Основная статистика
LEI | 549300O5ZW5B6LIVGY48 |
CIK | 1668370 |
SEC Filings
SEC Filings (Chronological Order)
April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or Other Jurisdiction (Commission File Number) (I.R.S. Employer o |
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February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) |
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December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number: 001-38739 TOUGHBUILT INDUSTRIES, INC. (Exact na |
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December 23, 2024 |
Exhibit 99.5 TOUGHTBUILT INDUSTRIES, INC. CLAWBACK POLICY 1. Introduction The Board of Directors (the “Board”) of ToughBuilt Industries, Inc., a Nevada corporation (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensati |
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November 14, 2024 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.0001 per share, of ToughBuilt Industries, Inc. be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
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November 14, 2024 |
TBLT / ToughBuilt Industries, Inc. / Lind Global Fund II LP Passive Investment SC 13G/A 1 sch13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ToughBuilt Industries, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 89157G868 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appr |
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September 13, 2024 |
Exhibit 3.1 TOUGHBUILT INDUSTRIES, INC. CERTIFICATE OF DESIGNATION OF SERIES I PREFERRED STOCK Pursuant to Section 78.1955 of the Nevada Revised Statues THE UNDERSIGNED, Michael Panosian, does hereby certify, on behalf of ToughBuilt Industries, Inc., a Nevada corporation (the “Corporation”), that the following resolution was duly adopted by the board of directors of the Corporation (the “Board”) d |
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September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (I |
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August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IR |
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August 6, 2024 |
TBLT / ToughBuilt Industries, Inc. / Soffer Rochel - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) TOUGHBUILT INDUSTRIES INC. (Name of Issuer) COMMON STOCK, $0.0001 PER SHARE (Title of Class of Securities) 89157G884 (CUSIP Number) July 22, 2024 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursua |
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July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IRS |
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July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IRS |
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July 17, 2024 |
Exhibit 99.1 July 16, 2024 ToughBuilt Industries, Inc. 8669 Research Drive Irvine, CA 92618 Dear Board Members, I am writing to affirm my agreement with the disclosure made by ToughBuilt Industries, Inc. (“the Company”) in the Current Report on Form 8-K dated July 17, 2024, regarding my resignation from the Company’s Board of Directors, the Audit Committee, the Compensation Committee, and the Nomi |
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July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IRS |
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July 3, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE ToughBuilt Industries, Inc. Announces Receipt of Nasdaq Staff Determination Letter and Hearing Request Irvine, CA, July 3, 2024 – ToughBuilt Industries, Inc. (Nasdaq: TBLT) (“ToughBuilt” or the “Company”), today announced its receipt of a Staff Determination letter from the Nasdaq Listing Qualifications department on June 28, 2024. The letter outlines the Staff’s |
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June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IRS |
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June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IRS |
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May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IRS |
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May 24, 2024 |
Exhibit 99.1 ToughBuilt Industries Announces Receipt of Notice from Nasdaq Regarding Late Filing of Quarterly Report on Form 10-Q Irvine, CA (May 24, 2024) – ToughBuilt Industries, Inc. (NASDAQ: TBLT) (the “Company”) today announced that it has received a written notice (the “Notice”) on May 22, 2024, from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that |
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May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio |
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April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission File Number) (IR |
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April 25, 2024 |
TOUGHBUILT INDUSTRIES ANNOUNCES RECEIPT OF NASDAQ DELINQUENCY NOTICE Exhibit 99.1 TOUGHBUILT INDUSTRIES ANNOUNCES RECEIPT OF NASDAQ DELINQUENCY NOTICE Irvine, CA, April 25, 2024 Toughbuilt Industries, Inc. (Nasdaq: TBLT), announced that on April 19, 2024, it received a staff determination notice from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) informing the Company that since the Company has not yet filed its Annual Report on For |
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March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
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February 21, 2024 |
TBLT / ToughBuilt Industries, Inc. / Lind Global Fund II LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ToughBuilt Industries, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 89157G884 (CUSIP Number) February 16, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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February 21, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.0001 per share, of ToughBuilt Industries, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. February 21, 2024 LIND GLOBAL FUND II LP By: Lind Global Partner |
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February 20, 2024 |
ToughBuilt Industries Announces Closing of $3.5 Million Public Offering Exhibit 99.2 ToughBuilt Industries Announces Closing of $3.5 Million Public Offering IRVINE, Calif., Feb. 16, 2024 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. (“ToughBuilt” or the “Company”) (NASDAQ: TBLT; TBLTW), today announced the closing of its previously announced public offering of 772,628 shares of its common stock (or pre-funded warrants in lieu thereof), together with warrants to purch |
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February 20, 2024 |
Form of Securities Purchase Agreement EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 13, 2024, between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condi |
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February 20, 2024 |
Form of Placement Agent Warrant Exhibit 4.3 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: February 16, 2024 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time |
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February 20, 2024 |
Form of Warrant Amendment Agreement Exhibit 10.2 February 13, 2024 Holder of Warrants to Purchase Common Stock set forth on Exhibit A attached hereto Re: Amendment to Existing Warrants Dear Holder: Reference is hereby made to the offering on Form S-1 (File No. 333-276008) on or about the date hereof (the “Offering”) by ToughBuilt Industries, Inc. (the “Company”) of its common stock, par value $0.0001 per share (“Common Stock”), and/ |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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February 20, 2024 |
ToughBuilt Industries Announces Pricing of $3.5 Million Public Offering Exhibit 99.1 ToughBuilt Industries Announces Pricing of $3.5 Million Public Offering IRVINE, Calif., Feb. 14, 2024 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. (“ToughBuilt” or the “Company”) (NASDAQ: TBLT; TBLTW), today announced the pricing of a public offering of 772,628 shares of its common stock (or pre-funded warrants in lieu thereof), together with warrants to purchase up to 772,628 share |
