TPH / Tri Pointe Homes, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

Три Пуэнт Хоумс, Инк.
US ˙ NYSE ˙ US87265H1095

Основная статистика
CIK 1561680
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tri Pointe Homes, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
July 25, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2025 Tri Pointe Homes, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2025 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

July 24, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2025 Tri Pointe Homes, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2025 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

July 24, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Ho

July 24, 2025 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2025 SECOND QUARTER RESULTS AND ANNOUNCES $50 MILLION INCREASE TO ITS STOCK REPURCHASE PROGRAM -New Home Deliveries of 1,326- -Home Sales Revenue of $879.8 Million- -Repurchased $100 Million of Common Stock- -Homebuildi

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2025 SECOND QUARTER RESULTS AND ANNOUNCES $50 MILLION INCREASE TO ITS STOCK REPURCHASE PROGRAM -New Home Deliveries of 1,326- -Home Sales Revenue of $879.8 Million- -Repurchased $100 Million of Common Stock- -Homebuilding Debt-to-Capital Ratio of 21.7%- -Increased Credit Facility to a Total of $850 Million and Extended Revolver Maturity to 2030- INCLINE

May 1, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2025 Tri Pointe Homes, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2025 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

May 1, 2025 EX-10.1

, among Tri Pointe Homes, Inc., U.S. Bank National Association, and the lenders party thereto

Exhibit 10.1 FIFTH MODIFICATION AGREEMENT This Fifth Modification Agreement (“Agreement”) is made as of April 30, 2025 (the “Effective Date”), by and among TRI POINTE HOMES, INC., a Delaware corporation formerly known as TRI Pointe Group, Inc. (“Borrower”), each lender from time to time party to the Credit Agreement described below (individually, a “Lender” and collectively, the “Lenders”), and U.

April 24, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2025 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 24, 2025 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2025 FIRST QUARTER RESULTS -New Home Deliveries of 1,040- -Home Sales Revenue of $720.8 Million- -Homebuilding Gross Margin Percentage of 23.9%- -Diluted Earnings Per Share of $0.70- -Homebuilding Debt-to-Capital Ratio

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2025 FIRST QUARTER RESULTS -New Home Deliveries of 1,040- -Home Sales Revenue of $720.8 Million- -Homebuilding Gross Margin Percentage of 23.9%- -Diluted Earnings Per Share of $0.70- -Homebuilding Debt-to-Capital Ratio of 21.6%- INCLINE VILLAGE, Nev., April 24, 2025 / Tri Pointe Homes, Inc. (the “Company”) (NYSE:TPH) today announced results for the first

April 24, 2025 EX-10.1

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Executive Form)

Exhibit 10.1 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term In

April 24, 2025 EX-10.2

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Executive Form)

Exhibit 10.2 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive

April 24, 2025 EX-10.3

Form of Time-Vested Restricted Stock Unit Award Agreement (Executive Form)

Exhibit 10.3 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT—TIME VESTED (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (the “Plan”), an award of restrict

April 24, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe H

April 17, 2025 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2025 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

March 7, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 7, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

February 21, 2025 EX-21.1

List of subsidiaries of Tri Pointe Homes, Inc.

Exhibit 21.1 List of Subsidiaries of Tri Pointe Homes, Inc. Entity Name Jurisdiction of Organization DBAs Cabin Branch Commons, LLC Maryland Sonoma Insurance Company, Inc. Hawaii Tri Pointe Advantage Insurance Services, Inc. Delaware Tri Pointe Assurance, Inc. Texas Tri Pointe Assurance California, LLC Delaware Tri Pointe Communities, Inc. Delaware Tri Pointe Connect, L.L.C. Delaware Tri Pointe Co

February 21, 2025 EX-19.1

Tri Pointe Homes, Inc. Policy on Insider Trading

Exhibit 19.1 POLICY ON INSIDER TRADING* I.PURPOSE All directors, officers and employees of Tri Pointe Homes, Inc. and all of its subsidiaries (collectively, “we”, “us”, “our” or the “Company”) are required to comply with the securities laws and insider trading rules set out in the Company’s Code of Business Conduct and Ethics. The Company’s Board of Directors has adopted this Policy on Insider Tra

February 21, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Homes,

February 21, 2025 EX-4.15

Description of the Company’s Securities

Exhibit 4.15 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Tri Pointe Homes, Inc., a Delaware corporation, has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, $0.01 par value per share. The following is a description of the rights of our

February 21, 2025 EX-22.1

List of guarantor subsidiaries of Tri Pointe Homes, Inc.

Exhibit 22.1 List of Guarantor Subsidiaries of Tri Pointe Homes, Inc. The following subsidiaries of Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), were guarantors of the Company’s 5.250% Senior Notes due 2027 and 5.700% Senior Notes due 2028 as of December 31, 2024: Entity Name Jurisdiction of Organization Tri Pointe Holdings, Inc. Washington Tri Pointe Homes Arizona 91, LLC Arizo

February 18, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 18, 2025 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

February 18, 2025 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2024 FOURTH QUARTER AND FULL YEAR RESULTS Fourth Quarter Highlights -New Home Deliveries of 1,748 for Home Sales Revenue of $1.2 Billion- -Homebuilding Gross Margin Percentage of 23.3%- -Selling, General and Administrat

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2024 FOURTH QUARTER AND FULL YEAR RESULTS Fourth Quarter Highlights -New Home Deliveries of 1,748 for Home Sales Revenue of $1.2 Billion- -Homebuilding Gross Margin Percentage of 23.3%- -Selling, General and Administrative Expense as a Percentage of Home Sales Revenue of 10.3%- -Diluted Earnings Per Share of $1.37- INCLINE VILLAGE, Nev., February 18, 202

October 24, 2024 EX-10.1

Amended and Restated Executive Employment Agreement dated as of August 29, 2024 between Tri Pointe Homes, Inc. and Douglas F. Bauer

Exhibit 10.1 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Amended and Restated Executive Employment Agreement (the “Agreement”) is entered into as of August 29, 2024 (the “Effective Date”), by and between Douglas F. Bauer (“Executive”) and Tri Pointe Homes, Inc. (the “Company”). WHEREAS, Executive is currently employed by Company as its Chief Executive Officer, and Company desires to h

October 24, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Poin

October 24, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 24, 2024 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 24, 2024 EX-10.2

Amended and Restated Executive Employment Agreement dated as of August 29, 2024 between Tri Pointe Homes, Inc. and Thomas J. Mitchell

Exhibit 10.2 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Amended and Restated Executive Employment Agreement (the “Agreement”) is entered into as of August 29, 2024 (the “Effective Date”), by and between Thomas J. Mitchell (“Executive”) and Tri Pointe Homes, Inc. (the “Company”). WHEREAS, Executive is currently employed by Company as its President and Chief Operating Officer, and Comp

October 24, 2024 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2024 THIRD QUARTER RESULTS -New Home Deliveries of 1,619- -Home Sales Revenue of $1.1 Billion- -Homebuilding Gross Margin Percentage of 23.3%- -Diluted Earnings Per Share of $1.18- -Homebuilding Debt-to-Capital Ratio Re

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2024 THIRD QUARTER RESULTS -New Home Deliveries of 1,619- -Home Sales Revenue of $1.1 Billion- -Homebuilding Gross Margin Percentage of 23.3%- -Diluted Earnings Per Share of $1.18- -Homebuilding Debt-to-Capital Ratio Reduced to Record Low of 22.1%- INCLINE VILLAGE, Nev., October 24, 2024 / Tri Pointe Homes, Inc. (the “Company”) (NYSE:TPH) today announced

October 16, 2024 SC 13G

TPH / Tri Pointe Homes, Inc. / STATE STREET CORP Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRI POINTE HOMES INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 87265H109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file

July 25, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Ho

July 25, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2024 Tri Pointe Homes, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2024 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

July 25, 2024 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2024 SECOND QUARTER RESULTS -Home Sales Revenue of $1.1 Billion- -Homebuilding Gross Margin Percentage of 23.6%- -Diluted Earnings Per Share of $1.25- -Increased Dollar Value of Backlog to $2.0 Billion- -Reduced Debt by

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2024 SECOND QUARTER RESULTS -Home Sales Revenue of $1.1 Billion- -Homebuilding Gross Margin Percentage of 23.6%- -Diluted Earnings Per Share of $1.25- -Increased Dollar Value of Backlog to $2.0 Billion- -Reduced Debt by $450 Million- -Homebuilding Debt-to-Capital Ratio Reduced to Record Low of 22.9%- INCLINE VILLAGE, Nev., July 25, 2024 / Tri Pointe Home

July 22, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2024 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

May 15, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2024 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File N

April 25, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2024 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 25, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe H

April 25, 2024 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2024 FIRST QUARTER RESULTS -Net New Home Orders Increased 12% Year-Over-Year to 1,814- -Backlog Units Increased 35% Year-Over-Year to 2,741- -Active Selling Communities Increased 15% Year-Over-Year to 156- -Home Sales R

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2024 FIRST QUARTER RESULTS -Net New Home Orders Increased 12% Year-Over-Year to 1,814- -Backlog Units Increased 35% Year-Over-Year to 2,741- -Active Selling Communities Increased 15% Year-Over-Year to 156- -Home Sales Revenue of $918 Million- -Homebuilding Gross Margin Percentage of 23.0%- -Diluted Earnings Per Share of $1.03- -Debt-to-Capital Ratio of 3

April 18, 2024 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2024 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

March 8, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 8, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

February 22, 2024 EX-21.1

List of subsidiaries of Tri Pointe Homes, Inc.

