Основная статистика
| LEI | 549300YR4IAV0VJFWN84 |
| CIK | 1509470 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SuRo Capital Corp.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as |
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| August 6, 2025 |
Exhibit 99.1 SuRo Capital Corp. Reports Second Quarter 2025 Financial Results Ongoing Net Asset Value Growth Driven by AI-Focused Investments Net Asset Value of $9.18 Per Share as of June 30, 2025 NEW YORK, NY, August 6, 2025 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financial results for the second quarter ended |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 814-00852 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| July 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 10, 2025 |
Investor Presentation dated July 9, 2025 Exhibit 99.1 |
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| July 8, 2025 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. Second Quarter 2025 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $9.00 to $9.50 Per Share Board of Directors Declares $0.25 Per Share Cash Dividend NEW YORK, NY, July 8, 2025 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary upd |
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| July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 10, 2025 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) SURO CAPITAL CORP. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common stock, par val |
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| June 10, 2025 |
As filed with the Securities and Exchange Commission on June 10, 2025 As filed with the Securities and Exchange Commission on June 10, 2025 Registration No. |
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| June 10, 2025 |
SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan* Exhibit 4.1 SURO CAPITAL CORP. SECOND AMENDED & RESTATED 2019 EQUITY INCENTIVE PLAN Effective May 28, 2025 1. Purpose. The purpose of the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and provide a means whereby directors, officers, employees, consultants and advisors |
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| May 30, 2025 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 2 to the Second Amended and Restated Employment Agreement (this “Amendment”) is effective as of May 29, 2025, by and between SuRo Capital Corp., a Maryland corporation (the “Company”), and Mark D. Klein (the “Executive”). WHEREAS, the Company is an internally managed, closed-end ma |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 30, 2025 |
Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 3 TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 3 to the Second Amended and Restated Employment Agreement (this “Amendment”) is effective as of May 29, 2025, by and between SuRo Capital Corp., a Maryland corporation (the “Company”), and Allison Green (the “Executive”). WHEREAS, the Company is an internally managed, closed-end ma |
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| May 7, 2025 |
Exhibit 99.1 SuRo Capital Corp. Reports First Quarter 2025 Financial Results SuRo Capital Portfolio Investment, CoreWeave, Completes Largest Tech IPO Since 2021 SuRo Capital Portfolio Investment, OpenAI, Closes Largest Venture Raise with $300 Billion Valuation Net Asset Value of $6.66 Per Share as of March 31, 2025 NEW YORK, NY, May 6, 2025 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, th |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant a |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 7, 2025 |
Exhibit 99.1 Page 1 of 4 SuRo Capital Corp. First Quarter 2025 Preliminary Investment Portfolio Update SuRo Capital Portfolio Investment CoreWeave Completes Largest Tech IPO Since 2021 SuRo Capital Portfolio Investment OpenAI Closes Largest Venture Raise with $300 Billion Valuation Net Asset Value Anticipated to be $6.50 to $7.00 Per Share NEW YORK, NY, April 7, 2025 (GLOBE NEWSWIRE) – SuRo Capita |
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| April 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 4, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 4, 2025 |
Letter to Securities and Exchange Commission from Marcum LLP dated April 4, 2025 Exhibit 16.1 April 4, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by SuRo Capital Corp. under Item 4.01 of its Form 8-K dated April 4, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of SuRo Capital Corp. contained therein. |
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| March 12, 2025 |
Exhibit 19.1 SURO CAPITAL CORP. INSIDER TRADING POLICY Introduction It is illegal for any person, either personally or on behalf of others, to trade in securities on the basis of material, non-public information. It is also illegal to communicate (or “tip”) material, non-public information to others who may trade in securities on the basis of that information. These illegal activities are commonly |
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| March 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 12, 2025 |
Exhibit 99.1 SuRo Capital Corp. Reports Fourth Quarter and Fiscal Year 2024 Financial Results Invests $54.5 Million in AI Infrastructure in 2024 CoreWeave, Inc., Single Largest Initial Investment in Fund’s History, Files for IPO Net Asset Value of $6.68 Per Share as of December 31, 2024 NEW YORK, NY, March 11, 2025 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, a |
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| March 12, 2025 |
Report of Marcum LLP regarding the Senior Securities table* Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL FINANCIAL INFORMATION To the Board of Directors and Stockholders of SuRo Capital Corp. We have audited the consolidated statements of assets and liabilities of SuRo Capital Corp. and subsidiaries (the “Company”), including the consolidated schedule of investments as of December 31, 2024 and 2023, and the related c |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as spe |
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| January 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| January 16, 2025 |
Exhibit 99.1 SuRo Capital Corp. Fourth Quarter 2024 Preliminary Investment Portfolio Update Continued to Focus on AI Strategy and Produced Notable Exits Net Asset Value Anticipated to be $6.50 to $7.00 Per Share NEW YORK, NY, January 16, 2025 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update o |
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| December 16, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| December 16, 2024 |
Exhibit 99.1 Investor Presentation December 2024 2 Forward Looking Statements Statements included herein, including statements regarding SuRo Capital Corp.'s ("SuRo Capital", "SSSS", "we", "us" or "our") beliefs, expectations, intentions or strategies for the future, may constitute "forward-looking statements". SuRo Capital cautions you that forward-looking statements are not guarantees of future |
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| December 4, 2024 |
SSSS / SuRo Capital Corp. / Klein Mark D - SC 13D Activist Investment SC 13D 1 tm2430197d1sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SuRo Capital Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86887Q109 (CUSIP Number) Mark D. Klein SuRo Capital Corp. 640 Fifth Avenue, 12th Floor New York, NY 10019 (212) 931-6331 Copies t |
