TPZ / Tortoise Essential Energy Fund - Документы SEC, Годовой отчет, Доверенное заявление

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LEI 549300O8GKMVVEB04345
CIK 1408201
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tortoise Essential Energy Fund
SEC Filings (Chronological Order)
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December 23, 2024 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 03, 2025, pursuant to the provisions of Rule 12d2-2 (a).

November 25, 2024 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 (November 25, 2024) Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22106 26-0573018 (State o

November 25, 2024 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 (November 25, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 (November 25, 2024) Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22106 26-0573018 (State o

November 13, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2024 Tortoise Energy Infrastructure Corporation Tortoise Power & Energy Infrastructure Fund, Inc. Tortoise Midstream Energy Fund, Inc. Tortoise Pipeline & Energy Fund, In

August 7, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

August 7, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

July 18, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

July 16, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R

July 8, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive

June 3, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 811-22106 26-0573018 (State or Other Jurisdiction of I

April 2, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2024 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811-2

January 22, 2024 EX-7.A

EX-7.A

Exhibit A: Agreement to Make Joint Filing Agreement made as of the 22th day of January, 2024, by and among Bulldog Investors, LLP, Phillip Goldstein and Andrew Dakos.

January 22, 2024 SC 13D

TPZ / Tortoise Power and Energy Infrastructure Fund, Inc. / Bulldog Investors, LLP Activist Investment

SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/17/2024 1. NAME OF REPORTING PERSON Bulldog Investors, LLP 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 6,794 8. SHARED VOTING POWER

January 22, 2024 EX-7.B

EX-7.B

Exhibit B: Special Opportunities Fund, Inc. 615 East Michigan Street, Milwaukee, WI 53202 January 17, 2024 Tortoise Power and Energy Infrastructure Fund, Inc. 6363 College Boulevard Suite 100A Overland Park, Kansas 66211 Attn: Diane M. Bono, Secretary Dear Ms. Bono: Special Opportunities Fund is the beneficial owner of shares of Tortoise Power and Energy Infrastructure Fund, Inc. with a value in e

December 20, 2023 EX-3.1

TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I

Exhibit 3.1 TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, a

December 20, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 81

November 7, 2023 EX-99.(A)(5)(IV)

Tender Offer Amount

Exhibit (a)(5)(iv) Tortoise Announces Final Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp.

November 7, 2023 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 Tortoise Power and Energy Infrastructure Fund, Inc. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Titl

November 2, 2023 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 Tortoise Power and Energy Infrastructure Fund, Inc. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Titl

November 2, 2023 EX-99.(A)(5)(III)

Tender Offer Amount

Exhibit (a)(5)(iii) Tortoise Announces Preliminary Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp.

October 26, 2023 CORRESP

October 26, 2023

October 26, 2023 United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.

October 2, 2023 EX-99.(A)(1)(III)

Offer by TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER TO PURCHASE WILL EXPIRE ON NOVEMBER 1, 2023 AT 5:00 P.M., NEW YORK CITY TIME UNLES THE OFFER TO PURC

Exhibit (a)(1)(iii) Offer by TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER TO PURCHASE WILL EXPIRE ON NOVEMBER 1, 2023 AT 5:00 P.M., NEW YORK CITY TIME UNLES THE OFFER TO PURCHASE IS EXTENDED. THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDITIONS

October 2, 2023 EX-99.(B)(1)(VI)

AMENDMENT NO. 5 TO CREDIT AGREEMENT

Exhibit (b)(1)(vi) Execution Version AMENDMENT NO. 5 TO CREDIT AGREEMENT AMENDMENT NO. 5, dated as of December 28, 2022 (this “Amendment”), to the Credit Agreement, dated as of May 17, 2016, between Tortoise Power and Energy Infrastructure Fund, Inc., a Maryland corporation (the “Borrower”), and The Bank of Nova Scotia (the “Bank”), as amended by Amendment No. 1, dated as of December 1, 2017, Amen

October 2, 2023 EX-99.(A)(1)(V)

NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.

Exhibit (a)(1)(v) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.

October 2, 2023 EX-99.(A)(1)(II)

LETTER OF TRANSMITTAL To Accompany Certificate(s) for Shares of Common Stock or Order Tender of Uncertificated Shares of TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. Tendered Pursuant To Its Offer to Purchase Dated October 2, 2023 THE OFFER AN

Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Certificate(s) for Shares of Common Stock or Order Tender of Uncertificated Shares of TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.