Exhibit 21.1 List of Subsidiaries of Tri Pointe Homes, Inc. Entity Name Jurisdiction of Organization DBAs Cabin Branch Commons, LLC Maryland Sonoma Insurance Company, Inc. Hawaii Tri Pointe Advantage Insurance Services, Inc. Delaware Tri Pointe Assurance, Inc. Texas Tri Pointe Assurance California, LLC Delaware Tri Pointe Communities, Inc. Delaware Tri Pointe Connect, L.L.C. Delaware Tri Pointe Co

February 22, 2024 EX-97

Tri Pointe Homes, Inc. Clawback Policy

Exhibit 97 TRI POINTE HOMES, INC. CLAWBACK POLICY On July 19, 2023, the Board of Directors (the “Board”) of Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), has adopted the following Clawback Policy (this “Policy”), effective as of October 2, 2023 (the “Effective Date”), which supersedes and replaces in its entirety the Tri Pointe Homes, Inc. Executive Compensation Recoupment Policy

February 22, 2024 EX-22.1

List of guarantor subsidiaries of Tri Pointe Homes, Inc. (incorporated by reference to Exhibit 22.1 to the Company’s Annual Report on Form 10-K (filed February 22, 2024))

Exhibit 22.1 List of Guarantor Subsidiaries of Tri Pointe Homes, Inc. The following subsidiaries of Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), were guarantors of the Company’s 5.875% Senior Notes due 2024, 5.250% Senior Notes due 2027 and 5.700% Senior Notes due 2028 as of December 31, 2023: Entity Name Jurisdiction of Organization Tri Pointe Holdings, Inc. Washington Tri Poin

February 22, 2024 EX-4.15

Description of the Company’s Securities

Exhibit 4.15 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Tri Pointe Homes, Inc., a Delaware corporation, has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, $0.01 par value per share. The following is a description of the rights of our

February 22, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Homes,

February 20, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2024 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

February 20, 2024 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2023 FOURTH QUARTER AND FULL YEAR RESULTS Fourth Quarter Highlights -Net New Home Orders Increased 143% to 1,078- -Backlog Units Increased 58% to 2,320, and Backlog Dollar Value Increased 38% to $1.6 Billion- -Active Se

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2023 FOURTH QUARTER AND FULL YEAR RESULTS Fourth Quarter Highlights -Net New Home Orders Increased 143% to 1,078- -Backlog Units Increased 58% to 2,320, and Backlog Dollar Value Increased 38% to $1.6 Billion- -Active Selling Communities Increased 14% to 155- -New Home Deliveries of 1,813 for Home Sales Revenue of $1.2 Billion- -Homebuilding Gross Margin

February 13, 2024 SC 13G/A

TPH / Tri Pointe Homes, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Tri Pointe Homes Inc Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 9, 2024 SC 13G/A

TPH / Tri Pointe Homes, Inc. / Echo Street Capital Management LLC Passive Investment

SC 13G/A 1 d1097857913g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Tri Pointe Homes, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropr

February 9, 2024 SC 13G/A

TPH / Tri Pointe Homes, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Tri Pointe Homes Inc (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

December 19, 2023 EX-10.1

, among Tri Pointe Homes, Inc., U.S. Bank National Association, and the lenders party thereto

Exhibit 10.1 FOURTH MODIFICATION AGREEMENT This Fourth Modification Agreement (“Agreement”) is made as of December 15, 2023 (the “Effective Date”), by and among TRI POINTE HOMES, INC., a Delaware corporation formerly known as TRI Pointe Group, Inc. (“Borrower”), each lender from time to time party to the Credit Agreement described below (individually, a “Lender” and collectively, the “Lenders”), a

December 19, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 15, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

October 26, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Poin

October 26, 2023 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2023 THIRD QUARTER RESULTS -Net New Home Orders Increased 122% Year-Over-Year to 1,513- -Active Selling Communities Increased 23% Year-Over-Year to 163- -Home Sales Revenue of $825 Million- -Homebuilding Gross Margin Pe

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2023 THIRD QUARTER RESULTS -Net New Home Orders Increased 122% Year-Over-Year to 1,513- -Active Selling Communities Increased 23% Year-Over-Year to 163- -Home Sales Revenue of $825 Million- -Homebuilding Gross Margin Percentage of 22.3%- -Diluted Earnings Per Share of $0.76- -Debt-to-Capital Ratio of 32.1% and Total Liquidity of $1.5 Billion- INCLINE VIL

October 26, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 19, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 18, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 19, 2023 EX-3.1

Amended and Restated Bylaws of Tri Pointe Homes, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K (filed October 19, 2023))

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF TRI POINTE HOMES, INC. ARTICLE I Offices Section 1.1 Registered Offices. The registered office of Tri Pointe Homes, Inc. (the “Corporation”) in the State of Delaware shall be located at 2711 Centerville Road, Suite 400, Wilmington, County of New Castle, Delaware 19808. The name of the Corporation’s registered agent at such address shall be Corporation Ser

September 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 15, 2023 Tri Pointe Home

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 15, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission

July 27, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Ho

July 27, 2023 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2023 SECOND QUARTER RESULTS -Net New Home Orders of 1,912 on a Monthly Absorption Rate of 4.5- -New Home Deliveries of 1,173- -Home Sales Revenue of $819 Million- -Diluted Earnings Per Share of $0.60- -Debt-to-Capital R

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2023 SECOND QUARTER RESULTS -Net New Home Orders of 1,912 on a Monthly Absorption Rate of 4.5- -New Home Deliveries of 1,173- -Home Sales Revenue of $819 Million- -Diluted Earnings Per Share of $0.60- -Debt-to-Capital Ratio of 32.3% and Total Liquidity of $1.7 Billion- INCLINE VILLAGE, Nev., July 27, 2023 / Tri Pointe Homes, Inc. (the “Company”) (NYSE:TP

July 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2023 Tri Pointe Homes, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 27, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 27, 2023 EX-10.3

Form of Performance-Based Cash Award Agreement (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q (filed April 27, 2023))

Exhibit 10.3 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Employee”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (the “Plan”), a performance-based cash award (the “Award”),

April 27, 2023 EX-10.1

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Executive Form) (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q (filed April 27, 2023))

Exhibit 10.1 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term In

April 27, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe H

April 27, 2023 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2023 FIRST QUARTER RESULTS -Diluted Earnings Per Share of $0.73- -Home Sales Revenue of $768 Million- -Homebuilding Gross Margin Percentage of 23.5%- -Net New Home Orders of 1,619 on a Monthly Absorption Rate of 4.0- -D

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2023 FIRST QUARTER RESULTS -Diluted Earnings Per Share of $0.73- -Home Sales Revenue of $768 Million- -Homebuilding Gross Margin Percentage of 23.5%- -Net New Home Orders of 1,619 on a Monthly Absorption Rate of 4.0- -Debt-to-Capital Ratio of 32.5% and Total Liquidity of $1.7 Billion- INCLINE VILLAGE, Nev., April 27, 2023 / Tri Pointe Homes, Inc. (the “C

April 27, 2023 EX-10.2

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Executive Form) (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (filed April 27, 2023))

Exhibit 10.2 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive

April 21, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 19, 2023 Tri Pointe Homes, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 19, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

March 10, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 10, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

DEFA14A 1 tph2023defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

February 21, 2023 EX-4.15

DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

Exhibit 4.15 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Tri Pointe Homes, Inc., a Delaware corporation, has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, $0.01 par value per share. The following is a description of the rights of our

February 21, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Homes,

February 21, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2023 Tri Pointe Homes

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2023 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

February 21, 2023 EX-21.1

List of Subsidiaries of Tri Pointe Homes, Inc.

