada corporation (“Lic |
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August 29, 2025 |
AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. Exhibit 15 AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between KCL Therapeutics, Inc., a Nevada corporation and wholly owned subsidiary of Regen BioPharma Inc. (“Licensor”) and Onc |
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August 29, 2025 |
Exhibit 10 |
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August 29, 2025 |
Exhibit 7 Exhibit 3(i)5 CERTIFICATE OF DESIGNATIONS OF THE SERIES M PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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August 29, 2025 |
Exhibit 17 |
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August 29, 2025 |
Exhibit 20 |
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August 29, 2025 |
Exhibit 6 CERTIFICATE OF DESIGNATIONS OF THE SERIES AA PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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August 29, 2025 |
Exhibit 5 CERTIFICATE OF DESIGNATIONS OF THE SERIES A PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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August 29, 2025 |
Exhibit 29 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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August 29, 2025 |
Exhibit 23 |
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August 29, 2025 |
Exhibit 1 |
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August 29, 2025 |
Exhibit 8 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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August 29, 2025 |
LICENSE ASSIGNMENT AND CONSENT AGREEMENT Exhibit 13 LICENSE ASSIGNMENT AND CONSENT AGREEMENT THIS LICENSE ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”), is entered into as of December 17, 2018, by and among Zander Therapeutics, Inc. |
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August 29, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 26 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation in this Offering Statement on Form 1-A of our report dated May 13, 2025, relating to the financial statements of Regen Biopharma, Inc. |
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August 29, 2025 |
Exhibit 2 |
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August 12, 2025 |
August 12, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Regen Biopharma, Inc. Withdrawal of Offering Statement on Form 1-A File No. 024-12505 Ladies and Gentlemen: Pursuant to Rule 259(a) under Regulation A of the Securities Act of 1933, as amended, Regen Biopharma, Inc. (the “Company”) hereby respectfully requests the w |
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August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA, INC. (Exact n |
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August 7, 2025 |
Exhibit 10.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) |
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August 1, 2025 |
EXHIBIT 10.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $130,0 |
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August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) |
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June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) |
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June 11, 2025 |
EXHIBIT 10.1 Agreement by and between David Koos (“Koos”) and Regen Biopharma, Inc (“Company”) dated June 9, 2025. Whereas between February 11, 2015 and January 22, 2020 Koos and the Company were party to that employment agreement dated February 10, 2015 (“Employment Agreement”). Whereas pursuant to that Employment Agreement Koos was to have been regularly paid salary in the amount of $15,000 per |
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May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Amendment No. 2 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-191725 REGEN BIOPHARMA, INC (Exact name of registrant as |
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May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA, INC. (Exact |
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May 16, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA, INC. (Exact name of sma |
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May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934: For the fiscal year ending September 30, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934: For the transition period from to . Commission file number: 333-191725 REGEN BIOPHARMA, INC. (Name of sm |
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May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) ( |
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April 7, 2025 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) |
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March 3, 2025 |
Exhibit 16 |
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March 3, 2025 |
Exhibit 6 CERTIFICATE OF DESIGNATIONS OF THE SERIES AA PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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March 3, 2025 |
Exhibit 24 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 4, 2024, between REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (the “Investor”). |
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March 3, 2025 |
Exhibit 17 |
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March 3, 2025 |
LICENSE ASSIGNMENT AND CONSENT AGREEMENT Exhibit 13 LICENSE ASSIGNMENT AND CONSENT AGREEMENT THIS LICENSE ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”), is entered into as of December 17, 2018, by and among Zander Therapeutics, Inc. |
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March 3, 2025 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. Exhibit 12 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of June 23, 2015 (the “Effective Date”), is made and entered into by and between Regen BioPharma Inc., an Nevada corporation (“Licensor”) and Zander Therapeutics Inc., a Nevada corporation (“Lic |
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March 3, 2025 |
AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. Exhibit 15 AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between KCL Therapeutics, Inc., a Nevada corporation and wholly owned subsidiary of Regen BioPharma Inc. (“Licensor”) and Onc |
