Основная статистика
CIK | 1017793 |
SEC Filings
SEC Filings (Chronological Order)
February 14, 2018 |
SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B201 (CUSIP Number) 12/31/2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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February 14, 2018 |
SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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February 13, 2018 |
SNBC / Sun Bancorp, Inc. / RMB Capital Management, LLC - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 9, 2018 |
SNBC / Sun Bancorp, Inc. 15-12G 15-12G 1 d532237d1512g.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-20957 SUN BANCORP, INC. (Exact name of |
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February 6, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Fourth Amendment)* SUN BANCORP, INC. (Name of Issuer) Common Stock, Par Value $5.00 (Title and Class of Securities) 86663B201 (CUSIP Number) WL Ross & Co. LLC 1166 Avenue of the Americas New York, New York 10036 Attention: Ben Gruder Telephone Number: (212) 826-1100 Facsimile Number: |
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February 5, 2018 |
EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE OCEANFIRST FINANCIAL CORP. Announces Final Sun Bancorp, Inc. Consideration Election and Proration Results TOMS RIVER, NEW JERSEY, February 5, 2018?OceanFirst Financial Corp. (?OceanFirst?) (NASDAQ: ?OCFC?), today announced the final election results made by the shareholders of Sun Bancorp, Inc. (?Sun?) regarding the form of consideration they wish to rece |
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February 5, 2018 |
OCEANFIRST FINANCIAL CORP. Completes Acquisition of Sun Bancorp, Inc. and Charter Change EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OCEANFIRST FINANCIAL CORP. Completes Acquisition of Sun Bancorp, Inc. and Charter Change TOMS RIVER, NEW JERSEY, January 31, 2018?OceanFirst Financial Corp. (?OceanFirst?) (NASDAQ: ?OCFC?), today announced the closing of its acquisition of Sun Bancorp, Inc. (?Sun?). OceanFirst is the holding company for OceanFirst Bank, and Sun was the holding company for |
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February 5, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 (January 31, 2018) Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorpor |
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February 1, 2018 |
SNBC / Sun Bancorp, Inc. POS AM POS AM As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. |
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February 1, 2018 |
SNBC / Sun Bancorp, Inc. POS AM POS AM 1 d531456dposam.htm POS AM As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. 333-176529 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUN BANCORP, INC. (Exact Name of Registrant as Specified in Its Charter) New Jersey 52-1382541 |
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February 1, 2018 |
SNBC / Sun Bancorp, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. |
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February 1, 2018 |
SNBC / Sun Bancorp, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. |
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February 1, 2018 |
SNBC / Sun Bancorp, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. |
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February 1, 2018 |
SNBC / Sun Bancorp, Inc. S-8 POS S-8 POS 1 d531407ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. 333-176754 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUN BANCORP, INC. (Exact Name of Registrant as Specified in Its Charter) New Jersey 52-13825 |
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January 12, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JANUARY 12, 2018 ? OceanFirst Financial Corp. (NASDAQ: OCFC) (?OceanFirst?) and Sun Bancorp, Inc. (NASDAQ: SNBC) (?Sun?) today announced that the ?Election Deadline? (as described in the |
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January 12, 2018 |
Notice of Blackout Period to Directors and Executive Officers EX-99.2 Exhibit 99.2 MEMORANDUM TO: Directors and Executive Officers of Sun Bancorp, Inc. and Sun National Bank FROM: Patricia M. Schaubeck, General Counsel DATE: January 12, 2018 RE: Notice of Blackout Period to Directors and Executive Officers As you are aware, the transactions between Sun Bancorp, Inc. (?Sun?), OceanFirst Financial Corp. (?OceanFirst?) and Mercury Merger Sub Corp. are expected |
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January 12, 2018 |
8-K 1 d524330d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2018 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of i |
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January 12, 2018 |
OCFC / OceanFirst Financial Corp. 8-K (Prospectus) 425 1 d523736d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 12, 2018 (January 12, 2018) OCEANFIRST FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-11713 22-3412577 (State or ot |
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January 12, 2018 |
EX-99.1 2 d523736dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JANUARY 12, 2018 – OceanFirst Financial Corp. (NASDAQ: OCFC) (“OceanFirst”) and Sun Bancorp, Inc. (NASDAQ: SNBC) (“Sun”) today announced that the “Election De |
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January 12, 2018 |
SNBC / Sun Bancorp, Inc. FORM 8-K (Prospectus) 425 1 d524330d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2018 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of i |
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January 12, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JANUARY 12, 2018 OceanFirst Financial Corp. (NASDAQ: OCFC) (OceanFirst) and Sun Bancorp, Inc. (NASDAQ: SNBC) (Sun) today announced that the Election Deadline (as described in the |
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January 12, 2018 |
Notice of Blackout Period to Directors and Executive Officers EX-99.2 Exhibit 99.2 MEMORANDUM TO: Directors and Executive Officers of Sun Bancorp, Inc. and Sun National Bank FROM: Patricia M. Schaubeck, General Counsel DATE: January 12, 2018 RE: Notice of Blackout Period to Directors and Executive Officers As you are aware, the transactions between Sun Bancorp, Inc. (Sun), OceanFirst Financial Corp. (OceanFirst) and Mercury Merger Sub Corp. are expected |
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December 27, 2017 |
SNBC / Sun Bancorp, Inc. 425 (Prospectus) 425 Filed by Sun Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended American Stock Transfer & Trust Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 WHERE TO FORWARD YOUR ELECTION FORM Company, LLC ELECTION FORM (800) 937-5449 or (718) 921-8124 [email protected] The method of delivery of your election form and all other required documents is at the e |
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December 27, 2017 |
SNBC / Sun Bancorp, Inc. 425 (Prospectus) 425 1 d516405d425.htm 425 Filed by Sun Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 ** IMPORTANT INFORMATION ** ** PLEASE RESPOND AS SOON AS POSSIBLE ** December 27, 2017 Dear Sun Bancorp, Inc. Shareholder: As you may know, on June 30, 2017, Sun Bancorp, Inc. (“Sun”), OceanFirst Financial Corp. (“Oce |
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December 27, 2017 |
OCFC / OceanFirst Financial Corp. 425 (Prospectus) 425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended ubject Company: Sun Bancorp, Inc.? American Stock Transfer & Trust Commission File No.: 0-20957 WHERE TO FORWARD YOUR ELECTION FORM Company, LLC ELECTION FORM The method of delivery of your election form and all other required documents is at the election and risk of the owner. If you elect to |
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December 27, 2017 |
OCFC / OceanFirst Financial Corp. 425 (Prospectus) 425 1 d518518d425.htm 425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 ** IMPORTANT INFORMATION ** ** PLEASE RESPOND AS SOON AS POSSIBLE ** December 27, 2017 Dear Sun Bancorp, Inc. Shareholder: As you may know, on June 30, 2017, Sun Bancorp, Inc. (“Sun”), OceanFirst Financial Co |
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December 5, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commis |
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December 5, 2017 |
SNBC / Sun Bancorp, Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commis |
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December 5, 2017 |
OCFC / OceanFirst Financial Corp. FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2017 (December 4, 2017) OCEANFIRST FINANCIAL CORP. |
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November 9, 2017 |
Certification of Principal Financial Officer Pursuant to §302 of the Sarbanes-Oxley Act of 2002. Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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November 9, 2017 |
Certification of Principal Executive Officer Pursuant to §302 of the Sarbanes-Oxley Act of 2002. Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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November 9, 2017 |
SNBC / Sun Bancorp, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. |
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October 27, 2017 |
snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Third Quarter Net Income of $2.7 Million, or $0.14 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. ? October 26, 2017 ? Third Quarter Highlights: ? Third quarter |
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October 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition snbc-8k20171026.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio |
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October 24, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 24, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation) 0-20957 (SEC Commission File No.) 52- |
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October 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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October 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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September 20, 2017 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 9, 2017 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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August 9, 2017 |
SNBC / Sun Bancorp, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. (Exac |
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August 9, 2017 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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July 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 snbc-8k20170727.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incor |
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July 27, 2017 |
snbc-ex9916.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Second Quarter Net Income of $1.5 Million, or $0.08 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. – July 26, 2017 – Second Quarter Highlights: • On June 30, 2 |
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July 27, 2017 |
snbc-ex9916.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Second Quarter Net Income of $1.5 Million, or $0.08 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. ? July 26, 2017 ? Second Quarter Highlights: ? On June 30, 2 |
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July 27, 2017 |
425 1 snbc-8k20170727.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incor |
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July 3, 2017 |
EX-10.1 Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT, dated as of June 30, 2017 (this ?Agreement?), is by and among OceanFirst Financial Corp., a Delaware corporation (?Parent?), and each of the undersigned shareholders (collectively, the ?Shareholders? and each, a ?Shareholder?) of the Company (as defined below). Capitalized terms used herein and not defined shall h |
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July 3, 2017 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. and SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closing 2 1.3 Effects of the Integrated Mergers 3 1.4 Effects of First-Step Merger on Merger Sub Capital Stock 3 1.5 Conversion of Co |
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July 3, 2017 |
OceanFirst Financial FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 3, 2017 (June 30, 2017) OCEANFIRST FINANCIAL CORP. |
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July 3, 2017 |
EX-10.2 Exhibit 10.2 VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT, dated as of June 30, 2017 (this ?Agreement?), is by and among OceanFirst Financial Corp., a Delaware corporation (?Parent?), the undersigned shareholder (the ?Shareholder?) of the Company (as defined below) and WL Ross & Co. LLC (?WLR LLC? and, together with the Shareholder, the ?WLR Parties?). Capitalized terms u |
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July 3, 2017 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. and SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closing 2 1.3 Effects of the Integrated Mergers 3 1.4 Effects of First-Step Merger on Merger Sub Capital Stock 3 1.5 Conversion of Co |
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July 3, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commissio |
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July 3, 2017 |
CHANGE IN CONTROL CONTINUITY AGREEMENT EX-10.2 Exhibit 10.2 EXECUTION VERSION CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 27th day of June 2017 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Thomas M. O?Brien (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interes |
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July 3, 2017 |
SUN BANCORP, INC. EMPLOYMENT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION SUN BANCORP, INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is hereby entered into effective as of June 27, 2017 (the ?Effective Date?), by and between Sun Bancorp, Inc. (the ?Company?), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101, Mount |
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July 3, 2017 |
CHANGE IN CONTROL CONTINUITY AGREEMENT EX-10.2 Exhibit 10.2 EXECUTION VERSION CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 27th day of June 2017 (this Agreement), by and between Sun Bancorp, Inc., a New Jersey corporation (the Company), and Thomas M. OBrien (the Executive). WHEREAS, the Board of Directors of the Company (the Board), has determined that it is in the best interes |
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July 3, 2017 |
Sun Bancorp FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commissio |
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July 3, 2017 |
SUN BANCORP, INC. EMPLOYMENT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION SUN BANCORP, INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this Agreement) is hereby entered into effective as of June 27, 2017 (the Effective Date), by and between Sun Bancorp, Inc. (the Company), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101, Mount |
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July 3, 2017 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. and SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closing 2 1.3 Effects of the Integrated Mergers 3 1.4 Effects of First-Step Merger on Merger Sub Capital Stock 3 1.5 Conversion of Co |
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June 30, 2017 |
OceanFirst Financial 425 (Prospectus) 425 1 d419425d425.htm 425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 Acquisition of Sun Bancorp, Inc. by OceanFirst Financial Corp Call Company Participants • Jill Apito Hewitt • Ch |
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June 30, 2017 |
OceanFirst Financial 425 (Prospectus) 425 1 d419694d425.htm 425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 DATE: June 30, 2017 TO: OceanFirst Bank Employees FROM: Christopher D. Maher RE: Acquisition Announcement – Sun |
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June 30, 2017 |