Exhibit 21.1 List of Subsidiaries of Tri Pointe Homes, Inc. Entity Name Jurisdiction of Organization DBAs Cabin Branch Commons, LLC Maryland Sonoma Insurance Company, Inc. Hawaii Tri Pointe Advantage Insurance Services, Inc. Delaware Tri Pointe Assurance, Inc. Texas Tri Pointe Communities, Inc. Delaware Tri Pointe Connect, L.L.C. Delaware Tri Pointe Contractors, LP Delaware Tri Pointe Holdings, In

February 21, 2023 EX-22.1

List of guarantor subsidiaries of Tri Pointe Homes, Inc. (incorporated by reference to Exhibit 22.1 to the Company’s Annual Report on Form 10-K (filed February 21, 2023))

Exhibit 22.1 List of Guarantor Subsidiaries of Tri Pointe Homes, Inc. The following subsidiaries of Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), were guarantors of the Company’s 5.875% Senior Notes due 2024, 5.250% Senior Notes due 2027 and 5.700% Senior Notes due 2028 as of December 31, 2022: Entity Name Jurisdiction of Organization Tri Pointe Holdings, Inc. Washington Tri Poin

February 21, 2023 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2022 FOURTH QUARTER AND RECORD FULL YEAR RESULTS AND ANNOUNCES NEW STOCK REPURCHASE PROGRAM Fourth Quarter Highlights -Diluted Earnings Per Share of $1.98, Up 49% Year-Over-Year- -New Home Deliveries of 2,016 for Home S

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2022 FOURTH QUARTER AND RECORD FULL YEAR RESULTS AND ANNOUNCES NEW STOCK REPURCHASE PROGRAM Fourth Quarter Highlights -Diluted Earnings Per Share of $1.98, Up 49% Year-Over-Year- -New Home Deliveries of 2,016 for Home Sales Revenue of $1.5 Billion- -Homebuilding Gross Margin Percentage of 25.0%- -Pre-tax Margin of 18.0%- -Return on Average Equity of 22.5

February 14, 2023 SC 13G

TPH / Tri Pointe Homes, Inc. / Echo Street Capital Management LLC Passive Investment

SC 13G 1 d994028013g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Tri Pointe Homes, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

February 10, 2023 SC 13G/A

TPH / Tri Pointe Homes, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Tri Pointe Homes Inc (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

February 9, 2023 SC 13G/A

TPH / Tri Pointe Homes, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv02075-tripointehomesinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Tri Pointe Homes Inc. Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to des

October 27, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Poin

October 27, 2022 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2022 THIRD QUARTER RESULTS -Diluted Earnings Per Share of $1.45- -Home Sales Revenue of $1.1 Billion- -Homebuilding Gross Margin Percentage of 27.1%- -Backlog Dollar Value of $2.4 Billion-

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2022 THIRD QUARTER RESULTS -Diluted Earnings Per Share of $1.45- -Home Sales Revenue of $1.1 Billion- -Homebuilding Gross Margin Percentage of 27.1%- -Backlog Dollar Value of $2.4 Billion- INCLINE VILLAGE, Nev., October 27, 2022 / Tri Pointe Homes, Inc. (the “Company”) (NYSE:TPH) today announced results for the third quarter ended September 30, 2022. “Tr

October 27, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2022 Tri Pointe Homes,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2022 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

July 21, 2022 EX-10.6

Form of Time-Vested Restricted Stock Unit Award Agreement (Executive Form) (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.6 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT?TIME VESTED (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (the ?Plan?), an award of restrict

July 21, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Ho

July 21, 2022 EX-10.1

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Executive Form) (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.1 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term In

July 21, 2022 EX-10.3

Form of Performance-Based Cash Award Agreement (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.3 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Employee?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (the ?Plan?), a performance-based cash award (the ?Award?),

July 21, 2022 EX-10.5

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Company/Division President Form) (incorporated by reference to Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.5 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Lo

July 21, 2022 EX-10.4

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Company/Division President Form) (incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.4 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc.

July 21, 2022 EX-10.7

Form of Time-Vested Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.7 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.7 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT?TIME VESTED Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to the Employee listed below (the ?Holder?) as of the date listed below (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (the ?Plan?), an

July 21, 2022 EX-10.8

Form of Non-Employee Director Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.8 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.8 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (the ?Plan?), a restricted stock unit awa

July 21, 2022 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2022 SECOND QUARTER RESULTS -Diluted Earnings Per Share of $1.33- -Homebuilding Gross Margin Percentage of 27.2%- -Monthly Absorption Rate of 3.7- -Backlog Dollar Value up 18% Year-Over-Year-

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2022 SECOND QUARTER RESULTS -Diluted Earnings Per Share of $1.33- -Homebuilding Gross Margin Percentage of 27.2%- -Monthly Absorption Rate of 3.7- -Backlog Dollar Value up 18% Year-Over-Year- INCLINE VILLAGE, Nev., July 21, 2022 / Tri Pointe Homes, Inc. (the ?Company?) (NYSE:TPH) today announced results for the second quarter ended June 30, 2022. ?Tri Po

July 21, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2022 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

July 21, 2022 EX-10.2

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Executive Form) (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (filed July 21, 2022))

Exhibit 10.2 TRI POINTE HOMES, INC. 2022 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive

June 30, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2022 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

June 30, 2022 EX-10.1

Third Modification Agreement, dated as of June 29, 2022, among Tri Pointe Homes, Inc., U.S. Bank National Association, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (filed June 30, 2022))

Exhibit 10.1 THIRD MODIFICATION AGREEMENT This Third Modification Agreement (?Agreement?) is made as of June 29, 2022 (the ?Effective Date?), by and among TRI POINTE HOMES, INC., a Delaware corporation formerly known as TRI Pointe Group, Inc. (?Borrower?), each lender from time to time party to the Credit Agreement described below (individually, a ?Lender? and collectively, the ?Lenders?), and U.S

May 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2022 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File N

May 27, 2022 EX-99.1

and Lender

April 22, 2022 S-8

As filed with the Securities and Exchange Commission on April 22, 2022

As filed with the Securities and Exchange Commission on April 22, 2022 Registration No.

April 22, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Tri Pointe Homes, Inc.

April 21, 2022 EX-10.6

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Company/Division President Form) (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q (filed April 21, 2022))

Exhibit 10.6 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. Amended

April 21, 2022 EX-10.1

Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (filed April 21, 2022))

Exhibit 10.1 Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan I.INTRODUCTION 1.1 Purposes. The purposes of the Tri Pointe Homes, Inc. 2022 Long-Term Incentive Plan (this ?Plan?) are to (i) align the interests of the Company?s stockholders and the recipients of Awards under this Plan by increasing the proprietary interest of such recipients in the Company?s growth and success; (ii) advance the

April 21, 2022 EX-10.2

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Executive Form) (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (filed April 21, 2022))

Exhibit 10.2 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. Amended and Resta

April 21, 2022 EX-10.5

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Company/Division President Form) (incorporated by reference to Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q (filed April 21, 2022))

Exhibit 10.5 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc.

April 21, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2022 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 21, 2022 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2022 FIRST QUARTER RESULTS -Diluted Earnings Per Share of $0.81- -Homebuilding Gross Margin Percentage of 26.8%- -Monthly Absorption Rate of 5.7- -Backlog Units up 3% Year-Over-Year- -Backlog Dollar Value up 19% Year-Ov

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2022 FIRST QUARTER RESULTS -Diluted Earnings Per Share of $0.81- -Homebuilding Gross Margin Percentage of 26.8%- -Monthly Absorption Rate of 5.7- -Backlog Units up 3% Year-Over-Year- -Backlog Dollar Value up 19% Year-Over-Year- INCLINE VILLAGE, Nev., April 21, 2022 / Tri Pointe Homes, Inc. (the ?Company?) (NYSE:TPH) today announced results for the first

April 21, 2022 EX-10.8

Form of Time-Vested Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.8 to the Company’s Quarterly Report on Form 10-Q (filed April 21, 2022))

Exhibit 10.8 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT?TIME VESTED Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to the Employee listed below (the ?Holder?) as of the date listed below (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2013 Long-Term Incentive Plan, as amended (the

April 21, 2022 EX-10.7

Form of Time-Vested Restricted Stock Unit Award Agreement (Executive Form) (incorporated by reference to Exhibit 10.7 to the Company’s Quarterly Report on Form 10-Q (filed April 21, 2022))

Exhibit 10.7 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT?TIME VESTED (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2013 Long-Term Incentive Plan, as amended (the ?Plan?), an award

April 21, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe H

April 21, 2022 EX-10.4

Form of Performance-Based Cash Award Agreement (incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q (filed April 21, 2022))

Exhibit 10.4 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Employee?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2013 Long-Term Incentive Plan, as amended (the ?Plan?), a performance-based cash award (th

April 21, 2022 EX-10.3

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Executive Form) (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q (filed April 21, 2022))

Exhibit 10.3 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. Amended and Restated 2013

March 11, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 11, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 _____________ Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

February 18, 2022 EX-4.15

DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

Exhibit 4.15 DESCRIPTION OF THE COMPANY?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Tri Pointe Homes, Inc., a Delaware corporation, has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock, $0.01 par value per share. The following is a description of the rights of our

February 18, 2022 EX-22.1

List of guarantor subsidiaries of Tri Pointe Homes, Inc. (incorporated by reference to Exhibit 22.1 to the Company’s Annual Report on Form 10-K (filed February 18, 2022))

Exhibit 22.1 List of Guarantor Subsidiaries of Tri Pointe Homes, Inc. The following subsidiaries of Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), were guarantors of the Company?s 5.875% Senior Notes due 2024, 5.250% Senior Notes due 2027 and 5.700% Senior Notes due 2028 as of December 31, 2021: Entity Name Jurisdiction of Organization Tri Pointe Holdings, Inc. Washington Tri Poin

February 18, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Homes,

February 18, 2022 EX-21.1

List of Subsidiaries of Tri Pointe Homes, Inc.