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March 3, 2025 |
Exhibit 9 |
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March 3, 2025 |
Exhibit 25 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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March 3, 2025 |
COMMON STOCK PURCHASE AGREEMENT Exhibit 22 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the “Agreement”) is entered into as of September 12, 2023 by and between REGEN BIOPHARMA INC. |
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March 3, 2025 |
INDEPENDENT PUBLIC ACCOUNTING FIRM Exhibit 26 CONSENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Offering Statement on Form 1-A of our report dated October 24, 2024, with respect to the consolidated balance sheets of Regen Biopharma, Inc. |
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March 3, 2025 |
Exhibit 1 |
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March 3, 2025 |
Exhibit 5 CERTIFICATE OF DESIGNATIONS OF THE SERIES A PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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March 3, 2025 |
Exhibit 21 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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March 3, 2025 |
REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE Exhibit 3 BY-LAWS OF REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE OFFICES Section 1. |
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March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-A POS (Post Qualification Amendment No.1) REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 Nevada 7389 45-5192997 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 4700 Spring Street, Suite 304, L |
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March 3, 2025 |
Exhibit 23 |
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March 3, 2025 |
POLICY ON ETHICS AND BUSINESS CONDUCT Exhibit 4 POLICY ON ETHICS AND BUSINESS CONDUCT Regen Biopharma Inc. is committed to always doing the right thing. This is why we have an ethics and compliance program and why we publish this Code of Ethics. The Code is specifically designated to be a part of an effective program to prevent and detect violations of law and moral values. The values embodied by the Regen Biopharma , Inc. Code of Eth |
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March 3, 2025 |
Exhibit 8 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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March 3, 2025 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. Exhibit 14 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between Regen BioPharma, Inc., a Nevada corporation (“Licensor”) and Oncology Pharma, Inc., a Nevada corporation (“Licensee”). |
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March 3, 2025 |
Exhibit 11 |
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March 3, 2025 |
Exhibit 2 |
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March 3, 2025 |
Exhibit 19 |
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March 3, 2025 |
Exhibit 18 |
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March 3, 2025 |
Exhibit 10 |
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March 3, 2025 |
Exhibit 7 Exhibit 3(i)5 CERTIFICATE OF DESIGNATIONS OF THE SERIES M PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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March 3, 2025 |
Exhibit 20 |
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February 24, 2025 |
Filed Pursuant to Rule 253(g)(1) File Number: 024-12505 OFFERING CIRCULAR SUPPLEMENT NO. |
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December 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Amendment No. 1 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-191725 REGEN BIOPHARMA, INC (Exact name of registrant as |
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December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-191725 REGEN BIOPHARMA, INC (Exact name of registrant as specified in it |
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December 9, 2024 |
Via Edgar Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549-7410 Attn: Joe McCann Lauren Hamill December 9, 2024 Re: Regen BioPharma, Inc. Offering Statement on Form 1-A/A File No.: 024-12505 Dear Mr. McCann and Ms. Hamill Regen Biopharma, Inc. (the “Company”) hereby requests qualification of the above-referenced offering statement at 9:30 a.m., Eastern Time, on December |
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November 29, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organizatio |
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November 29, 2024 |
Exhibit 99.1 REGEN BIOPHARMA , INC. CONDENSED CONSOLIDATED BALANCE SHEETS September 30, 2024 (unaudited) ASSETS CURRENT ASSETS Cash $ 716 Accounts Recievable, Related Party 94,873 Note Receivable, Related Party Prepaid Expenses 59,289 Prepaid Rent 5,000 Total Current Assets 159,878 OTHER ASSETS Investment Securities, Related Party 17,733 Total Other Assets 17,733 TOTAL ASSETS $ 177,611 LIABILITIES |
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November 21, 2024 |
Exhibit 1 |
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November 21, 2024 |
Exhibit 24 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 4, 2024, between REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (the “Investor”). |
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November 21, 2024 |
Exhibit 8 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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November 21, 2024 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. Exhibit 12 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of June 23, 2015 (the “Effective Date”), is made and entered into by and between Regen BioPharma Inc., an Nevada corporation (“Licensor”) and Zander Therapeutics Inc., a Nevada corporation (“Lic |
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November 21, 2024 |
Exhibit 17 |
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November 21, 2024 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. Exhibit 14 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between Regen BioPharma, Inc., a Nevada corporation (“Licensor”) and Oncology Pharma, Inc., a Nevada corporation (“Licensee”). |
