Основная статистика
| LEI | 549300WGY7DHGMQJU952 |
| CIK | 1812923 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PGIM Short Duration High Yield Opportunities Fund
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ |
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| November 14, 2024 |
SC 13G/A 1 sdhy-093024a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* PGIM Short Duration High Yield Opportunities Fund (Name of Issuer) Common (Title of Class of Securities) 69355J104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 *) PGIM Short Duration High Yield Opportunities Funds (SDHY) (Name of Issuer) Common Stock (Title of Class of Securities) 69355J104 (CUSIP Number) August 19, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| September 20, 2024 |
PGIM Funds 655 Broad Street Newark, New Jersey 07102 PGIM Funds 655 Broad Street Newark, New Jersey 07102 September 20, 2024 VIA EDGAR SUBMISSION Ms. |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement |
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| February 8, 2024 |
SC 13G/A 1 sdhy-123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* PGIM Short Duration High Yield Opportunities Fund (Name of Issuer) Common (Title of Class of Securities) 69355J104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| December 23, 2022 |
PGIM Short Duration High Yield Opportunities Fund Schedule of Investments (unaudited) as of October 31, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 109. |
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| June 24, 2022 |
PGIM Short Duration High Yield Opportunities Fund Schedule of Investments (unaudited) as of April 30, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 117. |
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| March 9, 2022 |
DEFA14A 1 d287788ddefa14a.htm PGIM SHORT DURATION HIGH YIELD OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| December 27, 2021 |
PGIM Short Duration High Yield Opportunities Fund Schedule of Investments (unaudited) as of October 31, 2021 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 124. |
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| June 28, 2021 |
PGIM Short Duration High Yield Opportunities Fund Schedule of Investments (unaudited) as of April 30, 2021 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 130. |
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| December 8, 2020 |
EX-99 11 f7539d11.htm FEE AGREEMENT WITH JANNEY MONTGOMERY SCOTT LLC FEE AGREEMENT November 24, 2020 Janney Montgomery Scott LLC 60 State Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (th |
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| December 8, 2020 |
EX-99 8 f7539d8.htm FEE AGREEMENT WITH B. RILEY SECURITIES, INC. FEE AGREEMENT November 24, 2020 B. Riley Securities, Inc. 1300 17th Street, Suite 1300 Arlington VA 22209 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the |
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| December 8, 2020 |
EX-99 2 f7539d2.htm UNDERWRITING AGREEMENT 23,750,000 Shares PGIM SHORT DURATION HIGH YIELD OPPORTUNITIES FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT November 24, 2020 Morgan Stanley & Co. LLC Wells Fargo Securities, LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Wells Fargo Securities, LLC 500 West 33rd Street New York, New |
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| December 8, 2020 |
FEE AGREEMENT November 24, 2020 RBC Capital Markets, LLC 200 Vesey Street, 8th Floor New York, New York 10281-8098 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Adviser”), PGIM, Inc. |
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| December 8, 2020 |
EX-99 12 f7539d12.htm FEE AGREEMENT WITH JONESTRADING INSTITUTIONAL SERVICES LLC FEE AGREEMENT November 24, 2020 JonesTrading Institutional Services LLC 757 Third Avenue, 23rd Floor New York, New York 10017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the |
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| December 8, 2020 |
STRUCTURING AND SYNDICATION FEE AGREEMENT STRUCTURING AND SYNDICATION FEE AGREEMENT November 24, 2020 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: This agreement is between PGIM Investments LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to PGIM Short Duration High Yield Opportunities Fund (the “Fund”). 1. Fee. (a) In consideration of services to the Company relatin |
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| December 8, 2020 |
FEE AGREEMENT November 24, 2020 EX-99 5 f7539d5.htm FEE AGREEMENT WITH OPPENHEIMER & CO. INC. FEE AGREEMENT November 24, 2020 Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Adviser”), P |
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| December 8, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Post Effective No. |
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| December 8, 2020 |
EX-99 13 f7539d13.htm FEE AGREEMENT WITH WEDBUSH SECURITIES INC. FEE AGREEMENT November 24, 2020 Wedbush Securities Inc. 1000 Wilshire Blvd. Los Angeles, CA 90017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Adviser |
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| December 8, 2020 |
EX-99 9 f7539d9.htm FEE AGREEMENT WITH BROOKLINE CAPITAL MARKETS FEE AGREEMENT November 24, 2020 Brookline Capital Markets, a Division of Arcadia Securities, LLC 600 Lexington Avenue, 33rd Floor New York, NY 10022 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fu |
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| December 8, 2020 |
STRUCTURING FEE AGREEMENT November 24, 2020 Wells Fargo Securities, LLC 500 West 33rd Street New York, NY 10001 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Investment Manager”), PGIM, Inc. |
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| December 8, 2020 |
As filed with the Securities and Exchange Commission on December 8, 2020 Securities Act File No. |
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| December 8, 2020 |
EX-99 10 f7539d10.htm FEE AGREEMENT WITH INCAPITAL LLC FEE AGREEMENT November 24, 2020 Incapital LLC 200 South Wacker Drive, Suite 3400 Chicago, IL 60606 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Adviser”), PGIM, |
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| December 8, 2020 |
EX-99 7 f7539d7.htm FEE AGREEMENT WITH STIFEL, NICOLAUS & COMPANY, INCORPORATED. FEE AGREEMENT November 24, 2020 Stifel, Nicolaus & Company, Incorporated One Financial Plaza 501 North Broadway St. Louis, MO 63102 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fun |
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| November 25, 2020 |
[LETTERHEAD OF VENABLE LLP] November 23, 2020 EX-99.(L)(1) 3 a20-300341ex99dl1.htm EX-99.(L)(1) Exhibit 99.(l)(1) [LETTERHEAD OF VENABLE LLP] DRAFT November 23, 2020 PGIM Short Duration High Yield Opportunities Fund 655 Broad Street Newark, New Jersey 07102 Re: Registration Statement on Form N-2: 1933 Act File No. 333-238603 1940 Act File No. 811-23574 Ladies and Gentlemen: We have served as Maryland counsel to PGIM Short Duration High Yield |
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| November 25, 2020 |
As filed with the Securities and Exchange Commission on November 24, 2020 Securities Act File No. |
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| November 25, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N) 2 a20-300341ex99dn.htm EX-99.(N) Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form N-2 of PGIM Short Duration High Yield Opportunities Fund of our report dated October 22, 2020, relating to the Statement of Assets and Liabilities of PGIM Short Duration High Yield Opportunities Fund, which appears in |
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| November 25, 2020 |
23,750,000 Shares PGIM Short Duration High Yield Opportunities Fund Common Shares $20.00 per Share Filed Pursuant to Rule 424(b)(1) Registration File No. 333-238603 PROSPECTUS 23,750,000 Shares PGIM Short Duration High Yield Opportunities Fund Common Shares $20.00 per Share The Fund. PGIM Short Duration High Yield Opportunities Fund, a Maryland statutory trust (the "Fund"), is a newly organized, diversified, closed-end management investment company. Investment Objective. The Fund's investment o |
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| November 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM Short Duration High Yield Opportunities Fund (Exact name of registrant as specifies in its charter) Maryland (State of incorporation) 85-1095736 (I.R.S. Employer Identification No.) 655 Broad |
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| May 22, 2020 |
N-8A 1 a20-206391n8a.htm N-8A SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in |