EX-99.2 OceanFirst Financial Corp. NASDAQ: OCFC NASDAQ: SNBC Exhibit 99.2 Announces Agreement to Acquire Sun Bancorp, Inc. June 30, 2017 OceanFirst Financial Corp. CAUTIONARY NOTES ON FORWARD LOOKING STATEMENTS This investor presentation contains ?forward-looking statements? within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933, as amended, and Sect |
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June 30, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 d345468d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of inco |
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June 30, 2017 |
OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JUNE 30, 2017 ? OceanFirst Financial Corp. (?OceanFirst?) (NASDAQ:OCFC) headquartered in Toms River, New Jersey, and Sun Bancorp, Inc. (?Sun?) (NASDAQ: SNBC), headquartered in Mount Laurel, New Jersey, jointly announced today th |
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June 30, 2017 |
OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. EX-99.1 2 d345468dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JUNE 30, 2017 – OceanFirst Financial Corp. (“OceanFirst”) (NASDAQ:OCFC) headquartered in Toms River, New Jersey, and Sun Bancorp, Inc. (“Sun”) (NASDAQ: SNBC), headquartered in Mount Laurel, New Jersey |
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June 30, 2017 |
EX-99.2 3 d345468dex992.htm EX-99.2 OceanFirst Financial Corp. NASDAQ: OCFC NASDAQ: SNBC Exhibit 99.2 Announces Agreement to Acquire Sun Bancorp, Inc. June 30, 2017 OceanFirst Financial Corp. CAUTIONARY NOTES ON FORWARD LOOKING STATEMENTS This investor presentation contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act o |
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June 30, 2017 |
Sun Bancorp FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commissio |
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June 30, 2017 |
EX-3.1 2 ex31bylawamendment.htm EXHIBIT 3.1 Exhibit 3.1 Bylaw Amendment Adopted Effective June 29, 2017 ARTICLE IX FORUM FOR ADJUDICATION OF CERTAIN DISPUTES Forum for Adjudication of Certain Disputes. Unless the Corporation consents in writing to the selection of an alternative forum (an “Alternative Forum Consent”), the Court of Chancery of the State of Delaware shall be, to the fullest extent p |
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June 30, 2017 |
OceanFirst Financial 8-K (Prospectus) 425 1 ocfc-8kx63017.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2017 (June 29, 2017) OCEANFIRST FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-11713 22-3412577 (State or other |
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June 30, 2017 |
OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. EX-99.2 4 ex992pressrelease.htm EXHIBIT 99.2 Press Release Exhibit 99.2 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JUNE 30, 2017 - OceanFirst Financial Corp. (“OceanFirst”) (NASDAQ:OCFC) headquartered in Toms River, New Jersey, and Sun Bancorp, Inc. (“Sun”) (NASDAQ: SNBC), headquartered in M |
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June 30, 2017 |
ex991investorpresentatio 75 172 198 31 73 125 0 128 128 147 205 221 255 204 102 ?Announces Agreement to Acquire Sun Bancorp, Inc. |
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June 29, 2017 |
snbc-11k20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT |
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June 29, 2017 |
Category Used for Fair Value Measurement snbc-ex9917.htm Exhibit 99.1 Sun National Bank 401(k) Plan Financial Statements as of December 31, 2016 and 2015 and for the Year Ended December 31, 2016, Supplemental Schedule as of December 31, 2016, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 FINANCIAL STATEMENTS AS OF |
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May 23, 2017 |
Sun Bancorp, Inc. Announces Redemption of $40 Million of Trust Preferred Securities Exhibit 99.1 For Immediate Release Contact: Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Redemption of $40 Million of Trust Preferred Securities Mount Laurel, N.J. ? May 23, 2017 ? Sun Bancorp, Inc. (NASDAQ: SNBC) (the "Company"), the holding company for Sun National Bank (the "Bank"), announced today that |
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May 23, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 may232017form8-k.htm TRUST PREFERRED SECURITIES REDEMPTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 23, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdi |
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May 15, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 11, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52-13825 |
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May 10, 2017 |
Sun Bancorp FORM 10-Q (Quarterly Report) snbc-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 S |
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May 10, 2017 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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May 10, 2017 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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May 4, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 4, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52-138254 |
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April 27, 2017 |
snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces First Quarter Net Income of $1.4 Million, or $0.07 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. ? April 27, 2017 ? First Quarter Highlights: ? Quarterly net i |
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April 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition snbc-8k20170426.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) |
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April 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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April 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 14, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52-138 |
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April 20, 2017 |
SUPPLEMENT TO PROXY STATEMENT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 11, 2017 This Supplement is dated April 20, 2017 The following information supplements the proxy statement (the ?Proxy Statement?) of Sun Bancorp, Inc. |
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March 31, 2017 |
Sun Bancorp, Inc. Announces Election of James B. Lockhart III to Company and Bank Boards For Immediate Release Exhibit 99 Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 mdinneen@sunnb. |
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March 31, 2017 |
8-K 1 march282017form8-k.htm JAMES LOCKHART UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 28, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporat |
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March 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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March 10, 2017 |
Exhibit 21 Subsidiaries of the Company Subsidiaries Percentage Owned Jurisdiction of Incorporation Sun National Bank 100 % United States Sun Capital Trust V 100 % Delaware Sun Capital Trust VI 100 % Delaware Sun Statutory Trust VII 100 % Connecticut Sun Capital Trust VII 100 % Delaware Sun Capital Trust VIII 100 % Delaware Prosperis Financial Solutions, LLC. |
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March 9, 2017 |
Sun Bancorp FORM 10-K (Annual Report) snbc-cover7.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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March 9, 2017 |
CHANGE in CONTROL Continuity AGREEMENT snbc-ex109603.htm Exhibit 10.9 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Michele B. Estep (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interests |
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March 9, 2017 |
CHANGE in CONTROL Continuity AGREEMENT snbc-ex1011601.htm Exhibit 10.11 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Anthony J. Morris (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interes |
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March 9, 2017 |
