Основная статистика
| CIK | 1587551 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Capitol Series Trust - Fairlead Tactical Sector ETF
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| July 28, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Financial Highlights” in the Prospectus dated May 30, 2025, and included in this Post-Effective Amendment No. |
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| July 28, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A As filed with the U.S. Securities and Exchange Commission on July 28, 2025 File No. 333-191495 File No. 811-22895 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO. POST-EFFECTIVE AMENDMENT NO. 172 and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x AMENDMENT NO. 173 Cap |
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| July 28, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Financial Highlights” in the Prospectus dated May 30, 2025, and included in this Post-Effective Amendment No. |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box. o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box. [X] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capitol Series Trust Registrant Ohio See Below State of Incorporation IRS Employer Identification Number 225 Pictoria Drive Suite 450 Cincinnati, OH 45246 Address of Principal Business Office (No. |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-191495 Capitol Series Trust NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 225 Pictoria Dr |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Amendment No. |
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| July 1, 2024 |
July 1, 2024 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| June 24, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 05, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capitol Series Trust Registrant Ohio See Below State of Incorporation IRS Employer Identification Number 225 Pictoria Drive Suite 450 Cincinnati, OH 45246 Address of Principal Business Office (No. |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capitol Series Trust Registrant Ohio See Below State of Incorporation IRS Employer Identification Number 225 Pictoria Drive Suite 450 Cincinnati, OH 45246 Address of Principal Business Office (No. |
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| June 10, 2024 |
June 10, 2024 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Ms. |
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| May 31, 2024 |
May 31, 2024 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| May 2, 2024 |
FullerThaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2023 - (Unaudited) Shares Fair Value COMMON STOCKS — 97. |
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| May 2, 2024 |
FullerThaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2023 - (Unaudited) Shares Fair Value COMMON STOCKS — 97. |
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| May 2, 2024 |
FullerThaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2023 - (Unaudited) Shares Fair Value COMMON STOCKS — 97. |
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| May 2, 2024 |
FullerThaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2023 - (Unaudited) Shares Fair Value COMMON STOCKS — 97. |
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| April 3, 2024 |
April 3, 2024 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
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| August 28, 2023 |
CAPITOL SERIES TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 CAPITOL SERIES TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 August 24, 2023 VIA EDGAR Ms. |
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| August 11, 2023 |
August 7, 2023 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Mr. |
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| May 24, 2023 |
8-A12B 1 hull8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capitol Series Trust (Exact name of registrant as specified in its charter) Ohio See Below (State of incorporation) (I.R.S. Employer Identification No.) 225 Pictoria D |
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| May 17, 2023 |
May 17, 2023 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| May 17, 2023 |
May 17, 2023 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| May 16, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON May 16 , 2023 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON May 16 , 2023 File No. 333-270510 United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 3 x Post-Effective Amendment No. o (Check appropriate box or boxes) Capitol Series Trust (Exact Name of Registrant as Specified in Charter) 22 |
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| May 16, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 24, 2023, relating to the financial statements and financial highlights of Hull Tactical US ETF, a series of Exchange Traded Concepts Trust, for the year ended November 30, 2022, and to the references to our firm under the heading “Independent Registered Public Accounting Firm” and “Financial Highlights of the Target ETF” in the Proxy Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information. |
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| May 15, 2023 |
May 15, 2023 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| May 15, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON May 15 , 2023 N-14/A 1 hull-etfn14a.htm N-14/A AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON May 15 , 2023 File No. 333-270510 United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 2 x Post-Effective Amendment No. o (Check appropriate box or boxes) Capitol Series Trust (Exact Name of Regis |
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| May 15, 2023 |
Consent of Cohen & Company, Ltd. – filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 24, 2023, relating to the financial statements and financial highlights of Hull Tactical US ETF, a series of Exchange Traded Concepts Trust, for the year ended November 30, 2022, and to the references to our firm under the heading “Service Providers” and “Financial Highlights of the Target ETF” in the Proxy Statement/Prospectus. |
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| May 15, 2023 |
May 15, 2023 DRAFT Hull Tactical US ETF 10900 Hefner Pointe Drive, Suite 400 Oklahoma City, Oklahoma 73120 Hull Tactical US ETF 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Entity1, on behalf of the Target Fund, and (ii) the ETF Trust, on behalf of the Acquiring Fund in connection with the Agreement providing for the acquisition by the Acquiring Fund of all of the assets and the assumption by the Acquiring Fund of all of the liabilities of the Target Fund, in exchange for shares of the Acquiring Fund (the "Reorganization"), as set forth in the Agreement. |