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February 20, 2024 |
Form of Series F Common Warrant Exhibit 4.1 SERIES F COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: February 16, 2024 THIS SERIES F COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after t |
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February 20, 2024 |
Exhibit 4.2 PREFUNDED COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: February 16, 2024 THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
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February 16, 2024 |
21,239,822 Shares of Common Stock Issuable Upon the Exercise of Common Warrants Filed pursuant to Rule 424(b)(5) Registration No. 333-274189 Prospectus Supplement (To the Prospectus dated August 24, 2023) 21,239,822 Shares of Common Stock Issuable Upon the Exercise of Common Warrants This prospectus supplement updates, supersedes and amends certain information contained in the prospectus dated August 24, 2023 (the “Prospectus”), relating to the resale by certain selling stock |
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February 16, 2024 |
10,975,611 Shares of Common Stock Issuable Upon the Exercise of Series D Common Warrants Filed pursuant to Rule 424(b)(5) Registration No. 333-271181 Prospectus Supplement (To the Prospectus dated June 21, 2023) 10,975,611 Shares of Common Stock Issuable Upon the Exercise of Series D Common Warrants This prospectus supplement updates, supersedes and amends certain information contained in the prospectus dated June 21, 2023 (the “Prospectus”), relating to the resale by certain selling |
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February 15, 2024 |
PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration No. 333-276008 ToughBuilt Industries, Inc. 140,000 Shares of Common Stock 632,628 Prefunded Warrants to Purchase 632,628 Shares of Common Stock 772,628 Series F Common Warrants to Purchase 772,628 Shares of Common Stock Placement Agent Warrants to Purchase up to 46,358 Shares of Common Stock (and Shares of Common Stock underlying the Series |
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February 14, 2024 |
TBLT / ToughBuilt Industries, Inc. / Ayrton Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 13, 2024 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.0001 per share, of ToughBuilt Industries, Inc. be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
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February 13, 2024 |
As filed with the Securities and Exchange Commission on February 13, 2024. As filed with the Securities and Exchange Commission on February 13, 2024. Registration No. 333-276008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Inc |
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February 13, 2024 |
US89157G8841 / TOUGHBUILT INDUSTRIES INC / Lind Global Fund II LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ToughBuilt Industries, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 89157G884 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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February 12, 2024 |
February 12, 2024 VIA FACSIMILE AND EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Re: ToughBuilt Industries, Inc. Registration Statement on Form S-1 (Registration No. 333-276008) - Concurrence in Acceleration Request Ladies and Gentlemen: H.C. Wainwright & Co., LLC (“Wainwright”), solely acting as placement agent on a best efforts basis in an offe |
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February 12, 2024 |
February 12, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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February 9, 2024 |
Exhibit 107 to Registration Statement on Form S-1/A (File No. 333-267008) EXHIBIT 107 Calculation of Filing Fee Tables S-1 (Form Type) TOUGHBUILT INDUSTRIES, INC. |
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February 9, 2024 |
As filed with the Securities and Exchange Commission on February 9, 2024. As filed with the Securities and Exchange Commission on February 9, 2024. Registration No. 333-276008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Inco |
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February 9, 2024 |
Form of Placement Agent Warrant issued in this offering Exhibit 4.23 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2024 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or aft |
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January 29, 2024 |
Exhibit 3.2 |
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January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commiss |
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January 26, 2024 |
Form of Securities Purchase Agreement in this offering Exhibit 10.24 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2024, between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set |
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January 26, 2024 |
Form of Prefunded Warrant issued in this offering Exhibit 4.21 PREFUNDED COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2024 THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date |
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January 26, 2024 |
As filed with the Securities and Exchange Commission on January 26, 2024. As filed with the Securities and Exchange Commission on January 26, 2024. Registration No. 333-276008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Inco |
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January 26, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables S-1 (Form Type) TOUGHBUILT INDUSTRIES, INC. |
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January 26, 2024 |
Form of Series F Common Warrant issued in this offering Exhibit 4.22 SERIES F COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2024 THIS SERIES F COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date he |
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January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2024 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commiss |
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December 26, 2023 |
Certificate of Amendment for 1-for-65 Reverse Stock Split dated December 21, 2023 Exhibit 3.1 STATE OF NEVADA FRANCISCO V. AGUILAR Commercial Recordings Division Secretary of State 401 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138 DEPUTY BAKKEDAHL North Las Vegas City Hall Deputy Secretary for OFFICE OF THE 2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Commercial Recordings SECRETARY OF STATE Telephone (702) 486-2880 Fax (70 |
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December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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December 26, 2023 |
Exhibit 99.1 ToughBuilt Industries, Inc. Announces Reverse Stock Split Common Stock Will Begin Trading on a Split-Adjusted Basis of 1-for-65 Irvine, CA, December 26, 2023 – ToughBuilt Industries, Inc. (NASDAQ: TBLT) (“ToughBuilt” or the “Company”), today announced that it intends to effect a reverse stock split of its common stock at a ratio of 1 post-split share for every 65 pre-split shares. The |
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December 13, 2023 |
As filed with the Securities and Exchange Commission on December 12, 2023. As filed with the Securities and Exchange Commission on December 12, 2023. Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Incorporation or Organization) (P |
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December 13, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables S-1 (Form Type) TOUGHBUILT INDUSTRIES, INC. |
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December 13, 2023 |
Certificate of Designation of Series H Preferred Stock dated September 21, 2023 Exhibit 3.1.11 TOUGHBUILT INDUSTRIES, INC. CERTIFICATE OF DESIGNATION OF SERIES H PREFERRED STOCK Pursuant to Section 78.1955 of the NEVADA REVISED STATUES THE UNDERSIGNED, MICHAEL PANOSIAN, DOES HEREBY CERTIFY, on behalf of ToughBuilt Industries, Inc., a Nevada corporation (the “Corporation”), that the following resolution was duly adopted by the board of directors of the Corporation (the “Board” |