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November 21, 2024 |
COMMON STOCK PURCHASE AGREEMENT Exhibit 22 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the “Agreement”) is entered into as of September 12, 2023 by and between REGEN BIOPHARMA INC. |
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November 21, 2024 |
Exhibit 23 |
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November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-A (Amendment No. 2) REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 Nevada 7389 45-5192997 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 4700 Spring Street, Suite 304, La Mesa, California, 91 |
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November 21, 2024 |
Amendment to Certificates of Designation Series A Preferred Stock and Series M Preferred Stock Exhibit 9 |
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November 21, 2024 |
Exhibit 10 |
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November 21, 2024 |
Exhibit 16 |
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November 21, 2024 |
Exhibit 6 CERTIFICATE OF DESIGNATIONS OF THE SERIES AA PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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November 21, 2024 |
Exhibit 19 |
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November 21, 2024 |
Exhibit 3 BY-LAWS OF REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE OFFICES Section 1. |
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November 21, 2024 |
November 21, 2024 United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Ms. |
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November 21, 2024 |
Exhibit 2 |
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November 21, 2024 |
Certificate of Designation Series M Preferred Exhibit 7 Exhibit 3(i)5 CERTIFICATE OF DESIGNATIONS OF THE SERIES M PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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November 21, 2024 |
Exhibit 25 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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November 21, 2024 |
INDEPENDENT PUBLIC ACCOUNTING FIRM Exhibit 26 CONSENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Offering Statement on Form 1-A of our report dated October 24, 2024, with respect to the consolidated balance sheets of Regen Biopharma, Inc. |
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November 21, 2024 |
AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. Exhibit 15 AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between KCL Therapeutics, Inc., a Nevada corporation and wholly owned subsidiary of Regen BioPharma Inc. (“Licensor”) and Onc |
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November 21, 2024 |
Exhibit 20 |
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November 21, 2024 |
LICENSE ASSIGNMENT AND CONSENT AGREEMENT Exhibit 13 LICENSE ASSIGNMENT AND CONSENT AGREEMENT THIS LICENSE ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”), is entered into as of December 17, 2018, by and among Zander Therapeutics, Inc. |
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November 21, 2024 |
Exhibit 27 BRANDEN T. BURNINGHAM ATTORNEY AT LAW 933 SOUTH CONNOR STREET SALT LAKE CITY, UTAH 84108 TELEPHONE (385) 355-5189 E-MAIL [email protected] WWW.BURNINGHAMLAWGROUP.COM November 11, 2024 David Koos, Chairman and CEO Regen Biopharma, Inc. 4700 Spring Street, Suite 304 La Mesa, California 91942 Re: Regen Biopharma, Inc., a Nevada corporation (the “Company”) Dear Mr. Koos: I refer to the abo |
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November 21, 2024 |
Exhibit 4 POLICY ON ETHICS AND BUSINESS CONDUCT Regen Biopharma Inc. is committed to always doing the right thing. This is why we have an ethics and compliance program and why we publish this Code of Ethics. The Code is specifically designated to be a part of an effective program to prevent and detect violations of law and moral values. The values embodied by the Regen Biopharma , Inc. Code of Eth |
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November 21, 2024 |
Exhibit 18 |
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November 21, 2024 |
Exhibit 21 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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November 21, 2024 |
Exhibit 5 CERTIFICATE OF DESIGNATIONS OF THE SERIES A PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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November 21, 2024 |
Amendment to Certificates of Designation Series AA Preferred Stock and Series NC Preferred Stock Exhibit 11 |
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October 28, 2024 |
Exhibit 9 |
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October 28, 2024 |
Exhibit 23 |
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October 28, 2024 |
Exhibit 10 |
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October 28, 2024 |
LICENSE ASSIGNMENT AND CONSENT AGREEMENT Exhibit 13 LICENSE ASSIGNMENT AND CONSENT AGREEMENT THIS LICENSE ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”), is entered into as of December 17, 2018, by and among Zander Therapeutics, Inc. |
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October 28, 2024 |
Exhibit 6 CERTIFICATE OF DESIGNATIONS OF THE SERIES AA PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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October 28, 2024 |
Exhibit 16 |
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October 28, 2024 |
COMMON STOCK PURCHASE AGREEMENT Exhibit 22 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the “Agreement”) is entered into as of September 12, 2023 by and between REGEN BIOPHARMA INC. |
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October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-A (Amendment No. 1) REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 Nevada 7389 45-5192997 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 4700 Spring Street, Suite 304, La Mesa, California, 91 |
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October 28, 2024 |
Exhibit 11 |
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October 28, 2024 |