Exhibit 21.1 List of Subsidiaries of Tri Pointe Homes, Inc. Entity Name Jurisdiction of Organization DBAs Cabin Branch Commons, LLC Maryland Sonoma Insurance Company, Inc. Hawaii Tri Pointe Advantage Insurance Services, Inc. Delaware Tri Pointe Assurance, Inc. Texas Tri Pointe Communities, Inc. Delaware Tri Pointe Connect, L.L.C. Delaware Tri Pointe Contractors, LP Delaware Tri Pointe Holdings, In

February 17, 2022 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2021 FOURTH QUARTER AND FULL YEAR RESULTS AND ANNOUNCES $250 MILLION INCREASE TO ITS STOCK REPURCHASE PROGRAM Fourth Quarter Highlights -Diluted Earnings Per Share of $1.33, Up 45% Year-Over-Year- -Pre-tax Margin of 16.

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2021 FOURTH QUARTER AND FULL YEAR RESULTS AND ANNOUNCES $250 MILLION INCREASE TO ITS STOCK REPURCHASE PROGRAM Fourth Quarter Highlights -Diluted Earnings Per Share of $1.33, Up 45% Year-Over-Year- -Pre-tax Margin of 16.2%- -Backlog Dollar Value of $2.2 Billion, up 17% Year-Over-Year- -Return on Average Equity of 20.3%*- INCLINE VILLAGE, Nev., February 17

February 17, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 17, 2022 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

February 10, 2022 SC 13G/A

TPH / Tri Pointe Homes, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv02063-tripointehomesinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Tri Pointe Homes Inc. Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to desi

February 8, 2022 SC 13G/A

TPH / Tri Pointe Homes, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Tri Pointe Homes Inc (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

October 22, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Poin

October 21, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 21, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 21, 2021 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2021 THIRD QUARTER RESULTS -Diluted Earnings Per Share of $1.17- -Homebuilding Gross Margin Percentage of 26.3%- -Monthly Absorption Rate of 4.1- -Backlog Units up 14% Year-Over-Year- -Backlog Dollar Value up 17% Year-O

EX-99.1 2 tphex991q32021.htm EX-99.1 Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2021 THIRD QUARTER RESULTS -Diluted Earnings Per Share of $1.17- -Homebuilding Gross Margin Percentage of 26.3%- -Monthly Absorption Rate of 4.1- -Backlog Units up 14% Year-Over-Year- -Backlog Dollar Value up 17% Year-Over-Year- INCLINE VILLAGE, Nev., October 21, 2021 / Tri Pointe Homes, Inc. (the “Company”) (NYSE:TPH

September 27, 2021 EX-99.1

TRI POINTE HOMES, INC. ANNOUNCES APPOINTMENT OF KENT GRAHL TO BOARD OF DIRECTORS Dan Fulton to retire from Board of Directors effective at the end of the year

EX-99.1 2 tphex991092721.htm EX-99.1 TRI POINTE HOMES, INC. ANNOUNCES APPOINTMENT OF KENT GRAHL TO BOARD OF DIRECTORS Dan Fulton to retire from Board of Directors effective at the end of the year INCLINE VILLAGE, Nev., September 27, 2021 / Tri Pointe Homes, Inc. (“Tri Pointe Homes” or the “Company”) (NYSE:TPH) today announced the appointment of R. Kent Grahl to its Board of Directors, effective Se

September 27, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 23, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission

July 22, 2021 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2021 SECOND QUARTER RESULTS AND ANNOUNCES $250 MILLION INCREASE TO ITS STOCK REPURCHASE PROGRAM -Net New Home Orders up 22% Year-Over-Year- -Backlog Units up 53% Year-Over-Year- -Backlog Dollar Value up 50% Year-Over-Ye

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2021 SECOND QUARTER RESULTS AND ANNOUNCES $250 MILLION INCREASE TO ITS STOCK REPURCHASE PROGRAM -Net New Home Orders up 22% Year-Over-Year- -Backlog Units up 53% Year-Over-Year- -Backlog Dollar Value up 50% Year-Over-Year- -Homebuilding Gross Margin Percentage of 24.6%- -Diluted Earnings Per Share of $1.00- INCLINE VILLAGE, Nev., July 22, 2021 / Tri Poin

July 22, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Ho

July 22, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

June 11, 2021 EX-10.1

Second Modification Agreement, dated as of June 10, 2021, among Tri Pointe Homes, Inc., U.S. Bank National Association, d/b/a Housing Capital Company, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (filed June 11, 2021))

Exhibit 10.1 SECOND MODIFICATION AGREEMENT This Second Modification Agreement (?Agreement?) is made as of June 10, 2021 (the ?Effective Date?), by and among TRI POINTE HOMES, INC., a Delaware corporation formerly known as TRI Pointe Group, Inc. (?Borrower?), each lender from time to time party to the Credit Agreement described below (individually, a ?Lender? and collectively, the ?Lenders?), and U

June 11, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 10, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 27, 2021 EX-99.1

Page 1

Exhibit 99.1 The information below comprises a recast of historical segment information that conforms to the new segment reporting structure of Tri Pointe Homes, Inc. implemented during the quarterly period ended March 31, 2021. The tables below provide an unaudited recast of segment information for the previously reported years ended December 31, 2020 and 2019 and the previously reported quarters

April 27, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 22, 2021 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2021 FIRST QUARTER RESULTS -Net New Home Orders up 20% Year-Over-Year- -Backlog Units up 56% Year-Over-Year- -Backlog Dollar Value up 51% Year-Over-Year- -Homebuilding Gross Margin Percentage of 23.9%- -Diluted Earnings

Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2021 FIRST QUARTER RESULTS -Net New Home Orders up 20% Year-Over-Year- -Backlog Units up 56% Year-Over-Year- -Backlog Dollar Value up 51% Year-Over-Year- -Homebuilding Gross Margin Percentage of 23.9%- -Diluted Earnings Per Share of $0.59- INCLINE VILLAGE, Nev., April 22, 2021 / Tri Pointe Homes, Inc. (the ?Company?) (NYSE:TPH) today announced results fo

April 22, 2021 EX-10.3

Form of Performance-Based Cash Award Agreement (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q (filed April 22, 2021))

EX-10.3 4 tph10q2021ex103.htm EX-10.3 Exhibit 10.3 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Employee”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2013 Long-Term Incentive Plan, as amended (the “Plan

April 22, 2021 EX-10.8

Form of Time-Vested Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.8 to the Company’s Quarterly Report on Form 10-Q (filed April 22, 2021))

EX-10.8 9 tph10q2021ex108.htm EX-10.8 Exhibit 10.8 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT—TIME VESTED Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to the Employee listed below (the “Holder”) as of the date listed below (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2013 Long

April 22, 2021 EX-10.6

Form of Time-Vested Restricted Stock Unit Award Agreement (Executive Form) (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q (filed April 22, 2021))

EX-10.6 7 tph10q2021ex106.htm EX-10.6 Exhibit 10.6 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT—TIME VESTED (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. 2013 Long-Term Incentive P

April 22, 2021 EX-10.5

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Company/Division President Form) (incorporated by reference to Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q (filed April 22, 2021))

Exhibit 10.5 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. Amended

April 22, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe H

April 22, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 22, 2021 EX-10.7

Form of Non-Employee Director Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.7 to the Company’s Quarterly Report on Form 10-Q (filed April 22, 2021))

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

April 22, 2021 EX-10.1

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Executive Form) (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q (filed April 22, 2021))

Exhibit 10.1 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. Amended and Resta

April 22, 2021 EX-10.4

TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM)

Exhibit 10.4 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc.