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December 11, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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November 21, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employ |
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November 21, 2023 |
Exhibit 99.1 TOUGHBUILT INDUSTRIES ANNOUNCES THIRD QUARTER 2023 RESULTS Revenue increased 9% quarter-over-quarter to $20.6 million Operating expenses decreased 11% year-over-year to $15.4 million, over $2 million saved. Irvine, CA, November 14, 2023 (GLOBE NEWSWIRE) - ToughBuilt Industries, Inc. ("ToughBuilt" or “the Company”) (NASDAQ: TBLT; TBLTW), today reported the Company’s financial results f |
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November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUS |
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November 15, 2023 |
TOUGHBUILT INDUSTRIES ANNOUNCES THIRD QUARTER 2023 RESULTS Revenue increased 9% quarter-over-quarter to $20. |
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November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition P |
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October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A/A (Amendment No. |
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October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A/A (Amendment No. |
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October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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September 21, 2023 |
Certificate of Designation of the Series H Preferred Stock of the Company, dated September 21, 2023. Exhibit 3.1 TOUGHBUILT INDUSTRIES, INC. CERTIFICATE OF DESIGNATION OF SERIES H PREFERRED STOCK Pursuant to Section 78.1955 of the NEVADA REVISED STATUES THE UNDERSIGNED, MICHAEL PANOSIAN, DOES HEREBY CERTIFY, on behalf of ToughBuilt Industries, Inc., a Nevada corporation (the “Corporation”), that the following resolution was duly adopted by the board of directors of the Corporation (the “Board”) v |
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September 21, 2023 |
Exhibit 99.1 ToughBuilt Industries Announces Distribution of Series H Preferred Stock to Holders of its Common Stock IRVINE, CA, September 21, 2023 - ToughBuilt Industries Inc. (NASDAQ: TBLT; TBLTW) (“ToughBuilt” or the “Company”) today announced that its Board of Directors declared a dividend of one one-thousandth of a share of newly-designated Series H Preferred Stock, par value $0.0001 per shar |
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September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ToughBuilt Industries, Inc. (Exact name of registrant as specified in its charter) Nevada 46-0820877 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No |
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September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commi |
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August 30, 2023 |
August 30, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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August 24, 2023 |
As filed with the Securities and Exchange Commission on August 24, 2023 As filed with the Securities and Exchange Commission on August 24, 2023 Registration No. |
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August 24, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) ToughBuilt Industries Inc. |
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August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUSTRIES |
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August 15, 2023 |
Inducement Letter, dated August 15, 2023 Exhibit 10.1 TOUGHBUILT INDUSTRIES, INC. August 14, 2023 Holder of Common Stock Series C Preferred Investment Options Re: Inducement Offer to Exercise Existing Common Stock Series C Preferred Investment Options Dear Holder: ToughBuilt Industries, Inc. (the “Company”) is pleased to offer to you (“Holder”, “you” or similar terminology) the opportunity to receive (i) new common stock purchase warrant |
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August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer o |
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August 15, 2023 |
10,619,911 Shares of Common Stock Issuable Upon the Exercise of Common Warrants Filed pursuant to Rule 424(b)(5) Registration No. 333-268537 Prospectus Supplement (To the Prospectus dated December 2, 2022) 10,619,911 Shares of Common Stock Issuable Upon the Exercise of Common Warrants This prospectus supplement updates, supersedes and amends certain information contained in the prospectus dated December 2, 2022 (the “Prospectus”), relating to the resale by certain selling sto |
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August 15, 2023 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period |
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July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commission |
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July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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July 11, 2023 |
ToughBuilt Industries Reports $3.61 Million in Q2 2023 Sales Through Amazon Exhibit 99.1 ToughBuilt Industries Reports $3.61 Million in Q2 2023 Sales Through Amazon Irvine, CA, July 06, 2023 (GLOBE NEWSWIRE) - ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), announced today that the Company’s gross sales for the second quarter ended June 30, 2023, through Amazon.com were $3.61 million, which remains consistent with our quarter-over-quarter sales of $3.56 |
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June 30, 2023 |
US89157G8841 / TOUGHBUILT INDUSTRIES INC / Lind Global Fund II LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ToughBuilt Industries, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 89157G 884 (CUSIP Number) June 23, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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June 30, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.0001 per share, of ToughBuilt Industries, Inc., shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. June 30, 2023 LIND GLOBAL FUND II LP By: Lind Global Partners I |
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June 26, 2023 |
ToughBuilt Industries Announces Pricing of $4.5 Million Public Offering Exhibit 99.1 ToughBuilt Industries Announces Pricing of $4.5 Million Public Offering Irvine, Calif., June 21, 2023 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. (“ToughBuilt” or the “Company”) (NASDAQ: TBLT; TBLTW), today announced the pricing of a public offering of 10,975,611 shares of its common stock (or pre-funded warrants in lieu thereof), together with warrants to purchase up to 10,975,611 |
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June 26, 2023 |
ToughBuilt Industries Announces Closing of $4.5 Million Public Offering Exhibit 99.2 ToughBuilt Industries Announces Closing of $4.5 Million Public Offering Irvine, Calif., June 23, 2023 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. (“ToughBuilt” or the “Company”) (NASDAQ: TBLT; TBLTW), today announced the closing of its previously announced public offering of 10,975,611 shares of its common stock (or pre-funded warrants in lieu thereof), together with warrants to pu |
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June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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June 23, 2023 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-271181 ToughBuilt Industries, Inc. 6,089,025 Shares of Common Stock 4,886,586 Pre-Funded Warrants to Purchase up to 4,886,586 Shares of Common Stock 10,975,611 Series D Common Warrants to Purchase up to 10,975,611 Shares of Common Stock Placement Agent Warrants to Purchase up to 658,537 Shares of Common Stock (and Shares of Common Stock underly |
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June 16, 2023 |
Exhibit 4.20 to Form S-1/A (File No. 333-271181) Exhibit 4.20 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2023 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or aft |
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June 16, 2023 |
June 16, 2023 VIA FACSIMILE AND EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Re: ToughBuilt Industries, Inc. Registration Statement on Form S-1 (Registration No. 333-271181) - Concurrence in Acceleration Request Ladies and Gentlemen: H.C. Wainwright & Co., LLC (“Wainwright”), solely acting as placement agent on a best efforts basis in an offering |
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June 16, 2023 |
Exhibit 4.18 to Form S-1/A (File No. 333-271181) Exhibit 4.18 EXHIBIT A-1 SERIES D COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2023 THIS SERIES D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
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June 16, 2023 |
Exhibit 10.22 to Form S-1/A (File No: 333-271181) Exhibit 10.22 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2023, between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set |
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June 16, 2023 |
TOUGHBUILT INDUSTRIES, INC. 8669 Research Drive Irvine, CA 92618 Telephone: (949) 528-3100 TOUGHBUILT INDUSTRIES, INC. 8669 Research Drive Irvine, CA 92618 Telephone: (949) 528-3100 June 16, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: ToughBuilt Industries, Inc. Registration Statement on Form S-1 (File No. 333-271181) Acceleration Request Ladies and Gentlemen: In accordance with Rule 461 under the S |
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June 16, 2023 |
Exhibit 4.19 to Form S-1/A (File No. 333-271181) Exhibit 4.19 EXHIBIT A-2 PREFUNDED COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2023 THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or aft |
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June 16, 2023 |
As filed with the Securities and Exchange Commission on June 16, 2023. As filed with the Securities and Exchange Commission on June 16, 2023. Registration No. 333-271181 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Incorpo |
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June 16, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables S-1/A (Form Type) TOUGHBUILT INDUSTRIES, INC. |
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May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31 , 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUSTRI |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio |
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April 7, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables S-1 (Form Type) TOUGHBUILT INDUSTRIES, INC. |
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April 7, 2023 |
As filed with the Securities and Exchange Commission on April 7, 2023. As filed with the Securities and Exchange Commission on April 7, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Incorporation or Organization) ( |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D . C . 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D . C . 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31 , 2022 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number: 001-38739 TOUGHBUILT INDUSTRIES , INC . (E |
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March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2023 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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March 16, 2023 |
Exhibit 99.2 ToughBuilt Industries, Inc. ● Record fourth quarter year revenue of $29.6 million, with 20% year-over-year growth ● Record full year revenue of $94.9 million with 36% year-over-year growth LAKE FOREST, Calif., March 15, 2023 (GLOBE NEWSWIRE) — In a release issued under the same headline earlier today by ToughBuilt Industries, Inc. (NASDAQ: TBLT; TBLTW), please note that in the second |
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March 16, 2023 |
Exhibit 99.1 ToughBuilt Industries, Inc. ● Record fourth quarter revenue of $29.6 million, with 20% year-over-year growth ● Record full year revenue of $94.9 million with 36% year-over-year growth LAKE FOREST, Calif., March 15, 2023 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. (“ToughBuilt”) (NASDAQ: TBLT; TBLTW), today reported financial results for the fourth quarter and full year ended Decemb |
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February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ToughBuilt Industries, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 89157G884 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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January 4, 2023 |
EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of January 3, 2023, but effective as of December 29, 2022, is entered into between ToughBuilt Industries, Inc. |
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January 4, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of December 29, 2022, but effective as of January 1, 2023, is entered into between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and Michael Panosian (“Executive”). WHEREAS, Executive is the President and Chief Executive Officer of the Company; WHEREAS, the Company desires to employ and re |
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January 4, 2023 |
EX-10.3 4 cm214ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of December 29, 2022, but effective as of January 1, 2023, is entered into between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and Martin Galstyan (“Executive”). WHEREAS, Executive is the Chief Financial Officer of the Company, and WHEREAS, the Comp |
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January 4, 2023 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of December 29, 2022, but effective as of January 1, 2023, is entered into between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and Josh Keeler (“Executive”). WHEREAS, Executive is the Chief Design Officer and Co-Founder of the Company; WHEREAS, the Company desires to employ and retain th |
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December 20, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) ToughBuilt Industries, Inc. |
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December 20, 2022 |
As filed with the Securities and Exchange Commission on December 20, 2022 As filed with the Securities and Exchange Commission on December 20, 2022 Registration No. |
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December 20, 2022 |
Exhibit 4.1 TOUGHBUILT INDUSTRIES, INC. 2022 EQUITY INCENTIVE PLAN 1. PURPOSE 1.1 Purpose The purpose of the Plan is to secure for the Company and its stockholders the benefits inherent in share ownership by the employees, Consultants, and directors of the Company and its Affiliates who, in the judgment of the Board, will be largely responsible for its future growth and success. It is generally re |
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November 30, 2022 |
November 30, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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November 23, 2022 |
As filed with the Securities and Exchange Commission on November 23, 2022. As filed with the Securities and Exchange Commission on November 23, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Incorporation or Organizatio |
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November 23, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) ToughBuilt Industries Inc. |
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November 18, 2022 |
Form of Series C Preferred Investment Option, dated November 17, 2022 Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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November 18, 2022 |
Exhibit 99.1 ToughBuilt Industries Announces $7.5 Million Private Placement Priced At-The-Market under Nasdaq Rules Lake Forest, Calif., November 16, 2022 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. (“ToughBuilt” or the “Company”) (NASDAQ: TBLT; TBLTW), today announced that it has entered into definitive agreements with several institutional investors for the issuance and sale of 2,619,911 shar |