Exhibit 20 |
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October 28, 2024 |
Exhibit 1 |
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October 28, 2024 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. Exhibit 12 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of June 23, 2015 (the “Effective Date”), is made and entered into by and between Regen BioPharma Inc., an Nevada corporation (“Licensor”) and Zander Therapeutics Inc., a Nevada corporation (“Lic |
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October 28, 2024 |
Exhibit 2 |
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October 28, 2024 |
POLICY ON ETHICS AND BUSINESS CONDUCT Exhibit 4 POLICY ON ETHICS AND BUSINESS CONDUCT Regen Biopharma Inc. is committed to always doing the right thing. This is why we have an ethics and compliance program and why we publish this Code of Ethics. The Code is specifically designated to be a part of an effective program to prevent and detect violations of law and moral values. The values embodied by the Regen Biopharma , Inc. Code of Eth |
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October 28, 2024 |
INDEPENDENT PUBLIC ACCOUNTING FIRM Exhibit 26 CONSENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Offering Statement on Form 1-A of our report dated October 24, 2024, with respect to the consolidated balance sheets of Regen Biopharma, Inc. |
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October 28, 2024 |
AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. Exhibit 15 AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between KCL Therapeutics, Inc., a Nevada corporation and wholly owned subsidiary of Regen BioPharma Inc. (“Licensor”) and Onc |
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October 28, 2024 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. Exhibit 14 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between Regen BioPharma, Inc., a Nevada corporation (“Licensor”) and Oncology Pharma, Inc., a Nevada corporation (“Licensee”). |
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October 28, 2024 |
Exhibit 8 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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October 28, 2024 |
Exhibit 19 |
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October 28, 2024 |
Exhibit 17 |
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October 28, 2024 |
REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE Exhibit 3 BY-LAWS OF REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE OFFICES Section 1. |
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October 28, 2024 |
Exhibit 25 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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October 28, 2024 |
Exhibit 18 |
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October 28, 2024 |
Exhibit 24 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 4, 2024, between REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (the “Investor”). |
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October 28, 2024 |
Exhibit 7 Exhibit 3(i)5 CERTIFICATE OF DESIGNATIONS OF THE SERIES M PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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October 28, 2024 |
Exhibit 21 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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October 28, 2024 |
Exhibit 5 CERTIFICATE OF DESIGNATIONS OF THE SERIES A PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organizat |
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September 16, 2024 |
Exhibit 18 |
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September 16, 2024 |
Exhibit 23 |
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September 16, 2024 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. Exhibit 14 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between Regen BioPharma, Inc., a Nevada corporation (“Licensor”) and Oncology Pharma, Inc., a Nevada corporation (“Licensee”). |
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September 16, 2024 |
Exhibit 16 |
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September 16, 2024 |
POLICY ON ETHICS AND BUSINESS CONDUCT Exhibit 4 POLICY ON ETHICS AND BUSINESS CONDUCT Regen Biopharma Inc. is committed to always doing the right thing. This is why we have an ethics and compliance program and why we publish this Code of Ethics. The Code is specifically designated to be a part of an effective program to prevent and detect violations of law and moral values. The values embodied by the Regen Biopharma , Inc. Code of Eth |
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September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-A REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 Nevada 7389 45-5192997 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 4700 Spring Street, Suite 304, La Mesa, California, 91942 (619) 722-5505 |
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September 16, 2024 |
Exhibit 10 |
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September 16, 2024 |
Exhibit 7 Exhibit 3(i)5 CERTIFICATE OF DESIGNATIONS OF THE SERIES M PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 16, 2024 |
Exhibit 20 |
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September 16, 2024 |
Exhibit 11 |
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September 16, 2024 |
Exhibit 21 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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September 16, 2024 |
AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. Exhibit 15 AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between KCL Therapeutics, Inc., a Nevada corporation and wholly owned subsidiary of Regen BioPharma Inc. (“Licensor”) and Onc |
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September 16, 2024 |
Exhibit 8 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 16, 2024 |
Exhibit 9 |
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September 16, 2024 |
Exhibit 25 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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September 16, 2024 |
LICENSE ASSIGNMENT AND CONSENT AGREEMENT Exhibit 13 LICENSE ASSIGNMENT AND CONSENT AGREEMENT THIS LICENSE ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”), is entered into as of December 17, 2018, by and among Zander Therapeutics, Inc. |