April 22, 2021 EX-10.2

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Executive Form) (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (filed April 22, 2021))

Exhibit 10.2 TRI POINTE HOMES, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (EXECUTIVE FORM) Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), hereby grants to [NAME] (the ?Holder?) as of [DATE] (the ?Grant Date?), pursuant to the terms and conditions of the Tri Pointe Homes, Inc. Amended and Restated 2013

March 12, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 12, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Tri Pointe Homes Inc. Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: February 26, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 19, 2021 EX-4.15

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 4.15 DESCRIPTION OF THE COMPANY?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Tri Pointe Homes, Inc., a Delaware corporation, has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock, $0.01 par value per share. The following is a description of the rights of our

February 19, 2021 EX-22.1

List of Guarantor Subsidiaries of Tri Pointe Homes, Inc.

Exhibit 22.1 List of Guarantor Subsidiaries of Tri Pointe Homes, Inc. The following subsidiaries of Tri Pointe Homes, Inc., a Delaware corporation (the ?Company?), were guarantors of the Company?s 5.875% Senior Notes due 2024, 5.250% Senior Notes due 2027 and 5.700% Senior Notes due 2028 as of December 31, 2020: Entity Name Jurisdiction of Organization Tri Pointe Holdings, Inc. Washington Tri Poin

February 19, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 Tri Pointe Homes,

February 19, 2021 EX-21.1

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 21.1 List of Subsidiaries of Tri Pointe Homes, Inc. Entity Name Jurisdiction of Organization DBAs Cabin Branch Commons, LLC Maryland Tri Pointe Advantage Insurance Services, Inc. Delaware Tri Pointe Assurance, Inc. Texas Tri Pointe Communities, Inc. Delaware Tri Pointe Connect, L.L.C. Delaware Tri Pointe Contractors, LP Delaware Tri Pointe Holdings, Inc. Washington Tri Pointe Homes 529, LL

February 19, 2021 EX-10.8

MODIFICATION AGREEMENT

EX-10.8 4 tph10k2020ex108.htm EX-10.8 Exhibit 10.8 MODIFICATION AGREEMENT This Modification Agreement (“Agreement”) is made as of October 30, 2020, by and among TRI POINTE GROUP, INC., a Delaware corporation (“Borrower”), each lender from time to time party to the Credit Agreement described below (individually, a “Lender” and collectively, the “Lenders”), and U.S. BANK NATIONAL ASSOCIATION, a nati

February 19, 2021 EX-4.1

NUMBER SHARES SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS, CERTAIN DEFINITIONS AND OTHER INFORMATION TRI POINTE HOMES, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

EX-4.1 2 tph10k2020ex41.htm EX-4.1 Exhibit 4.1 NUMBER SHARES SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS, CERTAIN DEFINITIONS AND OTHER INFORMATION TRI POINTE HOMES, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE THIS CERTIFIES THAT CUSIP IS THE OWNER OF FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF TRI POINTE HOMES, INC. (hereinafter

February 18, 2021 EX-99.1

TRI POINTE HOMES, INC. REPORTS 2020 FOURTH QUARTER AND FULL YEAR RESULTS Fourth Quarter Highlights -Diluted Earnings Per Share of $0.92- -Homebuilding Gross Margin Percentage of 23.2%- -Net New Home Orders up 14% Year-Over-Year- -Backlog Dollar Value

EX-99.1 2 tphex991q42020.htm EX-99.1 Exhibit 99.1 TRI POINTE HOMES, INC. REPORTS 2020 FOURTH QUARTER AND FULL YEAR RESULTS Fourth Quarter Highlights -Diluted Earnings Per Share of $0.92- -Homebuilding Gross Margin Percentage of 23.2%- -Net New Home Orders up 14% Year-Over-Year- -Backlog Dollar Value of $1.9 Billion, up 69% Year-Over-Year- INCLINE VILLAGE, Nev., February 18, 2021 / Business Wire /

February 18, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 18, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

February 12, 2021 SC 13G/A

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* TRI Pointe Group Inc (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: TRI Pointe Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 4, 2021 SC 13G/A

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* TRI Pointe Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

January 21, 2021 EX-3.1

Certificate of Amendment to Amended and Restated Certificate of Incorporation of Tri Pointe Homes, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8‑K (filed January 21, 2021))

CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TRI POINTE GROUP, INC.

January 21, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 15, 2021 Tri Pointe Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 22, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 22, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 TRI Poin

October 22, 2020 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2020 THIRD QUARTER RESULTS -Net New Home Orders up 50% Year-Over-Year- -Backlog Dollar Value up 39% Year-Over-Year- -Homebuilding Gross Margin Percentage of 22.1%- -Diluted Earnings Per Share of $0.61-

Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2020 THIRD QUARTER RESULTS -Net New Home Orders up 50% Year-Over-Year- -Backlog Dollar Value up 39% Year-Over-Year- -Homebuilding Gross Margin Percentage of 22.1%- -Diluted Earnings Per Share of $0.61- IRVINE, Calif., October 22, 2020 / TRI Pointe Group, Inc. (the “Company”) (NYSE:TPH) today announced results for the third quarter ended September 30, 202

July 24, 2020 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2020 SECOND QUARTER RESULTS -June Net New Home Orders up 28% Year-Over-Year- -Backlog Dollar Value up 17% Year-Over-Year- -Homebuilding Gross Margin Percentage of 21.6%- -Diluted Earnings Per Share of $0.43-

Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2020 SECOND QUARTER RESULTS -June Net New Home Orders up 28% Year-Over-Year- -Backlog Dollar Value up 17% Year-Over-Year- -Homebuilding Gross Margin Percentage of 21.6%- -Diluted Earnings Per Share of $0.43- IRVINE, Calif., July 24, 2020 / TRI Pointe Group, Inc. (the “Company”) (NYSE:TPH) today announced results for the second quarter ended June 30, 2020

July 24, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 TRI Pointe Gr

July 24, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

June 10, 2020 EX-1.1

Underwriting Agreement, dated as of June 3, 2020, among TRI Pointe Group, Inc., the guarantors named therein and Citigroup Global Markets Inc., as representative of the several underwriters named therein

EX-1.1 2 tm2018292d6ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 TRI POINTE GROUP, INC. $350,000,000 5.700% Senior Notes due 2028 Underwriting Agreement June 3, 2020 Citigroup Global Markets Inc. As Representative of the Underwriters c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: TRI Pointe Group, Inc., a Delaware corporation (the “Issuer”), proposes to

June 10, 2020 EX-4.1

Fifth Supplemental Indenture, dated as of June 10, 2020, among Tri Pointe Homes, Inc., the guarantors party thereto and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K (filed June 10, 2020))

Exhibit 4.1 TRI POINTE GROUP, INC. As the COMPANY THE GUARANTORS PARTY HERETO 5.700% Senior Notes due 2028 Fifth Supplemental Indenture Dated as of June 10, 2020 U.S. BANK NATIONAL ASSOCIATION, Trustee TABLE OF CONTENTS Page ARTICLE One Scope of Supplemental Indenture Section 1.01. General 1 Section 1.02. Specified Modifications in Respect of the Notes 2 ARTICLE Two Certain Definitions ARTICLE Thr

June 10, 2020 EX-4.2

Form of 5.700% Senior Note due 2028 (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K (filed June 10, 2020))

Exhibit 4.2 THIS GLOBAL NOTE IS HELD BY THE DEPOSITARY (AS DEFINED IN THE INDENTURE GOVERNING THIS SECURITY) OR ITS NOMINEE IN CUSTODY FOR THE BENEFIT OF THE HOLDERS OF BENEFICIAL INTERESTS HEREIN, AND IS NOT TRANSFERABLE TO ANY PERSON UNDER ANY CIRCUMSTANCES EXCEPT THAT (I) THE TRUSTEE MAY MAKE ANY SUCH NOTATIONS HEREON AS MAY BE REQUIRED PURSUANT TO THE INDENTURE, (II) THIS GLOBAL NOTE MAY BE EX

June 10, 2020 EX-5.3

Consent of Titus Brueckner & Levine PLC (included in Exhibit 5.3)

Exhibit 5.3 June 10, 2020 TRI Pointe Group, Inc. 19540 Jamboree Road, Suite # 300 Irvine, CA 92612 Re: TRI Pointe Group, Inc.—Closing Opinion Ladies and Gentlemen: We have acted as special Arizona corporate counsel to the entities listed on Schedule A (collectively, the “Maracay Entities” as “Arizona Guarantors”), direct or indirect wholly-owned subsidiaries of TRI Pointe Group, Inc., a Delaware c