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November 18, 2022 |
Form of Placement Agent Preferred Investment Option Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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November 18, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 15, 2022, between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condi |
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November 18, 2022 |
Exhibit 99.2 ToughBuilt Industries Announces Closing of $7.5 Million Private Placement Priced At-The-Market under Nasdaq Rules Irvine, Calif., November 17, 2022 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. (“ToughBuilt” or the “Company”) (NASDAQ: TBLT; TBLTW), today announced that it has closed its previously announced private placement with several institutional investors for the issuance and s |
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November 18, 2022 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of , 2022, between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase Agre |
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November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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November 18, 2022 |
Form of Pre-funded Warrant, dated November 17, 2022 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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November 14, 2022 |
Exhibit 99.1 TOUGHBUILT INDUSTRIES ANNOUNCES THIRD QUARTER 2022 RESULTS Q3 2022 Revenues of $30.2 million, a 76% year-over-year increase, $539,000 Net Profit Irvine, CA, November 14, 2022 (GLOBE NEWSWIRE) — ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), today reported financial results for the second quarter ended September 30, 2022. The Company will discuss the results, and pro |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUS |
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October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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October 11, 2022 |
ToughBuilt Industries Announces Third Quarter Amazon Sales of $3.91 Million EX-99.1 2 cm170ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 October 10, 2022 ToughBuilt Industries Announces Third Quarter Amazon Sales of $3.91 Million IRVINE, Calif., Oct. 10, 2022 (GLOBE NEWSWIRE) - ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), announced today that gross sales for Q3 2022 through Amazon.com were $3.91 million. This represents a 28% rise from the same quarter in 2021 |
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October 7, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer o |
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October 7, 2022 |
EXHIBIT 3.1 AMENDMENT TO AMENDED AND RESTATED BYLAWS OF TOUGHBUILT INDUSTRIES, INC. The Amended and Restated Bylaws, as amended (the ?Bylaws?), of ToughBuilt Industries, Inc., a Nevada corporation (the ?Company?), are hereby amended as follows, effective as of October 6, 2022. 1. Section 2.6 of the Bylaws is hereby amended and restated in its entirety to read as follows: ?Section 2.6. Quorum. At a |
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September 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employe |
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September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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August 22, 2022 |
PRE 14A 1 cm156pre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy S |
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August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUSTRIES |
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August 19, 2022 |
Exhibit 99.1 TOUGHBUILT INDUSTRIES ANNOUNCES SECOND QUARTER 2022 RESULTS Company reports revenues of $17.9 million, a 13% year-over-year increase Irvine, CA, August 19, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), today reported financial results for the second quarter ended June 30, 2022. The Company will discuss the results, and a business update, dur |
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August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer o |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period |
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August 10, 2022 |
ToughBuilt Industries, Inc. 8669 Research Drive Irvine, CA 92618 Lake Forest, CA 92630 Telephone: (949) 528-3100 August 10, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: ToughBuilt Industries, Inc. Acceleration Request for Registration Statement on Form S-1 File No. 333- 266496 Ladies and Gentlemen: In accordanc |
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August 5, 2022 |
As filed with the Securities and Exchange Commission on August 5, 2022. S-1/A 1 cm142s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on August 5, 2022. Registration No. 333- 266496 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Pre-Effective Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46- |
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August 5, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) ToughBuilt Industries Inc. |
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August 3, 2022 |
Exhibit 24.1 to Registration Statement on Form S-1 As filed with the Securities and Exchange Commission on August 3, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOUGHBUILT INDUSTRIES, Inc. (Exact name of registrant as specified in its charter) Nevada 3420 46-0820877 (State or Other Jurisdiction of Incorporation or Organization) |
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August 3, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) ToughBuilt Industries Inc. |
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July 27, 2022 |
Form of Placement Agent Preferred Investment Option Exhibit 4.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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July 27, 2022 |
Exhibit 99.1 ToughBuilt Industries Announces $20 Million Private Placement Priced at a Premium to Market under Nasdaq Rules Lake Forest, Calif., July 25, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt? or the ?Company?) (NASDAQ: TBLT; TBLTW), today announced that it has entered into definitive agreements with institutional investors for the issuance and sale of 4,000,000 shares o |
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July 27, 2022 |
Form of Series B Preferred Investment Option Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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July 27, 2022 |
Exhibit 99.2 ToughBuilt Industries Announces Closing of $20 Million Private Placement Priced at a Premium to Market under Nasdaq Rules Irvine, Calif., July 27, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt? or the ?Company?) (NASDAQ: TBLT; TBLTW), today announced that it has closed its previously announced private placement with institutional investors for the issuance and sale |
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July 27, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of July 25, 2022, between ToughBuilt Industries, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and condition |
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July 27, 2022 |
Exhibit 10.2 EXHIBIT A REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of July 25, 2022, between ToughBuilt Industries, Inc., a Nevada corporation (the ?Company?), and each of the several purchasers signatory hereto (each such purchaser, a ?Purchaser? and, collectively, the ?Purchasers?). This Agreement is made pursuant to the Securit |
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July 27, 2022 |
Form of Prefunded Common Stock Purchase Warrant Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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July 27, 2022 |
Form of Preferred Investment Option Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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July 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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July 13, 2022 |