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September 16, 2024 |
AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. Exhibit 12 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of June 23, 2015 (the “Effective Date”), is made and entered into by and between Regen BioPharma Inc., an Nevada corporation (“Licensor”) and Zander Therapeutics Inc., a Nevada corporation (“Lic |
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September 16, 2024 |
Exhibit 19 |
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September 16, 2024 |
Exhibit 1 |
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September 16, 2024 |
Exhibit 5 CERTIFICATE OF DESIGNATIONS OF THE SERIES A PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 16, 2024 |
Exhibit 17 |
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September 16, 2024 |
REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE Exhibit 3 BY-LAWS OF REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE OFFICES Section 1. |
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September 16, 2024 |
Exhibit 24 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 4, 2024, between REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (the “Investor”). |
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September 16, 2024 |
COMMON STOCK PURCHASE AGREEMENT Exhibit 22 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the “Agreement”) is entered into as of September 12, 2023 by and between REGEN BIOPHARMA INC. |
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September 16, 2024 |
Exhibit 2 |
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September 16, 2024 |
Exhibit 6 CERTIFICATE OF DESIGNATIONS OF THE SERIES AA PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 13, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organizati |
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September 13, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 4, 2024, between REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (the “Investor”). WITNESSETH WHEREAS, the Company and the Investor are executing and delivering this Agreement in reliance upon an exem |
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September 13, 2024 |
Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, |
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August 13, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA, INC. (Exact name of small b |
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August 13, 2024 |
Exhibit 10.1 PROMISSORY NOTE (“NOTE”) - 10% SIMPLE INTEREST MAY 3, 2024 $15,000 September 20, 2021 For VALUE RECEIVED, REGEN BIOPHARMA, INC. (“Borrower”) promises to pay to Zander Therapeutics, Inc. (“Lender”) the principal sum of Fifteen Thousand Dollars ($15,000) with accrued simple interest at the rate of 10% percent per annum on the balance. The said principal and accrued interest shall be pay |
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August 13, 2024 |
Exhibit 10.2 PROMISSORY NOTE (“NOTE”) - 10% SIMPLE INTEREST JUNE 5, 2024 $25,000 September 20, 2021 For VALUE RECEIVED, REGEN BIOPHARMA, INC. (“Borrower”) promises to pay to Zander Therapeutics, Inc. (“Lender”) the principal sum of Twenty Five Thousand Dollars ($25,000) with accrued simple interest at the rate of 10% percent per annum on the balance. The said principal and accrued interest shall b |
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May 29, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Prospectus Supplement No. 8 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated May 29, 2024, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the information |
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May 29, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) ( |
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May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) ( |
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May 23, 2024 |
Amendment to Articles of Incorporation Exhibit 3(i) 1 2 3 |
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May 23, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Prospectus Supplement No. 7 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated May 23, 2024, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the information |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) ( |
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May 10, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Prospectus Supplement No. 6 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated May 10, 2024, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the information |
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April 29, 2024 |
EXHIBIT 10.2 AMENDMENT ( “Amendment”) TO SUBLEASE AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND BST PARTNERS WHEREAS 1) Regen BioPharma, Inc. (“Subtenant”) and BST Partners (Sublessor) are party to that sublease agreement (“Sublease Agreement”) effective as of January 14, 2022 2) Subtenant agrees that in addition to the base rent of $5,000 per month to be paid by Subtenant to Sublessor Subten |
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April 29, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Prospectus Supplement No. 5 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated April 29, 2024, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the informati |
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April 29, 2024 |
Agreement with Value Quest Inc. EXHIBIT 10.1 Consultant’s Fee Agreement AGREEMENT (“Agreement”) made this 26th day of April, 2024 by and between Value Quest, Inc. ( a Maryland corporation) hereinafter referred to as the "Consultant", and Regen BioPharma, Inc.(a Nevada corporation), hereinafter referred to as the "Company”. Company and Consultant may be collectively referred to as “Parties” and individually referred to as “Party” |
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April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) |
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April 29, 2024 |
