Основная статистика
| LEI | 254900D3WFIV4SD8EF19 |
| CIK | 912147 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Royce Micro-Cap Trust, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 18, 2025 |
As filed with the Securities and Exchange Commission on August 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 8, 2024 |
As filed with the Securities and Exchange Commission on August 8, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 17, 2024 |
Chuck Royce to Become Senior Advisor at Chuck Royce to Become Senior Advisor at Royce Investment Partners Last updated July 15, 2024 Chuck will become a Senior Advisor effective September 30th, 2024, after completing his transition from day-to-day portfolio management responsibilities. |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 (July 15, 2024) ROYCE MICRO-CAP TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 811-08030 133739778 (State or other jurisdiction of incorpora |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 ROYCE MICRO-CAP TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 811-08030 133739778 (State or other jurisdiction of incorporation) (Commissi |
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| April 19, 2024 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ROYCE MICRO-CAP TRUST, INC. A Maryland Corporation Article I MEETINGS OF STOCKHOLDERS Section 1. Place. All meetings of stockholders of Royce Micro-Cap Trust, Inc. (the “Corporation”) shall be held at the principal executive office of the Corporation or at such other place as shall be set in accordance with these Amended and Restated Bylaws (these “Bylaws |
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| August 3, 2023 |
As filed with the Securities and Exchange Commission on August 3, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 11, 2022 |
As filed with the Securities and Exchange Commission on August 11, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 16, 2022 |
SCHEDULE OF INVESTMENTS ROYCE MICRO-CAP TRUST MARCH 31, 2022 (UNAUDITED) SHARES VALUE COMMON STOCKS – 99. |
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| November 22, 2021 |
SCHEDULE OF INVESTMENTS ROYCE MICRO-CAP TRUST SEPTEMBER 30, 2021 (UNAUDITED) SHARES VALUE COMMON STOCKS – 101. |
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| August 13, 2021 |
As filed with the Securities and Exchange Commission on August 13, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 17, 2021 |
SCHEDULE OF INVESTMENTS ROYCE MICRO-CAP TRUST MARCH 31, 2021 (UNAUDITED) SHARES VALUE COMMON STOCKS – 101. |
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| January 25, 2021 |
TheRoyceFunds For Immediate Release Page 1 Contact: Client Services (800) 337-6923 Royce Value Trust, Inc. |
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| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2021 (January 25, 2021) ROYCE MICRO-CAP TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 811-08030 133739778 (State or other jurisdiction of inc |
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| January 25, 2021 |
AMENDED AND RESTATED BYLAWS OF ROYCE MICRO-CAP TRUST, INC. A Maryland Corporation ARTICLE I MEETINGS OF STOCKHOLDERS SECTION 1. Place. All meetings of stockholders of Royce Micro-Cap Trust, Inc. (the "Corporation") shall be held in the United States at the principal executive office of the Corporation or at such other place as shall be set by the Board of Directors and stated in the notice of the |
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| November 24, 2020 |
SCHEDULE OF INVESTMENTS ROYCE MICRO-CAP TRUST SEPTEMBER 30, 2020 (UNAUDITED) SHARES VALUE COMMON STOCKS – 103. |
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| September 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL OMB Number: 3235-0101 Expires: July 31, |
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| August 11, 2020 |
As filed with the Securities and Exchange Commission on August 11, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 15, 2020 |
As filed with the Securities and Exchange Commission on July 15, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 14, 2020 |
As filed with the Securities and Exchange Commission on July 14, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 6, 2020 |
As filed with the Securities and Exchange Commission on July 6, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 2, 2020 |
As filed with the Securities and Exchange Commission on July 2, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 29, 2020 |
As filed with the Securities and Exchange Commission on June 29, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 29, 2020 |
As filed with the Securities and Exchange Commission on June 29, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 26, 2020 |
As filed with the Securities and Exchange Commission on June 26, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 19, 2020 |
As filed with the Securities and Exchange Commission on June 19, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 18, 2020 |
As filed with the Securities and Exchange Commission on June 18, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 10, 2020 |
As filed with the Securities and Exchange Commission on June 10, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 2, 2020 |
As filed with the Securities and Exchange Commission on June 2, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 27, 2020 |
As filed with the Securities and Exchange Commission on May 27, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 27, 2020 |