October 2, 2023 EX-99.(A)(1)(I)

TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. 6363 COLLEGE BOULEVARD, SUITE 100A OVERLAND PARK, KANSAS 66211

Exhibit (a)(1)(i) TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. 6363 COLLEGE BOULEVARD, SUITE 100A OVERLAND PARK, KANSAS 66211 October 2, 2023 Dear Stockholder: The Fund is hereby commencing its purchase offer under which the Fund is offering to purchase up to 5% of the Fund’s outstanding shares. The offer to purchase is for cash at a price equal to 98% of the Fund’s net asset value as of th

October 2, 2023 EX-99.(A)(5)(I)

Revised: Tortoise Announces Tender Offers for its

Exhibit (a)(5)(i) Revised: Tortoise Announces Tender Offers for its Closed-End Funds Revised from August 11, 2023 release to include Important Notice Tortoise Energy Infrastructure Corp.

October 2, 2023 EX-99.(A)(5)(II)

Tender Offer Amount

Exhibit (a)(5)(ii) Tortoise Announces Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp.

October 2, 2023 EX-99.(D)(1)

Depositary and Information Agent Agreement Between Tortoise Power and Energy Infrastructure Fund, Inc. And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLC

Exhibit (d)(1) Depositary and Information Agent Agreement Between Tortoise Power and Energy Infrastructure Fund, Inc.

October 2, 2023 EX-FILING FEES

Calculation of Filing Fee Table Schedule TO (Form Type) Tortoise Power and Energy Infrastructure Fund, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: CALCULATION OF FEE FILING

Exhibit 107 Calculation of Filing Fee Table Schedule TO (Form Type) Tortoise Power and Energy Infrastructure Fund, Inc.

October 2, 2023 EX-99.(A)(1)(IV)

Offer by TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVEMBER 1, 2023 UNLESS THE O

Exhibit (a)(1)(iv) Offer by TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVEMBER 1, 2023 UNLESS THE OFFER TO PURCHASE IS EXTENDED THIS OFFER TO PURCHASE IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJE

October 2, 2023 SC TO-I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Title of Class of Se

August 16, 2023 SC TO-C

As filed with the Securities and Exchange Commission on August 16, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 19

As filed with the Securities and Exchange Commission on August 16, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 26, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 27, 2023 NPORT-EX

February 28, 2023

Tortoise Power and Energy Infrastructure Fund SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2023 Principal Amount/Shares Fair Value Corporate Bonds - 58.

November 7, 2022 EX-99.(A)(5)(IV)

Press Release dated November 7, 2022*

Exhibit (a)(5)(iv) Tortoise Announces Final Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp.

November 7, 2022 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 Tortoise Power and Energy Infrastructure Fund, Inc. (

SC TO-I/A 1 tm2229889d4sctoia.htm SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Filing Pers

November 2, 2022 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 Tortoise Power and Energy Infrastructure Fund, Inc. (

SC TO-I/A 1 tm2229500-1sctoia.htm SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Filing Pers

November 2, 2022 EX-99.(A)(5)(III)

Press Release dated November 2, 2022*

Exhibit (a)(5)(iii) Tortoise Announces Preliminary Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp.

October 28, 2022 NPORT-EX

August 31, 2022

Tortoise Power and Energy Infrastructure Fund SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Principal Amount/Shares Fair Value Corporate Bonds - 55.

October 3, 2022 EX-99.(D)(1)

Depositary and Information Agent Agreement between the Fund and Computershare Trust Company, N.A., Computershare, Inc. and Georgeson LLC.

EX-99.(D)(1) 13 tm2226911d2exd1.htm EXHIBIT 99.(D)(1) Exhibit (d)(1) Depositary and Information Agent Agreement Between Tortoise Power and Energy Infrastructure Fund, Inc., And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLC Page 1 THIS DEPOSITARY AND INFORMATION AGENT AGREEMENT dated as of August 31, 2022 (the “Effective Date”), is by and between Tortoise Power and Energy

October 3, 2022 EX-99.(A)(1)(I)

Letter to Shareholders from the Chief Executive Officer of the Fund and Offer to Purchase.

EX-99.(A)(1)(I) 2 tm2226911d1exhibitai.htm EX-99.(A)(1)(I) TABLE OF CONTENTS  Exhibit (a)(1)(i) TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. 6363 COLLEGE BOULEVARD, SUITE 100A OVERLAND PARK, KANSAS 66211 October 3, 2022 Dear Stockholder: The Fund is hereby commencing its purchase offer under which the Fund is offering to purchase up to 5% of the Fund’s outstanding shares. The offer to purch

October 3, 2022 EX-99.(A)(1)(III)

Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.