Exhibit 10.3 SUBLEASE AGREEMENT This is an agreement to sublet office space located at 4 700 Spring Street, Suite 304, La Mesa, California 9 I 942 according to the terms specified below. The sublessor agrees to sublet and the subtenant agrees to take the premises described below. Both parties agree to keep, perform and fulfill the promises, conditions and agreements below: 1. The sublessor is: BST |
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April 24, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Prospectus Supplement No. 4 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated January 19, 2024, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the informa |
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April 24, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA, INC. (Exact name of small |
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February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organizatio |
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February 9, 2024 |
REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock Prospectus Supplement No. 3 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated February 9, 2024, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the information contained in the Company’s (i) prospectus, dated Octo |
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January 19, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA INC (Exact name of small |
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January 19, 2024 |
REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock Prospectus Supplement No. 2 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated January 19, 2024, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the information contained in the Company’s (i) prospectus, dated Octo |
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November 20, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934: For the fiscal year ending September 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934: For the transition period from to . Commission file number: 333-191725 REGEN BIOPHARMA, INC. (Name of sm |
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November 20, 2023 |
REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock Prospectus Supplement No. 1 to Resale Prospectus dated October 2, 2023 Registration File No. 333-274675 Filed Pursuant to Rule 424(b)(3) REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock This Prospectus Supplement, dated November 20, 2023, is being filed by Regen Biopharma, Inc. (the “Company”) to update and supplement the information contained in the Company’s (i) prospectus, dated Oct |
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October 2, 2023 |
PROSPECTUS DATED OCTOBER 2, 2023 REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-274675 PROSPECTUS DATED OCTOBER 2, 2023 REGEN BIOPHARMA, INC. Up to 1,126,954 Shares of Common Stock Coventry Enterprises, LLC (“Coventry”) (the selling shareholder identified in this prospectus) may offer up to 1,126,954 shares of the Company’s common stock, par value $0.001, of which (a) 1,001,954 shares may be issued to Coventry in connectio |
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September 27, 2023 |
September 27, 2023 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Dillon Hagius Re: Regen Biopharma, Inc. |
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September 25, 2023 |
Regen BioPharma Inc. 4700 Spring Street Suite 304 La Mesa, CA 91942 Via E-mail: [email protected] Nevada Agency and Transfer Company 50 West Liberty Street, Suite 880 Reno, NV 89501 Attn: Restricted Securities Department Re: Irrevocable Transfer Agent Instructions Ladies and Gentlemen: Regen Biopharma, Inc, a Nevada corporation (the "Compan}'"), and Coventryy Enterprises, LLC, a Delaware limited liab |
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September 25, 2023 |
Amendment to Certificates of Designation Series AA Preferred Stock and Series NC Preferred Stock Exhibit 3(i)(9) 1 2 3 4 |
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September 25, 2023 |
Exhibit 14.1 POLICY ON ETHICS AND BUSINESS CONDUCT Regen Biopharma Inc. , Inc. is committed to always doing the right thing. This is why we have an ethics and compliance program and why we publish this Code of Ethics. The Code is specifically designated to be a part of an effective program to prevent and detect violations of law and moral values. The values embodied by the Regen Biopharma , Inc. C |
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September 25, 2023 |
Exhibit 10.6 1 2 3 4 5 6 |
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September 25, 2023 |
Exhibit 10.5 1 2 3 4 5 6 |
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September 25, 2023 |
Exhibit 3(ii) BY-LAWS OF REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE OFFICES Section 1. |
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September 25, 2023 |
Amendment to Certificates of Designation Series A Preferred Stock and Series M Preferred Stock Exhibit 3(i)7 1 2 |
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September 25, 2023 |
Certificate of Designation Series M Preferred Exhibit 3(i)5 CERTIFICATE OF DESIGNATIONS OF THE SERIES M PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 25, 2023 |
License Agreement Oncology Pharma KCL Exhibit 10.4 AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between KCL Therapeutics, Inc., a Nevada corporation and wholly owned subsidiary of Regen BioPharma Inc. (“Licensor”) and O |
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September 25, 2023 |
Assignment License Agreement Regen Zander Exhibit 10.2 LICENSE ASSIGNMENT AND CONSENT AGREEMENT THIS LICENSE ASSIGNMENT AND CONSENT AGREEMENT (this ”Agreement”), is entered into as of December 17, 2018, by and among Zander Therapeutics, Inc. ( “Licensee”), Regen Biopharma, Inc. (“Licensor”) and KCL Therapeutics, Inc. (“Assignee”) WHEREAS, Licensor has assigned to Assignee all right title and interest to the intellectual property listed in |
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September 25, 2023 |
License Agreement Regen Zander Exhibit 10.1 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of June 23, 2015 (the “Effective Date”), is made and entered into by and between Regen BioPharma Inc., an Nevada corporation (“Licensor”) and Zander Therapeutics Inc., a Nevada corporation (“L |
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September 25, 2023 |
