Основная статистика
CIK | 1826681 |
SEC Filings
SEC Filings (Chronological Order)
August 6, 2025 |
Exhibit 99.1 Palladyne AI Corp Provides 2025 Mid-Year Business and Financial Update First Half 2025 Financial and Product Development Objectives Met; Focus Shifts to Completion of Version 2 of Palladyne™ IQ, Demonstrating Enhanced Capabilities for Palladyne™ Pilot with Defense Community and Securing Customers SALT LAKE CITY – August 6, 2025 – Palladyne AI Corp. (NASDAQ: PDYN and PDYNW) (“Palladyne |
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August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 Palladyne AI Corp. |
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August 6, 2025 |
As filed with the Securities and Exchange Commission on August 6, 2025 As filed with the Securities and Exchange Commission on August 6, 2025 Registration No. |
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August 6, 2025 |
Amended and Restated Outside Director Compensation Policy. EXHIBIT 10.1 PALLADYNE AI CORP. AMENDED AND RESTATED OUTSIDE DIRECTOR COMPENSATION POLICY Effective as of April 7, 2025 (the “Effective Date”) Palladyne AI Corp. (the “Company”) believes that providing cash and equity compensation to members of its Board of Directors (the “Board,” and members of the Board, the “Directors”) represents an effective tool to attract, retain and reward Directors who ar |
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August 6, 2025 |
Artificial Intelligence that Enables Robots and Drones to Think Like Humans and Perform Real-World Complex Tasks Exhibit 99. |
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August 6, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Palladyne AI Corp. |
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August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 06, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File |
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August 6, 2025 |
Exhibit 4.3 PALLADYNE AI CORP. INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 5 ARTICLE II THE SECURITIES 5 Section 2.1 Issuable in Series 5 Section 2.2 Establishment of Terms |
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July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 02, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File N |
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June 12, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File N |
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May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Palladyne AI Corp. (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 650 South 500 West, Suite 150 Salt Lake City, Utah 84101 (Address of principa |
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May 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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May 19, 2025 |
Artificial Intelligence that Enables Robots and Drones to Think Like Humans and Perform Real-World Complex Tasks Exhibit 99. |
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May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 Palladyne AI Corp. |
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May 7, 2025 |
Exhibit 10.1 SARCOS CORP. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of February 29, 2024 (the “Effective Date”) by and between Sarcos Corp. (the “Company”), Sarcos Technology and Robotics Corporation (“Parent”) and Kristi Martindale (“Executive” and, together with the Company and Parent, the “Parties”). RECITALS WHEREAS, Executive was previously an employe |
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April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Definitive Proxy State |
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April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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April 2, 2025 |
Artificial Intelligence that Enables Robots and Drones to Think Like Humans and Perform Real-World Complex Tasks Exhibit 99. |
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April 2, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 02, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File |
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March 31, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File |
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February 20, 2025 |
Exhibit 19 PALLADYNE AI CORP. AMENDED AND RESTATED INSIDER TRADING POLICY (Amended and Restated on October 30, 2024) A. POLICY OVERVIEW Palladyne AI Corp. (together with any subsidiaries, collectively the “Company”) has adopted this Insider Trading Policy (the “Policy”) to help you comply with the federal and state securities laws and regulations that govern trading in securities and to help the C |
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February 20, 2025 |
Exhibit 99.1 Palladyne AI Corp Provides 2024 Year End Business and Financial Update 2024 Financial and Product Development Objectives Met; Focus Turns to Securing Customers for 2025 SALT LAKE CITY – February 20, 2025 – Palladyne AI Corp. (NASDAQ: PDYN and PDYNW) (“Palladyne AI”), a developer of artificial intelligence software for robotic platforms in the industrial and defense sectors, today anno |
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February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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February 20, 2025 |
Description of the Company's Securities. Exhibit 4.5 DESCRIPTION OF SECURITIES Palladyne AI Corp. (“we,” “our,” “us” or the “Company”) has the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) Common Stock, par value $0.0001 per share, and (ii) redeemable deSPAC Warrants (as defined below), each deSPAC Warrant exercisable for one Common Stock share |
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February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39897 Palladyne AI Co |
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February 20, 2025 |
Exhibit 21 Palladyne AI Corp. Significant Subsidiaries (as of December 31, 2024) The following are the subsidiaries of Palladyne AI Corp.: Name of Subsidiary State or Other Jurisdiction of Incorporation or Organization Sarcos Corp. Utah Sarcos Group LC Utah Rememdia LC Utah ZeptoVision, Inc. Delaware RE2 LLC Delaware * Inclusion on the list above is not an admission that any of the above entities, |
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February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2025 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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February 19, 2025 |
EXHIBIT 99.1 Palladyne AI Corp. Announces Appointment of Michael Young to Board of Directors Former senior executive at Caterpillar and Dell brings more than 35 years of industry experience and relationships to the Palladyne AI board SALT LAKE CITY– February 19, 2025 – Palladyne AI Corp. (NASDAQ: PDYN and PDYNW) (“Palladyne AI”), a developer of artificial intelligence software for robotic platform |
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December 31, 2024 |
Up to $30,000,000 Common Stock Filed Pursuant to Rule 424(b)5 Registration No. 333-268399 PROSPECTUS SUPPLEMENT (To prospectus dated November 23, 2022) Up to $30,000,000 Common Stock We previously entered into an Open Market Sale Agreement on November 13, 2024, or the sales agreement, with Jefferies LLC, or Jefferies, relating to shares of our common stock offered by this prospectus supplement. In accordance with the terms of t |
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December 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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December 27, 2024 |
EXHIBIT 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into as of December 26, 2024 by and among Sarcos Corp. (the “Company”), Palladyne AI Corp. (formerly known as Sarcos Technology and Robotics Corporation), the Company’s parent corporation (“Parent”) and Benjamin G. Wolff (“Executive” and, together with the Company and |
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December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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December 20, 2024 |
December 20, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Aliya Ishmukhamedova Re: Palladyne AI Corp. Registration Statement on Form S-3 File No. 333-283359 Acceleration Request Requested Date: December 20, 2024 Requested Time: 4:15 P.M. Eastern Time Ladies and Gentlemen: Pursuant to Rule 461 under the S |
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December 20, 2024 |
Palladyne AI Corp. 3,220,805 Shares of Common Stock Offered by the Selling Stockholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-283359 PROSPECTUS Palladyne AI Corp. 3,220,805 Shares of Common Stock Offered by the Selling Stockholders This prospectus relates to the disposition, from time to time, by the selling stockholders identified in this prospectus under the caption “Principal and Selling Stockholders” on page 8 of up to 3,220,805 shares of our common stock, $0.0001 |
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December 18, 2024 |
As filed with the Securities and Exchange Commission on December 17, 2024 Registration No. |