? ?Exhibit (a)(1)(iii)? Offer by TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.

October 3, 2022 EX-99.(B))(1)(III)

Second Amendment to the Bank of Nova Scotia Credit Agreement.

EX-99.(B))(1)(III) 10 tm2226911d2exb1iii.htm EXHIBIT 99.(B))(1)(III) Exhibit (b)(1)(iii) EXECUTION VERSION AMENDMENT NO. 2 AND WAIVER NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 2 AND WAIVER NO. 1, dated as of October 30, 2020 (this “Amendment”), to the Credit Agreement, dated as of May 17, 2016, between Tortoise Power and Energy Infrastructure Fund, Inc., a Maryland corporation (the “Borrower”), and

October 3, 2022 EX-FILING FEES

Calculation of Filing Fees

EX-FILING FEES 14 tm2226911d2ex-filingfees.htm EX-FILING FEES EX 107 Calculation of Filing Fee Table Schedule TO (Form Type) Tortoise Power and Energy Infrastructure Fund, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: CALCULATION OF FEE FILING TRANSACTION VALUATION AMOUNT OF FILING FEE $ 4,579,514.03 (a)  $ 504.66 (b)  (a) The Transaction Value is calculated by multiplying 5

October 3, 2022 SC TO-I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject

SC TO-I 1 tm2226911-1sctoi.htm SC TO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Power and Energy Infrastructure Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARE

October 3, 2022 EX-99.(B)(1)(I)

Credit Agreement with the Bank of Nova Scotia.

EX-99.(B)(1)(I) 8 tm2226911d2exb1i.htm EXHIBIT 99.(B)(1)(I) Exhibit (b)(1)(i) EXECUTION VERSION CREDIT AGREEMENT dated as of May 17, 2016 between TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. and THE BANK OF NOVA SCOTIA Bryan Cave LLP 1290 Avenue of the Americas New York, New York 10104-3300 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 1.1 Defined Terms 1 1.2 Terms Generally 17 1.3 Accounting T

October 3, 2022 EX-99.(A)(5)(II)

Press Release dated October 3, 2022.

EX-99.(A)(5)(II) 7 tm2226911d2exa5ii.htm EXHIBIT 99.(A)(5)(II) Exhibit (a)(5)(ii) Tortoise Announces Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp. (NYSE: TYG) Tortoise Midstream Energy Fund, Inc. (NYSE: NTG) Tortoise Pipeline & Energy Fund, Inc. (NYSE: TTP) Tortoise Energy Independence Fund, Inc. (NYSE: NDP) Tortoise Power and Energy Infrastructure Fund, Inc. (NYSE: T

October 3, 2022 EX-99.(B))(1)(II)

First Amendment to the Bank of Nova Scotia Credit Agreement.

EX-99.(B))(1)(II) 9 tm2226911d2exb1ii.htm EXHIBIT 99.(B))(1)(II) Exhibit (b)(1)(ii) EXECUTION COPY AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1, dated as of December 1, 2017, (this “Amendment”), to the Credit Agreement, dated as of May 17, 2016, between Tortoise Power and Energy Infrastructure Fund, Inc., a Maryland corporation (the “Borrower”), and The Bank of Nova Scotia (the “Bank) (as t

October 3, 2022 EX-99.(A)(1)(II)

Letter of Transmittal.

EX-99.(A)(1)(II) 3 tm2226911d1exhibitaii.htm EX-99.(A)(1)(II)  Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Certificate(s) for Shares of Common Stock or Order Tender of Uncertificated Shares of TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. Tendered Pursuant To Its Offer to Purchase Dated October 3, 2022 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON

October 3, 2022 EX-99.(B)(1)(IV)

Third Amendment to the Bank of Nova Scotia Credit Agreement.

EX-99.(B)(1)(IV) 11 tm2226911d2exb1iv.htm EXHIBIT 99.(B)(1)(IV) Exhibit (b)(1)(iv) EXECUTION COPY AMENDMENT NO. 3 TO CREDIT AGREEMENT AMENDMENT NO. 3, dated as of October 28, 2021 (this “Amendment”), to the Credit Agreement, dated as of May 17, 2016, between Tortoise Power and Energy Infrastructure Fund, Inc., a Maryland corporation (the “Borrower”), and The Bank of Nova Scotia (the “Bank”), as am

October 3, 2022 EX-99.(A)(1)(IV)

Letter to Clients and Client Instruction Form.