Certificate of Designation Series AA Preferred Exhibit 3(i)4 CERTIFICATE OF DESIGNATIONS OF THE SERIES AA PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 25, 2023 |
Exhibit 10.8 1 2 3 4 5 6 |
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September 25, 2023 |
Exhibit 10.10 1 2 3 4 5 6 |
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September 25, 2023 |
Certificate of Designation Series NC Preferred Exhibit 3(i)6 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 25, 2023 |
CALCULATION OF REGISTRATION FEE CALCULATION OF REGISTRATION FEE Title of Each Class of Securities To Be Registered Amount To Be Registered (1) Proposed Maximum Offering Price Per Share(1)(2) Proposed Maximum Aggregate Offering Price Aggregate Amount of Registration Fee(2) Common Stock, par value $0. |
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September 25, 2023 |
Certificate of Change effective March 6, 2023 Exhibit 3(i)8 1 2 3 |
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September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 REGEN BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Nevada 7389 45-5192997 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Identification Number) incorporation or organization) Classification Code Number) 4700 |
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September 25, 2023 |
Exhibit 3(i) |
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September 25, 2023 |
EXHIBIT 10.7 1 2 3 4 5 6 |
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September 25, 2023 |
Amendment to Articles of incorporation Exhibit 3(i)2 |
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September 25, 2023 |
License Agreement Oncology Pharma Regen Exhibit 10.3 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between Regen BioPharma, Inc., a Nevada corporation (“Licensor”) and Oncology Pharma, Inc., a Nevada corporation (“Licensee” |
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September 25, 2023 |
Exhibit 3(i)6 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 25, 2023 |
Convertible Note Zander Therapeutics, Inc. Exhibit 10.9 CONVERTIBLE PROMISSORY NOTE FOR VALUE RECEIVED, Regen BioPharma, Inc., a Nevada corporation (the “Issuer” of this Security) issues this Security and promises to pay to Zander Therapeutics, Inc., a Nevada corporation, or its Assignees (the “Investor”) the Principal Sum along with the Interest Rate and any other fees according to the terms herein. This Note will become effective only up |
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September 25, 2023 |
Certificate of Designation Series A Preferred Exhibit 3(i)(3) CERTIFICATE OF DESIGNATIONS OF THE SERIES A PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organizat |
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September 18, 2023 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”), dated as of September 12, 2023, by and between Regen Biopharma, Inc., a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (together with it permitted assigns, the “Investor”) (the Company and Investor each a “Party” and together the “Parties”). Cap |
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September 18, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 12, 2023, between REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), and Coventry Enterprises, LLC, a Delaware limited liability company (“Investor”). WITNESSETH WHEREAS, the Company and the Investor are executing and delivering this Agreement in reliance upon an exempti |
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September 18, 2023 |
Exhibit 10.3 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the “Agreement”) is entered into as of September 12, 2023 by and between REGEN BIOPHARMA INC., a Nevada corporation (the “Company”), and COVENTRY ENTERPRISES, LLC, a Delaware limited liability company (the “Investor”). The Company and Investor may be referred to herein as each a “Party” and collectively, the “Partie |
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September 18, 2023 |
PROMISSORY NOTE/COVENTRY ENTERPRISES LLC Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER’S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, |
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July 25, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA, INC. (Exact name of small b |
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July 24, 2023 |
REGEN BIOPHARMA, INC. 4700 Spring Street, Suite 304, La Mesa, California, 91942 REGEN BIOPHARMA, INC. 4700 Spring Street, Suite 304, La Mesa, California, 91942 July 24, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street N.W. Washington, D.C. 20549 Re: Regen Biopharma, Inc. Registration Statement on Form S-1, Registration No. 333-271234 Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended |
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May 15, 2023 |
PROSPECTUS DATED MAY 15, 2023 REGEN BIOPHARMA, INC. 1,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No: 333-271234 PROSPECTUS DATED MAY 15, 2023 REGEN BIOPHARMA, INC. |
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May 11, 2023 |
May 11, 2023 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Doris Stacey Gama Re: Regen Biopharma, Inc. |
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May 2, 2023 |
REGEN BIOPHARMA, INC. 4700 Spring Street, Suite 304, La Mesa, California, 91942 REGEN BIOPHARMA, INC. 4700 Spring Street, Suite 304, La Mesa, California, 91942 May 02, 2023 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Doris Stacey Gama Re: Regen Biopharma, Inc. Registration Statement on Form S-1 Filed April 13, 2023 File No. 333-271234 Dear Ms. Gama, In response to the comments of the Staff ( |
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May 2, 2023 |
AMENDMENT NUMBER 1: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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April 18, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-191725 REGEN BIOPHARMA, INC. (Exact name of small |
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April 13, 2023 |
Certificate of Designation Series M Preferred Exhibit 3(i)5 CERTIFICATE OF DESIGNATIONS OF THE SERIES M PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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April 13, 2023 |