SCHEDULE OF INVESTMENTS ROYCE MICRO-CAP TRUST MARCH 31, 2020 (UNAUDITED) SHARES VALUE COMMON STOCKS – 104. |
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| May 14, 2020 |
The Royce Funds 745 Fifth Avenue New York, NY 10151 212-508-4500 800-221-4268 e-mail: funds@royceinvest. |
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| May 14, 2020 |
IMPORTANT MESSAGE TO STOCKHOLDERS OF ROYCE MICRO-CAP TRUST, INC.A Special Meeting of Stockholders for Royce Micro-Cap Trust, Inc. is scheduled to be held on JULY 14, 2020. Proxy materials are being mailed to you for your review. DO NOT DISCARD THE ENVELOPE WHEN IT ARRIVES. It will contain time-sensitive voting materials that require a response from you as a stockholder. The Board of Directors unan |
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| May 11, 2020 |
As filed with the Securities and Exchange Commission on May 11, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 11, 2020 |
The Royce Funds 745 Fifth Avenue New York, NY 10151 (212) 508-4500 (800) 221-4268 May 11, 2020 Securities and Exchange Commission 100 F. |
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| April 22, 2020 |
RMT / Royce Micro-Cap Trust, Inc. PRE 14A - - As filed with the Securities and Exchange Commission on April 22, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2019 |
RMT / Royce Micro-Cap Trust, Inc. DEF 14A - - As filed with the Securities and Exchange Commission on August 12, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2019 |
RMT / Royce Micro-Cap Trust, Inc. NPORT-EX - - SCHEDULE OF INVESTMENTS ROYCE MICRO-CAP TRUST MARCH 31, 2019 (UNAUDITED) SHARES VALUE COMMON STOCKS – 101. |
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| November 26, 2018 |
I, Christopher D. Clark, certify that: EX-99.CERT 2 ex99-cert.htm CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| November 26, 2018 |
RMT / Royce Micro-Cap Trust, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LP 745 Fifth Av |
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| August 10, 2018 |
RMT / Royce Micro-Cap Trust, Inc. DEFA14A *** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Stockholder Meeting to Be Held on September 24, 2018. |
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| August 10, 2018 |
RMT / Royce Micro-Cap Trust, Inc. DEF 14A As filed with the Securities and Exchange Commission on August 10, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2018 |
RMT / Royce Micro-Cap Trust, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LP 745 Fifth Av |
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| May 29, 2018 |
I, Christopher D. Clark, certify that: CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| February 28, 2018 |
ROYCE MICRO-CAP TRUST, INC. At the 2017 Annual Meeting of Stockholders held on September 28, 2017, the Fund's stockholders elected three Directors, consisting of: Votes For Votes Withheld Stephen L. Isaacs 33,915,596 430,464 Christopher D. Clark 34,044,756 301,304 Christopher C. Grisanti 33,919,361 426,699 |
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| February 28, 2018 |
[PricewaterhouseCoopers LLP letterhead] Report of Independent Registered Public Accounting Firm [PricewaterhouseCoopers LLP letterhead] Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Royce Micro-Cap Trust, Inc. |
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| November 20, 2017 |
Royce Micro-cap Trust, Inc /md/ - N-Q 1 e51232rmt-nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Asso |
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| November 20, 2017 |
I, Christopher D. Clark, certify that: EX-99.CERT 2 e51232rmt-ex99.htm CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| August 14, 2017 |
As filed with the Securities and Exchange Commission on August 14, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 26, 2017 |
Royce Micro-cap Trust, Inc /md/ - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Fund Address: Royce Micro-Cap Trust, Inc. 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LP 745 Fifth Av |
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| May 26, 2017 |
I, Christopher D. Clark, certify that: CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| February 28, 2017 |
rmt77q1e16.htm AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN ROYCE MICRO-CAP TRUST, INC. AND ROYCE & ASSOCIATES, LP Amended and Restated Agreement made this 1st day of July, 2016, by and between ROYCE MICRO-CAP TRUST, INC., a Maryland corporation (the ?Fund?), and ROYCE & ASSOCIATES, LP, a Delaware limited partnership (formerly Royce & Associates, Inc. and Royce & Associates, LLC) (th |
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| February 28, 2017 |
rmt77c16.htm ROYCE MICRO-CAP TRUST, INC. At the 2016 Annual Meeting of Stockholders held on September 19, 2016, the Fund's stockholders elected three Directors, consisting of: Votes For Votes Withheld Patricia W. Chadwick 31,664,949 618,088 Arthur S. Mehlman 31,852,719 430,318 Michael K. Shields 31,716,628 566,409 |
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| February 28, 2017 |
[PricewaterhouseCoopers LLP letterhead] Report of Independent Registered Public Accounting Firm rmt77b16.htm [PricewaterhouseCoopers LLP letterhead] Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Royce Micro-Cap Trust, Inc.: In planning and performing our audit of the financial statements of Royce Micro-Cap Trust, Inc. ("the Company") as of and for the year ended December 31, 2016, in accordance with the standards of the Public Company A |