EX-99.(A)(1)(IV) 5 tm2226911d1exhibitaiv.htm EX-99.(A)(1)(IV)  Exhibit (a)(1)(iv) Offer by TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVEMBER 1, 2022 UNLESS THE OFFER TO PURCHASE IS EXTENDED THIS OFFER TO PURCHASE IS NOT CONDITION

October 3, 2022 EX-99.(B)(1)(V)

Fourth Amendment to the Bank of Nova Scotia Credit Agreement.

EX-99.(B)(1)(V) 12 tm2226911d2exb1v.htm EXHIBIT 99.(B)(1)(V) Exhibit (b)(1)(v) Execution Version AMENDMENT NO. 4 TO CREDIT AGREEMENT AMENDMENT NO. 4, dated as of December 29, 2021 (this “Amendment”), to the Credit Agreement, dated as of May 17, 2016, between Tortoise Power and Energy Infrastructure Fund, Inc., a Maryland corporation (the “Borrower”), and The Bank of Nova Scotia (the “Bank”), as am

October 3, 2022 EX-99.(A)(1)(V)

Notice of Guaranteed Delivery.

EX-99.(A)(1)(V) 6 tm2226911d1exhibitav.htm EX-99.(A)(1)(V)  Exhibit (a)(1)(v) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if stockholders’ certificates for shares of common stock, par value $0.001 per share (the “Shares

August 23, 2022 SC TO-C

As filed with the Securities and Exchange Commission on August 23, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 19

SC TO-C 1 brhc10041162sctoc.htm SC TO-C As filed with the Securities and Exchange Commission on August 23, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Tortoise Energy Infrastructure Corp. Tortoise Midstream Energy Fund, Inc. Tortoise Pipeline & Energy Fund,

August 5, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEFA14A 1 brhc10040370defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only

August 3, 2022 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEFR14A 1 brhc10040353defr14a.htm DEFR 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only

June 24, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEF 14A 1 fp0077119def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as

April 28, 2022 NPORT-EX

February 28, 2022

Tortoise Power and Energy Infrastructure Fund SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Principal Amount/Shares Fair Value Corporate Bonds - 58.

October 29, 2021 NPORT-EX

August 31, 2021

Tortoise Power and Energy Infrastructure Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Principal Amount/Shares Fair Value Corporate Bonds - 63.1%(1) Crude Oil Pipelines - 7.6%(1) Canada - 7.6%(1) Enbridge Inc., 5.500%, 07/15/2077 $ 7,042,000 $ 7,587,755 Natural Gas/Natural Gas Liquids Pipelines - 19.9%(1) United States - 19.9%(1) Cheniere Corp., 7.000%, 06/30/2024 4,000,000 4,536,

May 25, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 29, 2021 NPORT-EX

February 28, 2021

Tortoise Power and Energy Infrastructure Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2021 Principal Amount/Shares Fair Value Corporate Bonds - 68.4%(1) Crude Oil Pipelines - 7.4%(1) Canada - 7.4%(1) Enbridge Inc., 5.500%, 07/15/2077 7,042,000 $ 7,167,981 Natural Gas/Natural Gas Liquids Pipelines - 21.8%(1) United States - 21.8%(1) Cheniere Corp., 7.000%, 06/30/2024 4,000,000 4,636,

October 30, 2020 NPORT-EX

August 31, 2020

Tortoise Power and Energy Infrastructure Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2020 Principal Amount/Shares Fair Value Corporate Bonds - 77.9%(1) Crude Oil Pipelines - 8.1%(1) Canada - 8.1%(1) Enbridge Inc., 5.500%, 07/15/2077 7,042,000 $ 6,871,267 Natural Gas/Natural Gas Liquids Pipelines - 26.4%(1) United States - 26.4%(1) Cheniere Corp., 7.000%, 06/30/2024 4,000,000 4,661,60

October 30, 2020 NPORT-EX

August 31, 2020

Tortoise Power and Energy Infrastructure Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2020 Principal Amount/Shares Fair Value Corporate Bonds - 77.9%(1) Crude Oil Pipelines - 8.1%(1) Canada - 8.1%(1) Enbridge Inc., 5.500%, 07/15/2077 7,042,000 $ 6,871,267 Natural Gas/Natural Gas Liquids Pipelines - 26.4%(1) United States - 26.4%(1) Cheniere Corp., 7.000%, 06/30/2024 4,000,000 4,661,60