License Agreement Regen Zander Exhibit 10.1 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ZANDER THERAPEUTICS, INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of June 23, 2015 (the “Effective Date”), is made and entered into by and between Regen BioPharma Inc., an Nevada corporation (“Licensor”) and Zander Therapeutics Inc., a Nevada corporation (“L |
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April 13, 2023 |
Exhibit 3(ii) BY-LAWS OF REGEN BIOPHARMA INC A NEVADA CORPORATION ARTICLE ONE OFFICES Section 1. |
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April 13, 2023 |
Convertible Note Zander Therapeutics, Inc. Exhibit 10.9 CONVERTIBLE PROMISSORY NOTE FOR VALUE RECEIVED, Regen BioPharma, Inc., a Nevada corporation (the “Issuer” of this Security) issues this Security and promises to pay to Zander Therapeutics, Inc., a Nevada corporation, or its Assignees (the “Investor”) the Principal Sum along with the Interest Rate and any other fees according to the terms herein. This Note will become effective only up |
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April 13, 2023 |
Assignment License Agreement Regen Zander Exhibit 10.2 LICENSE ASSIGNMENT AND CONSENT AGREEMENT THIS LICENSE ASSIGNMENT AND CONSENT AGREEMENT (this ”Agreement”), is entered into as of December 17, 2018, by and among Zander Therapeutics, Inc. ( “Licensee”), Regen Biopharma, Inc. (“Licensor”) and KCL Therapeutics, Inc. (“Assignee”) WHEREAS, Licensor has assigned to Assignee all right title and interest to the intellectual property listed in |
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April 13, 2023 |
License Agreement Oncology Pharma KCL Exhibit 10.4 AGREEMENT BY AND BETWEEN KCL THERAPEUTICS, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between KCL Therapeutics, Inc., a Nevada corporation and wholly owned subsidiary of Regen BioPharma Inc. (“Licensor”) and O |
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April 13, 2023 |
Exhibit 10.10 1 2 3 4 5 6 |
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April 13, 2023 |
Exhibit 10.6 1 2 3 4 5 6 |
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April 13, 2023 |
Exhibit 14.1 POLICY ON ETHICS AND BUSINESS CONDUCT Regen Biopharma Inc. , Inc. is committed to always doing the right thing. This is why we have an ethics and compliance program and why we publish this Code of Ethics. The Code is specifically designated to be a part of an effective program to prevent and detect violations of law and moral values. The values embodied by the Regen Biopharma , Inc. C |
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April 13, 2023 |
Exhibit 3(i) |
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April 13, 2023 |
Amendment to Certificates of Designation Series A Preferred Stock and Series M Preferred Stock Exhibit 3(i)7 1 2 |
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April 13, 2023 |
Amendment to Certificates of Designation Series AA Preferred Stock and Series NC Preferred Stock Exhibit 3(i)(9) 1 2 3 4 |
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April 13, 2023 |
Form of Subscription Agreement Exhibit 99.1 DIRECT OFFERING SUBSCRIPTION AGREEMENT The undersigned (the “Subscriber”), desires to become a holder of shares of common stock (the “Shares”) of REGEN BIOPHARMA, INC, a Nevada corporation (the “Company”), having its principal place of business located at 4700 Spring Street, St 304, La Mesa, California 91942 Accordingly, the Subscriber hereby agrees as follows: 1. Subscription. 1.1 Th |
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April 13, 2023 |
Certificate of Designation Series A Preferred Exhibit 3(i)(3) CERTIFICATE OF DESIGNATIONS OF THE SERIES A PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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April 13, 2023 |
CALCULATION OF REGISTRATION FEE EX-FILING FEES 11 exfilingfees.htm FEE TABLE CALCULATION OF REGISTRATION FEE Title of Each Class of Securities To Be Registered Amount To Be Registered Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Aggregate Amount of Registration Fee Common Stock, par value $0.0001 per share 1,000,000 $ 2.00 $ 2,000,000 $ 220.40 |
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April 13, 2023 |
Exhibit 10.8 1 2 3 4 5 6 |
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April 13, 2023 |
License Agreement Oncology Pharma Regen Exhibit 10.3 AGREEMENT BY AND BETWEEN REGEN BIOPHARMA, INC. AND ONCOLOGY PHARMA INC. THIS LICENSE AGREEMENT, including the exhibits referred to herein and attached hereto (the “Agreement”), effective as of April 7, 2021 (the “Effective Date”), is made and entered into by and between Regen BioPharma, Inc., a Nevada corporation (“Licensor”) and Oncology Pharma, Inc., a Nevada corporation (“Licensee” |
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April 13, 2023 |
EXHIBIT 10.7 1 2 3 4 5 6 |
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April 13, 2023 |
Certificate of Designation Series AA Preferred Exhibit 3(i)4 CERTIFICATE OF DESIGNATIONS OF THE SERIES AA PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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April 13, 2023 |
Certificate of Change effective March 6, 2023 Exhibit 3(i)8 1 2 3 |
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April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 REGEN BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Nevada 7389 45-5192997 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Identification Number) incorporation or organization) Classification Code Number) 4700 |
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April 13, 2023 |
Exhibit 10.5 1 2 3 4 5 6 |
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April 13, 2023 |
Amendment to Articles of incorporation Exhibit 3(i)2 |
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April 13, 2023 |
Certificate of Designation Series NC Preferred Exhibit 3(i)6 CERTIFICATE OF DESIGNATIONS OF THE NONCONVERTIBLE SERIES NC PREFERRED STOCK OF REGEN BIOPHARMA, INC. |
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March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2023 REGEN BIOPHARMA, INC. (Exact name of small business issuer as specified in its charter) Nevada 45-5192997 (State or other jurisdiction of incorporation or organization) |