CHANGE in CONTROL Continuity AGREEMENT snbc-ex1010604.htm Exhibit 10.10 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Patricia M. Schaubeck (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best int |
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March 9, 2017 |
CHANGE in CONTROL Continuity AGREEMENT snbc-ex1012602.htm Exhibit 10.12 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Nicos Katsoulis (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interests |
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March 9, 2017 |
snbc-10k20161231.htm Exhibit 13 SUN BANCORP, INC. AND SUBSIDIARIES SELECTED FINANCIAL DATA (Dollars in thousands, except per share amounts) |
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March 9, 2017 |
CHANGE in CONTROL Continuity AGREEMENT snbc-ex108605.htm Exhibit 10.8 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Thomas R. Brugger (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interests |
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March 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 28, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52- |
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March 3, 2017 |
Sun Bancorp, Inc. Announces Resignation of Wilbur L. Ross, Jr. from Company and Bank Boards For Immediate Release Exhibit 99.1 Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Resignation of Wilbur L. Ross, Jr. from Company and Bank Boards MOUNT LAUREL, N.J., March 2, 2017 - Sun Bancorp, Inc. (NASDAQ: SNBC), (the "Company"), the holding company for Sun National Bank (the "Bank"), today announced that Director Wilbur L. Ro |
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February 14, 2017 |
SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B2016 (CUSIP Number) 12/31/2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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February 14, 2017 |
SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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February 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Sun Bancorp, Inc. (Name of Issuer) Common Stock, par value $5.00 per share (Title of Class of Securities) 86663B102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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January 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition snbc-8k20170131.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio |
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January 31, 2017 |
snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces $53.7 Million Reversal of Deferred Tax Asset Valuation Allowance; Fourth Quarter Net Income of $2.3 Million, or $0.12 per Diluted Share and Full Year 2016 Net Income of $7.8 Million, or $0.41 per Diluted Sha |
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November 22, 2016 |
Sun Bancorp, Inc. Elects Anthony R. Coscia as Board Chairman EX-99.1 2 s104778ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Elects Anthony R. Coscia as Board Chairman MOUNT LAUREL, N.J., November 22, 2016 — Sun Bancorp, Inc. (NASDAQ:SNBC) (the “Company”), the holding company for Sun National Bank (the “Bank”), announced today that the Board |
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November 22, 2016 |
Sun Bancorp 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 22, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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November 8, 2016 |
Sun Bancorp FORM 10-Q (Quarterly Report) snbc-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-209 |
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November 8, 2016 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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November 8, 2016 |
Second Amended and Restated Bylaws of Sun Bancorp, Inc. EX-3.2 2 snbc-ex32123.htm EX-3.2 Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF SUN BANCORP, INC. OCTOBER 27, 2016 ARTICLE I - Home Office The home office of Sun Bancorp, Inc. (the "Corporation") shall be located at 350 Fellowship Road, Suite 101, in the Township of Mount Laurel, in the County of Burlington, in the State of New Jersey. The Corporation may also have offices at such other places |
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November 8, 2016 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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November 1, 2016 |
Sun Bancorp FORM 8-K (Current Report/Significant Event) snbc-8k20161031.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio |
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November 1, 2016 |
snbc-ex9916.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Third Quarter Earnings: Net Income of $1.6 Million, or $0.09 per Diluted Share Mount Laurel, N.J. ? October 31, 2016 ? Third Quarter Highlights: ? Seventh consecutive quarter of profitability with net incom |
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October 28, 2016 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events 8-K 1 october282016form8-k.htm BYLAWS, DIVIDEND & CHAIRMAN'S TRANSITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 24, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) State or other jurisd |
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October 28, 2016 |
Sun Bancorp, Inc. Declares Quarterly Cash Dividend of $0.01 Per Share EX-99.2 4 cashdividendfinal.htm 3 Q 2016 CASH DIVIDEND Exhibit 99.2 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Declares Quarterly Cash Dividend of $0.01 Per Share MOUNT LAUREL, N.J., October 27, 2016 - Sun Bancorp, Inc. (NASDAQ: SNBC) (the "Company"), parent company of Sun National Bank (the "Bank"), announced tha |
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October 28, 2016 |
Sun Bancorp, Inc. Announces Board Chair Transition Exhibit 99.1 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Board Chair Transition MOUNT LAUREL, N.J., October 28, 2016 - Sun Bancorp, Inc. (NASDAQ:SNBC) (the "Company"), the holding company for Sun National Bank (the "Bank"), announced today that its Chairman of the Board, Sidney R. Brown, has informed the |
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October 28, 2016 |
SECOND AMENDED AND RESTATED SUN BANCORP, INC. OCTOBER 27, 2016 ARTICLE I - Home Office EX-3.1 2 bylaws.htm AMENDED & RESTATED BANCORP BYLAWS OCTOBER 2016 Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF SUN BANCORP, INC. OCTOBER 27, 2016 ARTICLE I - Home Office The home office of Sun Bancorp, Inc. (the "Corporation") shall be located at 350 Fellowship Road, Suite 101, in the Township of Mount Laurel, in the County of Burlington, in the State of New Jersey. The Corporation may also |
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September 28, 2016 |
SUN BANCORP, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Agreement") is hereby entered into effective as of September 22, 2016 (the "Effective Date"), by and between Sun Bancorp, Inc. (the "Company"), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101 |
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September 28, 2016 |
CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September , 2016 (this " Agreement"), by and between Sun Bancorp, Inc. |
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September 28, 2016 |
EX-10.3 4 ex103.htm KATSOULIS CIC CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this "Agreement"), by and between Sun Bancorp, Inc., a New Jersey corporation (the "Company"), and Nicos Katsoulis (the "Executive"). WHEREAS, the Board of Directors of the Company (the "Board"), has determined that it is in the best interest |
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September 28, 2016 |
EX-10.5 6 ex105.htm SCHAUBECK CIC CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this "Agreement"), by and between Sun Bancorp, Inc., a New Jersey corporation (the "Company"), and Patricia M. Schaubeck (the "Executive"). WHEREAS, the Board of Directors of the Company (the "Board"), has determined that it is in the best in |
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September 28, 2016 |
8-K 1 september26form8k.htm CIC AGREEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CURRENT REPORT FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 22, 2016 CURRENT REPORT SUN BANCORP, INC. (Exact name of registrant as specified in its charter) CURRENT REPORT New |
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September 28, 2016 |
CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September , 2016 (this " Agreement"), by and between Sun Bancorp, Inc. |
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August 8, 2016 |
Sun Bancorp FORM 10-Q (Quarterly Report) snbc-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SU |
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August 8, 2016 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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August 8, 2016 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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August 2, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CURRENT REPORT FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2016 CURRENT REPORT SUN BANCORP, INC. (Exact name of registrant as specified in its charter) CURRENT REPORT New Jersey 0-20957 52-1382541 (State or other j |
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August 2, 2016 |
EX-99 2 presentation.htm KBW JULY 2016 KBW Bank Investor Conference 8/3/2016 Financials as of June 30, 2016Thomas M. O’BrienPresident & CEOThomas R. BruggerCFO Caution Regarding Forward-Looking Information This presentation may contain forward-looking statements, as defined in the Private Securities Litigation Reform Act of 1995, which may be identified by the use of such words as “allow,” “antici |
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July 27, 2016 |
Sun Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (SEC Commission |
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July 27, 2016 |
EX-99 Exhibit 99 For Immediate Release Contact: Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 mdinneen@sunnb. |
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June 28, 2016 |
Report of Independent Registered Public Accounting Firm snbc-ex99124.htm Exhibit 99.1 Sun National Bank 401(k) Plan Financial Statements as of December 31, 2015 and 2014 and for the Year Ended December 31, 2015, Supplemental Schedule as of December 31, 2015, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 FINANCIAL STATEMENTS AS OF |
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June 28, 2016 |
snbc-8k20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT P |
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May 25, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Numb |
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May 9, 2016 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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May 9, 2016 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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May 9, 2016 |
SNBC / Sun Bancorp, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. (Exa |
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May 2, 2016 |
Sun Bancorp 8-K (Current Report/Significant Event) snbc-8k20160502.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (S |
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May 2, 2016 |
snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces First Quarter Earnings: Net Income of $0.8 Million, or $0.04 per Diluted Share Mount Laurel, N.J. ? May 2, 2016 ? First Quarter Highlights: ? Fifth consecutive profitable quarter, with net income of $0.8 mil |
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April 14, 2016 |
Sun Bancorp DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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April 14, 2016 |
Sun Bancorp DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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March 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Nu |
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March 15, 2016 |
Sun Bancorp 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 15, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Nu |
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March 15, 2016 |
GENERAL RELEASE AND SEPARATION AGREEMENT Exhibit 99.1 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (this “Agreement”) is entered into between Alberino J. Celini, his heirs, executors, administrators, successors, and assigns (collectively referred to throughout this Agreement as “EMPLOYEE”) and Sun National Bank (“SNB”). It is presented to EMPLOYEE on the date indicated below. In consideration of |
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March 14, 2016 |
SNBC / Sun Bancorp, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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March 14, 2016 |
Exhibit 13 SUN BANCORP, INC. AND SUBSIDIARIES SELECTED FINANCIAL DATA (Dollars in thousands, except per share amounts) At or for the Years Ended December 31, 2015 2014 2013 2012 2011 Selected Balance Sheet Data Total assets $ 2,210,584 $ 2,715,348 $ 3,087,553 $ 3,224,031 $ 3,183,916 Cash and investments 508,173 971,383 751,559 631,596 652,537 Loans receivable, net of allowance for loan losses 1,53 |
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March 14, 2016 |
Exhibit 21 Subsidiaries of the Company Subsidiaries Percentage Owned Jurisdiction of Incorporation Sun National Bank 100 % United States Sun Capital Trust V 100 % Delaware Sun Capital Trust VI 100 % Delaware Sun Statutory Trust VII 100 % Connecticut Sun Capital Trust VII 100 % Delaware Sun Capital Trust VIII 100 % Delaware Prosperis Financial Solutions, LLC. |
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March 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num |
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February 16, 2016 |
SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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February 10, 2016 |
SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B2016 (CUSIP Number) 12/31/2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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February 2, 2016 |
EX-99.1 2 snbc-ex9916.htm EX-99.1 Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Fourth Quarter 2015 Net Income of $1.5 Million; Full Year 2015 Net Income of $10.2 Million Mount Laurel, N.J. – February 1, 2016 – Fourth Quarter Highlights: · Net income of $1.5 million, |
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February 2, 2016 |
Sun Bancorp 8-K (Current Report/Significant Event) snbc-8k20160201.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio |
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January 25, 2016 |
EX-99.1 2 s102542ex99-1.htm EXHIBIT 99.1 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Termination of Formal Agreement with the Office of the Comptroller of the Currency; Separate Consent to Assessment of $25,000 Civil Money Penalty Related to Former Sun Home Loans Division MOUNT LAUREL, N.J., January 25, 2 |
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January 25, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 21, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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November 9, 2015 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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November 9, 2015 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. |
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October 27, 2015 |
Sun Bancorp, Inc. Announces Third Quarter 2015 Earnings: Reports Net Income of $3.2 Million snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Third Quarter 2015 Earnings: Reports Net Income of $3.2 Million Mount Laurel, N.J. ? October 26, 2015 ? Third Quarter Highlights ? Net income of $3.2 million, or $0.17 per diluted share, for the quarter ende |
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October 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 snbc-8k20151026.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of in |
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August 7, 2015 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. (Exac |