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| April 12, 2023 |
Consent of Cohen & Company, Ltd. - filed herewith. EX-99.14 OTH CONSENT 3 ex14.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 24, 2023, relating to the financial statements and financial highlights of Hull Tactical US ETF, a series of Exchange Traded Concepts Trust, for the year ended November 30, 2022, and to t |
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| April 12, 2023 |
DISTRIBUTION AND SERVICE PLAN March 7, 2023 This Distribution and Service Plan (the “Plan”) has been adopted, on the following terms and conditions, by the Board of Trustees (the “Trustees”) of Capitol Series Trust (the “Trust”), a registered, open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), pursuant to Rule l2b-1 under the 1940 Act and is effective with respect to the shares of beneficial interest (“Shares”) of each series of the Trust identified in Exhibit A hereto (each, a “Fund” and together the “Funds”). |
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| April 12, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 12, 2023 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 12, 2023 File No. 333-270510 United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☒ Post-Effective Amendment No. ☐ (Check appropriate box or boxes) Capitol Series Trust (Exact Name of Registrant as Specified in Charter) 2 |
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| April 12, 2023 |
April 12, 2023 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| April 11, 2023 |
Capitol Series Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Capitol Series Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 April 11, 2023 FILED VIA EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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| April 3, 2023 |
NPORT-EX 2 ultimus4080.htm Canterbury Portfolio Thermostat Fund Schedule of Investments January 31, 2023 - (Unaudited) EXCHANGE-TRADED FUNDS — 94.51% Shares Fair Value Energy Select Sector SPDR® ETF 20,310 $ 1,826,478 Global X Uranium ETF 63,015 1,451,235 Industrial Select Sector SPDR® ETF 19,540 1,990,149 Invesco S&P Global Water ETF 34,710 1,749,037 iShares MSCI South Korea ETF 26,535 1 |
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| March 16, 2023 |
March 16, 2023 Jeffrey W. Long Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Capitol Series Trust (the “Registrant”) – File Nos. 811-22895, 333-191495 Dear Mr. Long: You recently provided comments relating to the Securities and Exchange Commission’s review, pursuant to the Sarbanes-Oxley Act of 2002, of the annual shareholder report filing for series portfolios of |
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| March 13, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MarCH 13, 2023 PRELIMINARY FORM N-14 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MarCH 13, 2023 File No. |
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| March 13, 2023 |
BOARD OF TRUSTEES CAPITOL SERIES TRUST POWER OF ATTORNEY We, the undersigned members of the Board of Trustees of Capitol Series Trust (the “Trust”), hereby constitute and appoint PAUL F. |
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| March 13, 2023 |
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this 9th day of March, 2023 by and among: (i) Exchange Traded Concepts Trust (the “Target Entity”), on behalf of its series the Hull Tactical US ETF (the “Target ETF”); and (ii) Capitol Series Trust (the “Acquiring Entity”), on behalf of its new series the Hull Tactical US ETF (the “Acquiring ETF”). |
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| March 13, 2023 |
Consent of Cohen & Company, Ltd. is filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 24, 2023, relating to the financial statements and financial highlights of Hull Tactical US ETF, a series of Exchange Traded Concepts Trust, for the year ended November 30, 2022, and to the references to our firm under the heading “Independent Registered Public Accounting Firm” and “Financial Highlights of the Target ETF” in the Proxy Statement/Prospectus. |
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| February 27, 2023 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 91. |
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| February 27, 2023 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 91. |
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| February 27, 2023 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 91. |
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| February 27, 2023 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 91. |
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| February 27, 2023 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 91. |
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| February 27, 2023 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 91. |
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| February 22, 2023 |
Guardian Capital Dividend Growth Fund Schedule of Investments December 31, 2022 - (Unaudited) 1 Common Stocks — 96. |
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| February 22, 2023 |
Guardian Capital Dividend Growth Fund Schedule of Investments December 31, 2022 - (Unaudited) 1 Common Stocks — 96. |
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| February 22, 2023 |
Guardian Capital Dividend Growth Fund Schedule of Investments December 31, 2022 - (Unaudited) 1 Common Stocks — 96. |
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| January 27, 2023 |
NPORT-EX 2 ultimus1344.htm Clockwise Capital Innovation ETF Schedule of Investments November 30, 2022 - (Unaudited) 1 COMMON STOCKS — 92.72% Shares Fair Value Communications — 28.10% Activision Blizzard, Inc. 5,696 $ 421,219 Airbnb, Inc., Class A (a) 2,218 226,547 Meta Platforms, Inc., Class A (a) 5,729 676,595 Netflix, Inc. (a) 1,482 452,795 Pinterest, Inc., Class A (a) 10,541 267,952 S |
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| January 27, 2023 |
NPORT-EX 2 ultimus4070.htm Preserver Alternative Opportunities Fund Schedule of Investments November 30, 2022 - (Unaudited) COMMON STOCKS — 48.06% Shares Fair Value United States — 48.06% Communications — 3.90% Activision Blizzard, Inc. 4,000 $ 295,800 Liberty Media Corp. - Liberty Formula One Group, Series A (a) 3,091 169,912 Walt Disney Co. (The) (a) 2,000 195,740 661,452 Consumer Discret |