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| November 8, 2024 |
Exhibit 99.1 SuRo Capital Corp. Reports Third Quarter 2024 Financial Results Continues to Advance AI Strategy with Major New Investments Net Asset Value of $6.73 Per Share as of September 30, 2024 NEW YORK, NY, November 7, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financial results for the quarter ended Sept |
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| November 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registra |
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| November 8, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 8, 2024 |
Exhibit 10.3 SURO CAPITAL CORP. (a Maryland corporation) AMENDMENT NO. 2 TO AT-THE-MARKET SALES AGREEMENT November 8, 2024 BTIG, LLC 350 Bush Street, 9th Floor San Francisco, CA 94104 Citizens JMP Securities, LLC 600 Montgomery Street, 11th Floor San Francisco, CA 94111 Ladenburg Thalmann & Co. Inc. 277 Park Avenue, 26th Floor New York, New York 10172 Ladies and Gentlemen: This Amendment No. 2, da |
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| November 8, 2024 |
Up to $150,000,000 Common Stock Filed pursuant to Rule 424(b)(2) File No. 333-272578 PROSPECTUS SUPPLEMENT (to Prospectus dated August 16, 2023) Up to $150,000,000 Common Stock We are an internally managed, non-diversified closed-end management investment company that has elected to be regulated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). We have also elected t |
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| October 10, 2024 |
Exhibit 99.1 Page 1 of 4 SuRo Capital Corp. Third Quarter 2024 Preliminary Investment Portfolio Update Continues to Execute on AI Strategy with Significant New Investments Net Asset Value Anticipated to be $6.50 to $7.00 Per Share NEW YORK, NY, October 10, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following p |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File N |
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| October 10, 2024 |
Exhibit 99.2 Investor Presentation October 2024 2 Forward Looking Statements Statements included herein, including statements regarding SuRo Capital Corp.'s ("SuRo Capital", "SSSS", "we", "us" or "our") beliefs, expectations, intentions or strategies for the future, may constitute "forward-looking statements". SuRo Capital cautions you that forward-looking statements are not guarantees of future p |
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| October 8, 2024 |
SSSS / SuRo Capital Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SuRo Capital Corp. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 86887Q109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| August 8, 2024 |
Exhibit 10.1 Execution Version SuRo capital CORP. NOTES PURCHASE AGREEMENT Dated as of August 6, 2024 To the Purchaser listed in the signature page: Ladies and Gentlemen: The undersigned, SuRo Capital Corp., a Maryland corporation (the “Corporation”), hereby agrees with you as follows: 1. AUTHORIZATION; SALE AND PURCHASE OF NOTES 1.1. Authorization of Notes. The Corporation has duly authorized the |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as |
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| August 7, 2024 |
Exhibit 99.1 SuRo Capital Corp. Reports Second Quarter 2024 Financial Results Net Asset Value of $6.94 Per Share as of June 30, 2024 Executed Purchase Agreement for 6.50% Convertible Notes Due 2029 Board Approved Note Repurchase Program Up To $35.0 Million NEW YORK, NY, August 7, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 11, 2024 |
Exhibit 99.1 SuRo Capital Corp. Second Quarter 2024 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $6.70 to $7.20 Per Share NEW YORK, NY, July 11, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for the second quarter ended June 30, |
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| June 6, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant a |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 8, 2024 |
Exhibit 99.1 SuRo Capital Corp. Reports First Quarter 2024 Financial Results Net Asset Value of $7.17 Per Share as of March 31, 2024 Completed $35 Million in New Investments Year-to-Date NEW YORK, NY, May 8, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financial results for the quarter ended March 31, 2024. Net |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 16, 2024 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. First Quarter 2024 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $6.90 to $7.40 Per Share NEW YORK, NY, April 16, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for the first quarter end |
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| April 3, 2024 |
Press release announcing final results of the Tender Offer, dated April 3, 2024.** Exhibit (a)(5)(ii) SuRo Capital Corp. Announces Expiration and Final Results of Tender Offer Modified Dutch Auction Tender Offer to Repurchase 2 Million Shares at $4.70 Per Share NEW YORK, NY, April 3, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq: SSSS) today announced its final results from its modified “Dutch Auction” tender offer (the “Tender Offer”). The |
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| April 3, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) SURO CAPITAL CORP. (Name of Subject Company (Issuer)) SURO CAPITAL CORP. (Names of filing Persons (Offeror and Issuer)) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86887Q109 (CUSIP Number |
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| March 22, 2024 |
Exhibit 99.1 SuRo Capital Corp. Tender Offer Expiring on April 1, 2024 at 5:00 P.M., Eastern Time Modified Dutch Auction Tender Offer to Repurchase up to 2 Million Shares at a Price per Share Between $4.00 and $5.00 NEW YORK, NY, March 22, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today reminded its stockholders its modified “D |
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| March 22, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 15, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) SURO CAPITAL CORP. (Name of Subject Company (Issuer)) SURO CAPITAL CORP. (Names of filing Persons (Offeror and Issuer)) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86887Q109 (CUSIP Number |
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| March 14, 2024 |
SuRo Capital Corp. Dodd-Frank Compensation Recoupment Policy* Exhibit 97.1 SuRo Capital Corp. DODD-FRANK COMPENSATION RECOUPMENT POLICY The Board of Directors of SuRo Capital Corp. has adopted the following Dodd-Frank Compensation Recoupment Policy effective as of October 2, 2023. It is the intention of the Board that this Dodd-Frank Compensation Recoupment Policy be interpreted and administered in a manner consistent with applicable laws and regulations and |
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| March 14, 2024 |
CODE OF ETHICS SURO CAPITAL CORP. Exhibit 14.1 CODE OF ETHICS FOR SURO CAPITAL CORP. Section I. Statement of General Fiduciary Principles This Code of Ethics (the “Code”) has been adopted by SuRo Capital Corp. (the “Corporation” or “SuRo Capital”) in compliance with Rule 17j-1 under the Investment Company Act of 1940, as amended (the “Act”). The purpose of the Code is to establish standards and procedures for the detection and pre |