ToughBuilt Industries Reports $3.56 Million in Q2 2022 Sales Through Amazon Exhibit 99.1 ToughBuilt Industries Reports $3.56 Million in Q2 2022 Sales Through Amazon PUBLISHED JUL 11, 2022 8:36AM EDT LAKE FOREST, Calif., July 11, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), announced today that the Company?s gross sales for the quarter ended June 30, 2022 through Amazon.com were $3.56 million. This represents a 20% increase from |
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June 27, 2022 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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June 27, 2022 |
TBLT / Toughbuilt Industries Inc / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ToughBuilt Industries, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 89157G884 (CUSIP Number) June 17, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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June 23, 2022 |
Exhibit 4.1 EXHIBIT A-1 COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: June, 2022 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereo |
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June 23, 2022 |
EXHIBIT 4.2 EXHIBIT A-2 PREFUNDED COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: June , 2022 THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
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June 23, 2022 |
Exhibit 99.1 ToughBuilt Industries Announces Pricing of $6 Million Public Offering LAKE FOREST, Calif., June 17, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt? or the ?Company?) (NASDAQ: TBLT; TBLTW), today announced the pricing of a public offering of 3,157,895 shares of its common stock (or pre-funded warrants in lieu thereof), together with warrants to purchase up to 3,157,89 |
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June 23, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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June 23, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of June 17, 2022, between ToughBuilt Industries, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and condition |
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June 23, 2022 |
ToughBuilt Industries Announces Closing of $6 Million Public Offering Exhibit 99.2 ToughBuilt Industries Announces Closing of $6 Million Public Offering Lake Forest, Calif., June 22, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt? or the ?Company?) (NASDAQ: TBLT; TBLTW), today announced the closing of its previously announced public offering of 3,157,895 shares of its common stock (or pre-funded warrants in lieu thereof), together with warrants to |
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June 23, 2022 |
Form of Placement Agent Warrant Exhibit 4.3 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: 1 Initial Exercise Date: June , 2022 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on |
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June 21, 2022 |
424B4 1 cm109424b4.htm FORM 424B4 Filed Pursuant to Rule 424(b)(4) Registration No. 333-264930 TOUGHBUILT INDUSTRIES, INC. 772,157 Units, Each Unit Consisting of One Share of Common Stock and One Warrant to Purchase One Share of Common Stock 2,385,738 Pre-funded Units, Each Pre-funded Unit Consisting of One Pre-funded Warrant to Purchase One Share of Common Stock and One Warrant to Purchase One Sh |
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June 16, 2022 |
As filed with the Securities and Exchange Commission on June 16, 2022 As filed with the Securities and Exchange Commission on June 16, 2022 Registration No. |
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June 15, 2022 |
CORRESP 1 filename1.htm June 15, 2022 VIA FACSIMILE AND EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Re: ToughBuilt Industries, Inc. Registration Statement on Form S-1 (Registration No. 333-264930) - Concurrence in Acceleration Request Ladies and Gentlemen: H.C. Wainwright & Co., LLC (“Wainwright”), solely acting as placement agent on a best effo |
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June 15, 2022 |
ToughBuilt Industries, Inc. 25371 Commercentre Dr #200 Lake Forest, CA 92630 ToughBuilt Industries, Inc. 25371 Commercentre Dr #200 Lake Forest, CA 92630 June 15, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: ToughBuilt Industries, Inc. Acceleration Request Registration Statement on Form S-1, as amended File No. 333-264930 Ladies and Gentlemen: Reference is mad |
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June 14, 2022 |
ToughBuilt Industries, Inc. 25371 Commercentre Dr #200 Lake Forest, CA 92630 ToughBuilt Industries, Inc. 25371 Commercentre Dr #200 Lake Forest, CA 92630 June 14, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: ToughBuilt Industries, Inc. Request for Acceleration Registration Statement on Form S-1, as amended File No. 333-264930 Ladies and Gentlemen: Pursuant to |
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June 14, 2022 |
CORRESP 1 filename1.htm June 14, 2022 VIA FACSIMILE AND EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Re: ToughBuilt Industries, Inc. Registration Statement on Form S-1 (Registration No. 333-264930) - Concurrence in Acceleration Request Ladies and Gentlemen: H.C. Wainwright & Co., LLC (“Wainwright”), solely acting as placement agent on a best effo |
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June 13, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) ToughBuilt Industries, Inc. |
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June 13, 2022 |
As filed with the Securities and Exchange Commission on June 13, 2022 As filed with the Securities and Exchange Commission on June 13, 2022 Registration No. |
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June 9, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of i |
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June 9, 2022 |
Exhibit 10.1 WARRANT REPURCHASE AGREEMENT This Warrant Repurchase Agreement (the ?Agreement?) is entered into as of this 8th day of June, 2022, by and between ToughBuilt Industries, Inc., a Nevada corporation with offices located at 25371 Commercentre Drive, Suite 200, Lake Forest, CA 92630 (the ?Company?), and the Holder signatory hereto (the ?Holder?), with reference to the following facts: A. P |
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May 25, 2022 |
As filed with the Securities and Exchange Commission on May 25, 2022 As filed with the Securities and Exchange Commission on May 25, 2022 Registration No. |
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May 25, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) ToughBuilt Industries, Inc. |
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May 24, 2022 |
Exhibit 99.1 TOUGHBUILT INDUSTRIES ANNOUNCES FIRST QUARTER 2022 RESULTS First quarter revenue of $17.2 million, or 40% year-over-year growth Earnings Conference Call at 5:00 p.m. (EST) today Lake Forest, CA, May 23, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), today reported financial results for the first quarter ended March 31, 2022. The Company will |
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May 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of i |
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May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUSTRIE |
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May 16, 2022 |
NT 10-Q 1 cm08012b-25.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: March 31, 2022 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Repor |
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May 13, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) ToughBuilt Industries, Inc. |
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May 13, 2022 |
Exhibit 24.1 to Registration Statement on Form S-1 As filed with the Securities and Exchange Commission on May 13, 2022 Registration No. |
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May 13, 2022 |
Exhibit 10.8 to Registration Statement on Form S-1 EX-10.8 5 cm077ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2022, between ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, su |
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May 13, 2022 |
Exhibit 4.8 to Registration Statement on Form S-1 Exhibit 4.8 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: 1 Initial Exercise Date: , 2022 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or af |
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May 13, 2022 |
Exhibit 4.6 to Registration Statement on Form S-1 Exhibit 4.6 EXHIBIT A-1 COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2022 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (t |
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May 13, 2022 |
Exhibit 10.9 to Registration Statement on Form S-1 Exhibit 10.9 FORM OF LOCK-UP AGREEMENT , 2022 H.C. Wainwright & Co., LLC, as placement agent in the Offering (as defined below) Re: Offering (as defined below) by ToughBuilt Industries, Inc. (the ?Company?) Ladies and Gentlemen: The undersigned irrevocably agrees with the Company (this ?Letter Agreement?) that, from the date hereof until sixty (60) days following the closing of the Company?s offer |
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May 13, 2022 |
Form of pre-funded warrant underlying pre-funded unit offered hereby Exhibit 4.7 EXHIBIT A-2 PREFUNDED COMMON STOCK PURCHASE WARRANT toughbuilt industries, inc. Warrant Shares: Initial Exercise Date: , 2022 THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or afte |
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May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of in |
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April 27, 2022 |
EX-99.1 2 cm068ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 ToughBuilt Industries Reports 41% Online Sales Growth with $3.4 Million in First Quarter 2022 Sales Through Amazon Lake Forest, CA, April 27, 2022 (GLOBE NEWSWIRE) - ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), announced today that gross sales through Amazon.com increased by 41% to approximately $3.4 million for the quarter e |
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April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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April 25, 2022 |
EX-3.2 3 cm055ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 |
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April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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April 25, 2022 |
Certificate of Amendment to the Articles of Incorporated, dated as of April 22, 2022 EX-3.1 2 cm055ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 Annex A TO the CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF TOUGHBUILT INDUSTRIES, INC. “Article 3. The total number of shares of capital stock which the Corporation shall have authority to issue is 205,000,000, which (i) 200,000,000 shall be designated as common stock, par value $0.0001 per share (the “Common Stock”), and (ii) 10,000,000 |
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April 25, 2022 |
Exhibit 99.1 ToughBuilt Industries, Inc. Announces 1-for-150 Reverse Stock Split as Part of Nasdaq Compliance Plan Split Expected to be Effective for Trading Purposes as of Market Open on April 25, 2022 Lake Forest, CA, April 22, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt?) (NASDAQ: TBLT; TBLTW) today announced that it will effect a 1-for-150 reverse stock split of its common |
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April 18, 2022 |
TOUGHBUILT INDUSTRIES ANNOUNCES FOURTH QUARTER AND FULL YEAR 2021 RESULTS Exhibit 99.1 TOUGHBUILT INDUSTRIES ANNOUNCES FOURTH QUARTER AND FULL YEAR 2021 RESULTS ? Record fourth quarter year revenue of $24.6 million, or 105% year-over-year growth ? Record full year revenue of $70 million, or 77.6% year-over-year growth Lake Forest, CA, April 18, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), today reported financial results for |
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April 18, 2022 |
Exhibit 21.1 to Annual Report on Form 10-K Exhibit 21.1 Subsidiaries Subsidiary State of Other Jurisdiction of Incorporation of Subsidiary Name(s) under which Subsidiary does business ToughBuilt Industries UK Limited United Kingdom ToughBuilt Industries UK Limited ToughBuilt Mexico Mexico ToughBuilt Mexico ToughBuilt Amenia LLC Armenia ToughBuilt Amenia LLC ToughBuilt Brazil Brazil ToughBuilt Brazil |
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April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D . C . 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D . C . 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31 , 2021 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number: 001-38739 TOUGHBUILT INDUSTRIES , INC . (E |
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April 4, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer of |
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March 31, 2022 |
NT 10-K 1 cm04012b-25.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2021 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Re |
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March 4, 2022 |
DEF 14A 1 cm027def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confi |
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February 23, 2022 |
Exhibit 10.1 ToughBuilt Industries, Inc. 25371 Commercentre Drive, Suite 200 Lake Forest, California 92630 February 18, 2022 [PURCHASER] Re: Securities Purchase Agreement, dated as of February 15, 2022 (the ?Purchase Agreement?), by and among ToughBuilt Industries, Inc. (the ?Company?) and the purchasers signatory thereto (each, a ?Purchaser?) In connection with the Purchase Agreement and the Tran |
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February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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February 22, 2022 |
PRE 14A 1 cm022pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confi |
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February 17, 2022 |
ToughBuilt Industries, Inc. Announces Closing of $5 Million Registered Direct Offering Exhibit 99.1 ToughBuilt Industries, Inc. Announces Closing of $5 Million Registered Direct Offering Lake Forest, Calif, February 15, 2022 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt? or the ?Company?) (NASDAQ: TBLT; TBLTW), today announced that it has closed its previously announced registered direct offering with certain institutional investors for the issuance and sale of an aggr |
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February 17, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of February 15, 2022, between ToughBuilt Industries, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and condi |
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February 17, 2022 |
EX-4.2 5 cm021ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 FORM OF PLACEMENT AGENT WARRANT NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY |
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February 17, 2022 |
Certificate of Designations of Series G Convertible Preferred Stock dated as of February 15, 2022 Exhibit 3.2 ToughBuilt Industries, Inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES G CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 78.1955 OF THE Nevada Revised statutes The undersigned, Michael Panosian, does hereby certify that: 1. The undersigned is the Chief Executive Officer of ToughBuilt Industries, Inc., a Nevada corporation (the ?Corporation?). 2. The Cor |
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February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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February 17, 2022 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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February 17, 2022 |
Certificate of Designations of Series F Convertible Preferred Stock dated as of February 15, 2022 Exhibit 3.1 ToughBuilt Industries, Inc. CERTIFICATE OF DESIGNATION of Preferences, Rights and Limitations OF SERIES F CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 78.1955 OF THE Nevada Revised statutes The undersigned, Michael Panosian, does hereby certify that: 1. The undersigned is the Chief Executive Officer of ToughBuilt Industries, Inc., a Nevada corporation (the ?Corporation?). 2. The Cor |
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February 15, 2022 |
ToughBuilt Industries, Inc. Announces $5 Million Registered Direct Offering EX-99.1 2 cm019ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 ToughBuilt Industries, Inc. Announces $5 Million Registered Direct Offering Lake Forest, Calif., February 15, 2022 (GLOBE NEWSWIRE) - ToughBuilt Industries, Inc. (“ToughBuilt” or the “Company”) (NASDAQ: TBLT; TBLTW), today announced that it has entered into securities purchase agreement with certain institutional investors for the issuance and sa |
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February 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2022 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction (Commission (IRS Employer |
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February 15, 2022 |
PROSPECTUS SUPPLEMENT (To Prospectus dated February 8, 2021) Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUS |
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November 16, 2021 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-38739 CUSIP NUMBER NOTIFICATION OF LATE FILING 89157G504 (Check one): [] Form 10-K [] Form 20-F [] Form 11-K x Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: Sept |
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November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2021 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commis |
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November 16, 2021 |
ToughBuilt Industries, Inc. Granted 180-Day Extension to Meet Nasdaq Minimum Bid Requirement Exhibit 99.1 ToughBuilt Industries, Inc. Granted 180-Day Extension to Meet Nasdaq Minimum Bid Requirement LAKE FOREST, Calif, November 16, 2021 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt? or the ?Company?) (NASDAQ: TBLT; TBLTW) today announced that on November 16, 2021, the Company received a 180 calendar day extension from Nasdaq?s Listing Qualification Department to meet Nasdaq? |
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November 15, 2021 |
Exhibit 99.1 ToughBuilt Industries Announces Third Quarter 2021 Results ? Record quarterly revenue of $17.2 million; year-to-date revenue of $45.4 million ? Company expects full year 2021 revenue in the range of $70-74 million, representing year-over-year growth of 77-87% Lake Forest, CA, November 15, 2021 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. ("ToughBuilt") (NASDAQ: TBLT; TBLTW), today r |
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November 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commis |
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August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGHBUILT INDUSTRIES |
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August 16, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commissi |
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August 16, 2021 |
Exhibit 99.1 ToughBuilt Industries Announces Second Quarter 2021 Results ? Significant year-over-year growth of 132% to $15.9 million ? Backlog remains robust across all product lines Lake Forest, CA, August 16, 2021 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt?) (NASDAQ: TBLT; TBLTW), today reported financial results for the second quarter ended June 30, 2021. Second Quarter 2021 F |
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July 22, 2021 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) EX-1 2 ex1.htm Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock, $0.0001 Per share, of Intersect ENT, Inc., beneficially owned by them, together with any or all amendments thereto, when and if appropriate. |
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July 22, 2021 |
TBLT / Toughbuilt Industries Inc / Ayrton Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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July 21, 2021 |
TBLT / Toughbuilt Industries Inc / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ToughBuilt Industries, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 89157G504 (CUSIP Number) July 11, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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July 14, 2021 |
Exhibit 99.1 ToughBuilt Industries, Inc. Announces $40 Million Registered Direct Offering Priced At-The-Market Under Nasdaq Rules Lake Forest, Calif, July 11, 2021 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt? or the ?Company?) (NASDAQ: TBLT; TBLTW), today announced that it has entered into securities purchase agreements with certain institutional investors for the issuance and sale |
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July 14, 2021 |
PROSPECTUS SUPPLEMENT (To Prospectus dated February 8, 2021) Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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July 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2021 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commission |
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July 14, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of July 11, 2021, between ToughBuilt Industries, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and condition |
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July 14, 2021 |
Exhibit 4.2 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT ToughBuilt Industries, Inc. Warrant Shares: Issue Date: July 14, 2021 Initial Exercise Date: July 14, 2021 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter |
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July 14, 2021 |
Exhibit 4.1 COMMON STOCK PURCHASE WARRANT ToughBuilt Industries, Inc. Warrant Shares: Issue Date: July 14, 2021 Initial Exercise Date: July 14, 2021 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or aft |
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July 12, 2021 |
Up to $12,930,079 Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) To Prospectus Dated February 8, 2021 Registration No. |
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June 16, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commission |
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June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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June 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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June 1, 2021 |
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June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ToughBuilt Industries Inc. Common Stock 89157G504 May 25, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: DRule 13d-1(b) DXRule 13d-1(c) DRule 13d-1(d) *The remainder of this cover page shall be filled out |
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May 19, 2021 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2021 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commission |
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May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 TOUGHBUILT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-38739 46-0820877 (State or other jurisdiction of incorporation) (Commission |
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May 17, 2021 |
Exhibit 99.1 TOUGHBUILT INDUSTRIES ANNOUNCES FIRST QUARTER 2021 RESULTS ? Significant year-over-year revenue growth of 214% to $12.3M ? Robust backlog from leading retailers across all product lines Lake Forest, CA, May 17, 2021 (GLOBE NEWSWIRE) ? ToughBuilt Industries, Inc. (?ToughBuilt?) (NASDAQ: TBLT; TBLTW), today reported financial results for the first quarter ended March 31, 2021. First Qua |
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May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38739 TOUGH |
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May 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [X] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under Rule 14a-12 TOUGHBUILT INDUSTRIES, INC. |
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April 1, 2021 |
Certificate of Designation of Series E Non-Convertible Preferred Stock dated as of March 26, 2021 Exhibit 3.1 |