June 10, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 10, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

June 10, 2020 EX-5.4

Consent of Fikso Kretschmer Smith Dixon Ormseth PS (included in Exhibit 5.4)

Exhibit 5.4 (206) 448-1818 main (206) 448-3444 fax www.fksdo.com June 10, 2020 TRI Pointe Group, Inc. 19540 Jamboree Road, Suite 300 Irvine, California 92612 Ladies and Gentlemen: We have acted as counsel in the State of Washington to TRI Pointe Holdings, Inc., a Washington corporation, and The Quadrant Corporation, a Washington corporation (each, a “Washington Guarantor”, and collectively the “Wa

June 10, 2020 EX-5.5

Consent of McDonald Carano LLP (included in Exhibit 5.5)

Exhibit 5.5 [McDonald Carano Letterhead] June 10, 2020 TRI Pointe Group, Inc. 19540 Jamboree Road, Suite 300 Irvine, CA 92612 Ladies and Gentlemen: We have acted as special Nevada counsel to Pardee Homes of Nevada, a Nevada corporation (the “Nevada Guarantor”), an indirect wholly-owned subsidiary of TRI Pointe Group, Inc., a Delaware corporation (the “Company”), in connection with the public offer

June 5, 2020 424B5

CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1)(2) 5.700% Senior Notes due 2028 $350,000,000

424B5 1 a2241784z424b5.htm 424B5 Use these links to rapidly review the document Table of Contents TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration File No. 333-238897 CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration F

June 3, 2020 8-K

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 3, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File N

June 3, 2020 EX-25.1

_____________________________________________________________________________ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUS

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identific

June 3, 2020 EX-4.8

Fourth Supplemental Indenture, dated as of February 22, 2019, among Tri Pointe Homes, Inc., Tri Pointe Homes Holdings, Inc. and U.S. Bank National Association, as trustee, relating to the 5.875% Senior Notes due 2024 (incorporated by reference to Exhibit 4.8 to the Company’s Registration Statement on Form S-3ASR (filed June 3, 2020))

Exhibit 4.8 FOURTH SUPPLEMENTAL INDENTURE FOURTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of February 22, 2019 among TRI Pointe Group, Inc., a Delaware corporation, and TRI Pointe Homes, Inc., a Delaware corporation (the “Issuers”), the undersigned guarantors (each, a “Guaranteeing Subsidiary” and, collectively, the “Guaranteeing Subsidiaries”) and U.S. Bank National Associ

June 3, 2020 S-3ASR

- S-3ASR

As filed with the Securities and Exchange Commission on June 3, 2020 Registration No.

June 3, 2020 EX-5.3

June 3, 2020

Exhibit 5.3 June 3, 2020 TRI Pointe Group, Inc. 19540 Jamboree Road, Suite # 300 Irvine, CA 92612 Re: TRI Pointe Group, Inc. – Shelf Registration Ladies and Gentlemen: We have acted as special Arizona corporate counsel to the entities listed on Schedule A (collectively, the “Maracay Entities” as “Arizona Guarantors”) in connection with the Registration Statement on Form S-3 filed on June 3, 2020 (

June 3, 2020 FWP

TRI Pointe Group, Inc. $350,000,000 5.700% Senior Notes due 2028 Pricing Supplement

FWP 1 a20-182924fwp.htm FWP Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated June 3, 2020 Supplementing the Preliminary Prospectus Supplement, dated June 3, 2020 Registration No. 333-238897 TRI Pointe Group, Inc. $350,000,000 5.700% Senior Notes due 2028 Pricing Supplement The information in this Pricing Supplement supplements the Preliminary Prospectus Supplement and supersedes th

June 3, 2020 EX-4.13

Fourth Supplemental Indenture, dated as of February 22, 2019, among Tri Pointe Homes, Inc., the guarantors party thereto and U.S. Bank National Association, as trustee, relating to the 5.250% Senior Notes due 2027 (incorporated by reference to Exhibit 4.13 to the Company’s Registration Statement on Form S-3ASR (filed June 3, 2020))

Exhibit 4.13 FOURTH SUPPLEMENTAL INDENTURE FOURTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of February 22, 2019 among TRI Pointe Group, Inc., a Delaware corporation (the “Issuer”), the undersigned guarantors (each, a “Guaranteeing Subsidiary” and, collectively, the “Guaranteeing Subsidiaries”) and U.S. Bank National Association, a national banking association, as trustee (t

June 3, 2020 EX-5.4

June 3, 2020

Exhibit 5.4 June 3, 2020 TRI Pointe Group, Inc. 19540 Jamboree Road, Suite 300 Irvine, California 92612 Re: TRI Pointe Group, Inc., Registration Statement on Form S-3 Ladies and Gentlemen: We have acted as special Washington counsel to TRI Pointe Holdings, Inc., a Washington corporation, and The Quadrant Corporation, a Washington corporation (each, a “Washington Guarantor,” and collectively, the “

June 3, 2020 EX-99.1

2

Exhibit 99.1 TRI POINTE GROUP, INC. ANNOUNCES COMMENCEMENT OF TENDER OFFER FOR ITS 4.875% SENIOR NOTES DUE 2021 IRVINE, Calif., June 03, 2020 (GLOBE NEWSWIRE)—TRI Pointe Group, Inc. (the “Company”) (NYSE: TPH) today announced that it has commenced a cash tender offer (the “Offer”) for any and all of its outstanding 4.875% Senior Notes due 2021 (the “Notes”). The Offer is being made pursuant to an

June 3, 2020 424B5

SUBJECT TO COMPLETION, DATED JUNE 3, 2020

424B5 1 a2241542z424b5.htm 424B5 Use these links to rapidly review the document Table of Contents Prospectus Supplement TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration File No. 333-238897 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of a

June 3, 2020 EX-4.12

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 4.12 THIRD SUPPLEMENTAL INDENTURE THIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of February 22, 2019 among TRI Pointe Group, Inc., a Delaware corporation (the “Issuer”), the undersigned guarantors (each, a “Guaranteeing Subsidiary” and, collectively, the “Guaranteeing Subsidiaries”) and U.S. Bank National Association, a national banking association, as trustee (the

June 3, 2020 EX-5.5

[MC Letterhead] June 3, 2020

Exhibit 5.5 [MC Letterhead] June 3, 2020 TRI Pointe Group, Inc. 19540 Jamboree Road, Suite 300 Irvine, CA 92612 Re: Registration Statement Form S-3 Ladies and Gentlemen: We have acted as special Nevada counsel to Pardee Homes of Nevada, a Nevada corporation (the “Nevada Guarantor”), in connection with the Registration Statement on Form S-3 filed on June 3, 2020 (the “Registration Statement”) by TR

June 2, 2020 EX-99.1

TRI Pointe Group, Inc. Announces Recent Sales Activity -Net New Home Orders in May More Than Double Orders in April- -Net New Home Orders in California up 7% in May Year-Over-Year-

EX-99.1 2 tphex9916120.htm EX-99.1 Exhibit 99.1 TRI Pointe Group, Inc. Announces Recent Sales Activity -Net New Home Orders in May More Than Double Orders in April- -Net New Home Orders in California up 7% in May Year-Over-Year- IRVINE, Calif., June 01, 2020—TRI Pointe Group, Inc. (NYSE: TPH) (the “Company”) today announced net new home orders for the months of April and May 2020 in anticipation o

June 2, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File N

May 15, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File N

April 23, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission File

April 23, 2020 EX-10.2

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Executive Form) (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (filed April 23, 2020))

Exhibit 10.2 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASUREMENT (EXECUTIVE FORM for 2020) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. Amended and Rest

April 23, 2020 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2020 FIRST QUARTER RESULTS -New Home Orders up 26% Year-Over-Year- -Backlog Dollar Value up 31% Year-Over-Year- -Homebuilding Gross Margin Percentage of 20.5%- -Diluted Earnings Per Share of $0.24- -Ended the Quarter wi

EX-99.1 2 tphex991q12020.htm EXHIBIT 99.1 Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2020 FIRST QUARTER RESULTS -New Home Orders up 26% Year-Over-Year- -Backlog Dollar Value up 31% Year-Over-Year- -Homebuilding Gross Margin Percentage of 20.5%- -Diluted Earnings Per Share of $0.24- -Ended the Quarter with $678 Million of Total Liquidity- IRVINE, CALIFORNIA, April 23, 2020 / Business Wire / TRI Po

April 23, 2020 EX-10.4

Form of Performance-Based Restricted Stock Unit Award Agreement (Revenue) (Company/Division President Form) (incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q (filed April 23, 2020))