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| February 28, 2017 |
AMENDED AND RESTATED ADMINISTRATION AGREEMENT rmt77q3.htm AMENDED AND RESTATED ADMINISTRATION AGREEMENT AMENDED AND RESTATED AGREEMENT made as of July 1, 2016, by and between ROYCE MICRO-CAP TRUST, INC., a Maryland corporation (the "Fund") and ROYCE & ASSOCIATES, LP, a Delaware limited partnership (formerly Royce & Associates, LLC) (the "Administrator"). WITNESSETH: WHEREAS, the Fund is engaged in business as an closed-end management investme |
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| November 21, 2016 |
Royce Micro-Cap Trust (Quarterly Schedule of Portfolio Holdings) N-Q 1 e44495rmt-nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Ass |
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| November 21, 2016 |
I, Christopher D. Clark, certify that: CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| July 29, 2016 |
As filed with the Securities and Exchange Commission on July 29, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 20, 2016 |
I, Christopher D. Clark, certify that: CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| May 20, 2016 |
Royce Micro-Cap Trust (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LP 745 Fifth Av |
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| February 29, 2016 |
[PricewaterhouseCoopers LLP letterhead] Report of Independent Registered Public Accounting Firm rmt77b15.htm [PricewaterhouseCoopers LLP letterhead] Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Royce Micro-Cap Trust, Inc.: In planning and performing our audit of the financial statements of Royce Micro-Cap Trust, Inc. (hereafter referred to as "the Company") as of and for the year ended December 31, 2015, in accordance with the standard |
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| February 29, 2016 |
rmt77c15.htm ROYCE MICRO-CAP TRUST, INC. At the 2015 Annual Meeting of Stockholders held on September 24, 2015, the Fund's stockholders elected three Directors, consisting of: Votes For Votes Withheld Charles M. Royce 30,149,093 405,166 G. Peter O'Brien David L. Meister 30,006,654 29,990,136 547,605 564,123 |
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| November 20, 2015 |
I, Christopher D. Clark, certify that: CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| November 20, 2015 |
Royce Micro-Cap Trust (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| August 28, 2015 |
rmt77k15.htm SUB-ITEM 77K & SUB-ITEM 102J Changes in Registrant’s certifying accountant Royce Micro-Cap Trust, Inc. (811-08030) During the current fiscal period, the Board of Directors of the above-referenced Fund, upon recommendation of the Audit Committee, engaged PricewaterhouseCoopers LLP (“PWC”) as the independent registered public accounting firm to the Fund as of February 25, 2015. On March |
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| August 3, 2015 |
As filed with the Securities and Exchange Commission on August 3, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 21, 2015 |
I, Christopher D. Clark, certify that: CERTIFICATION I, Christopher D. Clark, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| May 21, 2015 |
Royce Micro-Cap Trust (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| February 27, 2015 |
ROYCE MICRO-CAP TRUST, INC. At the 2014 Annual Meeting of Stockholders held on September 24, 2014, the Fund's stockholders elected two Directors, consisting of: Votes For Votes Withheld Richard M. Galkin 24,533,941 553,234 Stephen L. Isaacs 24,495,075 592,101 |
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| February 27, 2015 |
[TAIT, WELLER & BAKER LLP Letterhead] REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM [TAIT, WELLER & BAKER LLP Letterhead] REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. |
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| February 11, 2015 |
RVT / Royce Value Trust, Inc. CORRESP - - The Royce Funds 745 Fifth Avenue New York, NY 10151 (212) 508-4500 (800) 221-4268 February 11, 2015 Securities and Exchange Commission 100 F. |
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| February 11, 2015 |
RMT / Royce Micro-Cap Trust, Inc. CORRESP - - The Royce Funds 745 Fifth Avenue New York, NY 10151 (212) 508-4500 (800) 221-4268 February 11, 2015 Securities and Exchange Commission 100 F. |
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| November 24, 2014 |
Royce Micro-cap Trust, Inc /md/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| November 24, 2014 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| August 4, 2014 |
RMT / Royce Micro-Cap Trust, Inc. DEF 14A - - As filed with the Securities and Exchange Commission on August 4, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 4, 2014 |
RMT / Royce Micro-Cap Trust, Inc. DEFA14A - - *** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Stockholder Meeting to Be Held on September 24, 2014. |
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| May 27, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| May 27, 2014 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| February 28, 2014 |
[TAIT, WELLER & BAKER LLP LETTERHEAD] [TAIT, WELLER & BAKER LLP LETTERHEAD] REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. |
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| February 28, 2014 |