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| March 14, 2024 |
Exhibit 10.14 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 1 to the Second Amended and Restated Employment Agreement (this “Amendment”) is effective as of November 28, 2023, by and between SuRo Capital Corp., a Maryland corporation (the “Company”), and Mark D. Klein (the “Executive”). WHEREAS, the Company is an internally managed, closed-end management inv |
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| March 14, 2024 |
Report of Marcum LLP regarding the Senior Securities table* Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL FINANCIAL INFORMATION To the Board of Directors and Shareholders of SuRo Capital Corp. (f/k/a Sutter Rock Capital Corp.) We have audited the consolidated statements of assets and liabilities of SuRo Capital Corp. and subsidiaries (the “Company”), including the consolidated schedule of investments as of December 31 |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as spe |
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| March 14, 2024 |
Exhibit 10.15 AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 2 to the Second Amended and Restated Employment Agreement (this “Amendment”) is effective as of November 28, 2023, by and between SuRo Capital Corp., a Maryland corporation (the “Company”), and Allison Green (the “Executive”). WHEREAS, the Company is an internally managed, closed-end management inv |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 13, 2024 |
Exhibit 99.1 SuRo Capital Corp. Reports Fourth Quarter and Fiscal Year 2023 Financial Results Net Asset Value of $7.99 Per Share as of December 31, 2023 Modified Dutch Auction Tender Offer to Repurchase Up To 2 Million Shares Commenced on February 20 NEW YORK, NY, March 13, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announ |
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| February 20, 2024 |
Exhibit (a)(1)(D) SURO CAPITAL CORP. Offer to Purchase for Cash Up to 2,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $4.00 Per Share and Not More Than $5.00 per Share THE TENDER OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON APRIL 1, 2024, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. February 20, 2024 To Our Clients: Enclosed |
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| February 20, 2024 |
Form of Letter of Transmittal. Exhibit (a)(1)(B) LETTER OF TRANSMITTAL TO TENDER SHARES OF COMMON STOCK OF SURO CAPITAL CORP. |
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| February 20, 2024 |
Exhibit (a)(1)(C) SURO CAPITAL CORP. Offer to Purchase for Cash Up to 2,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $4.00 Per Share and Not More Than $5.00 per Share THE TENDER OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON APRIL 1, 2024, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. February 20, 2024 To Brokers, Dealers, Com |
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| February 20, 2024 |
As filed with the Securities and Exchange Commission on February 20, 2024 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 20, 2024 |
Calculation of Filing Fee Table EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) SuRo Capital Corp. |
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| February 20, 2024 |
Offer to Purchase, February 20, 2024. TABLE OF CONTENTS Exhibit (a)(1)(A) SURO CAPITAL CORP. Offer to Purchase for Cash up to 2,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $4.00 and Not More Than $5.00 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., EASTERN TIME, ON APRIL 1, 2024, UNLESS THE TENDER OFFER IS EXTENDED. SuRo Capital Corp., an internally managed, closed |
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| February 14, 2024 |
As filed with the Securities and Exchange Commission on February 14, 2024 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
Press release announcing the Tender Offer, dated February 14, 2024. Exhibit 99.1 SuRo Capital Corp. Will Commence a Modified Dutch Auction Tender Offer to Repurchase up to 2 Million Shares of its Common Stock Reaffirms Anticipated 2023 Year-End NAV of $7.85 to $8.35 Per Share NEW YORK, NY, February 14, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) announced today that it will commence a modified “D |
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| January 16, 2024 |
Exhibit 99.1 Page 1 of 2 SuRo Capital Corp. Fourth Quarter and Fiscal Year 2023 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $7.85 to $8.35 Per Share NEW YORK, NY, January 16, 2024 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for th |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registra |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 8, 2023 |
Exhibit 99.1 SuRo Capital Corp. Reports Third Quarter 2023 Financial Results Net Asset Value of $8.41 Per Share as of September 30, 2023 NEW YORK, NY, November 8, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financial results for the quarter ended September 30, 2023. Net assets totaled approximately $212.0 mill |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| October 10, 2023 |
Exhibit 99.1 SuRo Capital Corp. Third Quarter 2023 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $8.15 to $8.65 Per Share NEW YORK, NY, October 10, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for the third quarter ended Septemb |
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| August 16, 2023 |
[EVERSHEDS SUTHERLAND (US) LLP LETTERHEAD] August 16, 2023 [EVERSHEDS SUTHERLAND (US) LLP LETTERHEAD] August 16, 2023 VIA EDGAR Christopher Bellacicco, Esq. |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of r |
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| August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 9, 2023 |
Exhibit 99.1 SuRo Capital Corp. Reports Second Quarter 2023 Financial Results Net Asset Value of $7.35 Per Share as of June 30, 2023 Board of Directors Authorizes $5 Million Increase to Share Repurchase Program to Aggregate $60 Million NEW YORK, NY, August 9, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financi |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as |
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| August 8, 2023 |
[EVERSHEDS SUTHERLAND (US) LLP LETTERHEAD] August 8, 2023 Chris Bellacicco, Esq. August 8, 2023 Page 1 [EVERSHEDS SUTHERLAND (US) LLP LETTERHEAD] August 8, 2023 VIA EDGAR Christopher Bellacicco, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SuRo Capital Corp. Registration Statement on Form N-2 Filed on June 9, 2023 File No. 333-272578 Dear Mr. Bellaci |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 11, 2023 |
Exhibit 99.1 SuRo Capital Corp. Second Quarter 2023 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $7.15 to $7.65 Per Share NEW YORK, NY, July 11, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for the second quarter ended June 30, |
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| June 12, 2023 |
June 12, 2023 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SuRo Capital Corp. Registration Statement on Form N-2 File No. 333-272578 Ladies and Gentlemen: Reference is made to the Registration Statement on Form N-2 (File No. 333-272578) filed by SuRo Capital Corp. on June 9, 2023 (the “Registration Statement”). Pursuant to Rule 473(c) under the Securi |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant a |