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November 20, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Palladyne AI Corp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be paid Equity Common Stock, par value $0. |
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November 20, 2024 |
As filed with the Securities and Exchange Commission on November 20, 2024 As filed with the Securities and Exchange Commission on November 20, 2024 Registration No. |
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November 20, 2024 |
Exhibit 21.1 Palladyne AI Corp.* List of Subsidiaries (as of November 20, 2024) The following are the subsidiaries of Palladyne AI Corp.: Name of Subsidiary State or Other Jurisdiction of Incorporation or Organization Sarcos Corp. Utah Sarcos Group LC Utah Rememdia LC Utah ZeptoVision Inc. Delaware RE2, LLC Delaware * Inclusion on the list above is not an admission that any of the above entities, |
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November 20, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Palladyne AI Corp. |
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November 20, 2024 |
As filed with the Securities and Exchange Commission on November 20, 2024 Registration No. |
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November 13, 2024 |
Palladyne AI Corp. Amended and Restated 2021 Employee Stock Purchase Plan Exhibit 10.1 PALLADYNE AI CORP. AMENDED AND RESTATED 2021 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company intends for the Plan to have two components: a component that is intended to qualify as an “employee stock purchase p |
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November 13, 2024 |
Up to $18,000,000 Common Stock Filed Pursuant to Rule 424(b)5 Registration No. 333-268399 PROSPECTUS SUPPLEMENT (To prospectus dated November 23, 2022) Up to $18,000,000 Common Stock We have entered into an Open Market Sale Agreement, or the sales agreement, with Jefferies LLC, or Jefferies, relating to shares of our common stock offered by this prospectus supplement. In accordance with the terms of the sales agreement, under t |
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November 13, 2024 |
Open Market Sale AgreementSM, dated November 13, 2024, by and between the Company and Jefferies LLC Exhibit 10.2 OPEN MARKET SALE AGREEMENTSM November 13, 2024 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Palladyne AI Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common st |
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November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 Palladyne AI Corp. |
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November 4, 2024 |
PDYN / Palladyne AI Corp. / Wolff Benjamin G - SC 13D/A Activist Investment SC 13D/A 1 d904827dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* PALLADYNE AI CORP. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A205 (CUSIP Number) Benjamin G. Wolff Julie Wolff 650 South 500 West, Suite 150 Salt Lake City, Utah, |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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October 31, 2024 |
Exhibit 99.1 PALLADYNE AI CORP. Announces Pricing of $7.0 Million Registered Direct Offering and Concurrent Private Placements SALT LAKE CITY– October 31, 2024 – Palladyne AI Corp. (NASDAQ: PDYN and PDYNW) (“Palladyne AI”), a developer of artificial intelligence software for robotic platforms in the commercial and defense sectors, today announced that it has entered into a securities purchase agre |
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October 31, 2024 |
Form of Insiders Purchase Agreement Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 31, 2024, between Palladyne AI Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions se |
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October 31, 2024 |
Exhibit 10.3 FORM OF LOCK-UP AGREEMENT [∙], 2024 A.G.P./Alliance Global Partners 590 Madison Avenue, 28th Floor New York, New York 10022 Re: Palladyne AI Corp., Proposed Offering Ladies and Gentlemen: The undersigned understands that you (“AGP” or the “Placement Agent”) propose to enter into a Placement Agency Agreement, to be dated as of [∙] [∙] 2024 (the “Placement Agency Agreement”) by and amon |
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October 31, 2024 |
Form of Investor Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 31, 2024, between Palladyne AI Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions se |
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October 31, 2024 |
Term Sheet for financing of Palladyne AI Corp. Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. |
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October 31, 2024 |
Exhibit 10.4 Placement Agency Agreement October 31, 2024 Palladyne AI Corp. 650 South 500 West, Suite 150 Salt Lake City, UT 84101 Attn: Chief Executive Officer Dear Mr. Wolff: This letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners (the “Placement Agent”) and Palladyne AI Corp., a Delaware corporation (the “Company”), that the Placement Agent shall serve as |
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October 31, 2024 |
PALLADYNE AI CORP. 2024 INDUCEMENT EQUITY INCENTIVE PLAN (Effective December 15, 2024) EXHIBIT 99.1 PALLADYNE AI CORP. 2024 INDUCEMENT EQUITY INCENTIVE PLAN (Effective December 15, 2024) 1. Purposes of the Plan. The purpose of this Plan is to attract and retain talented personnel by providing an inducement material to individuals entering into employment with the Company or any Parent or Subsidiary of the Company. The Plan permits the grant of Nonstatutory Stock Options, Stock Appre |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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October 31, 2024 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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October 31, 2024 |
2,790,700 Shares of Common Stock 424B5 1 pdyn-prospectussupple.htm 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-268399 PROSPECTUS SUPPLEMENT (to the Prospectus dated November 23, 2022) 2,790,700 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus and the securities purchase agreement dated October 31, 2024 (the “Securities Purchase Agreement”), we are offering 2,790,700 shares |
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August 7, 2024 |
An AI platform to deliver human-like reasoning & autonomy for commercial and defense applications Exhibit 99. |
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August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 Palladyne AI Corp. |
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August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 07, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File |
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August 7, 2024 |
Exhibit 99.1 PALLADYNE AI CORP Provides Mid-Year Business and Financial Update Key Milestones for Commercialization of Artificial Intelligence Software Platform for Industrial Robots and Cobots Achieved on Schedule with Substantially Improved Financial Results SALT LAKE CITY– August 7, 2024 – Palladyne AI Corp. (NASDAQ: PDYN and PDYNW) (“Palladyne AI”), a developer of artificial intelligence softw |
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June 14, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commission File N |
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May 8, 2024 |
Exhibit 10.6 To: Denis Garagic March 28, 2024 Dear Denis: We write to confirm and memorialize the decision of the Board of Directors of Palladyne AI Corp. (formerly known as Sarcos Technology and Robotics Corporation) (“Parent”) on January 3, 2024 to increase your target annual bonus percentage by amending the Employment Agreement entered into as of June 12, 2023 by and between Sarcos, Corp., Pall |
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May 8, 2024 |
Amendment to Option Agreements, dated April 16, 2024, by and between the Company and Denis Garagic. Exhibit 10.13 PALLADYNE AI CORP. AMENDMENT TO OPTION AGREEMENTS This AMENDMENT TO OPTION AGREEMENTS (the “Amendment”) is made and entered into by and between Palladyne AI Corp. (the “Company”) and Denis Garagic (the “Participant”) as of April 16, 2024. WHEREAS, the Participant has been granted the following stock options (the “Options”) to acquire shares of the Company’s common stock (“Shares”). T |
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May 8, 2024 |
Amendment to Option Agreements, dated April 16, 2024, by and between the Company and Matthew Vogt. Exhibit 10.16 PALLADYNE AI CORP. AMENDMENT TO OPTION AGREEMENTS This AMENDMENT TO OPTION AGREEMENTS (the “Amendment”) is made and entered into by and between Palladyne AI Corp. (the “Company”) and Matthew Vogt (the “Participant”) as of April 16, 2024. WHEREAS, the Participant has been granted the following stock options (the “Options”) to acquire shares of the Company’s common stock (“Shares”). Th |
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May 8, 2024 |