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| December 28, 2022 |
Reynders, McVeigh Core Equity Fund Schedule of Investments October 31, 2022 - (Unaudited) COMMON STOCKS — 98. |
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| December 22, 2022 |
Fairlead Tactical Sector ETF Schedule of Investments October 31, 2022 (Unaudited) 1 EXCHANGE-TRADED FUNDS — 98. |
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| September 27, 2022 |
Canterbury Portfolio Thermostat Fund Schedule of Investments July 31, 2022 - (Unaudited) EXCHANGE-TRADED FUNDS — 93. |
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| August 26, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments June 30, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| August 26, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments June 30, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| August 26, 2022 |
Alta Quality Growth Fund Schedule of Investments June 30, 2022 - (Unaudited) Common Stocks — 98. |
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| August 26, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments June 30, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| August 26, 2022 |
Alta Quality Growth Fund Schedule of Investments June 30, 2022 - (Unaudited) Common Stocks — 98. |
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| August 26, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments June 30, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| August 26, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments June 30, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| August 26, 2022 |
Alta Quality Growth Fund Schedule of Investments June 30, 2022 - (Unaudited) Common Stocks — 98. |
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| August 26, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments June 30, 2022 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| August 1, 2022 |
Clockwise Capital Innovation ETF Schedule of Investments May 31, 2022 - (Unaudited) 1 COMMON STOCKS — 90. |
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| July 26, 2022 |
Preserver Alternative Opportunities Fund Schedule of Investments May 31, 2022 - (Unaudited) COMMON STOCKS — 59. |
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| June 28, 2022 |
Reynders, McVeigh Core Equity Fund Schedule of Investments April 30, 2022 - (Unaudited) COMMON STOCKS — 99. |
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| June 28, 2022 |
Fairlead Tactical Sector ETF Schedule of Investments April, 30, 2022 (Unaudited) 1 EXCHANGE-TRADED FUNDS — 99. |
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| March 24, 2022 |
Canterbury Portfolio Thermostat Fund Schedule of Investments January 31, 2022 - (Unaudited) EXCHANGE-TRADED FUNDS — 86. |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capitol Series Trust (Exact name of registrant as specified in its charter) Ohio See Below (State of incorporation) (I. |
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| February 24, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2021 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| February 24, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2021 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| February 24, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2021 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| February 24, 2022 |
Guardian Capital Dividend Growth Fund Schedule of Investments December 31, 2021 - (Unaudited) Common Stocks — 99. |
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| February 24, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2021 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| February 24, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2021 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| February 24, 2022 |
Fuller & Thaler Behavioral Small-Cap Equity Fund Schedule of Investments December 31, 2021 - (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| February 24, 2022 |
Alta Quality Growth Fund Schedule of Investments December 31, 2021 - (Unaudited) Common Stocks — 98. |
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| February 24, 2022 |
Alta Quality Growth Fund Schedule of Investments December 31, 2021 - (Unaudited) Common Stocks — 98. |
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| January 26, 2022 |
Preserver Alternative Opportunities Fund Schedule of Investments November 30, 2021 - (Unaudited) COMMON STOCKS — 76. |
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| December 28, 2021 |
Reynders, McVeigh Core Equity Fund Schedule of Investments October 31, 2021 - (Unaudited) COMMON STOCKS — 98. |
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| December 22, 2021 |
8-A12B 1 clockwise8-a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capitol Series Trust (Exact name of registrant as specified in its charter) Ohio See Below (State of incorporation) (I.R.S. Employer Identification No.) 225 Pict |
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| December 17, 2021 |
December 17, 2021 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| September 27, 2021 |
Guardian Dividend Growth Fund Schedule of Investments July 31, 2021 - (Unaudited) COMMON STOCKS — 99. |
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| September 27, 2021 |
Canterbury Portfolio Thermostat Fund Schedule of Investments July 31, 2021 - (Unaudited) EXCHANGE-TRADED FUNDS — 88. |
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| September 22, 2021 |
EX-99.D 5 fp0068287ex99d.htm EXHIBIT D INFORMATION CONCERNING OWNERSHIP OF SHARES OF THE GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND BY MANAGEMENT, TRUSTEES AND PRINCIPAL SHAREHOLDERS Guardian Capital Fundamental Global Equity Fund Outstanding Shares On the Record Date, the Guardian Capital Fundamental Global Equity Fund had 2,315,091.3940 shares outstanding. The Fund has only one share class |
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| September 22, 2021 |
DEF 14A 1 fp0068900def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box. [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as |
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| September 22, 2021 |
Guardian Capital LP Executive Officers, Directors and General Partners September 22, 2021 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| September 22, 2021 |
EX-99.A 2 fp0068287ex99a.htm EXHIBIT A CAPITOL SERIES TRUST FORM OF NEW INVESTMENT ADVISORY AGREEMENT GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND This AGREEMENT is made effective as of , 2021, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and Guardian Capital |
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| September 22, 2021 |
EXHIBIT B CAPITOL SERIES TRUST FORM OF NEW INVESTMENT SUBADVISORY AGREEMENT GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND THIS SUB-ADVISORY AGREEMENT (?Agreement?) is made as of , 2021 (the ?Effective Date?), by and between Guardian Capital LP, a limited partnership organized under the laws of the Province of Ontario, Canada, with its principal office and place of business at 199 Bay Street, Suite 3100, Toronto, Ontario, M5L1E8 (?Manager?), and GuardCap Asset Management Limited a company incorporated and registered in the United Kingdom (no. |
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| September 22, 2021 |
EXHIBIT C CAPITOL SERIES TRUST FORM OF NEW OPERATING'S EXPENSES LIMITATION AGREEMENT GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND THIS AGREEMENT is made and entered into as of , 2021, by and between Capitol Series Trust (the ?Trust?), on behalf of its series portfolios as set forth on Appendix A (each a ?Fund?), and Guardian Capital LP (the ?Adviser?), a limited partnership organized under the laws of the Province of Ontario, Canada. |
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| August 30, 2021 |
EXHIBIT A CAPITOL SERIES TRUST FORM OF NEW INVESTMENT ADVISORY AGREEMENT GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND This AGREEMENT is made effective as of , 2021, by and between Capitol Series Trust (the ?Trust?), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and Guardian Capital LP, a limited partnership organized under the laws of the Province of Ontario, Canada, with its principal office and place of business at 199 Bay Street, Suite 3100, Toronto, Ontario, M5L1E8 (the ?Adviser?). |
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| August 30, 2021 |
EXHIBIT B CAPITOL SERIES TRUST FORM OF NEW INVESTMENT SUBADVISORY AGREEMENT GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND THIS SUB-ADVISORY AGREEMENT (?Agreement?) is made as of , 2021 (the ?Effective Date?), by and between Guardian Capital LP, a limited partnership organized under the laws of the Province of Ontario, Canada, with its principal office and place of business at 199 Bay Street, Suite 3100, Toronto, Ontario, M5L1E8 (?Manager?), and GuardCap Asset Management Limited a company incorporated and registered in the United Kingdom (no. |
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| August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box. [X] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 30, 2021 |
Tom Sheehan (207) 228-7165 direct [email protected] August 30, 2021 VIA ELECTRONIC TRANSMISSION Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File No. 811-22895/ 333-191495) Ladies and Gentlemen: Enclosed please find preliminary proxy materials filed by Capitol Series Trust (the “Trust”) on Schedul |
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| August 30, 2021 |
EXHIBIT D INFORMATION CONCERNING OWNERSHIP OF SHARES OF THE GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND BY MANAGEMENT, TRUSTEES AND PRINCIPAL SHAREHOLDERS Guardian Capital Fundamental Global Equity Fund Outstanding Shares On the Record Date, the Guardian Capital Fundamental Global Equity Fund had 2,315,091. |
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| August 30, 2021 |
EXHIBIT C CAPITOL SERIES TRUST FORM OF NEW OPERATING'S EXPENSES LIMITATION AGREEMENT GUARDIAN CAPITAL FUNDAMENTAL GLOBAL EQUITY FUND THIS AGREEMENT is made and entered into as of , 2021, by and between Capitol Series Trust (the ?Trust?), on behalf of its series portfolios as set forth on Appendix A (each a ?Fund?), and Guardian Capital LP (the ?Adviser?), a limited partnership organized under the laws of the Province of Ontario, Canada. |
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| August 25, 2021 |
FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 95. |
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| August 25, 2021 |
ALTA QUALITY GROWTH FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 99. |
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| August 25, 2021 |
FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 95. |
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| August 25, 2021 |
FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 95. |
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| August 25, 2021 |
FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 95. |
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| August 25, 2021 |
FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 95. |
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| August 25, 2021 |
FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 95. |
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| August 25, 2021 |
ALTA QUALITY GROWTH FUND SCHEDULE OF INVESTMENTS June 30, 2021 (Unaudited) COMMON STOCKS — 99. |
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| August 13, 2021 |
DEF 14A 1 fp0068025def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box. [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as |
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| August 13, 2021 |
Undiscovered Managers Behavioral Value Fund CORRESP 1 filename1.htm August 13, 2021 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. Alison White 100 F Street, N.E. Washington, DC 20549 Capitol Series Trust (the “Registrant”) SEC File No. 811-22895 Dear Ms. White: Below please find our responses to your comments with respect to the Registrant’s Preliminary Proxy Statement Pursuant to Sec |
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| July 30, 2021 |
Tom Sheehan (207) 228-7165 direct [email protected] July 30, 2021 VIA ELECTRONIC TRANSMISSION Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File No. 811-22895/ 333-191495) Ladies and Gentlemen: Enclosed please find preliminary proxy materials filed by Capitol Series Trust (the “Trust”) on Schedule |
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| July 30, 2021 |
PRE 14A 1 fp0067585pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box. [X] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as |
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| July 28, 2021 |
Total Collateralized Mortgage Obligations (Cost $385,326) PRESERVER ALTERNATIVE OPPORTUNITIES FUND SCHEDULE OF INVESTMENTS May 31, 2021 (Unaudited) COMMON STOCKS — 67. |
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| June 14, 2021 |
REYNDERS, MCVEIGH CORE EQUITY FUND SCHEDULE OF INVESTMENTS April 30, 2021 (Unaudited) COMMON STOCKS — 99. |
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| May 28, 2021 |
CORRESP 1 filename1.htm May 28, 2021 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Rebecca Marquigny 100 F Street, N.E. Washington, DC 20549 Capitol Series Trust (the “Registrant”) SEC File No. 811-22895 Dear Ms. Marquigny: Below please find our responses to your supplemental comments received on May 27, 2021 with respect to the Regist |
|
| May 21, 2021 |
CORRESP 1 filename1.htm May 21, 2021 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Rebecca Marquigny 100 F Street, N.E. Washington, DC 20549 Capitol Series Trust (the “Registrant”) SEC File No. 811-22895 Dear Ms. Marquigny: Below please find our responses to your comments with respect to the Registrant’s Post-Effective Amendment No. 11 |
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| March 29, 2021 |
March 29, 2021 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| March 24, 2021 |
Guardian Dividend Growth Notes to the Schedule of Investments January 31, 2021 GUARDIAN DIVIDEND GROWTH FUND SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) COMMON STOCKS — 99. |
|
| March 23, 2021 |
Canterbury Portfolio Thermostat Fund Notes to the Schedule of Investments January 31, 2021 CANTERBURY PORTFOLIO THERMOSTAT FUND SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) EXCHANGE-TRADED FUNDS — 89. |
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| February 23, 2021 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments December 31, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 97. |
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| February 23, 2021 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments December 31, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 97. |
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| February 23, 2021 |
Alta Capital Funds Notes to the Schedules of Investments December 31, 2020 (Unaudited) ALTA QUALITY GROWTH FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 99. |
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| February 23, 2021 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments December 31, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 97. |
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| February 23, 2021 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments December 31, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 97. |
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| February 23, 2021 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments December 31, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 97. |
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| February 23, 2021 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments December 31, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 97. |
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| February 23, 2021 |
Alta Capital Funds Notes to the Schedules of Investments December 31, 2020 (Unaudited) ALTA QUALITY GROWTH FUND SCHEDULE OF INVESTMENTS December 31, 2020 (Unaudited) COMMON STOCKS — 99. |
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| January 29, 2021 |
January 29, 2020 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| January 29, 2021 |
On October 22, 2020, the Board of Trustees of the Capitol Series Trust approved the liquidation of the Cornerstone Capital Access Impact Fund (the “Fund”) as being in the best interest of the Fund and its shareholders. |
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| January 29, 2021 |
On October 22, 2020, the Board of Trustees of the Capitol Series Trust approved the liquidation of the Hedeker Strategic Appreciation Fund (the “Fund”) as being in the best interest of the Fund and its shareholders. |
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| January 25, 2021 |
January 25, 2020 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
|
| January 21, 2021 |
PRESERVER ALTERNATIVE OPPORTUNITIES FUND SCHEDULE OF INVESTMENTS November 30, 2020 (Unaudited) COMMON STOCKS — 54. |
|
| January 5, 2021 |
January 5, 2021 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street, NE Washington, D. |
|
| December 29, 2020 |
Reynders, McVeigh Core Equity Fund Notes to the Schedule of Investments October 31, 2020 REYNDERS, MCVEIGH CORE EQUITY FUND SCHEDULE OF INVESTMENTS October 31, 2020 (Unaudited) COMMON STOCKS — 98. |
|
| November 30, 2020 |
November 30, 2020 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| September 28, 2020 |
Guardian Dividend Growth Fund Notes to the Schedule of Investments July 31, 2020 (Unaudited) GUARDIAN DIVIDEND GROWTH FUND SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) COMMON STOCKS — 99. |
|
| September 23, 2020 |
Canterbury Portfolio Thermostat Fund Notes to the Schedule of Investments July 31, 2020 CANTERBURY PORTFOLIO THERMOSTAT FUND SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) EXCHANGE-TRADED FUNDS — 97. |
|
| August 27, 2020 |
Alta Capital Funds Notes to the Schedules of Investments June 30, 2020 (Unaudited) ALTA QUALITY GROWTH FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 97. |
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| August 27, 2020 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments June 30, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 90. |
|
| August 27, 2020 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments June 30, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 90. |
|
| August 27, 2020 |
Alta Capital Funds Notes to the Schedules of Investments June 30, 2020 (Unaudited) ALTA QUALITY GROWTH FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 97. |
|
| August 27, 2020 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments June 30, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 90. |
|
| August 27, 2020 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments June 30, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 90. |
|
| August 27, 2020 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments June 30, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 90. |
|
| August 27, 2020 |
Fuller & Thaler Funds Related Notes to the Schedules of Investments June 30, 2020 FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUND SCHEDULE OF INVESTMENTS June 30, 2020 (Unaudited) COMMON STOCKS — 90. |
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| July 31, 2020 |
MERITAGE GROWTH EQUITY FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS — 91. |
|
| July 31, 2020 |
MERITAGE GROWTH EQUITY FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS — 91. |
|
| July 31, 2020 |
MERITAGE GROWTH EQUITY FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS — 91. |
|
| July 28, 2020 |
- NPORT EX_CORNERSTONE CAPITAL CORNERSTONE CAPITAL ACCESS IMPACT FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS — 97. |
|
| July 27, 2020 |
PRESERVER ALTERNATIVE OPPORTUNITIES FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS — 44. |
|
| July 27, 2020 |
Hedeker Strategic Appreciation Fund Notes to the Schedule of Investments May 31, 2020 (Unaudited) HEDEKER STRATEGIC APPRECIATION FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) CONVERTIBLE CORPORATE BONDS — 75. |
|
| June 30, 2020 |
REYNDERS, MCVEIGH CORE EQUITY FUND SCHEDULE OF INVESTMENTS April 30, 2020 (Unaudited) COMMON STOCKS — 98. |
|
| March 27, 2020 |
EX-99.CERT 2 fp0051847ex99cert.htm FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| March 27, 2020 |
CAPTX / Canterbury Portfolio Thermostat Fund N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| February 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| February 21, 2020 |
FTXNX / Fuller & Thaler Behavioral Small-Cap Growth Fund CORRESP - - February 21, 2020 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street, NE Washington, D. |
|
| February 21, 2020 |
FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
|
| January 28, 2020 |
MPGIX / Meritage Growth Equity Fund N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| January 28, 2020 |
EX-99.CERT 2 fp0049677ex99cert.htm FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| December 30, 2019 |
FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
|
| December 30, 2019 |
ESGEX / Reynders, McVeigh Core Equity Fund N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| December 23, 2019 |
FTHNX / Fuller & Thaler Behavioral Small-Cap Equity Fund N-18F1 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
|
| December 23, 2019 |
FTHNX / Fuller & Thaler Behavioral Small-Cap Equity Fund CORRESP - - December 23, 2019 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Elena Stojic 100 F Street, N. |
|
| December 12, 2019 |
FTHNX / Fuller & Thaler Behavioral Small-Cap Equity Fund CORRESP - - December 12, 2019 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Allison White 100 F Street, N. |
|
| December 5, 2019 |
FTHNX / Fuller & Thaler Behavioral Small-Cap Equity Fund CORRESP - - December 5, 2019 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Allison White 100 F Street, N. |
|
| October 31, 2019 |
October 31, 2019 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
|
| October 17, 2019 |
October 17, 2019 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
|
| October 3, 2019 |
Capitol Series Trust N-18F1 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
|
| September 25, 2019 |
Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| September 25, 2019 |
Capitol Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| September 23, 2019 |
Capitol Series Trust CORRESP - - CORRESP 1 filename1.htm September 23, 2019 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Alison White 100 F Street, N.E. Washington, DC 20549 Capitol Series Trust (the “Registrant”) SEC File No. 811-22895 Dear Ms. White: Below please find our responses to your comments with respect to the Registrant’s Post-Effective Amendment No. 77 (“ |
|
| August 23, 2019 |
Capitol Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0045141nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of princi |
|
| August 23, 2019 |
Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| July 30, 2019 |
Capitol Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0044410nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of princi |
|
| July 30, 2019 |
Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| July 12, 2019 |
July 12, 2019 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
|
| June 25, 2019 |
Capitol Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| June 25, 2019 |
EX-99.CERT 2 fp0043434ex99cert.htm FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| April 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
|
| April 16, 2019 |
Capitol Series Trust CORRESP - - April 16, 2019 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Rebecca Marquigny 100 F Street, N. |
|
| March 7, 2019 |
FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
|
| March 7, 2019 |
Capitol Series Trust (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| February 28, 2019 |
Capitol Series Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
|
| February 28, 2019 |
Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| January 30, 2019 |
January 30, 2019 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
|
| January 23, 2019 |
Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| January 23, 2019 |
Capitol Series Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0038414nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of princi |
|
| January 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
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| January 2, 2019 |
N-18F1 1 fp0037936n18f1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in |
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| December 31, 2018 |
December 31, 2018 VIA EDGAR Securities and Exchange Commission Attn: Ray Bee, Division of Investment Management 100 F Street, N. |
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| December 28, 2018 |
December 28, 2018 Ms. Kathy Cherko U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4644 Re: Capitol Series Trust (the “Trust”) – File Nos. 811-22895, 333-191495 Dear Ms. Cherko: You recently provided oral comments relating to the review by the staff of the Securities and Exchange Commission of certain annual shareholder report fil |
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| December 19, 2018 |
December 19, 2018 VIA EDGAR |
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| December 19, 2018 |
December 19, 2018 EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Ms. |
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| December 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
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| December 7, 2018 |
December 7, 2018 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Rebecca Marquigny 100 F Street, N. |
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| November 1, 2018 |
November 1, 2018 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| October 5, 2018 |
October 5, 2018 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| October 5, 2018 |
October 5, 2018 U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Capitol Series Trust (File No. 811-22895/ 33-191495) Dear Sir or Madam: Pursuant to Rule 485(a)(2) of the Securities Act of 1933, as amended, (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and |
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| September 27, 2018 |
September 27, 2018 Mindy Rotter Office of Disclosure and Review U.S. Securities and Exchange Commission 3 World Financial Center, Room 400 New York, NY 10281 Re: Capitol Series Trust (the ?Trust?) ? File Nos. 811-22895, 333-191495 Dear Ms. Rotter: You recently provided comments relating to the review by the staff of the Securities and Exchange Commission of certain annual shareholder report filing |
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| September 25, 2018 |
EX-99.CERT 2 fp0035875ex99cert.htm FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| September 25, 2018 |
Capitol Series Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| September 25, 2018 |
September 25, 2018 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| August 24, 2018 |
Capitol Series Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| August 24, 2018 |
Exhibit 99.CERT FORM N-Q CERTIFICATION I, Dina A. Tantra, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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| July 30, 2018 |
Capitol Series Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0034455nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of princi |
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| July 30, 2018 |
Exhibit 99.CERT FORM N-Q CERTIFICATION I, Dina A. Tantra, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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| June 28, 2018 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Canterbury Portfolio Thermostat Fund In planning and performing our audit of the financial statements of the Canterbury Portfolio Thermostat Fund (the “Fund”), a series of the Capitol Series Trust, as of April 30, 2018, in accordance with the standards of the Public Company Accounting Oversight Boa |
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| June 28, 2018 |
Shareholder Meeting Voting Results EX-99.77C VOTES 3 fp0034221ex9977c.htm Shareholder Meeting Voting Results On June 19, 2018, a special meeting of shareholders of the Capitol Series Trust was held for the purpose of voting on the election of four Trustees to serve on the Board of Trustees. Below are the voting results from the special meeting. For Withhold % of Total Voted in Favor John C. Davis 35,759,555 385,270 98.93% Janet S. |
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| June 4, 2018 |
June 4, 2018 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Alison White 100 F Street, N. |
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| May 8, 2018 |
Capitol Series Trust CAPITOL SERIES TRUST File No’s 333-191495 & 811-22895 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2018 |
SEC Transmittal Letter April 4, 2018 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| March 29, 2018 |
Capitol Series Trust CAPITOL SERIES TRUST (Quarterly Schedule of Portfolio Holdings) Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| March 29, 2018 |
EX-99.CERT 2 d483214dex99cert.htm CERTIFICATIONS Exhibit 99.CERT FORM N-Q CERTIFICATION I, Dina Tantra, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| February 28, 2018 |
Capitol Series Trust CAPITOL SERIES TRUST (Quarterly Schedule of Portfolio Holdings) Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| February 28, 2018 |
Certifications Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| January 24, 2018 |
Capitol Series Trust - CAPITOL SERIES TRUST Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| January 24, 2018 |
EX-99.CERT 2 d508023dex99cert.htm CERTIFICATIONS Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| December 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
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| December 20, 2017 |
December 20, 2017 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Alison White 100 F Street, N. |
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| November 29, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Capitol Series Trust In planning and performing our audit of the financial statements of the Fuller & Thaler Behavioral Small-Cap Equity Fund (the ?Fund?), a series of the Capitol Series Trust, as of and for the year ended September 30, 2017, in accordance with the standards of the Public Company A |
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| October 30, 2017 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d367839dex9977b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Capitol Series Trust In planning and performing our audits of the financial statements of the Meritage Growth Equity Fund, Meritage Value Equity Fund, and Meritage Yield-Focus Equity Fund (the “Funds”), each a s |
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| October 6, 2017 |
SEC Transmittal Letter October 6, 2017 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| September 26, 2017 |
Certifications Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| September 26, 2017 |
Capitol Series Trust - CAPITOL SERIES TRUST Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| August 14, 2017 |
Capitol Series Trust - CAPITOL SERIES TRUST Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| August 14, 2017 |
Certifications Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| July 27, 2017 |
Capitol Series Trust - MERITAGE FUNDS N-Q Meritage Funds N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices)(Zip code) Zachary P. |
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| July 27, 2017 |
Certifications Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| June 28, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Capitol Series Trust In planning and performing our audit of the financial statements of the First Security Municipal Bond Fund (the ?Fund?), a series of the Capitol Series Trust, as of and for the year ended April 30, 2017, in accordance with the standards of the Public Company Accounting Oversigh |
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| May 24, 2017 |
May 24, 2017 VIA EDGAR EDGAR Operations Branch Division of Investment Management Attn: Kathy Charko Securities and Exchange Commission 100 F Street, N. |
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| March 23, 2017 |
Certifications Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| March 23, 2017 |
Capitol Series Trust - CAPITOL SERIES TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| February 24, 2017 |
Capitol Series Trust - CAPITOL SERIES TRUST Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) ( Zip code) Zachary P. |
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| February 24, 2017 |
Certifications Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| January 30, 2017 |
January 30, 2017 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission Attn: Trace Rakestraw 100 F Street, N. |
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| January 24, 2017 |
EX-99.CERT 2 d278908dex99cert.htm CERTIFICATIONS Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| January 24, 2017 |
Capitol Series Trust - CAPITOL SERIES TRUST Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| December 30, 2016 |
N-SAR Item 77K: Changes in registrant’s certifying accountant EX-99.77K 2 d298522dex9977k.htm CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT N-SAR Item 77K: Changes in registrant’s certifying accountant On September 28, 2016, the Board of Trustees of the Capitol Series Trust (the “Trust”), upon the approval and recommendation of the Board’s Audit Committee, appointed Ernst & Young LLP (“EY”) to serve as the independent registered public accounting firm for Fi |
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| December 30, 2016 |
December 30, 2016 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for First Security Municipal Bond Fund (the Fund), a series of Capitol Series Trust (the Trust) and, under the date of June 27, 2016, we reported on the financial statements of the Fund, as of April 30, 2016, and for the period from May 29, 2015 (commencement o |
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| December 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 CAPITOL SERIES TRUST NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a sh |
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| December 21, 2016 |
RE: Capitol Series Trust (the “Trust”); File No. 811-22895/ 333-191495 Caleb C.B. DuBois (207) 228-7378 direct [email protected] December 21, 2016 Mr. Trace Rakestraw U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 RE: Capitol Series Trust (the “Trust”); File No. 811-22895/ 333-191495 Dear Mr. Rakestraw: We are in receipt of your comments to Post-Effective A |
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| December 1, 2016 |
SEC Transmittal Letter December 1, 2016 Division of Investment Management US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capitol Series Trust (File Nos. |
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| November 29, 2016 |
N-SAR Item 77K: Changes in registrant’s certifying accountant EX-99.77K 3 d297087dex9977k.htm CHANGES IN REGISTRANT CERTIFYING ACCOUNTANT N-SAR Item 77K: Changes in registrant’s certifying accountant On September 28, 2016, the Board of Trustees of the Capitol Series Trust (the “Trust”), upon the approval and recommendation of the Board’s Audit Committee, appointed Ernst & Young LLP (“EY”) to serve as the independent registered public accounting firm for Full |
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| November 29, 2016 |
November 29, 2016 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We currently serve as principal accountants for Fuller & Thaler Behavioral Core Equity Fund (the Fund), a series of Capitol Series Trust (the Trust) and, under the date of November 29, 2016, we plan to report on the financial statements of the Fund, as of and for the year ended September 30, 2016. On |
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| November 29, 2016 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d297087dex9977b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Capitol Series Trust: In planning and performing our audit of the financial statements of Capitol Series Trust – Fuller & Thaler Behavioral Core Equity Fund, (the “Fund”), as of and for the year ended September 30, 20 |
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| October 28, 2016 |
N-SAR Item 77K: Changes in registrant’s certifying accountant EX-99.77K 3 d268268dex9977k.htm CHANGES IN REGISTRANT CERTIFYING ACCOUNTANT N-SAR Item 77K: Changes in registrant’s certifying accountant On September 28, 2016, the Board of Trustees of the Capitol Series Trust (the “Trust”), upon the approval and recommendation of the Board’s Audit Committee, appointed Ernst & Young LLP (“EY”) to serve as the independent registered public accounting firm for Meri |
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| October 28, 2016 |
EX-99.77Q 4 d268268dex9977q.htm AUDITOR LETTER October 26, 2016 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We currently serve as principal accountants for Meritage Yield-Focus Equity Fund, Meritage Growth Equity Fund, and Meritage Value Equity Fund (collectively, the Funds), each a series of Capitol Series Trust (the Trust) and, under the date of October 26, 20 |
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| October 28, 2016 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d268268dex9977b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Capitol Series Trust: In planning and performing our audits of the financial statements of Capitol Series Trust – Meritage Growth Equity Fund, Meritage Value Equity Fund, and Meritage Yield-Focus Equity Fund, (collect |
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| October 7, 2016 |
SEC Transmittal Letter Bernstein, Shur, Sawyer & Nelson, P.A. 100 Middle Street PO Box 9729 Portland, ME 04104-5029 T (207) 774 - 1200 F (207) 774 - 1127 Caleb C.B. DuBois (207) 228-7378 direct [email protected] October 7, 2016 Ms. Maryann Doubledar Division of Investment Management Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: C |
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| September 13, 2016 |
Capitol Series Trust - CAPITOL SERIES TRUST Capitol Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22895 Capitol Series Trust (Exact name of registrant as specified in charter) Ultimus Asset Services, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Zachary P. |
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| September 13, 2016 |
Certifications Exhibit 99.CERT FORM N-Q CERTIFICATION I, Matthew J. Miller, certify that: 1. I have reviewed this report on Form N-Q of Capitol Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