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| May 10, 2023 |
Exhibit 99.1 SuRo Capital Corp. Reports First Quarter 2023 Financial Results Net Asset Value of $7.59 Per Share as of March 31, 2023 NEW YORK, NY, May 9, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financial results for the quarter ended March 31, 2023. Net assets totaled approximately $215.0 million, or $7.59 |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 20, 2023 |
Exhibit 10.1 CUSTODY AGREEMENT dated as of April 19, 2023 by and between SURO CAPITAL CORP. (“Company”) and WESTERN ALLIANCE TRUST COMPANY, N.A. (“Custodian”) TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. APPOINTMENT OF CUSTODIAN 6 3. DUTIES OF CUSTODIAN 7 4. REPORTING 15 5. DEPOSIT IN U.S. SECURITIES SYSTEMS 15 6. SECURITIES HELD OUTSIDE OF THE UNITED STATES 16 7. CERTAIN GENERAL TERMS 19 8. COMPENS |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 19, 2023 |
Press release announcing final results of the Tender Offer, dated April 18, 2023.** Exhibit (a)(5)(ii) SuRo Capital Corp. Announces Expiration and Final Results of Tender Offer Modified Dutch Auction Tender Offer to Repurchase 3 Million Shares at $4.50 Per Share NEW YORK, NY, April 18, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq: SSSS) today announced its final results from its modified “Dutch Auction” tender offer (the “Tender Offer”). Th |
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| April 19, 2023 |
As filed with the Securities and Exchange Commission on April 19, 2023 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 10, 2023 |
Exhibit 99.1 SuRo Capital Corp. First Quarter 2023 Preliminary Update Net Asset Value Anticipated to be $7.35 to $7.85 Per Share Tender Offer Expiring on April 17, 2023 at 5:00 P.M. Eastern Time NEW YORK, NY, April 10, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment po |
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| April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 21, 2023 |
Exhibit (a)(1)(C) SURO CAPITAL CORP. Offer to Purchase for Cash Up to 3,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $3.00 Per Share and Not More Than $4.50 per Share THE TENDER OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON APRIL 17, 2023, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. March 21, 2023 To Brokers, Dealers, Commer |
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| March 21, 2023 |
As filed with the Securities and Exchange Commission on March 21, 2023 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 21, 2023 |
Calculation of Filing Fee Table EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) SuRo Capital Corp. |
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| March 21, 2023 |
Form of Letter of Transmittal. Exhibit (a)(1)(B) LETTER OF TRANSMITTAL TO TENDER SHARES OF COMMON STOCK OF SURO CAPITAL CORP. |
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| March 21, 2023 |
Exhibit (a)(1)(D) SURO CAPITAL CORP. Offer to Purchase for Cash Up to 3,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $3.00 Per Share and Not More Than $4.50 per Share THE TENDER OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON APRIL 17, 2023, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. March 21, 2023 To Our Clients: Enclosed fo |
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| March 21, 2023 |
Offer to Purchase, March 21, 2023. Exhibit (a)(1)(A) SURO CAPITAL CORP. Offer to Purchase for Cash up to 3,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $3.00 and Not More Than $4.50 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., EASTERN TIME, ON APRIL 17, 2023, UNLESS THE TENDER OFFER IS EXTENDED. SuRo Capital Corp., an internally managed, closed-end investment co |
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| March 20, 2023 |
As filed with the Securities and Exchange Commission on March 20, 2023 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 20, 2023 |
Press release announcing the Tender Offer, dated March 20, 2023. Exhibit 99.1 SuRo Capital Corp. Will Commence a Modified Dutch Auction Tender Offer to Repurchase up to 3 Million Shares of its Common Stock NEW YORK, NY, March 20, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) announced today that it will commence a modified “Dutch Auction” tender offer (the “Tender Offer”) to purchase up to 3 mil |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as spe |
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| March 16, 2023 |
Report of Marcum LLP regarding the Senior Securities table(13) Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL FINANCIAL INFORMATION To the Board of Directors and Shareholders of SuRo Capital Corp. (f/k/a Sutter Rock Capital Corp.) We have audited the consolidated statements of assets and liabilities of SuRo Capital Corp. and subsidiaries (the “Company”), including the consolidated schedule of investments as of December 31 |
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| March 16, 2023 |
Exhibit 14.1 CODE OF ETHICS FOR SURO CAPITAL CORP. Section I. Statement of General Fiduciary Principles This Code of Ethics (the “Code”) has been adopted by SuRo Capital Corp. (the “Corporation” or “SuRo Capital”) in compliance with Rule 17j-1 under the Investment Company Act of 1940, as amended (the “Act”). The purpose of the Code is to establish standards and procedures for the detection and pre |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 15, 2023 |
Exhibit 99.1 SuRo Capital Corp. Reports Fourth Quarter and Fiscal Year 2022 Financial Results Net Asset Value of $7.39 Per Share as of December 31, 2022 NEW YORK, NY, March 15, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financial results for the fourth quarter and fiscal year ended December 31, 2022. Net asse |
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| January 17, 2023 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. Fourth Quarter and Fiscal Year 2022 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $7.15 to $7.65 Per Share NEW YORK, NY, January 17, 2023 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for th |
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| January 17, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2023 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registra |
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| November 9, 2022 |
Exhibit 99.1 SuRo Capital Corp. Reports Third Quarter 2022 Financial Results Net Asset Value of $7.83 Per Share as of September 30, 2022 NEW YORK, NY, November 8, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today announced its financial results for the quarter ended September 30, 2022. Net assets totaled approximately $221.8 mill |
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| November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 1, 2022 |
Exhibit 10.1 CUSTODY AGREEMENT dated as of October 28, 2022 by and between SURO CAPITAL CORP. (“Company”) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (“Custodian”) TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. APPOINTMENT OF CUSTODIAN 6 3. DUTIES OF CUSTODIAN 7 4. REPORTING 15 5. DEPOSIT IN U.S. SECURITIES SYSTEMS 16 6. SECURITIES HELD OUTSIDE OF THE UNITED STATES 16 7. CERTAIN GENERAL TERMS 19 |
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| November 1, 2022 |
Exhibit 10.2 DOCUMENT CUSTODY AGREEMENT SURO CAPITAL CORP. Company and U.S. BANK NATIONAL ASSOCIATION Document Custodian Dated October 28, 2022 TABLE OF CONTENTS Section 1. Certain Definitions. 1 Section 2. Appointment of the Document Custodian. 4 Section 3. Delivery of Collateral Files 4 Section 4. Release of Collateral Files 5 Section 5. Further Obligations of the Document Custodian 5 Section 6. |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| October 14, 2022 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. Third Quarter 2022 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $7.55 to $8.05 Per Share NEW YORK, NY, October 12, 2022 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for the third quarter e |
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| September 7, 2022 |
As filed with the Securities and Exchange Commission on September 6, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 7, 2022 |
Press release announcing final results of the Tender Offer, dated September 6, 2022** Exhibit (a)(5)(ii) SuRo Capital Corp. Announces Expiration and Final Results of Tender Offer Modified Dutch Auction Tender Offer to Repurchase 2 Million Shares at $6.60 Per Share NEW YORK, NY, September 6, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital? or the ?Company?) (Nasdaq: SSSS) today announced its final results from its modified ?Dutch Auction? tender offer (the ?Tender Offer?). |
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| August 31, 2022 |
Exhibit 99.1 SuRo Capital Corp. Tender Offer Expiring on September 2, 2022 at 5:00 P.M., Eastern Time Modified Dutch Auction Tender Offer to Repurchase up to 2 Million Shares at a Price per Share Between $6.00 and $7.00 NEW YORK, NY, August 30, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today reminded its stockholders its modifi |
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| August 31, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File N |
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| August 8, 2022 |
Form of Letter of Transmittal. Exhibit (a)(1)(B) LETTER OF TRANSMITTAL TO TENDER SHARES OF COMMON STOCK OF SURO CAPITAL CORP. |
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| August 8, 2022 |
As filed with the Securities and Exchange Commission on August 8, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 8, 2022 |
Exhibit (a)(1)(D) SURO CAPITAL CORP. Offer to Purchase for Cash Up to 2,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $6.00 Per Share and Not More Than $7.00 per Share THE TENDER OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON SEPTEMBER 2, 2022, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. August 8, 2022 To Our Clients: Enclosed |
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| August 8, 2022 |
Calculation of Filing Fee Table EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) SuRo Capital Corp. |
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| August 8, 2022 |
Exhibit (a)(1)(C) SURO CAPITAL CORP. Offer to Purchase for Cash Up to 2,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $6.00 Per Share and Not More Than $7.00 per Share THE TENDER OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON SEPTEMBER 2, 2022, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. August 8, 2022 To Brokers, Dealers, Com |
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| August 8, 2022 |
Offer to Purchase, August 8, 2022. Exhibit (a)(1)(A) SURO CAPITAL CORP. Offer to Purchase for Cash up to 2,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $6.00 and Not More Than $7.00 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., EASTERN TIME, ON SEPTEMBER 2, 2022, UNLESS THE TENDER OFFER IS EXTENDED. SuRo Capital Corp., an internally managed, closed-end investment |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 3, 2022 |
EX-99.1 2 tm2222532d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SuRo Capital Corp. Reports Second Quarter 2022 Financial Results Net Asset Value of $9.24 Per Share as of June 30, 2022 Modified Dutch Auction Tender Offer to Repurchase Up To 2 Million Shares to Commence on August 8 NEW YORK, NY, August 3, 2022 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Na |
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| July 12, 2022 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. Second Quarter 2022 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $9.00 to $9.50 Per Share NEW YORK, NY, July 11, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for the second quarter en |
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| July 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 2, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant a |
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| May 5, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 5, 2022 |
Exhibit 99.1 SuRo Capital Corp. Reports First Quarter 2022 Financial Results Net Asset Value of $12.22 Per Share as of March 31, 2022 NEW YORK, NY, May 4, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today announced its financial results for the quarter ended March 31, 2022. Net assets totaled approximately $380.7 million, or $12. |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 15, 2022 |
TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 11, 2022 |
Exhibit 99.1 Page 1 of 2 SuRo Capital Corp. First Quarter Preliminary Update Net Asset Value Anticipated to be $11.85 to $12.55 Per Share NEW YORK, NY, April 11, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today provided the following preliminary update on its investment portfolio for the first quarter ended March 31, 2022. ?As w |
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| April 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 14, 2022 |
Exhibit 99.1 Page 1 of 1 SuRo Capital Corp. Announces Expansion of Share Repurchase Program Board of Directors Authorizes Additional $15 Million to Aggregate $55 Million Since Inception of Program Current Share Repurchase Program Capacity of Approximately $25 Million NEW YORK, NY, March 14, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: S |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of registrant as spe |
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| March 11, 2022 |
AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 1 to the Second Amended and Restated Employment Agreement (this ?Amendment?) is effective as of March 10, 2022, by and between SuRo Capital Corp., a Maryland corporation (the ?Company?), and Allison Green (the ?Executive?). WHEREAS, the Company is an internally managed, closed-end management investment company t |
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| March 11, 2022 |
Exhibit 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, SuRo Capital Corp., a Maryland corporation (the ?Company,? "we," "our," or "us"), had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) its common stock, par value $0.01 per share (?c |
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| March 11, 2022 |
Report of Marcum LLP regarding the Senior Securities table REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL FINANCIAL INFORMATION To the Board of Directors and Shareholders of SuRo Capital Corp. |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 10, 2022 |
Exhibit 99.1 SuRo Capital Corp. Reports Fourth Quarter and Fiscal Year 2021 Financial Results Net Asset Value of $11.72 Per Share as of December 31, 2021 Board of Directors Declares $0.11 Per Share Cash Dividend New York, NY, March 9, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today announced its financial results for the fourth |
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| February 14, 2022 |
US86887Q1094 / SURO CAPITAL COR / Birch Robert S. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* SuRo Capital Corp. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 86887Q109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 14, 2022 |
US86887Q1094 / SURO CAPITAL COR / CITADEL ADVISORS LLC - SURO CAPITAL CORP. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 4)* SuRo Capital Corp (Name of Issuer) Common Stock, $0.01 par value per share (the ?Shares?) (Title of Class of Securities) 86887Q109 (CUSIP N |
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| January 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| January 14, 2022 |
Exhibit 99.1 Page 1 of 2 SuRo Capital Corp. Fourth Quarter and Fiscal Year 2021 Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $11.25 to $12.00 Per Share September 30, 2021 Net Asset Value of $14.79 Per Share ($12.04 Dividend-Adjusted) NEW YORK, NY, January 13, 2022 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS |
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| December 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| December 20, 2021 |
Exhibit 99.1 SuRo Capital Corp. Declares $0.75 Per Share Cash Dividend Over $210 Million in Total 2021 Declared Dividends or $8.00 Per Share NEW YORK, NY, December 20, 2021 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital? or the ?Company?) (Nasdaq: SSSS) today announced the Company?s Board of Directors has declared a cash dividend in the amount of $0.75 per share payable on January 14, 2022 t |
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| December 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 tm2135899d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction o |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| December 17, 2021 |
Exhibit 4.2 SECOND SUPPLEMENTAL INDENTURE between SURO CAPITAL CORP. and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of December 17, 2021 THIS SECOND SUPPLEMENTAL INDENTURE (this ?Second Supplemental Indenture?), dated as of December 17, 2021, is between SuRo Capital Corp., a Maryland corporation (the ?Company?), and U.S. Bank National Association, as trustee (the ?Trustee?). All capitaliz |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SuRo Capital Corp. (Exact name of registrant as specified in its charter) Maryland 27-4443543 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) One Sa |
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| December 10, 2021 |
Exhibit 1.1 SURO CAPITAL CORPORATION $70,000,000 6.00% Notes due 2026 UNDERWRITING AGREEMENT December 9, 2021 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, New York, 10019 as Representative of the several Underwriters Dear Ladies and Gentlemen: SuRo Capital Corporation, a Maryland corporation (the ?Company?), confirms its agreement with each of the Underwriters listed on Sche |
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| December 10, 2021 |
SuRo Capital Corp. 6.00% Notes due 2026 Pricing Term Sheet December 9, 2021 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated December 9, 2021 Relating to Preliminary Prospectus Supplement dated December 9, 2021 And Prospectus dated July 27, 2020 Registration No. |
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| December 10, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| December 10, 2021 |
SuRo Capital Corp. 6.00% Notes due 2026 Filed Pursuant to Rule 424(b)(2) Securities Act File No. 333-239681 PRELIMINARY PROSPECTUS SUPPLEMENT (to Prospectus dated July 27, 2020) SuRo Capital Corp. $70,000,000 6.00% Notes due 2026 We are an internally managed non-diversified closed-end management investment company that has elected to be regulated as a business development company (?BDC?) under the Investment Company Act of 1940, as amen |
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| December 9, 2021 |
This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| November 24, 2021 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exac |
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| November 3, 2021 |
Exhibit 99.1 SuRo Capital Corp. Reports Third Quarter 2021 Financial Results Net Asset Value of $14.79 Per Share as of September 30, 2021 Board of Directors Declares $2.00 Per Share Dividend SAN FRANCISCO, CA, November 3, 2021 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today announced its financial results for the quarter ended Septe |
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| November 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| October 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File N |
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| October 4, 2021 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. Third Quarter Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $14.15 to $15.00 Per Share June 30, 2021 Net Asset Value of $16.56 Per Share ($14.31 Dividend-Adjusted) SAN FRANCISCO, CA, October 4, 2021 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today provided the fo |
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| September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File N |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact nam |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 4, 2021 |
Exhibit 99.1 SuRo Capital Corp. Reports Second Quarter 2021 Financial Results Net Asset Value of $16.56 Per Share as of June 30, 2021 Board of Directors Declares $2.25 Per Share Dividend SAN FRANCISCO, CA, August 4, 2021 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today announced its financial results for the quarter ended June 30, 20 |
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| August 2, 2021 |
[Eversheds Sutherland (US) LLP Letterhead] [Eversheds Sutherland (US) LLP Letterhead] August 2, 2021 Via EDGAR Jason P. Fox Division of Investment Management, Chief Accountant?s Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SuRo Capital Corp. Dear Mr. Fox: On behalf of SuRo Capital Corp. (the ?Fund?), set forth below are the Fund?s responses to the comments of the staff of the Division of Inve |
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| July 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 15, 2021 |
EX-99.1 2 tm2122241d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. Second Quarter Preliminary Investment Portfolio Update Net Asset Value Anticipated to be $16.50 to $17.00 Per Share SAN FRANCISCO, CA., July 14, 2021 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today provided the following preliminary update on it |
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| July 12, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 6, 2021 |
Exhibit 10.2 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT is made and entered into this 26th day of April, 2021 (this ?Agreement?) by and between SuRo Capital Corp., a Maryland corporation (the ?Company?), and Allison Green (the ?Executive?). WHEREAS, the Company is an internally managed, closed-end management investment company that has el |
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| May 6, 2021 |
Exhibit 10.1 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT is made and entered into this 26th day of April, 2021 (this ?Agreement?) by and between SuRo Capital Corp., a Maryland corporation (the ?Company?), and Mark D. Klein (the ?Executive?). WHEREAS, the Company is an internally managed, closed-end management investment company that has el |
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| May 6, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact na |
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| May 5, 2021 |
Exhibit 99.1 SuRo Capital Corp. Reports First Quarter 2021 Financial Results Net Asset Value of $18.01 Per Share as of March 31, 2021 Board of Directors Declares $2.50 Per Share Dividend SAN FRANCISCO, CA, May 5, 2021 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today announced its financial results for the quarter ended March 31, 2021 |
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| May 5, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| April 30, 2021 |
our Definitive Proxy Statement on Schedule 14A, filed with the SEC on April 30, 2021 ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT ? SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 9, 2021 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. First Quarter Preliminary Investment Portfolio Update Net Asset Value Increased to an Anticipated $17.70 to $18.30 Per Share from $15.14 at December 31, 2020 SAN FRANCISCO, CA., April 8, 2021 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and ?our?) (Nasdaq: SSSS) today provided the following preliminary update on its i |
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| April 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 12, 2021 |
Exhibit 4.5 DESCRIPTION OF SECURITIES The following is a brief description of the securities of SuRo Capital Corp. a Maryland corporation (the ?Company,? ?we,? ?our? or ?us?), registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). This description of our securities does not purport to be complete and is subject to and qualified in its entirety by |
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| March 12, 2021 |
Report of Marcum LLP regarding the Senior Securities table REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL FINANCIAL INFORMATION To the Board of Directors and Shareholders of SuRo Capital Corp. |
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| March 12, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact name of |
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| March 10, 2021 |
Exhibit 99.1 SuRo Capital Corp. Reports Fourth Quarter and Fiscal Year 2020 Financial Results Net Asset Value of $15.14 per Share as of December 31, 2020 Board of Directors Declares $0.25 Per Share Dividend Exited Palantir Technologies, Inc. Position for $119M Total Realized Gain SAN FRANCISCO, CA, March 10, 2020 (GLOBE NEWSWIRE) ? SuRo Capital Corp. (?SuRo Capital?, the ?Company?, ?we?, ?us?, and |
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| March 10, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 19, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| February 19, 2021 |
Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 4.75% Convertible Senior Notes due 2023 of SuRo Capital Corp. (CUSIP No. 36191JAC5)* Redemption Date: March 29, 2021 NOTICE IS HEREBY GIVEN, pursuant to the Indenture dated as of March 28, 2018 (the “Base Indenture”), between SuRo Capital Corp., a Maryland corporation (the “Company”), and U.S. Bank National Association (the “Trustee), and Sec |
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| February 16, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G/A filed herewith (and any amendments thereto), relating to the common stock of SuRo Capital Corp., a Maryland corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the unde |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 3)* SuRo Capital Corp. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 86944Q100 (CUSIP Number) December 31, 2020 Date of Event Which Requires Filing of the Statement Check the appropriate box to designa |
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| February 4, 2021 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| February 4, 2021 |
SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes Exhibit 99.1 SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes SAN FRANCISCO, CA, February 3, 2021 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq: SSSS) today announced an adjustment to the conversion rate of its 4.75% Convertible Senior Notes due 2023 (the “Notes”) as a result of the Company’s cash dividend payable on February 19, 20 |
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| January 27, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| January 27, 2021 |
SuRo Capital Corp. Declares $0.25 Per Share Dividend Exhibit 99.1 SuRo Capital Corp. Declares $0.25 Per Share Dividend SAN FRANCISCO, CA, January 27, 2021 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq: SSSS) today announced the Company’s Board of Directors has declared a dividend in the amount of $0.25 per share payable on February 19, 2021 to the Company’s stockholders of record as of the close of business on Febru |
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| January 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2021 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| January 13, 2021 |
Investor Presentation January 2021 Exhibit 99.2 Investor Presentation January 2021 2 Forward Looking Statements Statements included herein, including statements regarding SuRo Capital Corp . 's ("SuRo Capital", "SSSS", "we", "us" or "our") beliefs, expectations, intentions or strategies for the future, may constitute "forward - looking statements" . SuRo Capital cautions you that forward - looking statements are not guarantees of f |
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| January 13, 2021 |
Exhibit 99.1 Page 1 of 2 SuRo Capital Corp. Fourth Quarter and Fiscal Year 2020 Preliminary Investment Portfolio Update Net Asset Value Increased to an Anticipated $15.00 to $15.50 Per Share from $12.46 at September 30, 2020, Adjusted for $0.47 Per Share in Dividends SAN FRANCISCO, CA., January 11, 2021 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (N |
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| December 30, 2020 |
SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes Exhibit 99.1 SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes SAN FRANCISCO, CA, December 30, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq: SSSS) today announced an adjustment to the conversion rate of its 4.75% Convertible Senior Notes due 2023 (the “Notes”) as a result of the Company’s cash dividend payable on January 15, 20 |
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| December 30, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| December 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Sutter Rock Capital Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86944Q100 (CUSIP Number) November 6, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| December 16, 2020 |
SuRo Capital Corp. Declares $0.22 Per Share Dividend Exhibit 99.1 SuRo Capital Corp. Declares $0.22 Per Share Dividend SAN FRANCISCO, CA, December 16, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq: SSSS) today announced the Company’s Board of Directors has declared a dividend in the amount of $0.22 per share payable on January 15, 2021 to the Company’s stockholders of record as of the close of business on Decem |
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| December 16, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 27, 2020 |
Exhibit 99.1 SuRo Capital Corp. Provides Mid-Quarter Update Currently Holds 80% Of Its Pre-IPO Palantir Holdings, Consistent with Lock-Up Agreement Anticipates Declaring Additional Dividend By Year-End SAN FRANCISCO, CA, November 27, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today issued the following statement to provide addit |
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| November 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 10, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| November 10, 2020 |
SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes Exhibit 99.1 SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes SAN FRANCISCO, CA, November 10, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq: SSSS) today announced an adjustment to the conversion rate of its 4.75% Convertible Senior Notes due 2023 (the “Notes”) as a result of the Company’s cash dividend payable on November 30, 2 |
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| November 6, 2020 |
Exhibit 99.1 SuRo Capital Corp. Reports Third Quarter 2020 Financial Results Net Asset Value of $12.46 per Share as of September 30, 2020 SAN FRANCISCO, CA, November 5, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) (Nasdaq: SSSS) today announced its financial results for the quarter ended September 30, 2020. Net assets totaled approximately $252. |
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| November 6, 2020 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exac |
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| November 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| October 29, 2020 |
Exhibit 99.1 SuRo Capital Corp. Declares $0.25 Per Share Dividend Anticipates Additional Dividend Declaration By Year-End Board of Directors Approves Additional $10.0 Million for Share Repurchase Program; Bringing Share Repurchase Program and Tender Offer Total to $50.0 Million SAN FRANCISCO, CA, October 28, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq:SSSS) |
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| October 29, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File |
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| October 5, 2020 |
Exhibit 99.1 Page 1 of 3 SuRo Capital Corp. Third Quarter 2020 Preliminary Investment Portfolio Update Net Asset Value Anticipated to Be $12.30 to $12.60, Adjusted for $0.40 Per Share in Dividends Conversion Rate Adjustment for Convertible Notes Due to Dividend Announced SAN FRANCISCO, CA., October 5, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital”, the “Company”, “we”, “us”, and “our”) |
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| October 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File N |
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| September 28, 2020 |
SuRo Capital Corp. Declares $0.25 Per Share Dividend Anticipates Additional Dividend By Year-End Exhibit 99.1 SuRo Capital Corp. Declares $0.25 Per Share Dividend Anticipates Additional Dividend By Year-End SAN FRANCISCO, CA, September 28, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq:SSSS) today announced the Company’s Board of Directors has declared a dividend in the amount of $0.25 per share payable on October 20, 2020 to the Company’s stockholders of |
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| September 28, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 23, 2020 |
Exhibit 10.2 SURO CAPITAL CORP. (a Maryland corporation) AMENDMENT NO. 1 TO AT-THE-MARKET SALES AGREEMENT September 23, 2020 BTIG, LLC 600 Montgomery Street, 6th Floor San Francisco, CA 94111 JMP Securities LLC 600 Montgomery Street, 11th Floor San Francisco, CA 94111 Ladenburg Thalmann & Co. Inc. 277 Park Avenue, 26th Floor New York, New York 10172 Ladies and Gentlemen: This Amendment No. 1, date |
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| September 23, 2020 |
STATUS OF THE “AT-THE-MARKET” OFFERING Filed pursuant to Rule 424(b)(3) File No. 333-239681 Supplement dated September 23, 2020 to Supplement dated August 6, 2020 to Supplement, dated July 29, 2020 (to Prospectus, dated July 27, 2020) This supplement (this “Supplement”) is being filed to update, amend and supplement certain information in the prospectus of SuRo Capital Corp., dated July 27, 2020 (the “Base Prospectus”), as supplemented |
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| September 23, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 11, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File N |
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| August 11, 2020 |
SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes Exhibit 99.1 SuRo Capital Corp. Announces Adjustment to Conversion Rate for Convertible Notes SAN FRANCISCO, Calif., August 11, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq:SSSS) today announced an adjustment to the conversion rate of its 4.75% Convertible Senior Notes due 2023 (the “Notes”) as a result of the Company’s cash dividend payable on August 25, 20 |
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| August 7, 2020 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00852 SuRo Capital Corp. (Exact nam |
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| August 7, 2020 |
Filed pursuant to Rule 424(b)(3) File No. 333-239681 Up to $50,000,000 Common Stock Supplement No. 1 dated August 6, 2020 to Prospectus, dated July 27, 2020 and Prospectus Supplement, dated July 29, 2020 This supplement no. 1 amends, supplements or modifies certain information contained in the prospectus supplement, dated July 29, 2020 (the “ATM Prospectus Supplement”) and the accompanying prospec |
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| August 6, 2020 |
Q2 2020 Earnings Call August 5 , 2020 Exhibit 99.2 Q2 2020 Earnings Call August 5 , 2020 2 Forward Looking Statements Statements included herein, including statements regarding SuRo Capital Corp . 's ("SuRo Capital", "SSSS", "we", "us" or "our") beliefs, expectations, intentions or strategies for the future, may constitute "forward - looking statements" . SuRo Capital cautions you that forward - looking statements are not guarantees o |
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| August 6, 2020 |
Exhibit 99.1 SuRo Capital Corp. Reports Second Quarter 2020 Financial Results Net Asset Value of $11.84 per Share as of June 30, 2020 SAN FRANCISCO, CA, August 5, 2020 (GLOBE NEWSWIRE) – SuRo Capital Corp. (“SuRo Capital” or the “Company”) (Nasdaq:SSSS) today announced its financial results for the quarter ended June 30, 2020. Net assets totaled approximately $192.7 million, or $11.84 per share, a |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 3, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Num |