Exhibit 10.4 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT REVENUES PERFORMANCE MEASURE (COMPANY/DIVISION PRESIDENTS FORM for 2020) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. Am

April 23, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 TRI Pointe G

April 23, 2020 EX-10.3

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Company/Division President Form) (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q (filed April 23, 2020))

EX-10.3 4 q12020tphex103.htm EXHIBIT 10.3 Exhibit 10.3 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (COMPANY/DIVISION PRESIDENTS FORM for 2020) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the

April 23, 2020 EX-10.1

Form of Performance-Based Restricted Stock Unit Award Agreement (Pre-Tax Earnings) (Executive Form) (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q (filed April 23, 2020))

Exhibit 10.1 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT PRE-TAX EARNINGS PERFORMANCE MEASUREMENT (EXECUTIVE FORM for 2020) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. Amended

April 9, 2020 SC 13G/A

TPH / Tri Pointe Homes, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0016-tripointegroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: TRI Pointe Group Inc Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: March 31, 2020 Check the appropriate box to designate

April 6, 2020 DEFA14A

TPH / Tri Pointe Homes, Inc. DEFA14A - - DEFA14A

DEFA14A 1 tphdefa14avam.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1

March 13, 2020 DEFA14A

TPH / Tri Pointe Homes, Inc. DEFA14A - - DEFA14A

DEFA14A 1 tphdefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-

March 13, 2020 DEF 14A

Definitive Proxy Statement on Schedule 14A, filed on March 13, 2020

DEF 14A 1 tph2020proxystatement.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b

February 19, 2020 EX-10.19

CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS

Exhibit 10.19 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS This Confidential Separation Agreement and General Release of Claims (this “Agreement”) is made between TRI POINTE GROUP, INC. (the “Company” or “Employer”) and MICHAEL D. GRUBBS, his heirs, executors, administrators, successors, and assigns (collectively referred to throughout this Agreement as “Employee”). WHEREAS, Emp

February 19, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 p TRI Pointe Grou

February 19, 2020 EX-21.1

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 21.1 List of Subsidiaries of TRI Pointe Group, Inc. Cabin Branch Commons, LLC (Maryland) Maracay 91, L.L.C. (Arizona) Maracay Construction, L.L.C. (Arizona) Maracay Homes, L.L.C. (Arizona) Maracay Realty, L.L.C. (Arizona) Maracay Rio Rancho, L.L.C. (Arizona) Maracay VR, LLC (Arizona) Maracay WH, L.L.C. (Arizona) Pardee Homes (California) Pardee Homes of Nevada (Nevada) Quadrant Real Estate

February 19, 2020 EX-10.34

Amended and Restated 2013 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.34 to the Company’s Annual Report on Form 10‑K (filed February 19, 2020))

Exhibit 10.34 TRI POINTE GROUP, INC. AMENDED AND RESTATED 2013 LONG-TERM INCENTIVE PLAN I.INTRODUCTION 1.1 Purposes. The purposes of the TRI Pointe Group, Inc. Amended and Restated 2013 Long-Term Incentive Plan (this “Plan”) are (i) to align the interests of the Company’s stockholders and the recipients of awards under this Plan by increasing the proprietary interest of such recipients in the Comp

February 19, 2020 EX-4.13

DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

Exhibit 4.13 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 TRI Pointe Group, Inc., a Delaware corporation, has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, $0.01 par value per share. The following is a description of the rights of our

February 18, 2020 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2019 FOURTH QUARTER AND FULL YEAR RESULTS AND ANNOUNCES NEW STOCK REPURCHASE PROGRAM Fourth Quarter Highlights -New Home Orders up 52% Year-Over-Year- -Homebuilding Gross Margin Percentage of 21.9%- -Diluted Earnings Pe

Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2019 FOURTH QUARTER AND FULL YEAR RESULTS AND ANNOUNCES NEW STOCK REPURCHASE PROGRAM Fourth Quarter Highlights -New Home Orders up 52% Year-Over-Year- -Homebuilding Gross Margin Percentage of 21.9%- -Diluted Earnings Per Share of $0.85- Irvine, California, February 18, 2020 / Business Wire / – TRI Pointe Group, Inc. (the “Company”) (NYSE: TPH) today anno

February 18, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 18, 2020 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

February 12, 2020 SC 13G/A

TPH / Tri Pointe Homes, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 dfs620.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* TRI POINTE GROUP INC (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

February 12, 2020 SC 13G/A

TPH / Tri Pointe Homes, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01100-tripointegroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: TRI Pointe Group Inc Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to desig

January 8, 2020 SC 13G/A

TPH / Tri Pointe Homes, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* TRI Pointe Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

January 3, 2020 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorpor

January 2, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

October 31, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 31, 2019 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2019 THIRD QUARTER RESULTS -New Home Orders up 25% Year-Over-Year- -Homebuilding Gross Margin Percentage Increased 130 Basis Points to 22.6%- -Diluted Earnings Per Share of $0.44-

EX-99.1 2 tphex991q32019.htm EXHIBIT 99.1 Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2019 THIRD QUARTER RESULTS -New Home Orders up 25% Year-Over-Year- -Homebuilding Gross Margin Percentage Increased 130 Basis Points to 22.6%- -Diluted Earnings Per Share of $0.44- IRVINE, CALIFORNIA, October 31, 2019 / Business Wire / TRI Pointe Group, Inc. (the “Company”) (NYSE:TPH) today announced results for t

October 31, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission Fi

October 31, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 TRI Poin

July 25, 2019 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2019 SECOND QUARTER RESULTS

EX-99.1 2 tphex991q22019.htm EXHIBIT 99.1 Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2019 SECOND QUARTER RESULTS IRVINE, CALIFORNIA, July 25, 2019 / Business Wire / TRI Pointe Group, Inc. (the “Company”) (NYSE:TPH) today announced results for the second quarter ended June 30, 2019. “TRI Pointe Group posted solid results for the second quarter of 2019, generating net income of $26.3 million or $0.

July 25, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tphq28-k2019.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incor

July 25, 2019 EX-10.1

Executive Employment Agreement dated as of March 20, 2019 between Tri Pointe Homes, Inc. and Douglas F. Bauer (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q (filed July 25, 2019))

EX-10.1 2 tphq219ex101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) is entered into as of March 20, 2019 (the “Effective Date”), by and between Douglas F. Bauer (“Executive”) and TRI Pointe Group, Inc. (the “Company”). Whereas, Executive is currently employed by Company as its Chief Executive Officer, and Company desires to have

July 25, 2019 EX-10.2

Executive Employment Agreement dated as of March 20, 2019 between Tri Pointe Homes, Inc. and Thomas J. Mitchell (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (filed July 25, 2019))

EX-10.2 3 tphq219ex102.htm EXHIBIT 10.2 Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) is entered into as of March 20, 2019 (the “Effective Date”), by and between Thomas J. Mitchell (“Executive”) and TRI Pointe Group, Inc. (the “Company”). WHEREAS, Executive is currently employed by Company as its President and Chief Operating Officer, and Company

July 25, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 TRI Pointe Gr

July 25, 2019 EX-10.3

EXECUTIVE EMPLOYMENT AGREEMENT

EX-10.3 4 tphq219ex103.htm EXHIBIT 10.3 Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) is entered into as of March 20, 2019 (the “Effective Date”), by and between Michael D. Grubbs (“Executive”) and TRI Pointe Group, Inc. (the “Company”). Whereas, Executive is currently employed by Company as its Chief Financial Officer and Treasurer, and Company

July 25, 2019 EX-10.4

Form of Severance and Change in Control Protection Agreement (incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q (filed July 25, 2019))

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

July 1, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 tphform8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 1, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorpor

July 1, 2019 EX-99.1

TRI POINTE GROUP ANNOUNCES CO-FOUNDER AND CHIEF FINANCIAL OFFICER TO RETIRE AT END OF YEAR Homebuilder promotes in-house successor as 10-year strategic growth plan advances

Exhibit 99.1 For Immediate Release Contact Katy Biggerstaff NewGround PR & Marketing 562.761.6338 / [email protected] TRI POINTE GROUP ANNOUNCES CO-FOUNDER AND CHIEF FINANCIAL OFFICER TO RETIRE AT END OF YEAR Homebuilder promotes in-house successor as 10-year strategic growth plan advances IRVINE, CALIF. (July 1, 2019) - TRI Pointe Group (NYSE: TPH), one of the top 10 largest public hom

July 1, 2019 EX-10.1

Date Type of Grant Shares of Underlying Common Stock Exercise Price per Share 1/30/2013 Stock Option 94,067 $17.00 4/7/2014 Stock Option 50,211 $16.17 2/27/2017 Restricted Stock Unit Award—Time Vested 39,669 — 2/22/2018 Restricted Stock Unit Award—Ti