EXHIBIT 10.1 PALLADYNE AI CORP. AMENDED AND RESTATED OUTSIDE DIRECTOR COMPENSATION POLICY Effective as of February 23, 2024 (the “Effective Date”) Palladyne AI Corp. (the “Company”) believes that providing cash and equity compensation to members of its Board of Directors (the “Board,” and members of the Board, the “Directors”) represents an effective tool to attract, retain and reward Directors wh |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 Palladyne AI Corp. |
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May 8, 2024 |
Exhibit 10.12 January 19, 2024 VIA DOCUSIGN Matthew Vogt [***] Re: Retention Bonus Opportunity Dear Matt: This letter agreement (the “Agreement”) sets forth the terms and conditions of a retention bonus offered as an incentive for you to remain employed by Sarcos Corp. (the “Company”). Reference is made to the Employment Agreement by and between you, the Company and Sarcos Technology and Robotics |
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May 8, 2024 |
Exhibit 10.7 To: Stephen Sonne March 28, 2024 Dear Steve: We write to confirm and memorialize the decision of the Board of Directors of Palladyne AI Corp. (formerly known as Sarcos Technology and Robotics Corporation) (“Parent”) on January 3, 2024 to increase your target annual bonus percentage by amending the Employment Agreement entered into as of January 30, 2023 by and between Sarcos, Corp., P |
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May 8, 2024 |
Amendment to Option Agreements, dated April 16, 2024, by and between the Company and Stephen Sonne. Exhibit 10.14 PALLADYNE AI CORP. AMENDMENT TO OPTION AGREEMENTS This AMENDMENT TO OPTION AGREEMENTS (the “Amendment”) is made and entered into by and between Palladyne AI Corp. (the “Company”) and Stephen Sonne (the “Participant”) as of April 16, 2024. WHEREAS, the Participant has been granted the following stock options (the “Options”) to acquire shares of the Company’s common stock (“Shares”). T |
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May 8, 2024 |
Exhibit 10.11 January 19, 2024 VIA DOCUSIGN Stephen Sonne [***] Re: Retention Bonus Opportunity Dear Stephen: This letter agreement (the “Agreement”) sets forth the terms and conditions of a retention bonus offered as an incentive for you to remain employed by Sarcos Corp. (the “Company”). Reference is made to the Employment Agreement by and between you, the Company and Sarcos Technology and Robot |
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May 8, 2024 |
Exhibit 10.15 PALLADYNE AI CORP. AMENDMENT TO OPTION AGREEMENTS This AMENDMENT TO OPTION AGREEMENTS (the “Amendment”) is made and entered into by and between Palladyne AI Corp. (the “Company”) and Trevor Thatcher (the “Participant”) as of April 16, 2024. WHEREAS, the Participant has been granted the following stock options (the “Options”) to acquire shares of the Company’s common stock (“Shares”). |
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May 8, 2024 |
Exhibit 10.10 January 19, 2024 VIA DOCUSIGN Andrew Hamer [***] Re: Retention Bonus Opportunity Dear Drew: This letter agreement (the “Agreement”) sets forth the terms and conditions of a retention bonus offered as an incentive for you to remain employed by Sarcos Corp. (the “Company”). Reference is made to the Employment Agreement by and between you, the Company and Sarcos Technology and Robotics |
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May 8, 2024 |
Exhibit 10.9 January 19, 2024 VIA DOCUSIGN Denis Garagic [***] Re: Retention Bonus Opportunity Dear Denis: This letter agreement (the “Agreement”) sets forth the terms and conditions of a retention bonus offered as an incentive for you to remain employed by Sarcos Corp. (the “Company”). Reference is made to the Employment Agreement by and between you, the Company and Sarcos Technology and Robotics |
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May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Palladyne AI Corp. (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 650 South 500 West, Suite 150 Salt Lake City, Utah 84101 (Address of principa |
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April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Definitive Proxy State |
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April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commissi |
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April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 03, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commissi |
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April 9, 2024 |
Letter from Ernst & Young LLP to the Securities and Exchange Commission dated April 9, 2024. Exhibit 16.1 April 9, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K dated April 3, 2024, of Palladyne AI Corp. and are in agreement with the statements contained in the first and last sentences of the first paragraph, and the second, third, and fourth paragraphs on page 2 therein. We have no basis to agree or disag |
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April 8, 2024 |
Palladyne AI Ticker Symbol now PDYN Exhibit 99.1 Palladyne AI Ticker Symbol now PDYN SALT LAKE CITY– April 8, 2024 – Palladyne AI Corp. (“Palladyne AI” and formerly Sarcos Technology and Robotics Corporation) (Nasdaq: PDYN and PDYNW and formerly Nasdaq: STRC and STRCW) today announced that effective as of the market open today, April 8, 2024, the Company’s ticker symbols have changed from Nasdaq: STRC and STRCW to Nasdaq: PDYN and P |
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April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 08, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commissi |
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March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commissi |
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March 26, 2024 |
Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is entered into on the last date indicated on the signature page hereof by and between Andrew Hamer (“Employee”) and Sarcos Corp. (the “Company”) (collectively, Employee and the Company referred to as the “Parties” or individually referred to as a “Party”), and which will become effective as set forth |
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March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 Palladyne AI Corp. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporation) (Commissi |
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March 18, 2024 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF PALLADYNE AI CORP. (as amended and restated effective March 18, 2024) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS’ MEETINGS 9 2.6 QUORUM |
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March 18, 2024 |
Exhibit 99.1 Sarcos Robotics is Now Palladyne AI Rebranding Emphasizes New Focus on Brain over Brawn Palladyne AI is Commercializing Advanced AI Software that Enables Robots to Observe, Learn, Reason and Act Like Humans SALT LAKE CITY– March 18, 2024 – Sarcos Technology and Robotics Corporation (“Sarcos”) (NASDAQ: STRC and STRCW) is pleased to announce that effective today, the company has changed |
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March 18, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Sarcos technology and robotics corporation Sarcos Technology and Robotics Corporation (the “Company”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), hereby certifies as follows: 1. The |
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March 6, 2024 |
Exhibit 10.1 SARCOS CORP. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of March 5, 2024 (the “Effective Date”) by and between Sarcos Corp. (the “Company”), Sarcos Technology and Robotices Corporation (“Parent”) and Trevor Thatcher (“Executive” and, together with the Company and Parent, the “Parties”). RECITALS WHEREAS, Parent and the Company wish to continue |
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March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction |
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February 28, 2024 |
Employment Agreement, dated January 30, 2023, among Stephen Sonne, Sarcos Corp., and the Company. Exhibit 10.13 SARCOS CORP. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of January 30, 2023 (the “Effective Date”) by and between Sarcos Corp. (the “Company”), Sarcos Technology and Robotics Corporation, the Company’s parent corporation (“Parent”) and Stephen Sonne (“Executive” and, together with the Company and Parent, the “Parties”). RECITALS WHEREAS, Paren |
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February 28, 2024 |
Exhibit 4.4 DESCRIPTION OF SECURITIES As of February 14, 2024, Sarcos Technology & Robotics Corporation (“we,” “our,” “us” or the “Company”) had the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) Common Stock, par value $0.0001 per share, and (ii) redeemable warrants, each warrant exercisable for one Comm |
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February 28, 2024 |
Exhibit 97 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION COMPENSATION RECOVERY POLICY (Adopted on November 16, 2023) Sarcos Technology and Robotics Corporation (the “Company”) is committed to strong corporate governance. |
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February 28, 2024 |
Exhibit 21 Sarcos Technology and Robotics Corporation. List of Subsidiaries (as of December 31, 2023) The following are the subsidiaries of Sarcos Technology and Robotics Corporation., omitting certain subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary: Name of Subsidiary State or Other Jurisdiction of Incorporation or Organization Sarcos Corp. Utah Sarc |
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February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction |
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February 28, 2024 |
Employment Agreement, dated January 11, 2024, among Matthew L. Vogt, Sarcos Corp., and the Company. Exhibit 10.12 SARCOS CORP. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of January 11, 2024 (the “Effective Date”) by and between Sarcos Corp. (the “Company”), Sarcos Technology and Robotics Corporation (“Parent”) and Matthew L. Vogt (“Executive” and, together with the Company and Parent, the “Parties”). RECITALS WHEREAS, Parent and the Company wish to contin |
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February 28, 2024 |
An AI platform to deliver human-like reasoning & autonomy for commercial and defense applications February 28, 2024 Disclaimer This presentation and any related oral statements contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 including, but not limited to, statements regarding Sarcos’ future operating results, financial position, liquidi |
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February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39897 SARCOS TECHNOLO |
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February 28, 2024 |
Form of Restricted Stock Agreement under the 2021 Equity Incentive Plan Exhibit 10.19 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT NOTICE OF RESTRICTED STOCK GRANT Unless otherwise defined herein, the terms defined in the Sarcos Technology and Robotics Corporation 2021 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Award Agreement which includes the Notice of Res |
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February 27, 2024 |
STRC / Sarcos Technology and Robotics Corporation / Wolff Benjamin G - SC 13D/A Activist Investment SC 13D/A 1 d801699dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A205 (CUSIP Number) Benjamin G. Wolff Julie Wolff 650 South 500 West, Suite 1 |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction |
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February 20, 2024 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of January 17, 2024 by and among Sarcos Corp. (the “Company”), Sarcos Technology and Robotics Corporation, the Company’s parent corporation (“Parent”) and Benjamin G. Wolff (“Executive” and, together with the Company and Parent, the “Parties”). RECITALS WHEREAS, Parent and the Company wish to continue |
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February 20, 2024 |
[Remainder of page intentionally left blank.] Exhibit 10.2 January 17, 2024 Laura Peterson TEL: [***] EMAIL: [***] Dear Laura, In connection with your transition from serving as the President and Chief Executive Officer of Sarcos Technology and Robotics Corporation (“Parent”) and Sarcos Corp. (“Sarcos”), this letter sets forth the mutual understanding between you, Parent and Sarcos as to the terms of your continued employment by Parent and Sa |
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January 26, 2024 |
SC 13G/A 1 d746000dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing o |
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January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2024 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction o |
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January 19, 2024 |
Exhibit 10.2 January 17, 2024 Laura Peterson TEL: [***] EMAIL: [***] Dear Laura, In connection with your transition from serving as the President and Chief Executive Officer of Sarcos Technology and Robotics Corporation (“Parent”) and Sarcos Corp. (“Sarcos”), this letter sets forth the mutual understanding between you, Parent and Sarcos as to the terms of your continued employment by Parent and Sa |
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January 19, 2024 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of January 17, 2024 by and among Sarcos Corp. (the “Company”), Sarcos Technology and Robotics Corporation, the Company’s parent corporation (“Parent”) and Benjamin G. Wolff (“Executive” and, together with the Company and Parent, the “Parties”). RECITALS WHEREAS, Parent and the Company wish to continue |
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January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 03, 2024 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction o |
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November 14, 2023 |
Exhibit 99.1 Sarcos Technology and Robotics Corporation Announces Third Quarter 2023 Financial Results Pivots to Artificial Intelligence, Machine Learning Software Business SALT LAKE CITY – November 14, 2023 – Sarcos Technology and Robotics Corporation (“Sarcos”) (NASDAQ: STRC and STRCW, a leader in advanced robotic technology designed to increase the intelligence, efficiency, capability and produ |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 85-2838301 (State or other jurisdiction of incorporation or organization) (I. |
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November 14, 2023 |
Exhibit 99.2 Sarcos Pivots to Robotics AI Software Near-Term Opportunity AI Software Platform to be Launched by mid-2024; Leverages Years of Sarcos R&D and Recent Momentum from U.S. Department of Defense Contract Wins Reduction in Force to Align Resources with AI Focus SALT LAKE CITY– Nov. 14, 2023 – Sarcos Technology and Robotics Corporation (“Sarcos”) (NASDAQ: STRC and STRCW), a leader in advanc |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incor |
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October 27, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction o |
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October 25, 2023 |
Sarcos Appoints Laura Peterson as President and Chief Executive Officer Ben Wolff Re-joins Executive Team as Executive Vice Chairman SALT LAKE CITY— Oct. |
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October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorp |
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October 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 03, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorp |
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October 4, 2023 |
Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is entered into on the last date indicated on the signature page hereof by and between Kristi Martindale (“Employee”) and Sarcos Corp. (the “Company”) (collectively, Employee and the Company referred to as the “Parties” or individually referred to as a “Party”), and which will become effective as set |
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September 12, 2023 |
ROT / Rotor Acquisition Corp - Class A / Wolff Benjamin G - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A205 (CUSIP Number) Benjamin G. Wolff Julie Wolff 650 South 500 West, Suite 150 Salt Lake City, Utah, 84101 |
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September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpo |
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September 1, 2023 |
Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is entered into on the last date indicated on the signature page hereof by and between Jorgen Pedersen (“Employee”) and Sarcos Technology and Robotics Corporation (“Parent”) and Sarcos Corp. (the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”), and which |
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August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 85-2838301 (State or other jurisdiction of incorporation or organization) (I. |
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August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 09, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpo |
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August 9, 2023 |
Exhibit 31.1 SARCOS TECHNOLOGIES AND ROBOTICS CORPORATION AMENDED AND RESTATED OUTSIDE DIRECTOR COMPENSATION POLICY Adopted and approved by the Compensation Committee of the Company’s Board of Directors on April 13, 2023 (the “Effective Date”) Sarcos Technologies and Robotics Corporation (the “Company”) believes that providing cash and equity compensation to members of its Board of Directors (the |
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August 9, 2023 |
Sarcos Technology and Robotics Corporation 650 S 500 W, Salt Lake City, UT 84101 Exhibit 10. |
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August 9, 2023 |
Sarcos Technology and Robotics Corporation Announces Second Quarter 2023 Financial Results Exhibit 99.1 Sarcos Technology and Robotics Corporation Announces Second Quarter 2023 Financial Results SALT LAKE CITY— August 9, 2023—Sarcos Technology and RoboticsCorporation (“Sarcos”) (NASDAQ: STRC and STRCW), a leader in the design, development, and manufacture of advanced robotic systems, solutions and software that redefine human possibilities, today announced financial results for the quar |
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August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 03, 2023 (Amended Report) July 10, 2023 (Original Report) Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) |
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July 31, 2023 |
STRC / Sarcos Technology and Robotics Corporation / Olivier Marc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A205 (CUSIP Number) Marc Olivier 1941 S Wasatch Dr Salt Lake City, UT 84108 (801) 654-1964 (Name, Address a |
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July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpora |
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July 12, 2023 |
Sarcos Takes Steps to Improve Efficiency, Reduce Cash Spend Provides Second Quarter 2023 Preliminary Revenue • Aligning workforce with targeted robotics solutions and end markets; eliminating non-essential positions • Optimizing ongoing operations • SaaS/AI emerging as important future revenue opportunity; building on years of AI software development • Second quarter preliminary revenue of approximately $1. |
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July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpora |
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June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpora |
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June 20, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SARCOS TECHNOLOGY AND ROBOTICS CORPORATION Sarcos Technology and Robotics Corporation, a Delaware corporation (the “Company”), hereby certifies as follows: 1. The name of the Company is Sarcos Technology and Robotics Corporation. The Company was originally incorporated under the name of Rotor Acquisition C |
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June 20, 2023 |
Sarcos Announces Reverse Stock Split Exhibit 99.1 Sarcos Announces Reverse Stock Split SALT LAKE CITY – June 20, 2023 - Sarcos Technology and Robotics Corporation (“Sarcos” or “Company”) (NASDAQ: STRC and STRCW), a leader in the design, development, and manufacture of advanced robotic systems, solutions and software that redefine human possibilities, today announced that it has resolved to effect a reverse stock split of Sarcos’ issu |
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June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpora |
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June 16, 2023 |
Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is entered into on the last date indicated on the signature page hereof by and between Kiva Allgood (“Employee”) and Sarcos Technology and Robotics Corporation (“Parent”) and Sarcos Corp. (the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”), and which wi |
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June 16, 2023 |
Exhibit 10.2 SARCOS CORP. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of June 12, 2023 (the “Effective Date”) by and between Sarcos Corp. (the “Company”), Sarcos Technology and Robotics Corporation, the Company’s parent corporation (“Parent”) and Denis Garagic (“Executive” and, together with the Company and Parent, the “Parties”). RECITALS WHEREAS, Parent an |
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May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Sarcos Technology and Robotics Corporation (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 650 South 500 West, Suite 150 Salt Lake City, Utah 84 |
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May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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May 17, 2023 |
Exhibit 99.1 Sarcos Announces Appointment of Laura Peterson as Interim President and Chief Executive Officer Former Boeing executive and current member of Sarcos board of directors brings decades of leadership experience as Company enters commercialization phase of its history SALT LAKE CITY — May 12, 2023 — Sarcos Technology and Robotics Corporation (“Sarcos”) (NASDAQ: STRC and STRCW), a leader i |
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May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporat |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporat |
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May 10, 2023 |
Exhibit 99.1 Sarcos Technology and Robotics Corporation Announces First Quarter 2023 Financial Results Momentum building as company nears commercialization SALT LAKE CITY— May 10, 2023—Sarcos Technology and Robotics Corporation (“Sarcos”) (NASDAQ: STRC and STRCW), a leader in the design, development, and manufacture of advanced robotic systems, solutions and software that redefine human possibilit |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 85-2838301 (State or other jurisdiction of incorporation or organization) (I. |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Definitive Proxy State |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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March 16, 2023 |
Exhibit 99.1 Sarcos Technology and Robotics Corporation Announces Fourth Quarter and Full-year 2022 Financial Results Delivered Fourth Quarter and Full Year 2022 Revenue at the High End of Guidance Achieved Guardian® XM Production Goal and Debuted Prototype of Semi-Autonomous Baggage Loading System for Aviation Industry SALT LAKE CITY— March 16, 2023—Sarcos Technology and Robotics Corporation (“Sa |
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March 16, 2023 |
Exhibit 21.1 Sarcos Technology and Robotics Corporation. List of Subsidiaries (as of December 31, 2022) The following are the subsidiaries of Sarcos Technology and Robotics Corporation., omitting certain subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary: Name of Subsidiary State or Other Jurisdiction of Incorporation or Orgaization Sarcos Corp. Utah Sar |
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March 16, 2023 |
Description of Company’s Securities. Exhibit 4.5 DESCRIPTION OF SECURITIES As of February 15, 2023, Sarcos Technology & Robotics Corporation (“we,” “our,” “us” or the “Company”) had the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) Common Stock, par value $0.0001 per share, and (ii) redeemable warrants, each warrant exercisable for one Comm |
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March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpor |
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March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39897 SARCOS TECHNOLO |
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February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incor |
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February 23, 2023 |
Investor Presentation Nasdaq: STRC February 2023 Investor Presentation Nasdaq: STRC February 2023 disclaimer Legal Disclaimer This presentation and any related oral statements contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 including, but not limited to, statements regarding Sarcos’ future operating results, financial position, liquidity and cash burn, business strategy, projections o |
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February 23, 2023 |
Exhibit 99.1 Sarcos Commercializing and Expanding its Line of Teleoperated Robotics and Software Solutions Expects Revenue of $6.1 Million for Q4 and $14.6 Million for the Full Year 2022 SALT LAKE CITY— February 23, 2023—Sarcos Technology and Robotics Corporation (“Sarcos”) (NASDAQ: STRC and STRCW), a leader in the design, development, and manufacture of advanced robotic systems and solutions that |
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February 10, 2023 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the ap |
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January 27, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction o |
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January 13, 2023 |
Sarcos Co-Founder and Former CEO Ben Wolff to Step Down as Executive Chair Current Director Dennis Weibling Elected Non-Executive Chair SALT LAKE CITY— January 13, 2023—Sarcos Technology and Robotics Corporation (“Sarcos”) (NASDAQ: STRC and STRCW), a leader in the design, development, and manufacture of advanced robotic systems that redefine human possibilities, announced today that after eight years of service to Sarcos, its Co-Founder and former CEO, Ben Wolff, will be stepping down from his employment as executive chairman effective February 1, 2023. |
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January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2023 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorp |
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December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2022 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incor |
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December 5, 2022 |
US80359A1060 / Sarcos Technology and Robotics Corp / FINN BRIAN D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 80359A106 (CUSIP Number) 360 Wakara Way Salt Lake City, Utah 84108 (888) 927-7296 (Name, Address and Telephone Number of |
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November 22, 2022 |
Filed Pursuant to Rule 424(b)(3) PROSPECTUS Registration No. 333-260296 Up to 156,791,216 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus relates to the resale of (i) 20,521,541 shares of common stock, par value $0.0001 per share (the ?C |
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November 22, 2022 |
Up to 10,290,810 Shares of Common Stock by the Selling Securityholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 PROSPECTUS Up to 10,290,810 Shares of Common Stock by the Selling Securityholders This prospectus relates to the resale of 10,290,810 shares of common stock, par value $0.0001 per share (the ?Common Stock?), of Sarcos Technology and Robotics Corporation (the ?Company?) issued as partial consideration in the acquisition of RE2, Inc. (?RE2 |
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November 21, 2022 |
strc-corresp.htm November 21, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Alexandra Barone Re: Sarcos Technology and Robotics Corporation Registration Statement on Form S-3 File No. 333-268399 Acceleration Request Requested Date: November 23, 2022 Requested Time: 4 P.M. Eastern Time Ladies and Gentlemen |
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November 15, 2022 |
As filed with the Securities and Exchange Commission on November 15, 2022 As filed with the Securities and Exchange Commission on November 15, 2022 Registration No. |
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November 15, 2022 |
Exhibit 4.3 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 5 Section 1.4 Rules of Construction 5 ARTICLE II THE SECURITIES 5 Section 2.1 Issuable in Series 5 Section 2. |
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November 15, 2022 |
As filed with the Securities and Exchange Commission on November 15, 2022 As filed with the Securities and Exchange Commission on November 15, 2022 Registration No. |
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November 15, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLES FORM S-3 (Form Type) SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common stock, par value $0. |
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November 15, 2022 |
As filed with the Securities and Exchange Commission on November 15, 2022 As filed with the Securities and Exchange Commission on November 15, 2022 Registration No. |
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November 9, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement is being filed to update and supplement t |
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November 9, 2022 |
Up to 10,772,674 Shares of Common Stock by the Selling Securityholders 424B3 1 strc-424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 PROSPECTUS SUPPLEMENT (To Prospectus dated May 23, 2022) Up to 10,772,674 Shares of Common Stock by the Selling Securityholders This prospectus supplement is being filed to update and supplement the prospectus dated May 23, 2022 (as supplemented to date, the “Prospectus”), which forms a part of our Registrati |
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November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 85-2838301 (State or other jurisdiction of incorporation or organization) (I. |
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November 8, 2022 |
Exhibit 99.1 Sarcos Announces Third Quarter 2022 Financial Results Began production of commercial units of Sapien 6M robotic system ahead of schedule On target to commence initial production of commercial units of Guardian? XTTM teleoperated dexterous robotic system by end of 2022 Successful field demonstrations of innovative shipyard solutions for U.S. Navy SALT LAKE CITY ? November 8, 2022 ? Sar |
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November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2022 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incor |
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November 8, 2022 |
Investor Deck November 8, 2022 Robotic systems to enable the safest, most productive, workforce in the world disclaimer Legal Disclaimer This presentation and any related oral statements contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 including, but not limited to, statements regarding Sarcos? future operating results, financial positio |
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November 8, 2022 |
Up to 10,772,674 Shares of Common Stock by the Selling Securityholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 PROSPECTUS SUPPLEMENT (To Prospectus dated May 23, 2022) Up to 10,772,674 Shares of Common Stock by the Selling Securityholders This prospectus supplement supplements the prospectus dated May 23, 2022 (as supplemented to date, the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration Statement No. 333- |
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November 8, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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November 8, 2022 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (as amended and restated effective November 7, 2022) -i- TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCK |
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October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2022 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other jurisdiction o |
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October 21, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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October 21, 2022 |
Up to 10,772,674 Shares of Common Stock by the Selling Securityholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 PROSPECTUS SUPPLEMENT (To Prospectus dated May 23, 2022) Up to 10,772,674 Shares of Common Stock by the Selling Securityholders This prospectus supplement supplements the prospectus dated May 23, 2022 (as supplemented to date, the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration Statement No. 333- |
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October 21, 2022 |
Transition Agreement, dated October 17, 2022, between Steven Hansen and Sarcos Corp. Exhibit 10.1 TRANSITION AGREEMENT This Transition Agreement (?Agreement?) is entered into by and between Sarcos Corp. (?Sarcos? or the ?Company?), a wholly-owned subsidiary of Sarcos Technology and Robotics Corporation (?Parent?), and Steven Hansen (?Employee?) (collectively ?Parties?) to set forth the terms and conditions of Employee?s separation from Sarcos. NOW THEREFORE, in exchange for the mu |
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October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2022 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other jurisdiction o |
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October 11, 2022 |
Exhibit 10.1 SARCOS CORP. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into as of October 9, 2022 (the ?Effective Date?) by and between Sarcos Corp. (the ?Company?), Sarcos Technology and Robotics Corporation, the Company?s parent corporation (?Parent?) and Andrew Hamer (?Executive? and, together with the Company and Parent, the ?Parties?). RECITALS WHEREAS, Parent a |
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October 11, 2022 |
Sarcos Technology and Robotics Corporation Appoints Drew Hamer as Chief Financial Officer Exhibit 99.1 Sarcos Technology and Robotics Corporation Appoints Drew Hamer as Chief Financial Officer SALT LAKE CITY? October 10, 2022?Sarcos Technology and Robotics Corporation (?Sarcos?) (NASDAQ: STRC and STRCW), a leading developer of highly dexterous robotic systems that enhance productivity, improve safety, and bring robots to unstructured and diverse environments, announces the appointment |
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October 11, 2022 |
Up to 10,772,674 Shares of Common Stock by the Selling Securityholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 PROSPECTUS SUPPLEMENT (To Prospectus dated May 23, 2022) Up to 10,772,674 Shares of Common Stock by the Selling Securityholders This prospectus supplement supplements the prospectus dated May 23, 2022 (as supplemented to date, the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration Statement No. 333- |
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October 11, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-398 |
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September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No. |
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September 30, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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September 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Sarcos Technology and Robotics Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A106 (CUSIP Number) September 15, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriat |
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August 10, 2022 |
Up to 10,772,674 Shares of Common Stock by the Selling Securityholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 PROSPECTUS SUPPLEMENT (To Prospectus dated May 23, 2022) Up to 10,772,674 Shares of Common Stock by the Selling Securityholders This prospectus supplement supplements the prospectus dated May 23, 2022 (as supplemented to date, the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration Statement No. 333- |
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August 9, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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August 9, 2022 |
Exhibit 99.1 Sarcos Technology and Robotics Corporation Announces Second Quarter 2022 Financial Results Initial production of commercial units of Guardian? XTTM teleoperated dexterous robotic system and Sapien 6M robotic system expected to commence by the end of 2022 Closed acquisition of Pittsburgh-based RE2, Inc. and made significant progress on integrating two highly experienced commercial robo |
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August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 85-2838301 (State or other jurisdiction of incorporation or organization) (I. |
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August 9, 2022 |
Investor Deck August 9, 2022 The premier, pure play, industrial robotics investment Investor Deck August 9, 2022 The premier, pure play, industrial robotics investment disclaimer Legal Disclaimer This presentation and any related oral statements contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 including, but not limited to, statements regarding Sarcos? future operating results, financial position, liquidity and cash bur |
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August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 09, 2022 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpo |
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July 19, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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July 1, 2022 |
Up to 10,772,674 Shares of Common Stock by the Selling Securityholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 PROSPECTUS SUPPLEMENT (To Prospectus dated May 23, 2022) Up to 10,772,674 Shares of Common Stock by the Selling Securityholders This prospectus supplement supplements the prospectus dated May 23, 2022 (as supplemented to date, the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration Statement No. 333- |
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July 1, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpora |
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July 1, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Sarcos Technology and Robotics Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A106 (CUSIP Number) September 24, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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May 23, 2022 |
Up to 10,772,674 Shares of Common Stock by the Selling Securityholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-264952 Up to 10,772,674 Shares of Common Stock by the Selling Securityholders This prospectus relates to the resale of 10,772,674 shares of common stock, par value $0.0001 per share (the ?Common Stock?), of Sarcos Technology and Robotics Corporation (the ?Company?) issued as partial consideration in the acquisition of RE2, Inc. (?RE2?). We are |
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May 20, 2022 |
May 20, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Anna Abramson Re: Sarcos Technology and Robotics Corporation Registration Statement on Form S-1 (File No. 333-264952) Acceleration Request Requested Date: May 23, 2022 Requested Time: 4:30 P.M. Eastern Time Ladies and Gentleme |
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May 13, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) ? Definitive Proxy State |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) ? Definitive Proxy State |
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May 13, 2022 |
As filed with the Securities and Exchange Commission on May 13, 2022 As filed with the Securities and Exchange Commission on May 13, 2022 Registration No. |
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May 13, 2022 |
EX-FILING FEES 5 strc-exfilingfees30.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Sarcos Technology and Robotics Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Pric |
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May 13, 2022 |
EX-21.1 3 strc-ex211179.htm EX-21.1 Exhibit 21.1 Sarcos Technology and Robotics Corporation. List of Subsidiaries (as of May 13, 2022) The following are the subsidiaries of Sarcos Technology and Robotics Corporation, omitting certain subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary: Name of Subsidiary State or Other Jurisdiction of Incorporation or Org |
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May 11, 2022 |
Employment Agreement, dated February 24, 2022, between Denis Garagic and the Company. Exhibit 10.2 SARCOS CORP. PROMOTION AGREEMENT Date: 02/24/2022 To: Denis Garagic Re: Position/Title/Leader & Salary Change Dear Denis, On behalf of Sarcos Corp. ("Sarcos"), I am pleased to provide you with the following change of position & salary. Your new position/title will be Chief Technology Officer. Your new leader and person to report to will be Kiva Allgood, CEO of Sarcos. This is a Full-T |
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May 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorporat |
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May 11, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 169,003,018 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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May 11, 2022 |
Exhibit 99.1 Sarcos Technology and Robotics Corporation Announces First Quarter 2022 Financial Results Announced acquisition of RE2, Inc. Ended the first quarter with $199 million in unrestricted cash and cash equivalents Initial production of commercial units of Guardian? XO? industrial exoskeleton and Guardian?XTTM teleoperated dexterous robotic system still expected to commence by the end of 20 |
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May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39897 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 85-2838301 ( State or other jurisdiction of incorporation or organization) (I. |
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April 28, 2022 |
US80359A1060 / Sarcos Technology and Robotics Corp / FINN BRIAN D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 80359A106 (CUSIP Number) 360 Wakara Way Salt Lake City, Utah 84108 (888) 927-7296 (Name, Address and Telephone Number of |
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April 27, 2022 |
Exhibit 10.2 NONCOMPETITION AND NONSOLICITATION AGREEMENT This NONCOMPETITION AND NONSOLICITATION AGREEMENT (the ?Agreement?) is entered into as of March 27, 2022 by and between Spiral Merger Sub I, Inc., a Delaware corporation (?Merger Sub I?), Spiral Merger Sub II, LLC, a Delaware limited liability company (?Merger Sub II?), Sarcos Technology and Robotics Corporation (?Parent,? and together with |
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April 27, 2022 |
Employment Agreement by and between the Company and Jorgen Pedersen, effective as of April 25, 2022 Exhibit 10.1 SARCOS CORP. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into as of the date on the signature page and is effective as of the Closing (as defined below) (the ?Effective Date?) by and between Sarcos Corp. (the ?Company?), Sarcos Technology and Robotics Corporation, the Company?s parent corporation (?Parent?), and Jorgen Pedersen (?Executive? and together |
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April 27, 2022 |
Exhibit 10.3 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION REDEMPTION RIGHTS AGREEMENT This REDEMPTION RIGHTS AGREEMENT (this ?Agreement?) is made as of April 25, 2022, by and between Sarcos Technology and Robotics Corporation, a Delaware corporation (the ?Buyer?) and Jorgen Pedersen (the ?Executive?). Capitalized terms used in this Agreement and not otherwise defined herein will have the meanings as |
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April 27, 2022 |
Amended and Restated Bylaws of Sarcos Technology and Robotics Corporation Exhibit 4.2 AMENDED AND RESTATED BYLAWS OF SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (as amended and restated on April 22, 2022) BYLAWS OF SARCOS TECHNOLOGY AND ROBOTICS CORPORATION ARTICLE I - CORPORATE OFFICES 1.1REGISTERED OFFICE The registered office of Sarcos Technology and Robotics Corporation (the ?Company?) shall be fixed in the Company?s certificate of incorporation, as the same may be a |
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April 27, 2022 |
RE2, Inc. 2005 Stock Option Plan Amended and Restated (5-7-07) and forms of agreement Exhibit 99.1 re2, Inc. 2005 STOCK OPTION PLAN AMENDED AND RESTATED (5-7-07) 1.Purpose and Name of the Plan. The name of the plan is the re2, Inc. 2005 Stock Option Plan (the ?Plan?). The purpose of the Plan is to attract, retain and reward persons providing services to re2, Inc. (the ?Company?) and any successor corporation thereto and to motivate such persons to contribute to the growth and futur |
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April 27, 2022 |
As filed with the Securities and Exchange Commission on April 27, 2022 As filed with the Securities and Exchange Commission on April 27, 2022 Registration No. |
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April 27, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated April 6, 2022) Up to 174,524,772 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated April 6, |
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April 27, 2022 |
RE2, Inc. Stock Incentive Plan of 2014 and forms of agreement Exhibit 99.2 RE2, INC. STOCK INCENTIVE PLAN OF 2014 Adopted by the Board: December 17, 2014 Approved by the Shareholders: January 13, 2015 Effective Date: December 17, 2014 SECTION 1(a) Establishment. There is hereby established the RE2, Inc. Stock Incentive Plan of 2014 (the "Plan") pursuant to which the employees, officers, consultants, advisors and/or outside directors of RE2, Inc. (the "Compan |
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April 27, 2022 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (as amended and restated on April 22, 2022) BYLAWS OF SARCOS TECHNOLOGY AND ROBOTICS CORPORATION ARTICLE I - CORPORATE OFFICES 1.1REGISTERED OFFICE The registered office of Sarcos Technology and Robotics Corporation (the ?Company?) shall be fixed in the Company?s certificate of incorporation, as the same may be a |
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April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2022 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other jurisdiction of |
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April 27, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Sarcos Technology and Robotics Corporation (Exact name of registrant as specified in its charter) Table 1 - Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0. |
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April 27, 2022 |
Sarcos Technology and Robotics Corporation Closes Acquisition of RE2, Inc. Exhibit 99.1 Sarcos Technology and Robotics Corporation Closes Acquisition of RE2, Inc. SALT LAKE CITY & PITTSBURGH, Pa. ? April 25, 2022 ? Sarcos Technology and Robotics Corporation (?Sarcos?) (NASDAQ: STRC and STRCW) today announced the successful closing of the previously announced acquisition of Pittsburgh-based robotics company RE2, Inc., a developer of autonomous and teleoperated mobile robo |
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April 6, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 Up to 174,059,272 Shares of Common Stock by the Selling Securityholders Up to 6,743,113 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,543,113 Shares of Common Stock Underlying Warrants This prospectus relates to the resale of (i) 22,000,000 shares of common stock, par value $0.0001 per share (the ?Common Stock |
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March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2022 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpor |
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March 31, 2022 |
Exhibit 99.1 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT NOTICE OF RESTRICTED STOCK GRANT Unless otherwise defined herein, the terms defined in the Sarcos Technology and Robotics Corporation 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Award Agreement which includes the Notice of Rest |
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March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 (March 27, 2022) SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other |
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March 29, 2022 |
Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the ?Agreement?) is made and entered into as of March 27, 2022 by and among Sarcos Technology and Robotics Corporation, a Delaware corporation (the ?Company?), the Stockholders identified on Schedule A hereto who sign this Agreement or a Joinder Agreement (each, a ?Stockholder? and together, the ?Stockholders?) and Drape |
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March 29, 2022 |
Form of Lock-up Agreement with RE2 employee securityholders Exhibit 10.1 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this ?Agreement?) is made and entered into as of , 2022 (the ?Effective Date?) by and between Sarcos Technology and Robotics Corporation (?STRC?), a Delaware corporation (together with its successors, ?STRC?) and the undersigned (?Holder?). Any capitalized term used but not defined in this Agreement will have the meaning ascribed to such term |
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March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39897 SARCOS TECHNOLO |
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March 29, 2022 |
Exhibit 99.1 Sarcos Technology and Robotics Corporation Announces Fourth Quarter and Full-year 2021 Financial Results Ended 2021 with $217 million in unrestricted cash and cash equivalents Completed assembly and began initial testing of the initial Guardian? XTTM ?Beta? unit Completed scheduled move into new headquarters in Salt Lake City SALT LAKE CITY ? March 29, 2022 ? Sarcos Technology and Rob |
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March 29, 2022 |
Description of Company’s Securities. Exhibit 4.4 DESCRIPTION OF SARCOS TECHNOLOGY & ROBOTICS CORP.? SECURITIES As of February 15, 2021, Sarcos Technology & Robotics Corp. (?we,? ?our,? ?us? or the ?Company?) had the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) Common Stock, par value $0.0001 per share, and (ii) redeemable warrants, each wa |
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March 29, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated October 21, 2021) Up to 174,531,127 Shares of Common Stock by the Selling Securityholders Up to 6,749,468 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,549,468 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated Octob |
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March 29, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Post-Effective Amendment No 1 to Form S-1 (Form Type) Sarcos Technology and Robotics Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be paid Fees previously paid Equity Common Stock, par value $0. |
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March 29, 2022 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF REORGANIZATION by and among SARCOS TECHNOLOGY AND ROBOTICS CORPORATION, SPIRAL MERGER SUB I, INC., SPIRAL MERGER SUB II, LLC, RE2, INC. AND DRAPER TRIANGLE VENTURES III, LP, as Stockholder Representative March 27, 2022 TABLE OF CONTENTS Page Article I THE MERGERS 3 1.1 The Merger 3 1.2 General Effects of the Merger 4 1.4 Effects of the Second Mer |
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March 29, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 Sarcos Technology and Robotics Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-39897 85-2838301 (State or Other Jurisdiction of Incorpor |
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March 29, 2022 |
As filed with the Securities and Exchange Commission on March 29, 2021 As filed with the Securities and Exchange Commission on March 29, 2021 Registration No. |
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March 28, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated October 21, 2021) Up to 174,531,127 Shares of Common Stock by the Selling Securityholders Up to 6,749,468 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,549,468 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated Octob |
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March 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39897 85-2838301 (State or other jurisdiction of |
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March 28, 2022 |
Exhibit 99.1 Sarcos Technology and Robotics Corporation to Acquire RE2, an Award-Winning Developer of Intelligent Mobile Manipulation Systems Acquisition will add breadth to Sarcos? family of mobile dexterous robots for use in industrial environments and expands Sarcos? total addressable market to medical and subsea markets Combination is expected to significantly increase Sarcos? revenue by addin |
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March 14, 2022 |
US80359A1060 / Sarcos Technology and Robotics Corp / Wolff Benjamin G - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 80359A106 (CUSIP Number) Benjamin G. Wolff Julie Wolff 650 South 500 West Salt Lake City, Utah, 84101 888-927-7296 (Name, |
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March 14, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260296 PROSPECTUS SUPPLEMENT (To Prospectus dated October 21, 2021) Up to 174,531,127 Shares of Common Stock by the Selling Securityholders Up to 6,749,468 Warrants to Purchase Common Stock by the Selling Securityholders Up to 20,549,468 Shares of Common Stock Underlying Warrants This prospectus supplement supplements the prospectus dated Octob |
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February 14, 2022 |
US80359A1060 / Sarcos Technology and Robotics Corp / Beryl Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sarcos Technology and Robotics Corporation (f/k/a Rotor Acquisition Corp.) (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 80359A106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 1)* Sarcos Technology And Robotics Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (the ?Shares?) (Title of Class of Sec |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) SARCOS TECHNOLOGY AND ROBOTICS CORPORATION (formerly Rotor Acquisition Corp.) (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 80359A106 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this |