October 27, 2020 EX-3.1

TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I

Exhibit 3.1 TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such

October 27, 2020 EX-99.1

5100 W. 115th Place, Leawood, KS 66211 | Main 1-913-981-1020 | Fax 1-913-981-1021 | www.tortoiseadvisors.com

Exhibit 99.1 Tortoise Closed-End Funds Announce the Board’s Approval of Amended and Restated Bylaws Tortoise Energy Infrastructure Corporation (NYSE: TYG), Tortoise Midstream Energy Fund, Inc. (NYSE: NTG), Tortoise Pipeline & Energy Fund, Inc. (NYSE: TTP), Tortoise Energy Independence Fund, Inc. (NYSE: NDP), Tortoise Power and Energy Infrastructure Fund, Inc. (NYSE: TPZ), Tortoise Essential Assets

October 27, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2020 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811

July 28, 2020 CORRESP

-

July 28, 2020 VIA EDGAR Mr. Kenneth Ellington Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Tortoise Energy Infrastructure Corporation (File No. 811-21462); Tortoise Midstream Energy Fund, Inc. (File No. 811-22409); Tortoise Power and Energy Infrastructure Fund, Inc. (File No. 811-22106); Tortoise Essential Assets Income Term Fun

May 15, 2020 APP WD

- APP WD

VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

May 12, 2020 DEF 14A

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

May 8, 2020 SC 13G/A

TPZ / Tortoise Power and Infrastructure Fund, Inc. / Advisors Asset Management, Inc. - FORM SC 13G/A Passive Investment

SC 13G/A 1 e9502-lot4.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* Tortoise Power and Energy Infrastructure Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 89147X104 - (CUSIP NUMBER) April 30, 2020 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMEN

April 29, 2020 NPORT-EX

February 29, 2020

Tortoise Power and Energy Infrastructure Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 29, 2020 Principal Amount/Shares Fair Value Corporate Bonds - 80.5%(1) Crude Oil Pipelines - 7.5%(1) Canada - 7.5%(1) Enbridge Inc., 5.500%, 07/15/2077 $ 8,500,000 $ 8,412,875 Natural Gas/Natural Gas Liquids Pipelines - 33.8%(1) Canada - 7.3%(1) TransCanada Corporation, 5.625%, 05/20/2075 7,000,000 7,1

February 13, 2020 SC 13G/A

TPZ / Tortoise Power and Infrastructure Fund, Inc. / Advisors Asset Management, Inc. - FORM SC 13G/A Passive Investment

SC 13G/A 1 e8354-lot7.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Tortoise Power and Energy Infrastructure Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 89147X104 - (CUSIP NUMBER) December 31, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATE

November 8, 2019 SC 13G/A

TPZ / Tortoise Power and Infrastructure Fund, Inc. / Advisors Asset Management, Inc. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* Tortoise Power and Energy Infrastructure Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 89147X104 - (CUSIP NUMBER) October 31, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to desig

November 8, 2019 SC 13G

TPZ / Tortoise Power and Infrastructure Fund, Inc. / Advisors Asset Management, Inc. - SCHEDULE 13G Passive Investment

SC 13G 1 e7273-lot2.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* Tortoise Power and Energy Infrastructure Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 89147X104 - (CUSIP NUMBER) October 31, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMEN

November 8, 2019 SC 13G

TPZ / Tortoise Power and Infrastructure Fund, Inc. / Advisors Asset Management, Inc. - SCHEDULE 13G Passive Investment

SC 13G 1 e7273-lot2.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* Tortoise Power and Energy Infrastructure Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 89147X104 - (CUSIP NUMBER) October 31, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMEN

October 30, 2019 NPORT-EX

TPZ / Tortoise Power and Infrastructure Fund, Inc. NPORT-EX - - TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC

NPORT-EX 1 d821621dnportex.htm TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Tortoise Power and Energy Infrastructure Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2019 Principal Amount/Shares Fair Value Corporate Bonds - 75.1%(1) Crude Oil Pipelines - 12.1%(1) Canada - 6.4%(1) Enbridge Inc., 5.500%, 07/15/2077 $ 8,500,000 $ 8,524,225 United States - 5.7%(1) SemGroup Corp., 6.375%, 0

August 9, 2019 SC 13G/A

TPZ / Tortoise Power and Infrastructure Fund, Inc. / Advisors Asset Management, Inc. - SCHEDULE 13G AMENDED Passive Investment

SC 13G/A 1 e6163-lot2.htm SCHEDULE 13G AMENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* Tortoise Power and Energy Infrastructure Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 89147X104 - (CUSIP NUMBER) July 31, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS S

April 26, 2019 N-Q

TPZ / Tortoise Power and Infrastructure Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

N-Q 1 tpz3581705-nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Sui

April 26, 2019 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

April 3, 2019 DEF 14A

NDP / Tortoise Energy Independence Fund, Inc.

DEF 14A 1 fp0040789def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as

February 11, 2019 SC 13G/A

TPZ / Tortoise Power and Infrastructure Fund, Inc. / Advisors Asset Management, Inc. - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 e3960sc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Tortoise Power and Energy Infrastructure Fund, Inc. (NAME OF ISSUER) Common Stock (TITLE OF CLASS OF SECURITIES) 89147X104 (CUSIP NUMBER) January 31, 2019 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Ch

October 29, 2018 N-Q

TPZ / Tortoise Power and Infrastructure Fund, Inc. QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

October 29, 2018 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

April 30, 2018 N-Q

Tortoise Power & Energy Infrastructure Fund Inc - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

N-Q 1 tpz3412955-nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Sui

April 30, 2018 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

April 2, 2018 DEF 14A

TYG / Tortoise Energy Infrastructure Corp. DEF 14A

DEF 14A 1 fp0032230def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as

January 29, 2018 EX-99.77B ACCT LTTR

EX-99.77B ACCT LTTR

Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Pipeline and Energy Fund, Inc.

November 30, 2017 DEFA14A

TPZ / Tortoise Power and Infrastructure Fund, Inc. 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

November 30, 2017 DEFA14A

TPZ / Tortoise Power and Infrastructure Fund, Inc. 14A

DEFA14A 1 fp0029440defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as

November 9, 2017 DEFA14A

TPZ / Tortoise Power and Infrastructure Fund, Inc. 14A

DEFA14A 1 fp0029100defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as

October 31, 2017 DEF 14A

Tortoise Power and Infrastructure Fund 14A

DEF 14A 1 fp0028830def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as p

October 30, 2017 EX-99

CERTIFICATIONS

CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

October 30, 2017 N-Q

Tortoise Power & Energy Infrastructure Fund Inc - TPZ 2017 Q3 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

October 19, 2017 PRE 14A

Tortoise Power and Infrastructure Fund 14A

PRE 14A 1 fp0028621pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as p

October 18, 2017 DEFA14A

Tortoise Power and Infrastructure Fund 14A

DEFA14A 1 fp0028598defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as

May 19, 2017 CORRESP

Tortoise Energy Infrastructure ESP

CORRESP 1 filename1.htm [Husch Blackwell LLP Letterhead] May 19, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington DC 20549 Attention: Mr. Kenneth Ellington Re: Tortoise Energy Infrastructure Corporation (File No. 811-21462)(“TYG”) Tortoise MLP Fund, Inc. (File No. 811-22409)(“NTG”) Tortoise Energy Independence Fund, Inc. (File No. 811-22690)(“NDP”) Torto

April 28, 2017 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 tpznqcertifications.htm CERTIFICATIONS CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un

April 28, 2017 N-Q

Tortoise Power & Energy Infrastructure Fund Inc - FORM N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

March 31, 2017 DEF 14A

Tortoise Power and Infrastructure Fund 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

January 30, 2017 EX-99.77B ACCT LTTR

EX-99.77B ACCT LTTR

Ernst & Young LLP One Kansas City Place Suite 2500 1200 Main Street Kansas City, MO 64105-2143 Tel: +1 816 474 5200 Fax: +1 816 480 5369 ey.

October 27, 2016 EX-99.CERT

CERTIFICATIONS

tpznqcertifications.htm CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

October 27, 2016 N-Q

Tortoise Power and Infrastructure Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings)

N-Q 1 tpz.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of prin

April 21, 2016 N-Q

Tortoise Power and Infrastructure Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings)

tpz.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive

April 21, 2016 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 tpznqcertifications.htm CERTIFICATIONS CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un

March 30, 2016 DEF 14A

Tortoise Energy Infrastructure 14A

DEF 14A 1 fp0018789def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as

January 29, 2016 EX-99.77B ACCT LTTR

EX-99.77B ACCT LTTR

Ernst & Young LLP One Kansas City Place Suite 2500 1200 Main Street Kansas City, MO 64105-2143 Tel: +1 816 474 5200 Fax: +1 816 480 5369 ey.

October 23, 2015 EX-99.CERT

CERTIFICATIONS

tpznqcertifications.htm CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

October 23, 2015 N-Q

Tortoise Power and Infrastructure Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings)

N-Q 1 tpz.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of prin

July 8, 2015 EX-24

POWER OF ATTORNEY

thummelpoa-tpz.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a member of the investment committee of the adviser to Tortoise Power a

July 7, 2015 EX-24

POWER OF ATTORNEY

salleepoa-tpz.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a member of the investment committee of the adviser toTortoise Power and

July 7, 2015 EX-24

POWER OF ATTORNEY

kessenspoa-tpz.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Power and Energy Infrastructure

July 7, 2015 EX-24

POWER OF ATTORNEY

behrenspoa-tpz.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Power and Energy Infrastructure Fund, Inc.(the "

July 7, 2015 EX-24

POWER OF ATTORNEY

mickpoa-tpz.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a member of the investment committee of the adviser to Tortoise Power and

July 7, 2015 EX-24

POWER OF ATTORNEY

bonopoa-tpz.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams and Brent Behrens signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Power and Energy Infrastructure Fund, Inc. (the "

July 6, 2015 EX-24

POWER OF ATTORNEY

gopalpoa-tpz.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Power and Energy Infrastructure Fu

April 29, 2015 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 tpznqcertifications.htm CERTIFICATIONS CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

April 29, 2015 N-Q

Tortoise Power and Infrastructure Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings)

N-Q 1 tpz.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of prin

April 2, 2015 DEF 14A

Tortoise Energy Infrastructure 14A

DEF 14A 1 fp0013788def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as

January 29, 2015 EX-99.77B ACCT LTTR

EX-99.77B ACCT LTTR

EX-99.77B ACCT LTTR 2 tpzn-sarattachmenttosubitem7.htm AUDITOR'S CONTROL MEMO Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Power and Energy Infrastructure Fund, Inc. In planning and performing our audit of the financial statements of Tortoise Power and Energy Infrastructure Fund, Inc. (the Company) as of and for the year ended Novem

October 30, 2014 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

October 30, 2014 N-Q

Tortoise Power & Energy Infrastructure Fund Inc - FORM N-Q

N-Q 1 tpz.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of prin

May 29, 2014 CORRESP

-

May 29, 2014 Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.

April 22, 2014 N-Q

Quarterly Schedule of Portfolio Holdings - FORM N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

April 22, 2014 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

March 19, 2014 DEFA14A

- DEFA14A

DEFA14A 1 d694984ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (a

March 19, 2014 CORRESP

-

CORRESP Eric J. Gervais 4801 Main Street, Suite 1000 Kansas City, MO 64112 Direct: 816.983.8362 Fax: 816.983.8080 [email protected] March 19, 2014 VIA EDGAR AND E-MAIL Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry L. Greene Re: Proxy Statement for Tortoise Power and Energy Infrastructure Fund, Inc. (“TPZ”), Tortoise MLP Fund, Inc. (“NTG

March 19, 2014 DEF 14A

- DEF 14A

DEF 14A 1 d694984ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as

February 28, 2014 PRE 14A

- PRE14A

PRE 14A 1 pre14a022514.htm PRE14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only

February 28, 2014 CORRESP

-

CORRESP 1 filename1.htm Eric J. Gervais Partner 4801 Main Street, Suite 1000 Kansas City, MO 64112 Direct: 816.983.8362 Fax: 816.983.8080 [email protected] February 28, 2014 VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Larry L. Greene, Senior Counsel Re: Proxy Statement for Tortoise Power an

January 30, 2014 EX-99.77B ACCT LTTR

EX-99.77B ACCT LTTR

Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Power and Energy Infrastructure Fund, Inc.

January 29, 2014 EX-99.77B ACCT LTTR

EX-99.77B ACCT LTTR

Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Power and Energy Infrastructure Fund, Inc.

October 24, 2013 N-Q

Quarterly Schedule of Portfolio Holdings - FORM N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

October 24, 2013 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

April 23, 2013 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

April 23, 2013 N-Q

Quarterly Schedule of Portfolio Holdings - FORM N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

March 20, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

February 28, 2013 PRE 14A

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

January 29, 2013 EX-99.77B ACCT LTTR

Report of Independent Registered Public Accounting Firm

EX-99.77B ACCT LTTR 2 acct-ltr.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Power and Energy Infrastructure Fund, Inc. In planning and performing our audit of the financial statements of Tortoise Power and Energy Infrastructure Fund, Inc. (the Company) as of and for the yea

October 30, 2012 N-Q

Quarterly Schedule of Portfolio Holdings - FORM N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

October 30, 2012 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

April 25, 2012 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

April 25, 2012 N-Q

Quarterly Schedule of Portfolio Holdings - FORM N-Q

N-Q 1 tpz.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of prin

March 22, 2012 DEF 14A

-

DEF 14A 1 def14a032012.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as per

March 2, 2012 PRE 14A

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

January 27, 2012 EX-99.77B ACCT LTTR

Report of Independent Registered Public Accounting Firm

Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders Tortoise Power and Energy Infrastructure Fund, Inc.

October 26, 2011 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 tpznqcertifications.htm CERTIFICATIONS CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

October 26, 2011 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

April 21, 2011 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.______) Filed by the Registrant [X] Filed by a Party other than the Re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 20, 2011 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

April 20, 2011 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, David J. Schulte, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

March 30, 2011 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 8, 2011 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

January 28, 2011 EX-99.77B ACCT LTTR

Report of Independent Registered Public Accounting Firm

Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders Tortoise Power and Energy Infrastructure Fund, Inc.

October 29, 2010 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 tpznqcertifications.htm CERTIFICATIONS CERTIFICATIONS I, David J. Schulte, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un

October 29, 2010 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

April 26, 2010 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

April 26, 2010 EX-99.CERT

CERTIFICATIONS

CERTIFICATIONS I, David J. Schulte, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

March 29, 2010 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 9, 2010 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

PRE 14A 1 formpre14a030410.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission

January 28, 2010 EX-99.77B ACCT LTTR

Report of Independent Registered Public Accounting Firm

Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders Tortoise Power and Energy Infrastructure Fund, Inc.

October 27, 2009 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 tpznqcertifications.htm CERTIFICATIONS CERTIFICATIONS I, David J. Schulte, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Power and Energy Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un

October 27, 2009 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22106 Tortoise Power and Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices

July 29, 2009 N-2MEF

As filed with the Securities and Exchange Commission on July 29, 2009

As filed with the Securities and Exchange Commission on July 29, 2009 Securities Act Registration No.

July 29, 2009 EX-99.2N OTH CONSENT

Consent of Independent Registered Public Accounting Firm

Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the caption ?Independent Registered Public Accounting Firm? in the Preliminary Prospectus and Statement of Additional Information and to the use of our report dated May 7, 2009 in the Registration Statement (Form N-2) of Tortoise Power and Energy Infrastructure Fund, Inc.

July 29, 2009 EX-99.2L OPIN COUNSL

July 29, 2009

EX-99.2L OPIN COUNSL 2 form99l072909.htm EXHIBIT 99.L July 29, 2009 Tortoise Power and Energy Infrastructure Fund, Inc. 11550 Ash Street, Suite 300 Leawood, Kansas 66211 Re: Rule 462(b) Registration Statement Relating to Registration Statement on Form N-2 (1933 Act File No. 333-145105 and 1940 Act File No. 811-22106) Ladies and Gentlemen: We have served as Maryland counsel to Tortoise Power and En

July 29, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 28, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 28, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 28, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 28, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 28, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 28, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 28, 2009 EX-24.1

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Power and Energy Infrastructure Fund, Inc.

July 24, 2009 CORRESP

July 24, 2009

July 24, 2009 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.

July 20, 2009 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND,

8-A12B 1 form8a071709.htm FORM 8-A 12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC. (Exact name of registrant as specified in its charter) Maryland (State of incorporation or organization) 2

May 14, 2009 CORRESP

Prospectus Cover

Steven F. Carman Attorney 4801 Main Street, Suite 1000 Kansas City, MO 64112 816.983.8153 fax: 816.983.8080 [email protected] May 14, 2009 VIA EDGAR AND OVERNIGHT COURIER Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Larry L. Greene Re: Tortoise Power and Energy Income Company (the "Fund") File Numbers 811-22106 and 333-145105 To the Commission: O

August 1, 2007 N-8A

N-8A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940, and in connection wi

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