ROYCE MICRO-CAP TRUST, INC. At the 2013 Annual Meeting of Stockholders held on September 25, 2013, the Fund's stockholders elected four Directors, consisting of: Votes For Votes Withheld W. Whitney George 23,631,935 487,219 Arthur S. Mehlman 23,595,755 523,399 Patricia W. Chadwick 23,600,348 518,806 David L. Meister 23,559,793 559,361 |
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| November 22, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| November 22, 2013 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| August 2, 2013 |
As filed with the Securities and Exchange Commission on August 2, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| May 28, 2013 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| February 28, 2013 |
EX-99.77C VOTES 3 rmt77c.htm ANNUAL STOCKHOLDERS MEETING Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2012 Annual Meeting of Stockholders held on September 20, 2012, the Fund's stockholders elected four Directors, consisting of: Votes For Votes Withheld *Charles M. Royce 25,694,436 559,772 *G. Peter O’Brien 25,681,753 572,455 **Patricia W. Chadwick 2,151,603 35,923 **David L. Meister 2,148,112 3 |
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| February 28, 2013 |
[TAIT, WELLER & BAKER LLP Letterhead] REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 rmt77b.htm INTERNAL CONTROL LETTER [TAIT, WELLER & BAKER LLP Letterhead] REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. New York, New York In planning and performing our audits of the financial statements of Royce Micro-Cap Trust, Inc. (“Fund”) as of and for the year ended December 31, 2012, in accordance with the standa |
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| December 17, 2012 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 28, 2012, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 20, 2012 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| November 20, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| August 24, 2012 |
Exhibit 77D ROYCE MICRO-CAP TRUST, INC. On April 11, 2012, The Board of Directors of Royce Micro-Cap Trust, Inc. voted to amend Royce's definition of "micro-cap" companies so that it included companies with market capitalizations of up to $750 million (increased from the current level of up to $500 million). |
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| August 6, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 6, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 29, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| May 29, 2012 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| February 29, 2012 |
EX-99.77B ACCT LTTR 2 rmt77b11.htm RMT INTERNAL CONTROL LETTER TAIT, WELLER & BAKER LLP Certified Public Accountants REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. New York, New York In planning and performing our audits of the financial statements of Royce Micro-Cap Trust, Inc. (“Fund”) as of and for the year ended December 31, 2011, in acco |
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| February 29, 2012 |
Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2011 Annual Meeting of Stockholders held on September 22, 2011, the Fund's stockholders elected four Directors, consisting of: Votes For Votes Withheld *Richard M. Galkin 25,195,221 1,692,547 *Mark R. Fetting 25,205,257 1,682,511 **Patricia W. Chadwick 2,235,610 43,570 **David L. Meister 2,231,011 48,169 *Common Stock and Preferred Stock voting togeth |
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| February 15, 2012 |
The Royce Funds 745 Fifth Avenue New York, NY 10151 212-508-4500 800-221-4268 e-mail: funds@roycefunds. |
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| February 15, 2012 |
The Royce Funds 745 Fifth Avenue New York, NY 10151 212-508-4500 800-221-4268 e-mail: funds@roycefunds. |
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| November 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| November 17, 2011 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| August 24, 2011 |
Exhibit 77D Royce Micro-Cap Trust, Inc. On April 6, 2011, The Board of Trustees of Royce Micro-Cap Trust, Inc. voted to amend the definition of "foreign securities", for purposes of the Fund's investment restrictions, so that it is determined based on whether the headquarters of the Company are located outside the United States. |
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| August 5, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 5, 2011 |
SUMMARY OF VOTING RIGHTS ON PROXY PROPOSALS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| May 26, 2011 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| March 1, 2011 |
TAIT, WELLER & BAKER LLP Certified Public Accountants TAIT, WELLER & BAKER LLP Certified Public Accountants REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. |
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| March 1, 2011 |
Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2010 Annual Meeting of Stockholders held on September 22, 2010, the Fund's stockholders elected five Directors, consisting of: Votes For Votes Withheld *Richard M. Galkin 24,489,348 1,524,506 *Mark R. Fetting 24,516,619 1,497,235 *Arthur S. Mehlman 24,482,891 1,530,963 **Patricia W. Chadwick 2,163,807 136,925 **David L. Meister 2,162,109 138,623 *Comm |
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| November 19, 2010 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| November 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| August 6, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 6, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 26, 2010 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| May 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| February 25, 2010 |
Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2009 Annual Meeting of Stockholders held on September 23, 2009, the Fund's stockholders elected four Directors, consisting of: Votes For Votes Withheld *Charles M. Royce 25,715,712 707,676 *G. Peter O'Brien 25,615,917 807,471 **William L. Koke 2,213,076 88,364 **David L. Meister 2,180,064 121,376 *Common Stock and Preferred Stock voting together as a |
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| February 25, 2010 |
TAIT, WELLER & BAKER LLP Certified Public Accountants EX-99.77B ACCT LTTR 2 rmt77b09.htm TAIT, WELLER & BAKER LLP Certified Public Accountants REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. New York, New York In planning and performing our audits of the financial statements of Royce Micro-Cap Trust, Inc. ("Fund") as of and for the year ended December 31, 2009, in accordance with the standards of |
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| November 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| November 20, 2009 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| August 14, 2009 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 14, 2009 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 28, 2009 |
The Royce Funds 745 Fifth Avenue New York, NY 10151 212-508-4500 800-221-4268 e-mail: funds@roycefunds. |
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| May 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 745 Fifth Avenue New York, NY 10151 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC 745 Fifth A |
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| May 26, 2009 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| February 27, 2009 |
EX-99.77C VOTES 3 rmt77c08.htm Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2008 Annual Meeting of Stockholders held on September 25, 2008, the Fund's stockholders elected four Directors, consisting of: Votes For Votes Withheld *Donald R. Dwight 24,399,143 428,360 *Stephen L. Isaacs 24,407,313 420,290 **William L. Koke 2,217,864 38,804 **David L. Meister 2,210,364 46,304 *Common Stock and Prefer |
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| February 27, 2009 |
TAIT, WELLER & BAKER LLP Certified Public Accountants EX-99.77B ACCT LTTR 2 rmt77b08.htm TAIT, WELLER & BAKER LLP Certified Public Accountants REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap, Inc. New York, New York In planning and performing our audits of the financial statements of Royce Micro-Cap Trust, Inc. ("Fund") for the year ended December 31, 2008, in accordance with the standards of the Public Comp |
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| November 21, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC |
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| November 21, 2008 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| August 21, 2008 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC |
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| May 28, 2008 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| February 29, 2008 |
TAIT, WELLER & BAKER LLP Certified Public Accountants TAIT, WELLER & BAKER LLP Certified Public Accountants REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. |
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| February 29, 2008 |
Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2007 Annual Meeting of Stockholders held on September 27, 2007, the Fund's stockholders elected five Directors, consisting of: Votes For Votes Withheld *Mark R. Fetting 23,686,138 254,671 *Richard M. Galkin 23,660,133 280,676 *Arthur S. Mehlman 23,668,200 272,609 *William L. Koke 2,222,960 36,866 *David L. Meister 2,218,705 41,121 *Common Stock and Pr |
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| November 16, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC |
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| November 16, 2007 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| August 29, 2007 |
Exhibit 77D Royce Micro-Cap Trust, Inc. On June 7, 2007, The Board of Directors of Royce Micro-Cap Trust, Inc. (the "Fund") voted to amend the Fund's non-fundamental investment policies to permit the Fund to invest up to 25% of its assets in the securities of foreign issuers. (For purposes of this restriction, securities issued by a foreign domiciled company that are registered with the Commission |
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| August 24, 2007 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC |
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| May 29, 2007 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| February 28, 2007 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 rmt77b06.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. New York, New York In planning and performing our audits of the financial statements of Royce Micro-Cap Trust, Inc. ("Fund") for the year ended December 31, 2006, in accordance with the standards of the Public Company Accounting Oversight Board (United States), |
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| February 28, 2007 |
EX-99.77C VOTES 3 rmt77c06.htm Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2006 Annual Meeting of Stockholders held on September 28, 2006, the Fund's stockholders elected four Directors, consisting of: Votes For Votes Abstained **William L. Koke 1,909,294 19,308 **David L. Meister 1,908,294 20,308 *G. Peter O'Brien 22,879,163 136,191 *Charles M. Royce 22,891,392 123,962 *Common Stock and Prefer |
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| December 18, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Royce Micro-Cap Trust, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 780915104 (CUSIP Number) Charles M. Royce, 1414 Avenue of the Americas, New York, New York 10019, (212) 486-1445 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| November 14, 2006 |
I, Charles M. Royce, certify that: CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| November 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC |
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| November 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| October 25, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| July 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| June 28, 2006 |
The Royce Funds 1414 Avenue of the Americas New York, NY 10019 (212) 355-7311 (800) 221-4268 March 27, 2006 Securities and Exchange Commission Attn: Sheila Stout, Senior Staff Accountant 450 Fifth Street, N. |
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| May 17, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC |
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| May 17, 2006 |
I, Charles M. Royce, certify that: Ex-99.CERT CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 28, 2006 |
TAIT, WELLER & BAKER LLP Certified Public Accountants EX-99.77B ACCT LTTR 2 rmt77b05.htm TAIT, WELLER & BAKER LLP Certified Public Accountants REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Royce Micro-Cap Trust, Inc. New York, New York In planning and performing our audits of the financial statements of Royce Micro-Cap Trust, Inc. ("Fund") for the year ended December 31, 2005, in accordance with the standards of the Publi |
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| February 28, 2006 |
EX-99.77D POLICIES 4 rmt77d05b.htm Exhibit 77D Royce Micro-Cap Trust, Inc. On September 20-21, 2005, The Board of Directors of Royce Micro-Cap Trust, Inc. (the "Fund") voted to amend the Fund's non-fundamental investment policies to permit the Fund to enter into repurchase agreements through the Fixed Income Clearing Corporation as a "Sponsored Member" in the Fixed Income Clearing Corporation. |
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| February 28, 2006 |
Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2005 Annual Meeting of Stockholders held on September 29, 2005, the Fund's stockholders elected four Directors, consisting of: Votes For Votes Abstained *Donald R. Dwight 21,354,815 181,227 *Stephen L. Isaacs 21,362,901 173,141 **William L. Koke 1,951,681 18,351 **David L. Meister 1,952,481 17,551 *Common Stock and Preferred Stock Voting Together As A |
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| February 7, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| January 25, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| January 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144/ AMENDED* NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies |
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| January 5, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| November 29, 2005 |
I, Charles M. Royce, certify that: Certification Filed as Exhibit 3 to Form N-Q CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| November 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LLC |
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| October 25, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response . . . . . . . . . 4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| August 25, 2005 |
NSAR Sub-Item 77D (g) Royce Micro-Cap Trust, Inc. On February 9-10, 2005, The Board of Directors of Royce Micro-Cap Trust, Inc. (the "Fund") voted to amend the Fund's fundamental investment policies to permit the Fund to enter into repurchase agreements with recognized securities dealers and banks considered by Royce & Associates, LLC to present minimal credit risk and having a term of seven days |
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| May 24, 2005 |
Certification Filed as Exhibit 3 to Form N-Q Certification Filed as Exhibit 3 to Form N-Q CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| May 24, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LL |
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| February 28, 2005 |
EX-99.77C VOTES 3 rmt77c04.htm Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2004 Annual Meeting of Stockholders held on September 28, 2004, the Fund's stockholders elected those members of the Board of Directors whose terms would otherwise have expired at the completion of the 2004 Annual Meeting, consisting of (a) Mark R. Fetting, (b) Richard M. Galkin, (c) William L. Koke, (d) Arthur S. Mehlma |
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| February 28, 2005 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON INTERNAL CONTROL REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON INTERNAL CONTROL Board of Directors Royce Micro-Cap Trust, Inc. |
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| November 30, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LL |
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| November 30, 2004 |
Certification Filed as Exhibit 3 to Form N-Q Certification Filed as Exhibit 3 to Form N-Q CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| November 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08030 Name of Fund: Royce Micro-Cap Trust, Inc. Fund Address: 1414 Avenue of the Americas New York, NY 10019 Name and address of agent for service: John E. Denneen, Esq. Royce & Associates, LL |
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| November 29, 2004 |
Certification Filed as Exhibit 3 to Form N-Q Certification Filed as Exhibit 3 to Form N-Q CERTIFICATION I, Charles M. Royce, certify that: 1. I have reviewed this report on Form N-Q of Royce Micro-Cap Trust, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| August 26, 2004 |
ROYCE MICRO-CAP TRUST, INC. ARTICLES SUPPLEMENTARY Royce Micro-Cap Trust, Inc., a Maryland corporation (the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article IV of the charter of the Corporation (the "Charter"), the Board of Directors of the Corporation (the "Board of Directors"), by resolutions duly ado |
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| August 26, 2004 |
Exhibit 77O ROYCE MICRO-CAP TRUST, INC. Trade Date Company Name Ticker Broker Members of Selling Syndicate Price Total Shares Purchased Compliance with Rule 10f-3 2/06/04 AlphaSmart Inc. ALSM Jefferies & Co. Jefferies & Company, Inc., William Blair & Company, Legg Mason Wood Walker $6.00 2,500 Yes |
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| April 23, 2004 |
POWER OF ATTORNEY The undersigned, Arthur S. Mehlman, hereby makes, constitutes and appoints John E. Denneen/Dani Eng as his duly authorized representative, to sign, certify and file on his behalf any Form 3's, Form 4's and/or Form 5's required pursuant to Section 16(a) under the Securities Exchange Act of 1934 or pursuant to Section 30(f) of the Investment Company Act of 1940 and any amendments t |
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| February 27, 2004 |
EX-99.77I NEW SECUR 5 rmt77i03.htm Exhibit 77I ROYCE MICRO-CAP TRUST, INC. The Articles Supplementary establishing and fixing the rights and preferences of the Fund's newly-issued 6.00% Cumulative Preferred Stock is attached herewith as Exhibit 77(Q1). |
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| February 27, 2004 |
EX-99.77O RULE 10F-3 6 rmt77o03.htm Exhibit 77O ROYCE MICRO-CAP TRUST, INC. Trade Date Company Name Ticker Broker Members of Selling Syndicate Price Total Shares Purchased Compliance with Rule 10f-3 08/11/03 Direct General DRCT Keefe Bruyette Keefe, Bruyette & Woods; Morgan Keegan; US Bancorp Piper Jaffray; SunTrust Capital Markets; Legg Mason Wood Walker; Raymond James; Advest; Avondale Partners; |
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| February 27, 2004 |
REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL EX-99.77B ACCT LTTR 3 rmt77b03.htm ` REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL Board of Directors Royce Micro-Cap Trust, Inc. New York, New York In planning and performing our audit of the financial statements of Royce Micro-Cap Trust, Inc. for the year ended December 31, 2003, we considered its internal control, including control activities for safeguarding securities |
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| February 27, 2004 |
EX-99.77C VOTES 4 rmt77c03.htm Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2003 Annual Meeting of Stockholders held on September 29, 2003, the Fund's stockholders elected those members of the Board of Directors whose terms would otherwise have expired at the completion of the 2003 Annual Meeting, consisting of (a) Charles M. Royce, (b) G. Peter O'Brien, (c) William L. Koke and (d) David L. Meis |
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| February 27, 2004 |
EX-99.77Q1 OTHR EXHB 7 artsup1003.htm ROYCE MICRO-CAP TRUST, INC. ARTICLES SUPPLEMENTARY 6.00% CUMULATIVE PREFERRED STOCK ROYCE MICRO-CAP TRUST, INC., a Maryland corporation, having its principal office in Baltimore City, Maryland (hereinafter called the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article |
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| November 25, 2003 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Royce Micro-Cap Trust, Inc. |
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| February 27, 2003 |
AMENDED AND RESTATED ROYCE MICRO-CAP TRUST, INC. A Maryland Corporation AMENDED AND RESTATED BYLAWS OF ROYCE MICRO-CAP TRUST, INC. A Maryland Corporation ARTICLE I MEETINGS OF STOCKHOLDERS SECTION 1. Place. All meetings of stockholders of Royce Micro-Cap Trust, Inc. (the "Corporation") shall be held in the United States at the principal executive office of the Corporation or at such other place as shall be set by the Board of Directors and stated in the notice of the |
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| February 27, 2003 |
Exhibit 77C ROYCE MICRO-CAP TRUST, INC. At the 2002 Annual Meeting of Stockholders held on September 30, 2002, the Fund's stockholders elected the Board of Directors, consisting of (a) Charles M. Royce, (b) Donald R. Dwight, (c) Mark R. Fetting, (d) Richard M. Galkin, (e) Stephen L. Isaacs, (f) William L. Koke, (g) David L. Meister and (h) G. Peter O'Brien. Common Stock and Preferred Stock Voting |
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| February 27, 2003 |
EX-99.77D(G) 5 foreign.htm Exhibit 77D (g) On September 12, 2002, the Fund's board of directors/trustees approved a change in the Fund's definition of foreign security as described below: Old definition: All securities issued by companies not domiciled in the U.S. are considered "foreign securities." New definition: All securities issued by companies not domiciled in the U.S. are considered "forei |
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| February 27, 2003 |