Exhibit 10.1 July 1, 2019 Re: Treatment of Outstanding Stock Options and Unvested Restricted Stock Units Dear Mr. Grubbs: Reference is made to the following stock options and restricted stock unit awards (collectively, the “Awards”) previously granted to you pursuant to the TRI Pointe Group, Inc. (the “Company”) 2013 Long-Term Incentive Plan (as amended and/or restated from time to time, the “LTIP

May 1, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 tphform8-k2019annualmeeting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other juris

April 25, 2019 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2019 FIRST QUARTER RESULTS

Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2019 FIRST QUARTER RESULTS IRVINE, CALIFORNIA, April 25, 2019 / Business Wire / TRI Pointe Group, Inc. (the “Company”) (NYSE:TPH) today announced results for the first quarter ended March 31, 2019. “New home demand rebounded nicely in the first quarter of 2019, as buyers responded positively to the decline in interest rates and a more competitive pricing

April 25, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tphq18-k2019.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of inco

April 25, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-35796 TRI Pointe G

April 25, 2019 EX-10.6

Form of Performance-Based Restricted Stock Unit Award Agreement (Earnings Per Share) (Executive Form) (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q (filed April 25, 2019))

Exhibit 10.6 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT – EPS PERFORMANCE MEASUREMENT (EXECUTIVE FORM) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Pla

April 25, 2019 EX-10.7

Form of Performance-Based Restricted Stock Unit Award Agreement (Total Stockholder Return) (Executive Form) (incorporated by reference to Exhibit 10.7 to the Company’s Quarterly Report on Form 10-Q (filed April 25, 2019))

Exhibit 10.7 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT – TSR PERFORMANCE MEASUREMENT (EXECUTIVE FORM) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Pla

April 25, 2019 EX-10.4

Form of Time-Vested Restricted Stock Unit Award Agreement (Executive Form) (incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q (filed April 25, 2019))

Exhibit 10.4 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – TIME VESTED (EXECUTIVE FORM) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the ”Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Plan, as amended (the “Plan”), an awa

April 25, 2019 EX-10.5

TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT

Exhibit 10.5 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Employee”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Plan, as amended (the “Plan”), a performance-based cash award (th

April 4, 2019 EX-10.1

Second Amended and Restated Credit Agreement, dated as of March 29, 2019, among Tri Pointe Group, Inc., U.S. Bank National Association and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8‑K (filed April 4, 2019))

Exhibit 10.1 Published CUSIP Number: 87265MAA6 Revolver CUSIP Number: 87265MAB4 Term Loan CUSIP Number: 87265QAB5 SECOND AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF MARCH 29, 2019 BETWEEN TRI POINTE GROUP, INC., a Delaware corporation U.S. BANK NATIONAL ASSOCIATION, a national banking association, d/b/a Housing Capital Company as Administrative Agent for Revolving Facility and Term Facility,

April 4, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 tphform8-kcreditagreement.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 29, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdi

April 4, 2019 EX-10.2

Second Amendment to Tax Sharing Agreement, dated as of March 29, 2019, among Tri Pointe Homes, Inc., Tri Pointe Homes Holdings, Inc., Tri Pointe Holdings, Inc. (f/k/a Weyerhaeuser Real Estate Company) and Weyerhaeuser Company (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8‑K (filed April 4, 2019))

Exhibit 10.2 SECOND AMENDMENT TO TAX SHARING AGREEMENT This SECOND AMENDMENT TO TAX SHARING AGREEMENT, dated as of March 29, 2019 (this “Amendment”), amends the Tax Sharing Agreement, dated as of July 7, 2014 (the “TSA”), by and among Weyerhaeuser Company, a Washington corporation (“Weyerhaeuser”), TRI Pointe Holdings, Inc. (f/k/a Weyerhaeuser Real Estate Company), a Washington corporation (“WRECO

March 20, 2019 DEFA14A

TPH / Tri Pointe Homes, Inc. DEFA14A

DEFA14A 1 tphdefa14a1.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted

March 20, 2019 DEF 14A

TPH / Tri Pointe Homes, Inc. DEF 14A

DEF 14A 1 tph2019proxystatement.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as

February 26, 2019 EX-10.5

TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT

Exhibit 10.5 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED CASH AWARD AGREEMENT TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Employee”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Plan, as amended (the “Plan”), a performance-based cash award (th

February 26, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2019 TRI Pointe Group, Inc. (Exact name of registrant as specified in its charter) Delaware 1-35796 61-1763235 (State or other jurisdiction of incorporation) (Commission F

February 26, 2019 EX-10.4

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 10.4 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – TIME VESTED (EXECUTIVE FORM) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the ”Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Plan, as amended (the “Plan”), an awa

February 26, 2019 EX-10.6

TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT – EPS PERFORMANCE MEASUREMENT (EXECUTIVE FORM)

Exhibit 10.6 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT – EPS PERFORMANCE MEASUREMENT (EXECUTIVE FORM) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Pla

February 26, 2019 EX-10.2

Form of Non-Employee Director Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K (filed February 26, 2019))

EX-10.2 3 tphq418ex102.htm EXHIBIT 10.2 Exhibit 10.2 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to (the “Holder”) as of (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Plan (the “Plan”), a

February 26, 2019 EX-10.7

TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT – TSR PERFORMANCE MEASUREMENT (EXECUTIVE FORM)

Exhibit 10.7 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT – TSR PERFORMANCE MEASUREMENT (EXECUTIVE FORM) TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to [NAME] (the “Holder”) as of [DATE] (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Pla

February 26, 2019 EX-10.3

Form of Time-Vested Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K (filed February 26, 2019))

Exhibit 10.3 TRI POINTE GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TRI Pointe Group, Inc., a Delaware corporation (the “Company”), hereby grants to the Employee listed below (the “Holder”) as of the date listed below (the “Grant Date”), pursuant to the terms and conditions of the TRI Pointe Group, Inc. 2013 Long-Term Incentive Plan, as amended (the “Plan”), an

February 26, 2019 EX-10.1

TRI POINTE GROUP, INC. AMENDED AND RESTATED 2013 LONG-TERM INCENTIVE PLAN

Exhibit 10.1 TRI POINTE GROUP, INC. AMENDED AND RESTATED 2013 LONG-TERM INCENTIVE PLAN I.INTRODUCTION 1.1 Purposes. The purposes of the TRI Pointe Group, Inc. Amended and Restated 2013 Long-Term Incentive Plan (this “Plan”) are (i) to align the interests of the Company’s stockholders and the recipients of awards under this Plan by increasing the proprietary interest of such recipients in the Compa

February 26, 2019 EX-99.1

TRI POINTE GROUP, INC. REPORTS 2018 FOURTH QUARTER AND FULL YEAR RESULTS AND ANNOUNCES NEW STOCK REPURCHASE PROGRAM

Exhibit 99.1 TRI POINTE GROUP, INC. REPORTS 2018 FOURTH QUARTER AND FULL YEAR RESULTS AND ANNOUNCES NEW STOCK REPURCHASE PROGRAM Irvine, California, February 26, 2019 /Business Wire/ – TRI Pointe Group, Inc. (the “Company”) (NYSE: TPH) today announced results for the fourth quarter ended December 31, 2018 and full year 2018. The Company also announced that its Board of Directors has approved a new

February 26, 2019 10-K

TPH / Tri Pointe Homes, Inc. 10-K (Annual Report)

10-K 1 tph1231201810-k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File

February 26, 2019 EX-21.1

You’ve Exceeded the SEC’s Traffic Limit

Exhibit 21.1 List of Subsidiaries of TRI Pointe Group, Inc. Cabin Branch Commons, LLC (Maryland) Maracay 91, L.L.C. (Arizona) Maracay Construction, L.L.C. (Arizona) Maracay Crismon, L.L.C. (Arizona) Maracay Homes, L.L.C. (Arizona) Maracay Realty, L.L.C. (Arizona) Maracay Rio Rancho, L.L.C. (Arizona) Maracay VR, LLC (Arizona) Maracay WH, L.L.C. (Arizona) Pardee Homes (California) Pardee Homes Of Ne

February 12, 2019 SC 13G/A

TPH / Tri Pointe Homes, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* TRI Pointe Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 87265H109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 12, 2019 SC 13G/A

TPH / Tri Pointe Homes, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 tripointegroupinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: TRI Pointe Group Inc Title of Class of Securities: Common Stock CUSIP Number: 87265H109 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate the rule pursuant

Other Listings
DE:T86 30,60 €
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista