Основная статистика
| LEI | 5493006PQCQNOP39PQ42 |
| CIK | 831114 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The RBB Fund, Inc. - F/m US Treasury 3 Month Bill ETF
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 11, 2025 |
As filed with the Securities and Exchange Commission on August 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 24, 2025 | ||
| July 24, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated June 27, 2025, relating to the financial statements and financial highlights of Emerald Growth Fund and Emerald Banking & Finance Evolution Fund (formerly known as Emerald Finance and Banking Innovation Fund), each a series of |
|
| July 24, 2025 |
FAEGRE DRINKER BIDDLE & REATH LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 215-988-2700 Fax: 215-988-2757 www. |
|
| July 24, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on July 24, 2025 1933 Act File No. 333-286982 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 4 [X] Post-Effective Amendment No. [ ] THE RBB FUND, INC. (Exact Name of Registrant as Specified In Its Charter) 615 East Michigan Stre |
|
| July 22, 2025 | ||
| July 22, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on July 22, 2025 1933 Act File No. 333-286982 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 3 [X] Post-Effective Amendment No. [ ] THE RBB FUND, INC. (Exact Name of Registrant as Specified In Its Charter) 615 East Michigan Stre |
|
| July 22, 2025 |
FAEGRE DRINKER BIDDLE & REATH LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 215-988-2700 Fax: 215-988-2757 www. |
|
| July 22, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated June 27, 2025, relating to the financial statements and financial highlights of Emerald Growth Fund and Emerald Banking & Finance Evolution Fund (formerly known as Emerald Finance and Banking Innovation Fund), each a series of |
|
| July 3, 2025 |
As filed with the Securities and Exchange Commission on July 3, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 2, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated June 29, 2023, relating to the financial statements and financial highlights of Emerald Finance and Banking Innovation Fund, Emerald Growth Fund, and Emerald Insights Fund, each a series of Financial Investors Trust (the “Trust”), appearing in the Annual Report on Form N-CSR of the Trust for the year ended April 30, 2023, and to the references to us under the headings "Financial Highlights" in the Prospectuses, which are part of such Registration Statement. |
|
| July 2, 2025 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia, Pennsylvania 19103 +1 215 988 2700 main +1 215 988 2757 fax [ ] Financial Investors Trust 1290 Broadway, Suite 1000 Denver, CO 80203 The RBB Fund, Inc. |
|
| July 2, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated June 28, 2024, relating to the financial statements and financial highlights of Emerald Growth Fund and Emerald Banking and Finance Evolution Fund (formerly known as Emerald Finance and Banking Innovation Fund), each a series o |
|
| July 2, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on July 1, 2025 1933 Act File No. 333-286982 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 2 [X] Post-Effective Amendment No. [ ] THE RBB FUND, INC. (Exact Name of Registrant as Specified In Its Charter) 615 East Michigan Stree |
|
| July 2, 2025 |
FAEGRE DRINKER BIDDLE & REATH LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 215-988-2700 Fax: 215-988-2757 www. |
|
| July 2, 2025 | ||
| June 30, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated June 28, 2024, relating to the financial statements and financial highlights of Emerald Growth Fund and Emerald Banking and Finance Evolution Fund (formerly known as Emerald Finance and Banking Innovation Fund), each a series o |
|
| June 30, 2025 | ||
| June 30, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated June 29, 2023, relating to the financial statements and financial highlights of Emerald Finance and Banking Innovation Fund, Emerald Growth Fund, and Emerald Insights Fund, each a series of Financial Investors Trust (the “Trust”), appearing in the Annual Report on Form N-CSR of the Trust for the year ended April 30, 2023, and to the references to us under the headings "Financial Highlights" in the Prospectuses, which are part of such Registration Statement. |
|
| June 30, 2025 |
FAEGRE DRINKER BIDDLE & REATH LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 215-988-2700 Fax: 215-988-2757 www. |
|
| June 30, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on June 27, 2025 1933 Act File No. 333-286982 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No.1 [X] Post-Effective Amendment No. [ ] THE RBB FUND, INC. (Exact Name of Registrant as Specified In Its Charter) 615 East Michigan Stree |
|
| June 30, 2025 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia, Pennsylvania 19103 +1 215 988 2700 main +1 215 988 2757 fax [ ] Financial Investors Trust 1290 Broadway, Suite 1000 Denver, CO 80203 The RBB Fund, Inc. |
|
| May 5, 2025 |
THE RBB FUND, INC. (the “Company”) POWER OF ATTORNEY THE RBB FUND, INC. (the “Company”) POWER OF ATTORNEY The undersigned, Gregory P. Chandler, hereby constitutes and appoints Steven Plump, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement of the Company on Form N-14 relating to the tra |
|
| May 5, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on May 5, 2025 1933 Act File No.033-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] THE RBB FUND, INC. (Exact Name of Registrant as Specified In Its Charter) 615 East Michigan Street Milwa |
|
| May 5, 2025 | ||
| April 30, 2025 |
As filed with the Securities and Exchange Commission on April 30, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 7, 2025 |
As filed with the Securities and Exchange Commission on April 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 4, 2025 |
Faegre Drinker Biddle & Reath LLP 1500 K Street, N.W., Suite 1100 Washington, DC 20005 (312) 569-1000 (Phone) www.faegredrinker.com April 4, 2025 VIA EDGAR TRANSMISSION Mr. Daniel Greenspan Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The RBB Fund, Inc. (the “Company”) Registration Statement on Form N-1A (File Nos.: 033-20827 and 811-05518) Dear Mr. Greenspan: T |
|
| March 28, 2025 |
WPG Partners Select Small Cap Value Fund WPG Partners Select Small Cap Value Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 96. |
|
| March 28, 2025 |
Boston Partners All-Cap Value Fund Boston Partners All-Cap Value Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 97. |
|
| March 28, 2025 |
Boston Partners Global Sustainability Fund Boston Partners Global Sustainability Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 98. |
|
| March 28, 2025 |
Boston Partners Global Equity Fund Boston Partners Global Equity Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 97. |
|
| March 28, 2025 |
WPG Partners Select Hedged Fund WPG Partners Select Hedged Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 99. |
|
| March 28, 2025 |
Boston Partners Emerging Markets Dynamic Equity Fund Boston Partners Emerging Markets Dynamic Equity Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 55. |
|
| March 28, 2025 |
Boston Partners Long/Short Research Fund Boston Partners Long/Short Research Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 96. |
|
| March 28, 2025 |
WPG Partners Small Cap Value Diversified Fund WPG Partners Small Cap Value Diversified Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 96. |
|
| March 28, 2025 |
Boston Partners Small Cap Value Fund II Boston Partners Small Cap Value Fund II Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 97. |
|
| March 28, 2025 |
Boston Partners Long/Short Equity Fund Boston Partners Long/Short Equity Fund Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 96. |
|
| March 6, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on March 6, 2025 1933 Act File No. 333-284236 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 1 [X] Post-Effective Amendment No. [ ] THE RBB FUND, INC. (Exact Name of Registrant as Specified In Its Charter) 615 East Michigan Stre |
|
| March 6, 2025 |
THE RBB FUND, INC. (the “Company”) POWER OF ATTORNEY THE RBB FUND, INC. (the “Company”) POWER OF ATTORNEY The undersigned, Gregory P. Chandler, hereby constitutes and appoints Steven Plump, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement of the Company on Form N-14 relating to the tra |
|
| March 6, 2025 |
March 6, 2025 97499.00002 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, WI 53202-5207 Re: Reorganization of Chestnut Street Exchange Fund into SGI Enhanced Market Leaders ETF Ladies and Gentlemen: We have acted as counsel to The RBB Fund, Inc. (“RBB”), a Maryland corporation, in connection with the proposed acquisition by SGI Enhanced Market Leaders ETF, a newly formed series of RBB (the |
|
| March 6, 2025 |
Exhibit r |
|
| March 6, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 28, 2025, relating to the financial statements and financial highlights of Chestnut Street Exchange Fund, for the year ended December 31, 2024, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” in Common Questions about the Proposed Reorganization, “Service Providers” in “Other Information” and “Appendix B - Financial Highlights” in the Proxy Statement/Prospectus. |
|
| February 28, 2025 |
Faegre Drinker Biddle & Reath LLP 320 South Canal Street Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www. |
|
| February 20, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N-1A of F/m Ultrashort Treasury Inflation-Protected Security (TIPS) ETF, F/m Yield Curve Steepening Strategy ETF, F/m Yield Curve Flattening Strategy ETF, F/m Rising Interest Rates Strategy ETF, and F/m Falling Interest Rates Strategy ETF, a series of The RBB Fund, Inc. |
|
| February 20, 2025 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A Filed with the Securities and Exchange Commission on February 20, 2025 1933 Act Registration File No. |
|
| February 18, 2025 |
As filed with the Securities and Exchange Commission on February 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 14, 2025 |
Faegre Drinker Biddle & Reath LLP 1500 K Street, N.W., Suite 1100 Washington, DC 20005 (312) 569-1000 (Phone) www.faegredrinker.com February 14, 2025 VIA EDGAR TRANSMISSION Mr. Daniel Greenspan Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The RBB Fund, Inc. (the “Company”) Registration Statement on Form N-1A (File Nos.: 033-20827 and 811-05518) Dear Mr. Greenspa |
|
| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
|
| January 10, 2025 |
[●], 2025 97499.00002 Chestnut Street Exchange Fund c/o Vigilant Compliance, LLC 223 Wilmington West Chester Pike, Suite 216 Chadds Ford, PA 19137 SGI Enhanced Market Leaders ETF c/o The RBB Fund, Inc. 615 East Michigan Street Milwaukee, WI 53202-5207 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, WI 53202-5207 Re: Reorganization of Chestnut Street Exchange Fund into SGI Enhanced Market Le |
|
| January 10, 2025 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 January 10, 2025 Mr. Kenneth Ellington Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Mr. Ellington, The purpose of this letter is to respond to oral comments received by U.S. Bancorp Fu |
|
| January 10, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 29, 2024, relating to the financial statements and financial highlights of Chestnut Street Exchange Fund, for the year ended December 31, 2023, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” in Common Questions about the Proposed Reorganization, “Service Providers” in “Other Information” and “Appendix B - Financial Highlights” in the Proxy Statement/Prospectus. |
|
| January 10, 2025 |
THE RBB FUND, INC. (the “Company”) POWER OF ATTORNEY THE RBB FUND, INC. (the “Company”) POWER OF ATTORNEY The undersigned, Gregory P. Chandler, hereby constitutes and appoints Jillian L. Bosmann, Michael P. Malloy, Edward Paz, Steven Plump, and James G. Shaw his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement of the Company on Form N-14 a |
|
| January 10, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on January 10, 2025 1933 Act File No.033-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] THE RBB FUND, INC. (Exact Name of Registrant as Specified In Its Charter) 615 East Michigan Street |
|
| December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38361 The RBB Fund, Inc. NYSE Arca, Inc. (Exact name of registrant as specified in its charter, and name of Exchange where security is listed and/or registered) 615 East Michig |
|
| December 20, 2024 |
Faegre Drinker Biddle & Reath LLP 320 South Canal Street, Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www. |
|
| December 18, 2024 |
As filed with the Securities and Exchange Commission on December 18, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 26, 2024 |
As filed with the Securities and Exchange Commission on November 26, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 22, 2024 |
CORRESP 1 filename1.htm Faegre Drinker Biddle & Reath LLP 320 South Canal Street, Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com November 22, 2024 VIA EDGAR TRANSMISSION Ms. Kim McManus Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The RBB Fund, Inc. (the “Registrant” or “RBB”) Registration Statement on Form N |
|
| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38361 The RBB Fund, Inc. NYSE Arca, Inc. (Exact name of registrant as specified in its charter, and name of Exchange where security is listed and/or registered) 615 East Michig |
|
| October 30, 2024 |
As filed with the Securities and Exchange Commission on October 30, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 29, 2024 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 October 29, 2024 VIA EDGAR TRANSMISSION Daniel Greenspan Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Mr. Greenspan: The purpose of this letter is to respond to the Commission staff’s (the “Staff”) oral comments provided |
|
| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
|
| August 13, 2024 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www.faegredrinker.com August 13, 2024 VIA EDGAR TRANSMISSION Ms. Kim McManus Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The RBB Fund, Inc. (File Nos.: 333-271528 and 811-05518) (the “Registrant” or “RBB”) Dear Ms. McManus: |
|
| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
|
| July 26, 2024 |
DEF 14C 1 fp0089411-1def14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary information statement. [ ] Confidential, for use of the Commission only (as permitted by Rul |
|
| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
|
| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
|
| June 13, 2024 |
As filed with the Securities and Exchange Commission on June 13, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 12, 2024 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 June 12, 2024 VIA EDGAR TRANSMISSION Lisa Larkin Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Ms. Larkin: The purpose of this letter is to respond to oral comments provided to U.S. Bank Global Fund Services on May 7, 202 |
|
| April 26, 2024 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 April 26, 2024 VIA EDGAR TRANSMISSION Daniel Greenspan Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Mr. Greenspan: The purpose of this letter is to respond to oral comments provided to U.S. Bank Global Fund Services rega |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| April 15, 2024 |
MATSON MONEY U.S. EQUITY VI PORTFOLIO MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2023 (Unaudited) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.2% U.S. Large Cap Value Portfolio III (a) 250,321 $ 7,041,523 U.S. Large Company Portfolio (a) 122,672 3,832,282 U.S. Micro Cap Portfolio (b) 170,997 4,086,826 U.S. Small Cap Portfolio (b) 101,012 4,110,177 U.S. Small Cap Value Portfolio (b) 65,835 2,729,53 |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2020 (UNAUDITED) Number Of Shares Value INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 573,586 $ 234,780,222 iShares MSCI USA Value Factor ETF 2,952,200 288,990,858 U.S. Large Cap Value Portfolio III (a) 19,432,293 575,584,523 U.S. Large Cap Value Series (a) 2,825,615 196,804,116 U.S. Large Company Portfol |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 510,324 $ 211,718,118 iShares MSCI USA Value Factor ETF 2,515,296 257,591,463 U.S. Large Cap Value Portfolio III (a) 19,647,513 584,513,504 U.S. Large Cap Value Series (b) 2,825,615 195,221,772 U.S. Large Company Portfolio (a |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2020 (UNAUDITED) Number Of Shares Value FIXED INCOME FUNDS — 98. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 100.0% iShares Core S&P 500 ETF 207,282 $ 75,309,696 iShares MSCI USA Value Factor ETF 1,771,017 150,501,025 U.S. Large Cap Value Portfolio III (a) 25,507,484 625,188,431 U.S. Large Cap Value Series (b) 2,825,615 149,757,619 U.S. Large Company Portfol |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| April 15, 2024 |
MATSON MONEY FIXED INCOME VI PORTFOLIO MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2023 (Unaudited) NUMBER OF SHARES VALUE FIXED INCOME INVESTMENT FUNDS — 98. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2023 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.8% iShares Core S&P 500 ETF 648,555 $ 272,023,424 iShares MSCI USA Value Factor ETF 3,379,567 298,145,401 U.S. Large Cap Value Portfolio III (a) 19,432,293 507,960,143 U.S. Large Cap Value Series (b) 2,825,615 181,743,586 U.S. Large Company Portfolio (a |
|
| April 15, 2024 |
MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2023 (Unaudited) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% U.S. Large Cap Value Portfolio III (a) 257,064 $ 7,647,654 U.S. Large Company Portfolio (a) 138,858 4,092,135 U.S. Micro Cap Portfolio (b) 178,536 4,383,059 U.S. Small Cap Portfolio (b) 105,567 4,387,347 U.S. Small Cap Value Portfol |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.3% U.S. Large Cap Value Portfolio III (a) 290,309 $ 7,115,464 U.S. Large Company Portfolio (a) 133,757 3,723,798 U.S. Micro Cap Portfolio (b) 195,826 4,147,595 U.S. Small Cap Portfolio (b) 115,184 4,116,678 U.S. Small Cap Value Po |
|
| April 15, 2024 |
FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2023 (Unaudited) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF (a) 601,580 $ 275,776,304 iShares MSCI USA Value Factor ETF 3,616,038 342,257,996 U.S. Large Cap Value Portfolio III (b) 19,432,293 546,630,406 U.S. Large Cap Value Series (c) 2,825,615 197,877,850 U.S. Large Company Portfolio (b) 9,126,0 |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.3% U.S. Large Cap Value Portfolio III (a) 262,966 $ 7,789,042 U.S. Large Company Portfolio (a) 140,386 4,083,831 U.S. Micro Cap Portfolio (b) 174,530 4,419,101 U.S. Small Cap Portfolio (b) 103,683 4,446,969 U.S. Small Cap Value Po |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2021 (UNAUDITED) NUMBER OF SHARES/ VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 416,635 $ 175,674,148 iShares MSCI USA Value Factor ETF 1,916,296 205,522,746 U.S. Large Cap Value Portfolio III (a) 22,715,273 704,400,623 U.S. Large Cap Value Series (b) 2,825,615 191,181,141 U.S. Large Company Portfolio ( |
|
| April 15, 2024 |
FREE MARKET INTERNATIONAL EQUITY FUND FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2023 (Unaudited) NUMBER OF SHARES/BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2020 (UNAUDITED) Number of Shares Value INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2023 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2023 (UNAUDITED) NUMBER SHARES/BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES/ BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.0% U.S. Large Cap Value Portfolio III (a) 276,217 $ 8,322,404 U.S. Large Company Portfolio (a) 133,479 4,579,654 U.S. Micro Cap Portfolio (b) 160,867 4,666,738 U.S. Small Cap Portfolio (b) 98,100 4,665,614 U.S. Small Cap Value Por |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2020 (UNAUDITED) Number Of Shares Value DOMESTIC EQUITY FUNDS — 99.1% U.S. Large Cap Value Portfolio III (a) 298,600 $ 6,213,857 U.S. Large Company Portfolio (a) 142,353 3,332,473 U.S. Micro Cap Portfolio (b) 214,329 3,579,300 U.S. Small Cap Portfolio (b) 126,524 3,581,907 U.S. Small Cap Value Portfol |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES/ BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2023 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 98.9% U.S. Large Cap Value Portfolio III (a) 260,317 $ 6,804,699 U.S. Large Company Portfolio (a) 132,245 3,776,924 U.S. Micro Cap Portfolio (b) 174,372 3,914,662 U.S. Small Cap Portfolio (b) 103,119 3,929,881 U.S. Small Cap Value Portfol |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS— 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2023 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 98. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.1% U.S. Large Cap Value Portfolio III (a) 260,854 $ 8,089,096 U.S. Large Company Portfolio (a) 139,137 4,395,352 U.S. Micro Cap Portfolio (b) 161,927 4,702,371 U.S. Small Cap Portfolio (b) 98,548 4,683,970 U.S. Small Cap Value Portfoli |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 440,325 $ 201,505,930 iShares MSCI USA Value Factor ETF 2,252,599 230,260,670 U.S. Large Cap Value Portfolio III (a) 21,937,267 660,969,841 U.S. Large Cap Value Series (b) 2,825,615 187,507,842 U.S. Large Company Portfol |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2021 (UNAUDITED) NUMBER OF SHARES/ BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| April 15, 2024 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| April 15, 2024 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2020 (UNAUDITED) Number of Shares Value DOMESTIC EQUITY FUNDS — 99.8% iShares Core S&P 500 ETF 181,532 $ 55,399,936 U.S. Large Cap Value Portfolio III (a) 31,893,073 663,694,848 U.S. Large Cap Value Series (b) 2,672,595 118,689,926 U.S. Large Company Portfolio (a) 13,986,417 327,422,021 U.S. Micro Cap Portfolio (c) 23, |
|
| February 27, 2024 |
As filed with the Securities and Exchange Commission on February 27, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 20, 2024 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 February 20, 2024 VIA EDGAR TRANSMISSION Valerie Lithotomos Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Ms. Lithotomos: The purpose of this letter is to respond to an oral comment provided to U.S. Bank Global Fund Servi |
|
| January 12, 2024 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 January 12, 2024 VIA EDGAR TRANSMISSION Valerie Lithotomos Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Ms. Lithotomos: The purpose of this letter is to respond to oral comments provided to U.S. Bank Global Fund Services |
|
| January 10, 2024 |
As filed with the Securities and Exchange Commission on January 10, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 1, 2023 |
As filed with the Securities and Exchange Commission on September 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 29, 2023 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www.faegredrinker.com June 29, 2023 VIA EDGAR TRANSMISSION Ms. Lisa N. Larkin Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The RBB Fund, Inc. (the “Registrant” or “RBB”) Registration Statement on Form N-1A (File Nos.: 033-20 |
|
| June 28, 2023 |
SCHEDULE 14C INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14C INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement THE RBB FUND, INC. |
|
| June 8, 2023 |
FAEGRE DRINKER BIDDLE & REATH LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 215-988-2700 Fax: 215-988-2757 www. |
|
| June 8, 2023 |
As filed with the U.S. Securities and Exchange Commission on June 7, 2023 File No. 333-271528 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 2 [X] Post-Effective Amendment No. [ ] (Check appropriate box or boxes.) The RBB Fund Inc. (Exact Name of Registrant as Specified in Charter) 615 East |
|
| June 8, 2023 |
Consent of Independent registered Public Accounting Firm is filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 28, 2022, relating to the financial statements and financial highlights of Oakhurst Fixed Income Fund, Oakhurst Short Duration Bond Fund, and Oakhurst Short Duration High Yield Credit Fund, each a series of F/m Funds Tr |
|
| June 6, 2023 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www.faegredrinker.com June 6, 2023 VIA EDGAR TRANSMISSION Mr. John F. Kernan Ms. Valerie J. Lithotomos Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The RBB Fund, Inc. (File Nos.: 333-271528 and 811-05518) (the “Registrant” o |
|
| May 17, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 Filed with the Securities and Exchange Commission on May 17, 2023 1933 Act Registration File No. |
|
| April 28, 2023 |
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ] 2023 by and between F/m Investments, LLC, a Delaware limited liability company (the “Adviser”) and The RBB Fund, Inc. |
|
| April 28, 2023 |
Opinion and Consent of Counsel regarding the legality of securities being offered is filed herewith. FAEGRE DRINKER BIDDLE & REATH LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 215-988-2700 Fax: 215-988-2757 www. |
|
| April 28, 2023 |
OAKHURST FIXED INCOME FUND OAKHURST SHORT DURATION BOND FUND OAKHURST SHORT DURATION HIGH YIELD CREDIT FUND Each a Series of F/m FUNDS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 800-292-6775 www. |
|
| April 28, 2023 |
INVESTMENT ADVISORY AGREEMENT Oakhurst Fixed Income Fund, Oakhurst Short Duration Bond Fund and Oakhurst Short Duration High Yield Credit Fund AGREEMENT made as of , 2023 between THE RBB FUND, INC. |
|
| April 28, 2023 |
INVESTMENT ADVISORY AGREEMENT F/m Investments Large Cap Focused Fund AGREEMENT made as of , 2023 between THE RBB FUND, INC. |
|
| April 28, 2023 | ||
| April 28, 2023 |
Form of Opinion and Consent of Counsel regarding tax matters is filed herewith. faegredrinker.com Faegre Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia, Pennsylvania 19103 +1 215 988 2700 main +1 215 988 2757 fax , 2023 F/m Funds Trust 3050 K Street NW, Suite 201 Washington, DC 20007 The RBB Fund Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Agreement and Plan of Reorganization and Termination by and among The RBB Fund Inc., F/m Funds Trus |
|
| April 28, 2023 |
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of [ ] by and among The RBB Fund, Inc. |
|
| April 28, 2023 |
FAEGRE DRINKER BIDDLE & REATH LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 215-988-2700 Fax: 215-988-2757 www. |
|
| April 28, 2023 |
Consent of Independent registered Public Accounting Firm is filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 28, 2022, relating to the financial statements and financial highlights of Oakhurst Fixed Income Fund, Oakhurst Short Duration Bond Fund, and Oakhurst Short Duration High Yield Credit Fund, each a series of F/m Funds Tr |
|
| April 28, 2023 |
Powers of Attorney are filed herewith. THE RBB FUND, INC. (the “Company”) POWER OF ATTORNEY The undersigned, Julian A. Brodsky, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement of the Company |
|
| April 28, 2023 |
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ] 2023 by and between F/m Investments, LLC d/b/a Oakhurst Capital Management, LLC, a Delaware limited liability company (the “Adviser”) and The RBB Fund, Inc. |
|
| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
|
| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
|
| March 24, 2023 |
As filed with the Securities and Exchange Commission on March 24, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 24, 2023 |
As filed with the Securities and Exchange Commission on March 24, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 14, 2023 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 March 14, 2023 VIA EDGAR TRANSMISSION Valerie Lithotomos Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Ms. Lithotomos: The purpose of this letter is to respond to oral comments provided to U.S. Bank Global Fund Services r |
|
| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
|
| March 7, 2023 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 March 7, 2023 Via EDGAR Transmission Ms. Valerie Lithotomos Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Ms. Lithotomos: This correspondence is being filed in response to your oral comments provided to U.S. Bancorp Fund |
|
| March 3, 2023 |
As filed with the Securities and Exchange Commission on March 3, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Def |
|
| February 24, 2023 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 February 24, 2023 Via Edgar Transmission Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Ladies and Gentlemen: The Company files herewith a preliminary proxy statement on behalf of the US Treasury 10 Year Note ETF, US Treasury |
|
| January 27, 2023 |
CAMPBELL SYSTEMATIC MACRO FUND NPORT-EX 2 campbell.htm NPORT-EX CAMPBELL SYSTEMATIC MACRO FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS — 71.0% U.S. TREASURY OBLIGATIONS — 71.0% United States Treasury Bill 2.30% 12/15/22 $ 75,000 $ 74,908,234 United States Treasury Bill 2.93% 01/19/23 75,000 74,602,028 United States Treasury Bill 3.07% 02/ |
|
| January 27, 2023 |
NPORT-EX 2 utwo.htm NPORT-EX US TREASURY 2 YEAR NOTE ETF PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) COUPON MATURITY DATE PAR (000's) VALUE U.S. GOVERNMENT NOTES/BONDS — 99.6% U.S. TREASURY NOTE — 99.6% United States Treasury Note 4.500% 11/30/24 148,214 $ 148,654,010 TOTAL U.S. GOVERNMENT NOTES/BONDS (Cost $148,350,914) 148,654,010 NUMBER OF SHARES SHORT-TERM INVESTMENTS — 0.4% (000's) |
|
| January 27, 2023 |
NPORT-EX 2 uten.htm NPORT-EX US TREASURY 10 YEAR NOTE ETF PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) COUPON MATURITY DATE PAR (000's) VALUE U.S. GOVERNMENT NOTES/BONDS — 99.8% U.S. TREASURY NOTE —99.8% United States Treasury Note 4.125% 11/15/32 8,894 $ 9,241,422 TOTAL U.S. GOVERNMENT NOTES/BONDS (Cost $9,079,882) 9,241,422 NUMBER OF SHARES SHORT-TERM INVESTMENTS — 0.0% (000's) MONEY M |
|
| January 27, 2023 |
NPORT-EX 2 obil.htm NPORT-EX US TREASURY 12 MONTH BILL ETF PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) SHORT-TERM INVESTMENTS — 100.0% COUPON* MATURITY DATE PAR (000's) VALUE U.S. TREASURY OBLIGATIONS — 99.9% United States Treasury Bill 4.677% 11/02/23 5,753 $ 5,511,616 TOTAL U.S. TREASURY OBLIGATIONS (Cost $5,515,414) 5,511,616 NUMBER OF SHARES (000's) MONEY MARKET DEPOSIT ACCOUNT — 0. |
|
| January 27, 2023 |
NPORT-EX 2 tbil.htm NPORT-EX US TREASURY 3 MONTH BILL ETF PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) SHORT-TERM INVESTMENTS — 100.0% COUPON* MATURITY DATE PAR (000's) VALUE U.S. TREASURY OBLIGATIONS — 99.8% United States Treasury Bill 4.266% 02/23/23 173,066 $ 171,399,987 TOTAL U.S. TREASURY OBLIGATIONS (Cost $171,388,548) 171,399,987 NUMBER OF SHARES (000's) MONEY MARKET DEPOSIT ACCOU |
|
| January 26, 2023 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bpgloballs.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS GLOBAL LONG/SHORT FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—102.1% COMMON STOCKS—86.5% Austria—0.6% Andritz AG 15,630 $ 855,387 Bermuda—2.9% Everest Re Group Ltd.†# 8,450 2,855,593 Frontline Ltd. 105,255 1,455,677 4,311,270 Canada—7.7% Cenovus Energy, Inc. 304 |
|
| January 26, 2023 |
NPORT-EX 2 optima.htm NPORT-EX OPTIMA STRATEGIC CREDIT FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS — 89.4% U.S. TREASURY OBLIGATIONS — 87.1% United States Treasury Bill 2.521% 12/29/22 $ 2,500 $ 2,492,634 United States Treasury Bill 4.117% 01/26/23 1,000 993,708 United States Treasury Bill 2.955% 02/02/23 7,000 6,950,76 |
|
| January 26, 2023 |
NPORT-EX 2 sgipeak.htm NPORT-EX SGI PEAK GROWTH FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER EXCHANGE-TRADED FUNDS - 23.4% OF SHARES VALUE Exchange-Traded Funds — 23.4% Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF 6,043 $ 104,060 Invesco QQQ Trust Series 1 131 38,430 Invesco S&P 500 Low Volatility ETF 1,250 81,413 iShares 5-10 Year Investment Grade Corporat |
|
| January 26, 2023 |
MOTLEY FOOL MID-CAP GROWTH ETF NPORT-EX 2 motleymidcap.htm NPORT-EX MOTLEY FOOL MID-CAP GROWTH ETF SCHEDULE OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 91.1% Aerospace & Defense — 5.6% Axon Enterprise, Inc. (United States)(a)* 61,343 $ 11,288,952 Air Freight & Logistics — 2.0% GXO Logistics, Inc. (United States)* 85,796 4,020,401 Auto Components — 6.0% Gentex Corp. (United States) 257,390 |
|
| January 26, 2023 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| January 26, 2023 |
SGI U.S. LARGE CAP EQUITY FUND NPORT-EX 2 sgilc.htm NPORT-EX SGI U.S. LARGE CAP EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 98.9% Advertising — 0.5% Omnicom Group, Inc. 28,600 $ 2,281,136 Aerospace/Defense — 1.2% General Dynamics Corp. 10,300 2,599,617 Lockheed Martin Corp. 5,400 2,620,026 5,219,643 Airlines — 1.0% Southwest Airlines Co.* 104,500 4,170,595 Banks — 3. |
|
| January 26, 2023 |
NPORT-EX 2 sgisccf.htm NPORT-EX SGI SMALL CAP CORE FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 95.9% Aerospace/Defense — 0.3% Astronics Corp.* 29,500 $ 247,800 Agriculture — 0.7% Andersons Inc., (The) 16,950 652,575 Apparel — 0.7% Urban Outfitters, Inc.* 22,600 654,044 Auto Parts & Equipment — 0.2% Allison Transmission Holdings, Inc. 4,300 192 |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bpsmallcap.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS SMALL CAP VALUE FUND II PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—98.1% Communication Services—2.7% Gray Television, Inc. 197,692 $ 2,312,996 John Wiley & Sons, Inc., Class A(a) 51,077 2,421,561 Nexstar Media Group, Inc., Class A 52,300 9,913,988 TEGNA, Inc. 323,009 |
|
| January 26, 2023 |
NPORT-EX 2 sgiprudent.htm NPORT-EX SGI PRUDENT GROWTH FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER EXCHANGE-TRADED FUNDS - 41.5% OF SHARES VALUE Exchange-Traded Funds — 41.5% Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF 13,440 $ 231,437 Invesco QQQ Trust Series 1 298 87,421 Invesco S&P 500 Low Volatility ETF 2,897 188,682 iShares 5-10 Year Investment Grade |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bpemdynamic.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS EMERGING MARKETS DYNAMIC EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—71.7% COMMON STOCKS—64.5% Brazil—3.5% Eletromidia SA* 380,078 $ 744,138 Localiza Rent a Car SA* 173 1,986 Minerva SA 65,000 155,944 Sendas Distribuidora SA 306,800 1,164,094 2,066,162 C |
|
| January 26, 2023 |
ABBEY CAPITAL MULTI ASSET FUND NPORT-EX 2 acmaf.htm NPORT-EX ABBEY CAPITAL MULTI ASSET FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS - 85.4% U.S. TREASURY OBLIGATIONS - 81.9% U.S. Treasury Bills 1.680% 12/01/22 3,058 $ 3,058,000 U.S. Treasury Bills 2.279% 12/08/22 1,061 1,060,260 U.S. Treasury Bills 2.220% 12/15/22 6,256 6,248,346 U.S. Tre |
|
| January 26, 2023 |
SGI U.S. SMALL CAP EQUITY FUND NPORT-EX 2 sgisc.htm NPORT-EX SGI U.S. SMALL CAP EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 97.2% Auto Parts & Equipment — 2.0% Dorman Products, Inc.* 6,475 $ 580,419 Standard Motor Products, Inc. 4,961 190,552 770,971 Banks — 13.3% Bank of Marin Bancorp 2,000 71,780 Bankwell Financial Group, Inc. 2,900 85,811 BayCom Corp. 3,500 66,360 |
|
| January 26, 2023 |
NPORT-EX 2 aqaurius.htm NPORT-EX AQUARIUS INTERNATIONAL FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) Number of Shares Value COMMON STOCKS - 88.3% Advertising — 0.1% Dentsu, Inc. 1,800 $ 58,289 Publicis Groupe SA* 2,188 144,007 WPP, PLC* 3,536 37,162 239,458 Aerospace/Defense — 2.2% Airbus Group SE 1,185 136,033 BAE Systems, PLC 263,386 2,608,515 Bharat Electronics Ltd. 491,775 638,6 |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bpglobalsustain.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS GLOBAL SUSTAINABILITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—96.1% Austria—1.0% ANDRITZ AG 4,118 $ 225,367 Belgium—1.3% Azelis Group NV 10,645 284,414 Bermuda—1.6% Everest Re Group Ltd. 1,034 349,430 Denmark—0.6% DSV A/S 818 130,875 Finland—2.5% Nordea |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bplsequity.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS LONG/SHORT EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—113.4% COMMON STOCKS—93.2% Communication Services—5.3% Alphabet, Inc., Class A* 8,379 $ 846,195 Baidu, Inc. - SP ADR* 6,756 733,702 Entravision Communications Corp., Class AƗ 228,008 1,267,725 Nexstar |
|
| January 26, 2023 |
MOTLEY FOOL GLOBAL OPPORTUNITIES ETF NPORT-EX 2 motleyglobaloppv2.htm NPORT-EX MOTLEY FOOL GLOBAL OPPORTUNITIES ETF SCHEDULE OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 96.8% Aerospace & Defense — 3.9% Axon Enterprise, Inc. (United States)(a)* 88,294 $ 16,248,745 Banks — 7.0% Bank of Georgia Group PLC (Georgia) 250,076 7,625,555 HDFC Bank., Ltd., ADR (India)(a) 179,812 12,689,333 Signature Bank |
|
| January 26, 2023 |
WPG PARTNERS SMALL/MICRO CAP VALUE FUND NPORT-EX 2 bpwpg.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS WPG PARTNERS SMALL/MICRO CAP VALUE FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—94.9% Consumer Discretionary—6.6% BJ's Restaurants, Inc.* 10,852 $ 348,132 Century Communities, Inc.(a) 1,794 86,399 Cheesecake Factory Inc., (The)(a) 8,688 304,428 Designer Brands, Inc., Class A 17,521 26 |
|
| January 26, 2023 |
ADARA SMALLER COMPANIES FUND PORTFOLIO OF INVESTMENTS November 30, 2022 (UNAUDITED) Number of Shares Value COMMON STOCKS - 92. |
|
| January 26, 2023 |
STANCE EQUITY ESG LARGE CAP CORE ETF NPORT-EX 2 stance.htm NPORT-EX STANCE EQUITY ESG LARGE CAP CORE ETF PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99.7% Aerospace & Defense — 3.6% Howmet Aerospace, Inc. (United States) 43,342 $ 1,632,693 Automobiles — 0.4% Tesla, Inc. (United States)* 982 191,195 Biotechnology — 8.8% Incyte Corp. (United States)* 20,408 1,625,905 Regeneron Pharmaceu |
|
| January 26, 2023 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| January 26, 2023 |
NPORT-EX 2 motley100.htm NPORT-EX MOTLEY FOOL 100 INDEX ETF SCHEDULE OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99.9% Aerospace & Defense — 0.2% TransDigm Group, Inc. (United States) 1,234 $ 775,569 Air Freight & Logistics — 0.3% FedEx Corp. (United States) 5,819 1,060,338 Automobiles — 3.4% Tesla, Inc. (United States)* 69,645 13,559,882 Banks — 2.4% JPMorg |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bpwpgselectnew.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS WPG PARTNERS SELECT SMALL CAP VALUE FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—91.5% Communication Services—1.5% Cars.com, Inc.* 74,075 $ 1,094,829 Consumer Discretionary—9.8% Barnes & Noble Education, Inc.* 244,200 620,268 BJ's Restaurants, Inc.* 66,986 2,148,911 Carrols R |
|
| January 26, 2023 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 573,586 $ 234,780,222 iShares MSCI USA Value Factor ETF 2,952,200 288,990,858 U.S. Large Cap Value Portfolio III (a) 19,432,293 575,584,523 U.S. Large Cap Value Series (a) 2,825,615 196,804,116 U.S. Large Company Portfol |
|
| January 26, 2023 |
MOTLEY FOOL SMALL-CAP GROWTH ETF NPORT-EX 2 motleysmallcap.htm NPORT-EX MOTLEY FOOL SMALL-CAP GROWTH ETF SCHEDULE OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 88.3% Aerospace & Defense — 6.3% Axon Enterprise, Inc. (United States)(a)* 11,066 $ 2,036,476 Leonardo DRS, Inc. (United States)* 240,464 2,431,091 4,467,567 Air Freight & Logistics — 2.6% GXO Logistics, Inc. (United States)* 40,000 1, |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS GLOBAL EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—96. |
|
| January 26, 2023 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.3% U.S. Large Cap Value Portfolio III (a) 262,966 $ 7,789,042 U.S. Large Company Portfolio (a) 140,386 4,083,831 U.S. Micro Cap Portfolio (b) 174,530 4,419,101 U.S. Small Cap Portfolio (b) 103,683 4,446,969 U.S. Small Cap Value Po |
|
| January 26, 2023 |
MOTLEY FOOL CAPITAL EFFICIENCY 100 INDEX ETF NPORT-EX 2 motleycapitalefficiency.htm NPORT-EX MOTLEY FOOL CAPITAL EFFICIENCY 100 INDEX ETF SCHEDULE OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99.7% Beverages — 0.8% Boston Beer Co., Inc., Class A (The) (United States)* 30 $ 11,531 Monster Beverage Corp. (United States)* 1,557 160,153 171,684 Biotechnology — 3.9% Amgen, Inc. (United States) 1,595 456,808 |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bplsresearch2.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS LONG/SHORT RESEARCH FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—102.7% COMMON STOCKS—95.2% Communication Services—4.6% Activision Blizzard, Inc. 81,014 $ 5,990,985 Alphabet, Inc., Class A* 21,905 2,212,186 Deutsche Telekom AG 326,788 6,647,795 Interpublic Gro |
|
| January 26, 2023 |
NPORT-EX 2 sgiglobal.htm NPORT-EX SGI GLOBAL EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 97.2% Auto Manufacturers — 3.6% Honda Motor Co., Ltd., (Japan) SP ADR 113,600 $ 2,783,200 Toyota Motor Corp., (Japan) SP ADR 12,900 1,905,201 4,688,401 Auto Parts & Equipment — 0.2% Gentex Corp. 8,500 245,650 Banks — 12.3% Bank of America Corp. 34,0 |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS NPORT-EX 2 bpemergingmarkets.htm NPORT-EX BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS EMERGING MARKETS FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—84.4% Austria—0.6% Erste Group Bank AG 1,695 $ 53,073 Raiffeisen Bank International AG* 4,738 74,559 127,632 Brazil—8.4% Banco do Brasil SA* 90,600 618,566 Cielo SA* 465,000 427,423 Eletromidia S |
|
| January 26, 2023 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS ALL-CAP VALUE FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—98. |
|
| January 26, 2023 |
NPORT-EX 2 motleynextindex.htm NPORT-EX MOTLEY FOOL NEXT INDEX ETF SCHEDULE OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99.1% Aerospace & Defense — 2.9% AeroVironment, Inc. (United States)* 459 $ 42,224 Axon Enterprise, Inc. (United States)* 1,312 241,447 HEICO Corp. (United States) 2,212 359,030 Textron, Inc. (United States) 3,901 278,453 921,154 Air Freigh |
|
| January 26, 2023 |
FREE MARKET FUNDS FREE MARKET FIXED INCOME FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 99. |
|
| January 26, 2023 |
ABBEY CAPITAL FUTURES STRATEGY FUND NPORT-EX 2 acfs.htm NPORT-EX ABBEY CAPITAL FUTURES STRATEGY FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS - 88.8% U.S. TREASURY OBLIGATIONS - 85.5% U.S. Treasury Bills 1.664% 12/01/22 42,454 $ 42,454,000 U.S. Treasury Bills 2.144% 12/08/22 77,518 77,463,914 U.S. Treasury Bills 2.230% 12/15/22 55,236 55,168,41 |
|
| December 23, 2022 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 03, 2023, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
|
| November 29, 2022 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES/ BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| November 29, 2022 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 440,325 $ 201,505,930 iShares MSCI USA Value Factor ETF 2,252,599 230,260,670 U.S. Large Cap Value Portfolio III (a) 21,937,267 660,969,841 U.S. Large Cap Value Series (b) 2,825,615 187,507,842 U.S. Large Company Portfol |
|
| November 10, 2022 |
8-A12B 1 fp0080735-18a12b.htm As filed with the Securities and Exchange Commission on November 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 The RBB Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State of |
|
| November 9, 2022 |
Filed by Hennessy Funds Trust (811-07168) 425 1 cmw454.htm Filed by Hennessy Funds Trust (811-07168) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: The RBB Fund, Inc. (811-05518) November 9, 2022 Dear Shareholder: We are pleased to have recently entered into a definitive agreement with Hennessy Advisors, Inc. |
|
| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
|
| September 23, 2022 |
OPTIMA STRATEGIC CREDIT FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS — 96. |
|
| September 23, 2022 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES/ BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| September 23, 2022 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 510,324 $ 211,718,118 iShares MSCI USA Value Factor ETF 2,515,296 257,591,463 U.S. Large Cap Value Portfolio III (a) 19,647,513 584,513,504 U.S. Large Cap Value Series (b) 2,825,615 195,221,772 U.S. Large Company Portfolio (a |
|
| September 23, 2022 |
FREE MARKET FUNDS FREE MARKET FIXED INCOME FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 99. |
|
| September 1, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 12, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
|
| September 1, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 12, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
|
| August 5, 2022 |
8-A12B 1 fp00784598a12b.htm As filed with the Securities and Exchange Commission on August 5, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 The RBB Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State of incor |
|
| August 3, 2022 |
The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 The RBB Fund, Inc. 615 East Michigan Street Milwaukee, Wisconsin 53202 August 3, 2022 VIA EDGAR TRANSMISSION Valerie Lithotomos Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The RBB Fund, Inc. (the “Company”) File Nos.: 033-20827 and 811-05518 Dear Ms. Lithotomos: The purpose of this letter is to respond to oral comments provided to U.S. Bank Global Fund Services r |
|
| July 27, 2022 |
OPTIMA STRATEGIC CREDIT FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS — 96. |
|
| July 27, 2022 |
DRIVEWEALTH STEADY SAVER ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Exchange Traded Funds — 90. |
|
| July 27, 2022 |
MOTLEY FOOL MID-CAP GROWTH ETF MOTLEY FOOL MID-CAP GROWTH ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 94. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS GLOBAL SUSTAINABILITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—94. |
|
| July 27, 2022 |
FREE MARKET FUNDS FREE MARKET U.S. EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% iShares Core S&P 500 ETF 510,324 $ 211,718,118 iShares MSCI USA Value Factor ETF 2,515,296 257,591,463 U.S. Large Cap Value Portfolio III (a) 19,647,513 584,513,504 U.S. Large Cap Value Series (b) 2,825,615 195,221,772 U.S. Large Company Portfolio (a |
|
| July 27, 2022 |
MOTLEY FOOL GLOBAL OPPORTUNITIES ETF MOTLEY FOOL GLOBAL OPPORTUNITIES ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 96. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS GLOBAL LONG/SHORT FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—97. |
|
| July 27, 2022 |
MOTLEY FOOL NEXT INDEX ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99. |
|
| July 27, 2022 |
CAMPBELL SYSTEMATIC MACRO FUND CAMPBELL SYSTEMATIC MACRO FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS — 71. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS SMALL CAP VALUE FUND II PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—97. |
|
| July 27, 2022 |
SGI GLOBAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 98. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS WPG PARTNERS SELECT SMALL CAP VALUE FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—92. |
|
| July 27, 2022 |
MOTLEY FOOL CAPITAL EFFICIENCY 100 INDEX ETF MOTLEY FOOL CAPITAL EFFICIENCY 100 INDEX ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 98. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS LONG/SHORT RESEARCH FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—94. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS EMERGING MARKETS FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—91. |
|
| July 27, 2022 |
SGI U.S. SMALL CAP EQUITY FUND SGI U.S. SMALL CAP EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 99.2% Auto Parts & Equipment — 2.3% Dorman Products, Inc.* 6,500 $ 656,825 Standard Motor Products, Inc. 4,900 195,755 852,580 Banks — 7.9% Bank of Marin Bancorp 2,000 65,800 CBTX, Inc. 5,100 144,942 City Holding Co. 2,300 188,807 CrossFirst Bankshares, Inc.* 10,500 141,015 Equit |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS EMERGING MARKETS DYNAMIC EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—79. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS ALL-CAP VALUE FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—96. |
|
| July 27, 2022 |
SGI U.S. LARGE CAP EQUITY FUND SGI U.S. LARGE CAP EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 98.7% Advertising — 0.2% Omnicom Group, Inc. 11,300 $ 843,093 Aerospace/Defense — 1.5% General Dynamics Corp. 10,300 2,316,573 Lockheed Martin Corp. 5,400 2,376,594 Teledyne Technologies, Inc.* 5,900 2,390,385 7,083,552 Airlines — 2.5% Southwest Airlines Co.* 251,900 11,552,134 A |
|
| July 27, 2022 |
ABBEY CAPITAL MULTI ASSET FUND ABBEY CAPITAL MULTI ASSET FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS - 86. |
|
| July 27, 2022 |
FREE MARKET FUNDS FREE MARKET INTERNATIONAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES/ BENEFICIAL INTEREST VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| July 27, 2022 |
FREE MARKET FUNDS FREE MARKET FIXED INCOME FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 99. |
|
| July 27, 2022 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| July 27, 2022 |
MOTLEY FOOL 100 INDEX ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99. |
|
| July 27, 2022 |
STANCE EQUITY ESG LARGE CAP CORE ETF STANCE EQUITY ESG LARGE CAP CORE ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99. |
|
| July 27, 2022 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| July 27, 2022 |
DRIVEWEALTH POWER SAVER ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF Common Stocks — 19. |
|
| July 27, 2022 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY U.S. EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE DOMESTIC EQUITY FUNDS — 99.9% U.S. Large Cap Value Portfolio III (a) 257,064 $ 7,647,654 U.S. Large Company Portfolio (a) 138,858 4,092,135 U.S. Micro Cap Portfolio (b) 178,536 4,383,059 U.S. Small Cap Portfolio (b) 105,567 4,387,347 U.S. Small Cap Value Portfol |
|
| July 27, 2022 |
ADARA SMALLER COMPANIES FUND PORTFOLIO OF INVESTMENTS May 31, 2022 (UNAUDITED) Number of Shares Value COMMON STOCKS - 94. |
|
| July 27, 2022 |
ABBEY CAPITAL FUTURES STRATEGY FUND ABBEY CAPITAL FUTURES STRATEGY FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS - 88. |
|
| July 27, 2022 |
SGI PEAK GROWTH FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER EXCHANGE-TRADED FUNDS - 21. |
|
| July 27, 2022 |
NPORT-EX 2 aquariusnport.htm NPORT-EX AQUARIUS INTERNATIONAL FUND PORTFOLIO OF INVESTMENTS May 31, 2022 (UNAUDITED) Number of Shares Value COMMON STOCKS - 90.5% Advertising — 0.1% Dentsu, Inc. 1,800 $ 59,925 Publicis Groupe SA 2,188 119,851 WPP, PLC 3,536 41,051 220,827 Aerospace/Defense — 0.8% Airbus Group SE 1,204 141,104 BAE Systems PLC, SP ADR 1,669 63,672 Elbit Systems Ltd. 139 28,463 MTU Aer |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS WPG PARTNERS SMALL/MICRO CAP VALUE FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—95. |
|
| July 27, 2022 |
SGI PRUDENT GROWTH FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER EXCHANGE-TRADED FUNDS - 38. |
|
| July 27, 2022 |
MOTLEY FOOL SMALL-CAP GROWTH ETF MOTLEY FOOL SMALL-CAP GROWTH ETF SCHEDULE OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 93. |
|
| July 27, 2022 |
SGI SMALL CAP CORE FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 96. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS GLOBAL EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—95. |
|
| July 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS LONG/SHORT EQUITY FUND PORTFOLIO OF INVESTMENTS MAY 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—111. |
|
| June 22, 2022 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia, Pennsylvania 19103-6996 www. |
|
| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
|
| January 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS EMERGING MARKETS FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—92. |
|
| January 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS EMERGING MARKETS DYNAMIC EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE LONG POSITIONS—78. |
|
| January 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS WPG PARTNERS SMALL/MICRO CAP VALUE FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—99. |
|
| January 27, 2022 |
MFAM MID-CAP GROWTH FUND SCHEDULE OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 99. |
|
| January 27, 2022 |
MFAM GLOBAL OPPORTUNITIES FUND MFAM GLOBAL OPPORTUNITIES FUND SCHEDULE OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE Common Stocks — 97. |
|
| January 27, 2022 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY INTERNATIONAL EQUITY VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE INTERNATIONAL EQUITY FUNDS — 99. |
|
| January 27, 2022 |
SGI U.S. LARGE CAP EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) SGI U.S. LARGE CAP EQUITY FUND PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 98.9% Aerospace/Defense — 0.5% Teledyne Technologies, Inc.* 6,000 $ 2,491,740 Apparel — 0.3% NIKE, Inc., Class B 8,200 1,387,768 Auto Manufacturers — 0.4% Ford Motor Co. 114,100 2,189,579 Banks — 1.4% Bank of America Corp. 36,700 1,632,049 Goldman Sachs Group Inc., (The) 2,5 |
|
| January 27, 2022 |
ABBEY CAPITAL MULTI ASSET FUND ABBEY CAPITAL MULTI ASSET FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) COUPON* MATURITY DATE PAR (000's) VALUE SHORT-TERM INVESTMENTS - 82. |
|
| January 27, 2022 |
BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS INVESTMENT FUNDS BOSTON PARTNERS SMALL CAP VALUE FUND II PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS—96. |
|
| January 27, 2022 |
MATSON MONEY VI PORTFOLIOS MATSON MONEY FIXED INCOME VI PORTFOLIO PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE FIXED INCOME FUNDS — 98. |
|
| January 27, 2022 |
DRIVEWEALTH POWER SAVER ETF SCHEDULE OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF Common Stocks — 11. |
|
| January 27, 2022 |
AQUARIUS INTERNATIONAL FUND CONSOLIDATED PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE COMMON STOCKS - 91. |