EX-99.77Q3 8 certification02.htm EXHIBIT 77Q3 TO FORM N-SAR Registrant Name: Royce Micro-Cap Trust, Inc. File Number: 811-08030 Registrant CIK Number: 0000912147 Sub-Item 77Q3 Exhibit 77Q3-1 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of |
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| February 27, 2003 |
EX-99.A CHARTER 6 artsup0103.htm ROYCE MICRO-CAP TRUST, INC. ARTICLES SUPPLEMENTARY Royce Micro-Cap Trust, Inc., a Maryland corporation (the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland (the "SDAT"), that: FIRST: Under a power contained in Title 3, Subtitle 8 of the Maryland General Corporation Law (the "MGCL"), the Corporation, by resolutions of |
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| February 27, 2003 |
REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL EX-99.77B ACCT LTTR 3 rmt77b02.htm REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL Board of Directors Royce Micro-Cap Trust, Inc. New York, New York In planning and performing our audit of the financial statements of Royce Micro-Cap Trust, Inc. for the year ended December 31, 2002, we considered its internal control, including control activities for safeguarding securities, |
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| September 24, 2002 |
As filed with the Securities and Exchange Commission on September 24, 2002 Schedule 14A As filed with the Securities and Exchange Commission on September 24, 2002 SCHEDULE 14A (Rule 14a-101) Information required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to ?SS?240. |
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| August 23, 2002 |
NSAR Sub-Item 77D (g) Royce Micro-Cap Trust, Inc. On April 25, 2002, the Board of Directors of Royce Micro-Cap Trust, Inc. (the "Fund") voted to amend the Fund's non-fundamental investment policies to require it to normally invest at least 80% of its net assets in the equity securities of micro-cap companies. Previously the Fund's policies had required it to invest 65% of its net assets in the equ |
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| February 28, 2002 |
EX-99.77Q2 ITEM 405 6 closed77q2.htm NSAR Sub-Item 77Q2 Section 16(a) Beneficial Ownership Reporting Compliance Two non-management directors of Royce & Associates, Inc., the Registrant's Investment Advisor, Raymond A. Mason and Timothy C. Scheve, filed a late Form 3 to indicate their directorship of the Registrant's Investment Advisor. Andrew S. Novak and Dani Eng, Secretary and Assistant Secretar |
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| February 28, 2002 |
REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL Board of Directors Royce Micro-Cap Trust, Inc. |
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| February 28, 2002 |
INVESTMENT ADVISORY AGREEMENT BETWEEN ROYCE MICRO-CAP TRUST, INC. AND ROYCE & ASSOCIATES, INC. INVESTMENT ADVISORY AGREEMENT BETWEEN ROYCE MICRO-CAP TRUST, INC. AND ROYCE & ASSOCIATES, INC. Agreement made this 1st day of October, 2001, by and between ROYCE MICRO-CAP TRUST, INC., a Maryland corporation (the "Fund"), and ROYCE & ASSOCIATES, INC., a New York corporation (the "Adviser"). The Fund and the Adviser hereby agree as follows: 1. Duties of the Adviser. The Adviser shall, during the te |
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| February 28, 2002 |
EX-99.77C VOTES 4 rmt77c01.htm ROYCE MICRO-CAP TRUST, INC. At the 2001 Annual Meeting of Stockholders held on September 14, 2001, the Fund's stockholders: (i) approved a new Investment Advisory Agreement for the Fund and (ii) elected the board of directors, consisting of (a) Charles M. Royce, (b) Donald R. Dwight, (c) Mark R. Fetting, (d) Richard M. Galkin, (e) Stephen L. Isaacs, (f) William L. Ko |
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| August 27, 2001 |
AMENDED AND RESTATED ROYCE MICRO-CAP TRUST, INC. A Maryland Corporation AMENDED AND RESTATED BYLAWS OF ROYCE MICRO-CAP TRUST, INC. A Maryland Corporation ARTICLE I STOCKHOLDERS SECTION 1. Annual Meetings. The annual meeting of the stockholders of Royce Micro-Cap Trust, Inc. (the "Corporation") shall be held on a date fixed from time to time by the Board of Directors within the thirty-one (31) day period ending on September 30 of each calendar year. An annual meeting m |
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| February 27, 2001 |
REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL STRUCTURE REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL STRUCTURE Board of Directors Royce Micro-Cap Trust, Inc. |
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| August 22, 2000 |
ROYCE MICRO-CAP TRUST, INC. Form N-SAR attachment for period ending 6/30/00 ROYCE MICRO-CAP TRUST, INC. Form N-SAR attachment for period ending 6/30/00 Item 77(C) At the 2000 Annual Meeting of Stockholders held on April 26, 2000, the Fund's stockholders: (i) elected the board of directors, consisting of (a) Charles M. Royce, (b) John D. Diederich, (c) Donald R. Dwight, (d) Richard M. Galkin, (e) Stephen L. Isaacs and (f) David L. Meister and (ii) ratified the selection of |
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| August 22, 2000 |
AMENDED AND RESTATED BYLAWS OF ROYCE MICRO-CAP TRUST, INC. A Maryland Corporation ARTICLE I STOCKHOLDERS| SECTION 1. Annual Meetings. The annual meeting of the stockholders of Royce Micro-Cap Trust, Inc. (the "Corporation") shall be held on a date fixed from time to time by the Board of Directors within the thirty-one (31) day period ending on April 30 of each calendar year. An annual meeting may |