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August 7, 2015 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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July 29, 2015 |
Exhibit 99 |
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July 29, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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July 28, 2015 |
Sun Bancorp FORM 8-K 06-15 EARNINGS RELEASE - SUN BANCORP (Current Report/Significant Event) f8k63015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. E |
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July 28, 2015 |
exhibit99.htm For Immediate Release Sun Bancorp, Inc. Reports 2Q 2015 Net Income of $2.8 Million, or $0.15 per share; Improvement in Loan Growth, Capital Ratios and Expense Management Contact: Mike Dinneen Senior Vice President (856) 552-5013 [email protected] Mount Laurel, N.J. ? July 27, 2015 Second Quarter Highlights ? Net income of $2.8 million, or $0.15 per share, for the quarter ended June |
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July 27, 2015 |
Sun Bancorp, Inc. Names Grace C. Torres to Board of Directors EX-99.1 2 ex99-1.htm PRESS RELEASE For Immediate Release Sun Bancorp, Inc. Names Grace C. Torres to Board of Directors Contact: Mike Dinneen Senior Vice President (856) 552-5013 [email protected] Mount Laurel, N.J. – July 23, 2015 – Sun Bancorp, Inc. (NASDAQ: SNBC) (the "Company"), the holding company for Sun National Bank (the “Bank”), appointed Grace C. Torres to the Board of Directors of the C |
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July 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num |
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July 2, 2015 |
Unassociated Document POWER OF ATTORNEY For Executing Forms 4 and 5 Directors Known all by those present, that the undersigned, currently serving as a director of Sun Bancorp, Inc. |
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June 29, 2015 |
Report of Independent Registered Public Accounting Firm EX-99.1 3 ex99-1.htm SUN NATIONAL BANK 401(K) PLAN FINANCIAL STATEMENTS Exhibit 99.1 Sun National Bank 401(k) Plan Financial Statements as of December 31, 2014 and 2013 and for the Year Ended December 31, 2014, Supplemental Schedule as of December 31, 2014, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTE |
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June 29, 2015 |
f11k123114-0079.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT P |
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June 4, 2015 |
Sun Bancorp 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Numb |
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May 26, 2015 |
SUN BANCORP, INC. 2015 OMNIBUS STOCK INCENTIVE PLAN Exhibit 4.5 SUN BANCORP, INC. 2015 OMNIBUS STOCK INCENTIVE PLAN SECTION 1. Purpose; Definitions The purpose of this Plan is to give the Company a competitive advantage in attracting, retaining and motivating officers, employees, directors and/or consultants who will contribute toward the growth, profitability and success of the Company by providing stock-based incentives that offer an opportunity |
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May 26, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 s1012028k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio |
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May 26, 2015 |
As filed with the Securities and Exchange Commission on May 26, 2015 Registration No. |
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May 8, 2015 |
EX-31(B) Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN |
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May 8, 2015 |
EX-31(A) Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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April 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k33115.htm FORM 8-K 12-14 EARNINGS RELEASE - SUN BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 ( |
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April 29, 2015 |
exhibit99.htm For Immediate Release Sun Bancorp, Inc. Announces 1Q 2015 Earnings: Reports Net Income of $2.8 Million; Continued Strong Improvement in Asset Quality and Expense Management Contact: Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Mount Laurel, N.J. ? April 27, 2015 ? First Quarter Highlights ? Net income of $2.8 million for |
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April 13, 2015 |
Sun Bancorp DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS scratch.pdf - Converted by SECPublisher 4.0, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy |
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April 13, 2015 |
Sun Bancorp DEFINITIVE PROXY STATEMENT DEF 14A 1 sunbancorpdef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use |
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April 1, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 body8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) ( |
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April 1, 2015 |
Sun Bancorp, Inc. Announces Branch Sale Agreement and Consolidations of Nine Additional Branches Exhibit 99.1 For Immediate Release Sun Bancorp, Inc. Announces Branch Sale Agreement and Consolidations of Nine Additional Branches Contact: Mike Dinneen Senior Vice President, Director of Marketing (856) 552-5013 [email protected] MOUNT LAUREL, N.J. ? March 31, 2015 ? Highlights ? Announces agreement to sell Sun National Bank's Hammonton branch assets and related deposits and loans to Cape Bank |
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March 16, 2015 |
SUN BANCORP, INC. CODE OF ETHICS AND CONDUCT Exhibit 14 SUN BANCORP, INC. CODE OF ETHICS AND CONDUCT The term Sun Bancorp, Inc., or the ?Company?, as used in this Code of Ethics and Conduct policy refers to Sun National Bank and each of its direct and remote subsidiaries and affiliates, either alone or as a group. It is the policy of Sun Bancorp that certain rules and guidelines regarding employee behavior are necessary for efficient busines |
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March 16, 2015 |
SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT Exhibit 10.9 SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT THIS MANAGEMENT SEVERANCE AGREEMENT (?Agreement?) entered into this 4th day of February, 2014 (?Effective Date?), by and between Sun National Bank (the ?Bank?) and Thomas R. Brugger (the ?Executive?). WHEREAS, the Bank wishes to employ the Executive as an Executive Vice President and Chief Financial Officer for the Bank; and WHEREAS, th |
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March 16, 2015 |
SUN BANCORP, INC. EMPLOYMENT AGREEMENT Exhibit 10.25 SUN BANCORP, INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is hereby entered into effective as of November 20, 2014 (the ?Effective Date?), by and between Sun Bancorp, Inc. (the ?Company?), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101, Mt. Laurel, New Jersey 0805 |
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March 16, 2015 |
SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT Exhibit 10.26 SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT THIS MANAGEMENT SEVERANCE AGREEMENT (?Agreement?) entered into this 3rd day of July, 2014 (?Effective Date?), by and between Sun National Bank (the ?Bank?) and Alberino J. Celini (the ?Executive?). WHEREAS, the Bank wishes to employ the Executive as an Executive Vice President and Chief Risk Officer for the Bank; and WHEREAS, the parti |
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March 16, 2015 |
Change in Interest Rates (Basis Points) Exhibit 13 SUN BANCORP, INC. AND SUBSIDIARIES SELECTED FINANCIAL DATA (Dollars in thousands, except per share amounts) At or for the Years Ended December 31, 2014 2013 2012 2011 2010 Selected Balance Sheet Data Total assets $ 2,715,348 $ 3,087,553 $ 3,224,031 $ 3,183,916 $ 3,417,546 Cash and investments 971,383 751,559 631,596 652,537 680,719 Loans receivable, net of allowance for loan losses 1,48 |
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March 16, 2015 |
10-K 1 d859985d10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2014 ¨ TRANSITION REPORT PUR |
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March 16, 2015 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Annual Report on Form 10-K for the year ended December 31, 2014 of Sun Bancorp, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
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March 16, 2015 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O?Brien, certify that: 1. I have reviewed this Annual Report on Form 10-K for the year ended December 31, 2014 of Sun Bancorp, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
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March 16, 2015 |
Exhibit 21 Subsidiaries of the Company Subsidiaries Percentage Owned Jurisdiction of Incorporation Sun National Bank 100 % United States Sun Capital Trust V 100 % Delaware Sun Capital Trust VI 100 % Delaware Sun Statutory Trust VII 100 % Connecticut Sun Capital Trust VII 100 % Delaware Sun Capital Trust VIII 100 % Delaware Sun Financial Services, L. |
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March 9, 2015 |
Sun Bancorp (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2015 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Nu |
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February 17, 2015 |
SNBC / Sun Bancorp, Inc. / Anchorage Capital Group, L.L.C. Passive Investment SC 13G/A 1 efc15-134sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SUN BANCORP, INC. (Name of Issuer) Common Stock, $5.00 par value per share (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropria |
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February 12, 2015 |
Sun Bancorp, Inc. Financials as of December 31, 2014 Thomas M. O“Brien President & CEO NASDAQ: SNBC EX-99 Exhibit 99 Sun Bancorp, Inc. Financials as of December 31, 2014 Thomas M. O“Brien President & CEO NASDAQ: SNBC Caution Regarding Forward-Looking Information During the course of this presentation, management may make forward-looking statements, as defined in the Private Securities Litigation Reform Act of 1995, concerning the financial condition, results of operations and business of Sun Ban |
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February 12, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 12, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commis |
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January 26, 2015 |
Sun Bancorp, Inc. Announces 4Q 2014 Earnings For Immediate Release Sun Bancorp, Inc. Announces 4Q 2014 Earnings Contact: Mike Dinneen Senior Vice President, Director of Marketing (856) 552-5013 [email protected] MOUNT LAUREL, N.J. – January 26, 2015 – Fourth Quarter Highlights · Reported a net loss of $2.8 million for the quarter ended December 31, 2014 as compared to a net loss of $8.2 million for the quarter ended December 31, 2013 and a |
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January 26, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 26, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. Employer of |
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December 10, 2014 |
Sun Bancorp, Inc. 1,133,144 Shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-199651 PROSPECTUS Sun Bancorp, Inc. 1,133,144 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders (which we refer to as the “Selling Stockholders”) listed under the heading “Selling Stockholders” of up to 1,133,144 shares of common stock of Sun Bancorp, Inc. (which we refer to as “w |
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December 4, 2014 |
SNBC / Sun Bancorp, Inc. CORRESP - - [Sun Bancorp, Inc. Letterhead] December 4, 2014 VIA EDGAR Ms. Erin Purnell Senior Staff Attorney Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 Re: Sun Bancorp, Inc. Registration Statement on Form S-3 File No. 333-199651 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Sun Bancorp, Inc. (the “Compan |
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November 25, 2014 |
SNBC / Sun Bancorp, Inc. S-3/A - - PRE-EFFECTIVE AMENDMENT As filed with the Securities and Exchange Commission on November 25, 2014 Registration No. |
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November 25, 2014 |
SNBC / Sun Bancorp, Inc. CORRESP - - [SUN BANCORP, INC. LETTERHEAD] November 25, 2014 Via Hand Delivery and Edgar Ms. Erin Purnell Senior Staff Attorney Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 Re: Sun Bancorp, Inc. Registration Statement on Form S-3 Filed October 29, 2014 File No. 333-199651 Dear Ms. Purnell: On behalf of Sun Bancorp, Inc. (the “Company”) and in response to the commen |
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November 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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November 14, 2014 |
EX-99 2 ex-99.htm PRESS RELEASE DATED NOVEMBER 12, 2014 Exhibit 99 For Immediate Release Sun National Bank Announces Hiring of Nicos Katsoulis as Chief Lending Officer and Anthony Morris as Chief Banking Officer Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 [email protected] MOUNT LAUREL, N.J. – November 12, 2014 –Sun National Bank (the “Bank”), the principal subsidiary of Sun Ban |
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November 12, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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November 12, 2014 | ||
November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d787203d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm |
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November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 3, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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November 6, 2014 |
Amended and Restated Certificate of Incorporation of Sun Bancorp, Inc. EX-3.1 2 d787203dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUN BANCORP, INC. [Amended August 11, 2014, to reduce the authorized common stock to 40,000,000 shares from 200,000,000 shares in connection with the 1 for 5 reverse stock split] (Originally incorporated on January 21, 1985 under the name of Citizens Investments, Inc.) ARTICLE I Name The name of the c |
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November 6, 2014 |
Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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November 6, 2014 |
EX-31(A) Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under w |
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November 3, 2014 |
SNBC / Sun Bancorp, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 - SUN BANCORP, INC. As filed with the Securities and Exchange Commission on November 3, 2014 Registration No. |
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November 3, 2014 |
SNBC / Sun Bancorp, Inc. S-8 POS - - POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 - SUN BANCORP, INC. As filed with the Securities and Exchange Commission on November 3, 2014 Registration No. |
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November 3, 2014 |
SNBC / Sun Bancorp, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8SUN BANCORP, INC. As filed with the Securities and Exchange Commission on November 3, 2014 Registration No. |
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October 30, 2014 |
SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) (1) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) September 29, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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October 29, 2014 |
As filed with the Securities and Exchange Commission on October 28, 2014 Registration No. |
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October 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. Employer of |
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October 23, 2014 |
EX-99 2 exhibit99.htm EXHIBIT 99 - PRESS RELEASE For Immediate Release Sun Bancorp, Inc. Announces 3Q 2014 Earnings; Significant Progress on Restructuring Initiative; Improved Capital Ratios and Asset Quality; Management Team Enhancements Contact: Mike Dinneen Senior Vice President, Director of Marketing (856) 552-5013 [email protected] MOUNT LAUREL, N.J. – October 22, 2014 – Third Quarter Highli |
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October 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 16, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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October 3, 2014 |
SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment SC 13G 1 ls13g-sunejf.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) September 29, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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September 17, 2014 |
For Immediate Release Sun National Bank Announces Hiring of Patricia Schaubeck as Executive Vice President and General Counsel Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 mdinneen@sunnb. |
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September 17, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission Fil |
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August 26, 2014 |
SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B2016 (CUSIP Number) 8/21/2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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August 22, 2014 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2014 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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August 18, 2014 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2014 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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August 11, 2014 |
SUN BANCORP, INC. ANNOUNCES EFFECTIVENESS OF 1 FOR 5 REVERSE STOCK SPLIT For Immediate Release Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 mdinneen@sunnb. |
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August 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File N |
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August 11, 2014 |
New Jersey Division of Revenue Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Sun Bancorp, Inc. |
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August 8, 2014 |
EX-31(B) Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN B |
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August 8, 2014 |
Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O?Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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August 4, 2014 |
For Immediate Release Sun Bancorp, Inc. Announces 2Q 2014 Earnings; One-time Charges for Comprehensive Restructuring Costs; Further Risk Reduction and Capital Improvement Contact: Thomas R. Brugger Executive Vice President and Chief Financial Officer (856) 552-6031 Sun Bancorp, Inc. Reports Second Quarter 2014 Results Second Quarter Highlights · Announced comprehensive strategic restructuring to i |
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August 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. Employer of in |
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July 29, 2014 |
Sun National Bank Announces Proposed Enhancements to Executive Management Team For Immediate Release Sun National Bank Announces Proposed Enhancements to Executive Management Team Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 mdinneen@sunnb. |
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July 29, 2014 | ||
July 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 28, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (SEC File Number) (I |
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July 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (SEC File Number) (I |
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July 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num |
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July 18, 2014 |
Sun Bancorp Announces Results of 2014 Annual Meeting of Shareholders EX-99.1 3 ex99-1.htm PRESS RELEASE, DATED JULY 18, 2014 For Immediate Release Sun Bancorp Announces Results of 2014 Annual Meeting of Shareholders MOUNT LAUREL, N.J., July 18, 2014 - Sun Bancorp, Inc. (NASDAQ: SNBC) (the “Company”) reported that its 2014 Annual Meeting of Shareholders (the “Annual Meeting”) was held Thursday July 17, 2014. The following individuals were elected as directors of the |
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July 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num |
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July 18, 2014 |
SUN BANCORP, INC. 2014 PERFORMANCE EQUITY PLAN EX-10.1 2 ex10-1.htm 2014 PERFORMANCE EQUITY PLAN SUN BANCORP, INC. 2014 PERFORMANCE EQUITY PLAN 1. Purpose of the Plan. The Plan shall be known as the Sun Bancorp, Inc. 2014 Performance Equity Plan (the “Plan”). The purpose of the Plan is to establish an effective link between incentive compensation and performance for the officers and employees of Sun Bancorp, Inc. (the “Company”) and its subsid |
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July 9, 2014 |
PURCHASE AND ASSUMPTION AGREEMENT dated as of July 2, 2014 SUN NATIONAL BANK STURDY SAVINGS BANK Exhibit 2.1 PURCHASE AND ASSUMPTION AGREEMENT dated as of July 2, 2014 between SUN NATIONAL BANK and STURDY SAVINGS BANK This PURCHASE AND ASSUMPTION AGREEMENT, dated as of July 2, 2014 (this “Agreement”), between Sun National Bank, a national banking association, organized under the laws of the United States, with its principal office located in Vineland, New Jersey (“Seller”), and Sturdy Savings |
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July 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File |
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July 9, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2014 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num |
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July 8, 2014 |
SNBC / Sun Bancorp, Inc. DEFA14A - - DEFA 14A - SUPPLEMENT TO PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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July 7, 2014 |
BYLAWS SUN BANCORP, INC. AS AMENDED AND RESTATED JUNE 30, 2014 ARTICLE I - Home Office BYLAWS OF SUN BANCORP, INC. AS AMENDED AND RESTATED JUNE 30, 2014 ARTICLE I - Home Office The home office of Sun Bancorp, Inc. (the “Corporation”) shall be located at 350 Fellowship Road, Suite 101, in the Township of Mount Laurel, in the County of Burlington, in the State of New Jersey. The Corporation may also have offices at such other places within or without the State of New Jersey, as the bo |
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July 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num |
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July 3, 2014 |
EX-99.1 2 ex99-1.htm PRESS RELEASE DATED JULY 3, 2014 SUN BANCORP, INC. ANNOUNCES COMPREHENSIVE RESTRUCTURING Multiple Strategic Initiatives to Reduce Operating Complexity Re-align Business Lines Focus on Returning to and Sustaining Profitability · Accelerate and improve branch efficiency by selling or consolidating 30% of branch locations · Eliminate non-core business units including Sun Home Loa |
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July 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num |
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June 30, 2014 |
Sun National Bank 401(k) Plan Financial Statements Sun National Bank 401(k) Plan Financial Statements as of December 31, 2013 and 2012 and for the Year Ended December 31, 2013, Supplemental Schedule as of December 31, 2013, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 FINANCIAL STATEMENTS AS OF DECEMBER 31, 2013 AND 2012 AN |
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June 30, 2014 |
SNBC / Sun Bancorp, Inc. 11-K - - FORM 11-K 11-K 1 f11k123113-0079.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2013 OR o TR |
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June 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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June 4, 2014 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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June 4, 2014 |
- SUN BANCORP, INC. - PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |