Основная статистика
| CIK | 1349437 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Towerstream Corporation
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| April 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 001-33 |
|
| April 1, 2019 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF TOWERSTREAM CORPORATION The following is a list of subsidiaries of Towerstream Corporation as of December 31, 2018, omitting some subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary: Subsidiary Jurisdiction of Organization Towerstream I, Inc. Delaware |
|
| April 1, 2019 |
Exhibit 10.58 Fourth Amendment to Second Amended and Restated Forbearance to Loan Agreement THIS FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT (this “Agreement”) dated as of December 31, 2018, is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, INC., a Delaware corporation, HETNETS TOWER CORPORATION, a Delaware corporation |
|
| April 1, 2019 |
Fifth Amendment to Second Amended and Restated Forbearance to Loan Agreement dated January 31, 2019. Exhibit 10.59 Fifth Amendment to Second Amended and Restated Forbearance to Loan Agreement. Waiver And Amendment to Loan Agreement THIS FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT, WAIVER AND AMENDMENT TO LOAN AGREEMENT (this “Agreement”) dated as of January 31, 2019, is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, IN |
|
| April 1, 2019 |
10-K 1 twer2018123110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission f |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM S-8 POS S-8 POS 1 twer20190225ds8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. 333-151306 Registration No. 333-161180 Registration No. 333-174107 Registration No. 333-211562 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-151306 FORM S-8 REGISTRATI |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM S-8 POS As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM S-8 POS S-8 POS 1 twer20190225bs8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. 333-151306 Registration No. 333-161180 Registration No. 333-174107 Registration No. 333-211562 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-151306 FORM S-8 REGISTRATI |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM S-8 POS S-8 POS 1 twer20190225s8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. 333-151306 Registration No. 333-161180 Registration No. 333-174107 Registration No. 333-211562 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-151306 FORM S-8 REGISTRATIO |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM POS AM POS AM 1 twer20190225dposam.htm FORM POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. 333-141405 Registration No. 333-166239 Registration No. 333-178868 Registration No. 333-187548 Registration No. 333-212437 Registration No. 333-214795 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REG |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM POS AM POS AM 1 twer20190225cposam.htm FORM POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. 333-141405 Registration No. 333-166239 Registration No. 333-178868 Registration No. 333-187548 Registration No. 333-212437 Registration No. 333-214795 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REG |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. |
|
| March 6, 2019 |
TWER / Towerstream Corp. FORM POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration No. |
|
| February 7, 2019 |
AGREEMENT TO FILE JOINT SCHEDULE 13G EX-99.1 2 ex99-1.htm Exhibit 99.1 AGREEMENT TO FILE JOINT SCHEDULE 13G Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of the common stock of Towerstream Corp., a Del |
|
| February 7, 2019 |
TWER / Towerstream Corp. / Honig Barry C Passive Investment SC 13G/A 1 sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* TOWERSTREAM CORP. (Name of Issuer) Common Stock, par value $0.001 per sha |
|
| January 9, 2019 |
TWER / Towerstream Corp. FORM 15-12B/A OMB APPROVAL OMB Number: 3235-0167 UNITED STATES Expires: May 31, 2021 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D. |
|
| December 18, 2018 |
TWER / Towerstream Corp. FORM 15-12B 15-12B 1 twer201812171512b.htm FORM 15-12B OMB APPROVAL OMB Number: 3235-0167 UNITED STATES Expires: May 31, 2021 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per response 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 |
|
| November 14, 2018 |
TWER / Towerstream Corp. FORM 10-Q (Quarterly Report) 10-Q 1 twer2018093010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Com |
|
| October 25, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 twer201810258k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdictio |
|
| October 25, 2018 |
Third Amendment to Second Amended and Restated Forbearance to Loan Agreement Exhibit 10.1 Third Amendment to Second Amended and Restated Forbearance to Loan Agreement THIS THIRD AMENDMENT TO SECOND AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT (this “Agreement”) dated as of October 24, 2018, is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, INC., a Delaware corporation, HETNETS TOWER CORPORATION, a Delaware corporation (to |
|
| September 6, 2018 |
8-K 1 twer201809068k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33449 20-8259086 (State or Other Jurisd |
|
| August 20, 2018 |
Exhibit 10.1 Second Amendment to Second Amended and Restated Forbearance to Loan Agreement THIS SECOND AMENDMENT TO SECOND AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT (this “Agreement”) dated as of August 20, 2018, is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, INC., a Delaware corporation, HETNETS TOWER CORPORATION, a Delaware corporation (t |
|
| August 20, 2018 |
TWER / Towerstream Corp. FORM 10-Q (Quarterly Report) 10-Q 1 twer2018063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commissi |
|
| August 14, 2018 |
TWER / Towerstream Corp. FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form N-SAR For Period Ended: June 30, 2018 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the |
|
| August 1, 2018 |
TWER / Towerstream Corp. FORM RW Towerstream Corporation 76 Hammarlund Way – Tech Middletown, Rhode Island 02842 August 1, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
|
| May 31, 2018 |
Exhibit 10.2 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of May 24, 2018, is made by and between Towerstream Corporation, a Delaware corporation (“Company”), and the holder of Warrants (as defined herein) signatory hereto (the “Holder”). WHEREAS, on October 16, 2014, the Company and its subsidiaries, Towerstream I, Inc. (“TSI”) and Hetnets Tower Corporation entered into |
|
| May 31, 2018 |
8-K 1 twer201805308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of |
|
| May 31, 2018 |
Certificate of Designations of Preferences, Rights and Limitations of Series I Preferred Stock EX-3.1 2 ex115656.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF Series I preferred stock Of TOWERSTREAM CORPORATION Towerstream Corporation, a Delaware corporation (the Corporation), in accordance with the provisions of Section 151 of the Delaware General Corporation Law, does hereby certify that the following resolution was duly adopted by the Board of Directors of the Corporation on |
|
| May 31, 2018 |
First Amendment to the Second Amended and Restated Forbearance to Loan Agreement Exhibit 10.1 First Amendment to Second Amended and Restated Forbearance to Loan Agreement and Amendment to Loan Agreement THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT AND AMENDMENT TO LOAN AGREEMENT (this “Agreement”) effective as of May 15, 2018 (the “Effective Date”), is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM |
|
| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 001-33449 TOWERSTREAM |
|
| April 18, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Commission File |
|
| April 18, 2018 |
Second Amended and Restated Forbearance to Loan Agreement and Amendment to Loan Agreement EX-99.1 2 ex110536.htm EXHIBIT 99.1 Exhibit 99.1 Second Amended and Restated Forbearance to Loan Agreement and Amendment to Loan Agreement THIS SECOND AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT AND AMENDMENT TO LOAN AGREEMENT (this “Agreement”) effective as of April 15, 2018 (the “Effective Date”), is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM |
|
| April 3, 2018 |
TWER / Towerstream Corp. / Honig Barry C Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* TOWERSTREAM CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of S |
|
| April 2, 2018 |
EX-10.47 2 ex109310.htm EXHIBIT 10.47 Exhibit 10.47 THIRD AMENDMENT TO LEASE This THIRD AMENDMENT TO LEASE (this “Third Amendment”) is dated as of October 24, 2017 by and between Brookwood MIDDLETOWN TECH, LLC, a Delaware limited liability company (“Landlord”) and TOWERSTREAM I, INC., a Delaware corporation (“Tenant”). WHEREAS, Landlord, as successor in interest to Tech Plaza 2, 3, & 4 LLC, and Te |
|
| April 2, 2018 |
TWER / Towerstream Corp. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 001-33449 TOWERSTREAM CORP |
|
| April 2, 2018 |
Forbearance to Loan Agreement with Melody Business Finance LLC dated January 26, 2018 EX-10.50 3 ex109311.htm EXHIBIT 10.50 Exhibit 10.50 Forbearance to Loan Agreement THIS FORBEARANCE TO LOAN AGREEMENT (this “Agreement”) effective as of January 26, 2018 (the “Effective Date”), is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, INC., a Delaware corporation, HETNETS TOWER CORPORATION, a Delaware corporation (together with Parent and Tower |
|
| April 2, 2018 |
Forbearance to Loan Agreement with Melody Business Finance LLC dated February 28, 2018 Exhibit 10.51 Amended and Restated Forbearance to Loan Agreement THIS AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT (this “Agreement”) effective as of February 28, 2018 (the “Effective Date”), is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, INC., a Delaware corporation, HETNETS TOWER CORPORATION, a Delaware corporation (together with Parent and |
|
| April 2, 2018 |
Forbearance to Loan Agreement with Melody Business Finance LLC dated March 30, 2018 Exhibit 10.52 First Amendment to Amended and Restated Forbearance to Loan Agreement THIS FIRST AMENDMENT TO AMENDED AND RESTATED FORBEARANCE TO LOAN AGREEMENT (this “Agreement”) effective as of March 30, 2018 (the “Effective Date”), is made by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, INC., a Delaware corporation, HETNETS TOWER CORPORATION, a Delaware cor |
|
| April 2, 2018 |
Subsidiaries of the Registrant. EX-21.1 6 ex108707.htm EXHIBIT 21.1 Exhibit 21.1 SUBSIDIARIES OF TOWERSTREAM CORPORATION The following is a list of subsidiaries of Towerstream Corporation as of December 31, 2017, omitting some subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary: Subsidiary Jurisdiction of Organization Towerstream I, Inc. Delaware |
|
| March 19, 2018 |
Exhibit 99.1 Towerstream Announces Strategic Repositioning of Business and Retention of Investment Bank MIDDLETOWN, RI, March 19, 2018 - Towerstream Corporation (OTCQB:TWER) a fixed wireless fiber alternative provider, announced today that its Board of Directors has commenced evaluation of strategic repositioning of the company as it moves to leverage its existing key assets in major U.S. markets. |
|
| March 19, 2018 |
8-K 1 twer201803148k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction |
|
| March 6, 2018 |
Entry into a Material Definitive Agreement 8-K 1 twer201803058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdicti |
|
| February 15, 2018 |
TWER / Towerstream Corp. / Honig Barry C Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) TOWERSTREAM CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 892000 308 (CUSIP Number) Copy to: Barry Honig 555 South Fe |
|
| February 15, 2018 |
Joint Filing Agreement with Barry Honig and GRQ Consultants, Inc. 401K Exhibit 99.1 AGREEMENT TO FILE JOINT SCHEDULE 13D Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of the common stock of Towerstream Corporation, a Delaware corporati |
|
| February 13, 2018 |
TWER / Towerstream Corp. / Stetson John Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. |
|
| February 1, 2018 |
Entry into a Material Definitive Agreement twer201802018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporat |
|
| January 30, 2018 |
TWER / Towerstream Corp. / Delaney Equity Group Llc Passive Investment SC 13G 1 sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) TOWERSTREAM CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 892000 308 (CUSIP Number) December |
|
| January 24, 2018 |
TWER / Towerstream Corp. / HONIG JONATHAN - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 TOWERSTREAM CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 892000 308 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
|
| January 11, 2018 |
8-K 1 twer201801108k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2018 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction |
|
| January 11, 2018 |
ex102894.htm Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into as of the 8th day of January, 2018 by and between Towerstream Corporation, a Delaware corporation (the ?Company?) and John Macdonald, an individual (?Executive?). W I T N E S S E T H: WHEREAS, the Executive desires to be employed by the Company as its Chief Financial |
|
| January 11, 2018 |
EX-10.2 3 ex102877.htm EXHIBIT 10.2 Exhibit 10.2 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (the “Agreement”) is entered into as of the 5th day of January, 2018 by and between Laura Thomas (“Thomas”) and Towerstream Corporation, a Delaware corporation (the “Company”). WHEREAS, Thomas serves as the Chief Financial Officer of the Company pursuant to the executive employment agreement effective a |
|
| November 15, 2017 |
As filed with the Securities and Exchange Commission on November 15, 2017 As filed with the Securities and Exchange Commission on November 15, 2017 Registration No. |
|
| November 14, 2017 |
TWER / Towerstream Corp. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 001-33449 TOWERST |
|
| November 14, 2017 |
ex100035.htm Exhibit 99.1 Towerstream Reports Higher Sequential Revenues and 38% Increase in Adjusted EBITDA for Third Quarter 2017 Key Performance Metrics Continue to Improve MIDDLETOWN, R.I., Nov. 14, 2017 (GLOBE NEWSWIRE) - Towerstream Corporation (OTCQB:TWER), a fixed wireless fiber alternative provider, today announced financial results for the third quarter ended September 30, 2017. ? Adjust |
|
| November 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2017 TOWERSTREAM CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Commission F |
|
| November 6, 2017 |
TWER / Towerstream Corp. / Honig Barry C - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) TOWERSTREAM CORP. |
|
| October 26, 2017 |
Image Exhibit Filed pursuant to Rule 433 Registration Statement No. 333-219024 |
|
| October 26, 2017 |
As filed with the Securities and Exchange Commission on October 26, 2017 As filed with the Securities and Exchange Commission on October 26, 2017 Registration No. |
|
| October 19, 2017 |
As filed with the Securities and Exchange Commission on October 18, 2017 S-1/A 1 twer20171005s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on October 18, 2017 Registration No. 333-219024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A Amendment No. 2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 ( |
|
| October 19, 2017 |
EX-1.1 2 ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 UNDERWRITING AGREEMENT between TOWERSTREAM CORPORATION and JOSEPH GUNNAR & CO., LLC as Representative of the Several Underwriters TOWERSTREAM CORPORATION UNDERWRITING AGREEMENT New York, New York [•], 2017 Joseph Gunnar & Co., LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 30 Broad Street, 11th Fl New York, NY 10004 |
|
| September 28, 2017 |
EX-3.1 2 ex96053.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF TOWERSTREAM CORPORATION Towerstream Corporation, organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the Board of Directors of Towerstream Corporation adopted a proposed amendment of the Certificate of Incorpor |
|
| September 28, 2017 |
twer201709288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2017 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpor |
|
| September 28, 2017 |
Reverse Split of its Common Stock ex96054.htm Exhibit 99.1 Towerstream Announces Reverse Split of its Common Stock MIDDLETOWN, R.I., Sept. 28, 2017 (GLOBE NEWSWIRE) - Towerstream Corporation (OTCQB:TWER), a fixed wireless fiber alternative provider, today announced a 1-for-75 reverse split of its outstanding shares of common stock. The company?s common stock will commence trading on a split-adjusted basis on Friday, September 29, |
|
| September 26, 2017 |
EX-1.1 2 ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 UNDERWRITING AGREEMENT between TOWERSTREAM CORPORATION and JOSEPH GUNNAR & CO., LLC as Representative of the Several Underwriters TOWERSTREAM CORPORATION UNDERWRITING AGREEMENT New York, New York [•], 2017 Joseph Gunnar & Co., LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 30 Broad Street, 11th Fl New York, NY 10004 |
|
| September 26, 2017 |
EX-3.19 3 ex3-19.htm EXHIBIT 3.19 Exhibit 3.19 WARRANT AGENT AGREEMENT WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of , 2017 (the “Issuance Date”) between Towerstream Corporation, a company incorporated under the laws of the State of Delaware (the “Company”), and Equity Stock Transfer (the “Warrant Agent”). WHEREAS, pursuant to the terms of that certain Underwriting Agreement (“Und |
|
| September 26, 2017 |
As filed with the Securities and Exchange Commission on September 25, 2017 S-1/A 1 twer20170919s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on September 25, 2017 Registration No. 333-219024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A Amendment No. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 |
|
| September 5, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits twer201708288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2017 TOWERSTREAM CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpora |
|
| September 5, 2017 |
Investor Presentation dated September 5, 2017 Exhibit 99.1 |
|
| August 22, 2017 |
TWER / Towerstream Corp. / Stetson John Passive Investment SC 13G/A 1 sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 4 To SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) TOWERSTREAM CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 8920001 |
|
| August 22, 2017 |
2300 East Las Olas Blvd., Fort Lauderdale, FL 33301 August 21, 2017 VIA EMAIL AND OVERNIGHT UPS The Board of Directors Towerstream Corporation 88 Silva Lane, Tech IV Building, Middletown, RI 02842 Gentlemen: I am the beneficial owner of 630,991 shares of common stock and $1. |
|
| August 11, 2017 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Towerstream Reports Second Quarter 2017 Results and Progress in Key Performance Indicators MIDDLETOWN, R.I., August 11, 2017 (GLOBE NEWSWIRE) - Towerstream Corporation (OTCQB:TWER), a fixed wireless fiber alternative provider, today announced financial results for the second quarter ended June 30, 2017. OVERVIEW “We are very pleased with our progress |
|
| August 11, 2017 |
8-K 1 twer201708118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2017 TOWERSTREAM CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction |
|
| August 11, 2017 |
TWER / Towerstream Corp. FORM 10-Q (Quarterly Report) 10-Q 1 twer2017063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commissi |
|
| June 28, 2017 |
Exhibit 10.50 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the ?Agreement?), dated as of December 30, 2016, is made by and between Towerstream Corporation, a Delaware corporation (?Company?), and the holder of Series D Preferred Stock (as defined herein) signatory hereto (the ?Holder?). WHEREAS, pursuant to that certain Purchase Agreement (the ?Purchase Agreement?), dated as of November 8, 2016, by |
|
| June 28, 2017 |
twer20170614s1.htm As filed with the Securities and Exchange Commission on June 28, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 (State or other jurisdiction (Primary Standard I |
|
| June 28, 2017 |
Exhibit 10.55 EXECUTION VERSION Waiver to Loan Agreement THIS WAIVER TO LOAN AGREEMENT (this ?Agreement?) dated as of June 14, 2017 and effective as of March 31, 2017 (the ?Effective Date?), is by and among TOWERSTREAM CORPORATION, a Delaware corporation, TOWERSTREAM I, INC., a Delaware corporation, HETNETS TOWER CORPORATION, a Delaware corporation (collectively, with Towerstream Corporation and T |
|
| June 26, 2017 |
TWER / Towerstream Corp. FORM 10-Q/A (Quarterly Report) twer2017062310qa.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commi |
|
| June 26, 2017 |
TWER / Towerstream Corp. FORM 10-K/A (Annual Report) twer2017062210ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission |
|
| June 23, 2017 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201706238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2017 TOWERSTREAM CORPORATION (Exact name of registrant as specified in charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation |
|
| May 26, 2017 |
ex10-1.htm Exhibit 10.1 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the ?Agreement?), dated as of , 2017, is made by and between Towerstream Corporation, a Delaware corporation (?Company?), and the holder of Series D Preferred Stock (as defined herein) signatory hereto (the ?Holder?). WHEREAS, pursuant to that certain Purchase Agreement (the ?Purchase Agreement?), dated as of November 8, 2016, by |
|
| May 26, 2017 |
ex3-2.htm Exhibit 3.2 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES H CONVERTIBLE PREFERRED STOCK OF TOWERSTREAM CORPORATION I, Laura W. Thomas, hereby certify that I am the Chief Financial Officer of Towerstream Corporation (the ?Company?), a corporation organized and existing under the Delaware General Corporation Law (the ?DGCL?), and further do hereby certify: That pursuant |
|
| May 26, 2017 |
8-K 1 twer201705268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2017 TOWERSTREAM CORPORATION (Exact name of registrant as specified in charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of |
|
| May 26, 2017 |
ex3-1.htm Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF TOWERSTREAM CORPORATION I, Laura W. Thomas, hereby certify that I am the Chief Financial Officer of Towerstream Corporation (the ?Company?), a corporation organized and existing under the Delaware General Corporation Law (the ?DGCL?), and further do hereby certify: That pursuant |
|
| May 26, 2017 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201705228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2017 TOWERSTREAM CORPORATION (Exact name of registrant as specified in charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) |
|
| May 26, 2017 |
Towerstream Adds Industry Veteran Don MacNeil to its Board of Directors ex99-1.htm Exhibit 99.1 Towerstream Adds Industry Veteran Don MacNeil to its Board of Directors MIDDLETOWN, R.I., May 22, 2017 (GLOBE NEWSWIRE) - Towerstream Corporation (OTCQB:TWER), a Fixed Wireless Internet Service Provider, announced today industry veteran Don MacNeil has joined its Board of Directors. Mr. MacNeil currently serves as the Chief Technology Officer at EdgeConneX, where he is resp |
|
| May 16, 2017 |
8-K 1 twer201705118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2017 TOWERSTREAM CORPORATION (Exact name of registrant as specified in charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of |
|
| May 16, 2017 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of the 15th day of May, 2017, by and between Towerstream Corporation, a Delaware corporation (the “Company”) and Laura Thomas, an individual (“Executive”). W I T N E S S E T H: WHEREAS, the Executive desires to be employed by the Company as its |
|
| May 16, 2017 |
EX-99.1 4 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Towerstream Appoints Laura W. Thomas as Chief Financial Officer Experienced Telecom Exec Will Assist in Executing Next Level of Growth Strategy MIDDLETOWN, R.I., May 15, 2017 (GLOBE NEWSWIRE) - Towerstream Corporation (OTCQB:TWER), a Fixed Wireless Internet Service Provider, announced today the appointment of Laura W. Thomas as Chief Financial Officer |
|
| May 16, 2017 |
EX-10.2 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (the “Agreement”) is entered into as of the 15th day of May, 2017 by and between Frederick Larcombe (“Larcombe”) and Towerstream Corporation, a Delaware corporation (the “Company”). WHEREAS, Larcombe serves as the Chief Financial Officer of the Company pursuant to the letter agreement dated as of June 8, |
|
| May 15, 2017 |
ex99-1.htm Exhibit 99.1 Towerstream Reports Upon First Quarter Results for 2017 and Comments on Key Performance Indicators MIDDLETOWN, R.I., May 15, 2017 (GLOBE NEWSWIRE) - Towerstream Corporation (OTCQB:TWER), a Fixed Wireless Fiber Alternative Provider, announced today financial results for the quarter ended March 31, 2017. OVERVIEW "Towerstream has entered a new and exciting evolutionary phase |
|
| May 15, 2017 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201703298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2017 TOWERSTREAM CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) |
|
| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 twer2017033110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commiss |
|
| May 4, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 twer201705048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2017 TOWERSTREAM CORPORATION (Exact name of registrant as specified in charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of |
|
| April 28, 2017 |
Towerstream FORM 10-K/A (Annual Report) 10-K/A 1 twer2017042610ka.htm FORM 10-K/A -UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition |
|
| April 19, 2017 |
twer20170419defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) |
|
| April 13, 2017 |
EX-99.A 2 a17-112953ex99da.htm EX-A Exhibit A Joint Filing Agreement The undersigned agree that this Schedule 13G, and all amendments thereto, relating to the common stock of Towerstream Corporation shall be filed on behalf of the undersigned. Steven D. Lebowitz By: /s/ ANDREW COLLINS Andrew Collins, Attorney-In-Fact Deborah P. Lebowitz By: /s/ ANDREW COLLINS Andrew Collins, Attorney-In-Fact The S |
|
| April 13, 2017 |
EX-99.B 3 a17-112953ex99db.htm EX-B Exhibit B Item 8 Statement Due to the relationships amongst them, all of the reporting persons hereunder may be deemed to constitute a “group” with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. |
|
| April 13, 2017 |
TWER / Towerstream Corp. / LEBOWITZ STEVEN D - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Towerstream Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 892000100 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 TOWERSTREAM CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Commission File |
|
| March 31, 2017 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Towerstream Reports Upon 2016 Financial Results and Vision for 2017 MIDDLETOWN, R.I., March 31, 2017 (GLOBE NEWSWIRE) - Towerstream Corporation (OTCQB:TWER), a Fixed Wireless Fiber Alternative Provider, announced today financial results for the year ended December 31, 2016. "Towerstream's years ending December 31, 2015 and 2016 were filled with dramat |
|
| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
|
| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K twer2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 001-33 |
|
| March 8, 2017 |
twer20170303pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| March 2, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 twer201703028k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2017 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdicti |
|
| March 2, 2017 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Mr. Ernest Ortega Chief Executive Officer The increasing reliance on wireless technology presents Towerstream with an unlimited market opportunity. February 28, 2017 To Our Shareholders: I want to take this opportunity to introduce myself as the new Chief Executive Officer of Towerstream and to provide you with a brief summary of our strategic vision |
|
| February 14, 2017 |
TWER / Towerstream Corp. / Stetson John Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. |
|
| February 14, 2017 |
TWER / Towerstream Corp. / Melody Capital Partners, LP - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 eh170029413ga1-towerstream.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Towerstream Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 892000100 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of th |
|
| February 10, 2017 |
TWER / Towerstream Corp. / Honig Barry C - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 2 To SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) TOWERSTREAM CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 892000100 (CUSIP Number) December 31, 2016 (Date of Event Which Require |
|
| February 9, 2017 |
8-K 1 twer201702098k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2017 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdictio |
|
| January 24, 2017 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of the 24th day of January, 2017, by and between Towerstream, a Delaware corporation (the “Company”) and Ernest Ortega, an individual (“Executive”). W I T N E S S E T H: WHEREAS, the Executive desires to be employed by the Company as its Chief |
|
| January 24, 2017 |
TOWERSTREAM APPOINTS ERNEST ORTEGA EX-99.1 3 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 TOWERSTREAM APPOINTS ERNEST ORTEGA AS CHIEF EXECUTIVE OFFICER MIDDLETOWN, R.I., January 24, 2017 - Towerstream Corporation (OTCQB:TWER), a Fixed Wireless Fiber Alternative Provider, announced today the appointment of Mr. Ernest Ortega as Chief Executive Officer. Mr. Ortega succeeds Mr. Philip Urso who has served as the Company's Interim Chief Executiv |
|
| January 24, 2017 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201701248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2017 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporat |
|
| January 6, 2017 |
twer20170105def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| January 3, 2017 |
EX-3.2 3 ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF PREFERENCES AND RIGHTS OF SERIES D CONVERTIBLE PREFERRED STOCK OF TOWERSTREAM CORPORATION TOWERSTREAM CORPORATION, a corporation organized under and existing under the laws of the State of Delaware (the “Corporation”), certifies that: FIRST: The name of the Corporation is TOWER |
|
| January 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Commission F |
|
| January 3, 2017 |
ex3-1.htm Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES F CONVERTIBLE PREFERRED STOCK OF TOWERSTREAM CORPORATION I, Philip Urso, hereby certify that I am the Interim Chief Executive Officer of Towerstream Corporation (the ?Company?), a corporation organized and existing under the Delaware General Corporation Law (the ?DGCL?), and further do hereby certify: That purs |
|
| December 22, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201612228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpora |
|
| December 15, 2016 |
Submission of Matters to a Vote of Security Holders twer201612158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpora |
|
| December 14, 2016 |
S-3/A 1 twer20161213s3a.htm FORM S-3/A weAs filed with the Securities and Exchange Commission on December 14, 2016 Registration No. 333-214795 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. 2 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-8259086 (Sta |
|
| December 14, 2016 |
twer20161214corresp.htm Towerstream Corporation 88 Silva Lane Middletown, RI 02842 December 14, 2016 VIA EDGAR SUBMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Towerstream Corporation (the ?Company?) Registration Statement on Form S-3 File No. 333-214795 Ladies and Gentlemen: In accordance with Rule 461 under |
|
| December 8, 2016 |
twer20161208pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| November 30, 2016 |
8-K 1 twer201611298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdicti |
|
| November 30, 2016 |
Towerstream Initiates Move to Trade on OTCQB EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Towerstream Initiates Move to Trade on OTCQB MIDDLETOWN, R.I., November 29, 2016 – Towerstream Corporation (NASDAQ: TWER) (the “Company”), a leading Fixed-Wireless Fiber Alternative company, announces move to trade on OTCQB under the symbol “TWER” effective December 1, 2016. This transition to the OTCQB market does not affect the Company's business op |
|
| November 30, 2016 |
ex10-2.htm Exhibit 10.2 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”) is made effective as of the 8th day of November, 2016, by and between each of the Lenders signatory hereto (each, an “Assignor” and collectively, the “Assignors”) having the address as set forth opposite such Assignor’s name on the signature page hereto; Melody Business Finance LLC, as Administrative Agent (the “A |
|
| November 30, 2016 |
EX-10.4 6 ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCE |
|
| November 30, 2016 |
ex10-3.htm Exhibit 10.3 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of November 9, 2016, is made by and between Towerstream Corporation, a Delaware corporation (“Company”), and the holder of Loans (as defined herein) signatory hereto (the “Holder”). WHEREAS, pursuant to that certain Purchase Agreement (the “Purchase Agreement”), dated as of November 8, 2016, by and by an |
|
| November 30, 2016 |
EX-10.5 7 ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of , 2016, among the undersigned corporation (the “Company”), and each signatory hereto (each, an “Investor” and collectively, the “Investors”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Exchange Agreement |
|
| November 30, 2016 |
EX-10.1 3 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 1 TO LOAN AGREEMENT This Amendment No. 1 (this “Amendment”), dated as of November 8, 2016, to the Loan Agreement described below, is entered into by and among TOWERSTREAM CORPORATION, a Delaware corporation (“Parent”), TOWERSTREAM I, INC., a Delaware Corporation (“Towerstream I”), HETNETS TOWER CORPORATION, a Delaware corporation (“Hetne |
|
| November 30, 2016 |
Exhibit 10.8 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made as of November 22, 2016, among the undersigned corporation (the ?Company?), and each signatory hereto (each, an ?Investor? and collectively, the ?Investors?). R E C I T A L S WHEREAS, the Company and the Investors are parties to Exchange Agreements and Purchase Agreements (collectively, the ?Ag |
|
| November 30, 2016 |
EX-10.6 8 ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 22, 2016, between Towerstream Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS |
|
| November 30, 2016 |
EX-10.7 9 ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of November 22, 2016, is made by and between Towerstream Corporation, a Delaware corporation (“Company”), and the holder of Warrants (as defined herein) signatory hereto (the “Holder”). WHEREAS, pursuant to that certain Exchange Agreement (the “Exchange Agreement”), dated as of Nov |
|
| November 30, 2016 |
As filed with the Securities and Exchange Commission on November 30, 2016 twer20161128s3a.htm As filed with the Securities and Exchange Commission on November 30, 2016 Registration No. 333-214795 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-8259086 (State or other jurisdict |
|
| November 25, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201611258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpora |
|
| November 25, 2016 |
ex1.htm Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into as of the 23rd day of November 2016, by and between Towerstream Corporation, a Delaware corporation headquartered at 88 Silva Lane, Tech IV, Middletown, RI 02842 (?Company?) and Arthur Giftakis, an individual (?Executive?). As used herein, the ?Effective Date? of this Agre |
|
| November 23, 2016 |
S-3 1 twer20161123s3.htm FORM S-3 As filed with the Securities and Exchange Commission on November 23, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-8259086 (State or other jurisdiction of inco |
|
| November 23, 2016 |
EX-3.2 3 ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK The undersigned, Interim Chief Executive Officer of Towerstream Corporation, a Delaware corporation (the "Corporation"), DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of the Corporation on November 22, |
|
| November 23, 2016 |
ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES D CONVERTIBLE PREFERRED STOCK OF TOWERSTREAM CORPORATION I, Philip Urso, hereby certify that I am the Interim Chief Executive Officer of Towerstream Corporation (the ?Company?), a corporation organized and existing under the Delaware General Corporation Law (the ?DGCL?), and further do here |
|
| November 22, 2016 |
Exhibit 99.1 |
|
| November 22, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer20161122b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpor |
|
| November 22, 2016 |
ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES D CONVERTIBLE PREFERRED STOCK OF TOWERSTREAM CORPORATION I, Philip Urso, hereby certify that I am the Interim Chief Executive Officer of Towerstream Corporation (the ?Company?), a corporation organized and existing under the Delaware General Corporation Law (the ?DGCL?), and further do here |
|
| November 22, 2016 |
EX-3.2 3 ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK The undersigned, Interim Chief Executive Officer of Towerstream Corporation, a Delaware corporation (the "Corporation"), DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of the Corporation on November 22, |
|
| November 22, 2016 |
8-K 1 twer201611228k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 22, 2016 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-33449 20-8259086 (State or other jurisdi |
|
| November 14, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201611118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpora |
|
| November 14, 2016 |
Towerstream’s Adjusted EBITDA Increases to $525K for Q3 2016 ex99-1.htm Exhibit 99.1 Towerstream?s Adjusted EBITDA Increases to $525K for Q3 2016 MIDDLETOWN, R.I., November 11, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, provided guidance for the quarter ending September 30, 2016 and the upcoming earnings call. ? Adjusted EBITDA from Continuing Operations was $525K excluding non-recurrin |
|
| November 14, 2016 |
10-Q/A 1 twer2016111110qa.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the tra |
|
| November 11, 2016 |
Towerstream FORM 10-Q (Quarterly Report) twer2016083010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file numb |
|
| November 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 8, 2016 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Commission |
|
| November 10, 2016 |
EX-3.1 2 ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES D CONVERTIBLE PREFERRED STOCK OF TOWERSTREAM CORPORATION I, Philip Urso, hereby certify that I am the Interim Chief Executive Officer of Towerstream Corporation (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do here |
|
| November 10, 2016 |
Towerstream announces reduction in debt by $5 million EX-99.1 3 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Towerstream announces reduction in debt by $5 million Transaction improves Company’s capital structure and strengthens balance sheet. MIDDLETOWN, R.I., November 10, 2016 (GLOBE NEWSWIRE) - Towerstream Corporation (TWER) (the “Company”), a leading fixed-wireless fiber alternative company, announced today the reduction of $5.0 million of long-term debt |
|
| November 10, 2016 |
TWER / Towerstream Corp. / Stetson John - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 2 Under the Securities Exchange Act of 1934 TOWERSTREAM CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 892000209 (CUSIP Number) November 9, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
|
| November 9, 2016 |
twer20161108nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form N-SAR For Period Ended: September 30, 2016 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition R |
|
| November 4, 2016 |
twer20161019pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| November 1, 2016 |
Towerstream Announces Full Exercise of Over-Allotment Option ex99-1.htm Exhibit 99.1 Towerstream Announces Full Exercise of Over-Allotment Option MIDDLETOWN, R.I., Nov. 1, 2016 (GLOBE NEWSWIRE) ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading fixed-wireless fiber alternative company, announced that the underwriter for its recent underwritten public offering has exercised in full its option to purchase from the Company an additional 444,44 |
|
| November 1, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 twer201611018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdictio |
|
| October 25, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201610248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporat |
|
| October 25, 2016 |
Towerstream’s New Building Additions Projected to More ex99-1.htm Exhibit 99.1 Towerstream?s New Building Additions Projected to More Than Double in H2 Company expects accretive M&A transactions will complement organic growth MIDDLETOWN, R.I., Oct. 25, 2016 (GLOBE NEWSWIRE) ? Towerstream Corporation (TWER) (the ?Company?), a leading fixed-wireless fiber alternative company, announced today that it expects to add 100 new buildings to its On-Net footpri |
|
| October 24, 2016 |
twer20161019pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| October 24, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events twer20161024b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpora |
|
| October 24, 2016 |
ex99-1.htm Exhibit 99.1 Towerstream Provides Update on Growth Initiatives Recent financing enables Company to accelerate expansion; number of businesses in the On-Net footprint up nearly 70 percent in H2 vs. H1 MIDDLETOWN, R.I., Oct. 24, 2016 (GLOBE NEWSWIRE) ? Towerstream Corporation (TWER) (the ?Company?), a leading fixed-wireless fiber alternative company, is pleased to provide an update on its |
|
| October 13, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201610138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporat |
|
| October 13, 2016 |
Towerstream projected to add 100 On-Net buildings in Q4 EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Towerstream projected to add 100 On-Net buildings in Q4 MIDDLETOWN, R.I., October 13, 2016 – Towerstream Corporation (NASDAQ: TWER) (the “Company”), a leading fixed-wireless fiber alternative company offers guidance. ● Towerstream is on track to add 100 buildings to its On-Net footprint in Q4, 22% over Q3 building additions, for a total of 437 buildin |
|
| September 28, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201609288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpor |
|
| September 22, 2016 |
Towerstream to Add 70 New On-Net Buildings in Q3 ex99-1.htm Exhibit 99.1 Towerstream to Add 70 New On-Net Buildings in Q3 MIDDLETOWN, RI, September 22, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, provided guidance for the quarter ending September 30, 2016. ? Towerstream is on track to add 70 buildings to its On-Net footprint in Q3. This is a 70% increase over new building add |
|
| September 22, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201609218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpor |
|
| September 22, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Commission |
|
| September 22, 2016 |
Towerstream Announces the Closing of its Public Offering ex99-1.htm Exhibit 99.1 Towerstream Announces the Closing of its Public Offering MIDDLETOWN, R.I., Sept. 22, 2016 (GLOBE NEWSWIRE)?Towerstream Corporation (Nasdaq: TWER), a leading Fixed-Wireless Fiber Alternative company, announces the closing of its public offering of common stock for a total of approximately $4 million in gross proceeds to the Company. Sold in the offering were shares of the Co |
|
| September 20, 2016 |
twer201609128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 14, 2016 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incor |
|
| September 20, 2016 |
twer20160803s1.htm Filed pursuant to Rule 424(b)(4) Registration No. 333-212995 805,000 Shares Common Stock This prospectus relates to the offer for sale of 805,000 shares of common stock, par value $0.001 per share, by the existing holders of the securities named in this prospectus, referred to as selling stockholders throughout this prospectus. We will not receive any of the proceeds from the sa |
|
| September 19, 2016 |
2,962,963 Shares of Common Stock twer20160803s1.htm Filed pursuant to Rule 424(b)(4) Registration No. 333-212995 2,962,963 Shares of Common Stock Towerstream Corporation is offering $4,000,000 of shares of its common stock pursuant to this prospectus. Our common stock is presently quoted on The NASDAQ Capital Market (?NASDAQ?) under the symbol ?TWER?. On September 15, 2016, the last reported sale price for our common stock on NAS |
|
| September 19, 2016 |
TWER / Towerstream Corp. / Honig Barry C - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Amendment No. |
|
| September 19, 2016 |
TWER / Towerstream Corp. / HONIG JONATHAN - SCHEDULE 13/G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 TOWERSTREAM CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 892000209 (CUSIP Number) September 16, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| September 19, 2016 |
TWER / Towerstream Corp. / Stetson John - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 1 Under the Securities Exchange Act of 1934 TOWERSTREAM CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 892000209 (CUSIP Number) September 16, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
|
| September 16, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events twer201609168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpor |
|
| September 16, 2016 |
ex1-1.htm Exhibit 1.1 TOWERSTREAM CORPORATION UNDERWRITING AGREEMENT 2,962,963 Shares of Common Stock September 16, 2016 Laidlaw & Company (UK) Ltd. 546 Fifth Avenue, Fifth Floor New York, NY 10036 As Representative of the Several Underwriters Named on Schedule I hereto Ladies and Gentlemen: Towerstream Corporation, a Delaware corporation (the ?Company?), proposes, subject to the terms and conditi |
|
| September 16, 2016 |
Towerstream Announces $4 Million Public Offering EX-99.1 3 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Towerstream Announces $4 Million Public Offering MIDDLETOWN, R.I., Sept. 16, 2016 (GLOBE NEWSWIRE)—Towerstream Corporation (Nasdaq: TWER), a leading Fixed-Wireless Fiber Alternative company, today announced the pricing of a public offering. The offering consists of 2,962,963 shares of common stock at $1.35 per share for a total of $4,000,000 before th |
|
| September 15, 2016 |
S-1/A 1 twer20160910s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on September 15, 2016 Registration No. 333-212995 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No.2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 |
|
| September 15, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201609138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorpor |
|
| September 15, 2016 |
ex10-1.htm Exhibit 10.1 CONSULTING AGREEMENT CONSULTING AGREEMENT dated as of September 14, 2016 (the ?Agreement?) by and between Earnest Ortega, an individual (the ?Consultant?) and Towerstream Corporation, a Delaware corporation (the ?Company?). WHEREAS, the Company desires to engage Consultant to provide certain services related to sales and marketing and Consultant is willing to be engaged by |
|
| September 15, 2016 |
Ernie Ortega Joins Towerstream ex99-1.htm Exhibit 99.1 Ernie Ortega Joins Towerstream ? Former Cogent Chief Revenue Officer will Assume Consulting Role for Sales and Marketing MIDDLETOWN, R.I., September 15, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, announces Ernie Ortega will be expanding his role with the company. Ernie will assist the company as a consu |
|
| September 15, 2016 |
twer20160915corresp.htm Towerstream Corporation 88 Silva Lane Middletown, RI 02842 September 15, 2016 VIA EDGAR SUBMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Towerstream Corporation (the ?Company?) Registration Statement on Form S-1 File No. 333- 212995 Ladies and Gentlemen: In accordance with Rule 461 und |
|
| September 15, 2016 |
twer20160915bcorresp.htm Laidlaw & Company (UK) Ltd. 546 Fifth Avenue, Fifth Floor New York, NY 10036 September 15, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Towerstream Corporation (the ?Company?) Amendment No. 2 to the Registration Statement on Form S-1 (File No. 333-212995) Ladies and Gentlemen: In connection with the above-captioned registration stat |
|
| August 23, 2016 |
As filed with the Securities and Exchange Commission on August 23, 2016 S-1/A 1 twer20160819s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. 333-212995 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No.1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 (S |
|
| August 16, 2016 |
twer20160816def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 twer2016063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commissi |
|
| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 twer2016063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commissi |
|
| August 10, 2016 |
ex99-1.htm Exhibit 99.1 |
|
| August 10, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer20160809b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporati |
|
| August 9, 2016 |
Towerstream Reports Financial Improvements in 2nd Quarter 2016 Financial Results ex99-1.htm Exhibit 99.1 Towerstream Reports Financial Improvements in 2nd Quarter 2016 Financial Results MIDDLETOWN, R.I., August 9, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading fixed wireless fiber alternative company, announced results for the quarter ended June 30, 2016. Q2 2016 Operating Highlights ? Adjusted EBITDA from continuing operations was $414K excluding non |
|
| August 9, 2016 |
8-K 1 twer201608098k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction |
|
| August 9, 2016 |
twer20160808nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form N-SAR For Period Ended: June 30, 2016 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report |
|
| August 9, 2016 |
Towerstream Attains $414K of Adjusted EBITDA for Q2 2016 ex99-1.htm Exhibit 99.1 Towerstream Attains $414K of Adjusted EBITDA for Q2 2016 MIDDLETOWN, R.I., August 9, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, provided guidance for the quarter ending June 30, 2016. Q2 2016 Guidance: ? Adjusted EBITDA from Continuing Operations was $414K excluding non-recurring expenses for the quarte |
|
| August 9, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Commission File |
|
| August 8, 2016 |
S-1 1 twer20160803s1.htm FORM S-1 As filed with the Securities and Exchange Commission on August 8, 2016 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 (State or other jurisdiction |
|
| July 25, 2016 |
Towerstream Regains Compliance with NASDAQ Minimum Share Price Requirement ex99-1.htm Exhibit 99.1 Towerstream Regains Compliance with NASDAQ Minimum Share Price Requirement MIDDLETOWN, R.I., July 25, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, announced today that it received confirmation that as of July 21, 2016, the Company has evidenced a closing per share bid price of its common stock in excess o |
|
| July 25, 2016 |
Financial Statements and Exhibits, Other Events twer201607208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2016 (July 21, 2016) Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction |
|
| July 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2016 (July 21, 2016) Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) ( |
|
| July 21, 2016 |
twer20160718pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| July 19, 2016 |
twer20160718corresp.htm Towerstream Corporation 88 Silva Lane Middletown, RI 02842 July 19, 2016 VIA EDGAR SUBMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Towerstream Corporation (the ?Company?) Registration Statement on Form S-3 File No. 333- 212437 Ladies and Gentlemen: In accordance with Rule 461 under th |
|
| July 18, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201607178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2016 (July 14, 2016) Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction |
|
| July 18, 2016 |
Towerstream Receives NASDAQ Extension ex99-1.htm Exhibit 99.1 Towerstream Receives NASDAQ Extension MIDDLETOWN, R.I., July 18, 2016 ? Towerstream Corporation (Nasdaq: TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, announced today that it has been granted an extension of its listing on the Nasdaq Capital Market through November 22, 2016. "We have already effected a reverse stock split to meet the minimum sto |
|
| July 15, 2016 |
twer20160706s3.htm As filed with the Securities and Exchange Commission on July 15, 2016 Registration No. 333-212437 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 (State or jurisdiction of |
|
| July 13, 2016 |
TWER / Towerstream Corp. / Stetson John - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 TOWERSTREAM CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 892000209 (CUSIP Number) July 6, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
| July 8, 2016 |
EX-10.5 7 ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCE |
|
| July 8, 2016 |
ex10-3.htm Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made as of [] 2016, among Towerstream Corporation, a Delaware corporation (the ?Company?), and each signatory hereto (each, an ?Investor? and collectively, the ?Investors?). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Purchase Agreement (a |
|
| July 8, 2016 |
ex10-4.htm Exhibit 10.4 FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT This First Amendment to Securities Purchase Agreement (this ?Amendment?), dated as of July 7, 2016, is entered into by and among Towerstream Corporation (the ?Company?), and the Lead Investor. RECITALS: A. On June 17, 2016, the Company entered into a securities purchase agreement (the ?Purchase Agreement?) and issued Shares a |
|
| July 8, 2016 |
ex3-1.htm Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES B CONVERTIBLE PREFERRED STOCK The undersigned, Interim Chief Executive Officer of Towerstream Corporation, a Delaware corporation (the "Corporation"), DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of the Corporation on July 7, 2016; WHEREAS, the Board o |
|
| July 8, 2016 |
ex10-2.htm Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFEC |
|
| July 8, 2016 |
EX-10.1 3 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 6, 2016, between Towerstream Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, sub |
|
| July 8, 2016 |
8-K 1 twer201607078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2016 (July 6, 2016) TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-33449 20-8259086 (State or ot |
|
| July 8, 2016 |
S-3 1 twer20160706s3.htm FORM S-3 As filed with the Securities and Exchange Commission on July 7, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 4899 20-8259086 (State or jurisdiction of (Primary S |
|
| July 6, 2016 |
Financial Statements and Exhibits twer201607068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 6, 2016 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporati |
|
| July 6, 2016 |
ex99-1.htm Exhibit 99.1 July 6, 2016 Towerstream Corporation Announces Reverse Stock Split MIDDLETOWN, R.I., July 6, 2016 (GLOBE NEWSWIRE) - Towerstream Corporation (NASDAQ:TWER), a leading Fixed-Wireless Fiber Alternative company, announced today a reverse stock split of its shares of common stock at a ratio of 1-for-20. The purpose of this reverse split is to allow the Company to regain and main |
|
| July 6, 2016 |
ex3-1.htm Exhibit 3.1 |
|
| June 20, 2016 |
15,000,000 Shares of Common Stock twer20160619424b5.htm Filed Pursuant to Rule 424(b)(5) Registration No. 333-204581 PROSPECTUS SUPPLEMENT (To Prospectus dated May 29, 2015) 15,000,000 Shares of Common Stock We are offering 15,000,000 shares of our common stock, $0.001 par value per share, to accredited investors pursuant to this prospectus supplement and the accompanying prospectus and a securities purchase agreement with such in |
|
| June 20, 2016 |
8-K 1 twer201606198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 17, 2016 TOWERSTREAM CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-33449 20-8259086 (State or other jurisdictio |
|
| June 20, 2016 |
ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of June , 2016, between Towerstream Corporation, a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and co |
|
| June 20, 2016 |
ex10-2.htm Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFEC |
|
| June 20, 2016 |
ex99-1.htm Exhibit 99.1 Towerstream Corporation Announces $2,280,000 Registered Direct Offering Financing to Support Continued Growth in Company?s On-Net Business Middletown, Rhode Island, June 20, 2016 ? Towerstream Corporation (NASDAQ:TWER), a leading Fixed-Wireless Fiber Alternative company, announced today it has entered into agreements with accredited investors to purchase $2,280,000 of the C |
|
| June 20, 2016 |
EX-10.3 5 ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of June 2016, among the undersigned corporation (the “Company”), and each signatory hereto (each, an “Investor” and collectively, the “Investors”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Purchase Agreeme |
|
| June 20, 2016 |
TWER / Towerstream Corp. / Honig Barry C - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) TOWERSTREAM CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 892000100 (CUSIP Number) June 17, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ x] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. |
|
| June 14, 2016 |
ex99-1.htm Exhibit 99.1 Towerstream Provides Current View on Second Quarter 2016 as the Company moves towards positive Adjusted EBITDA MIDDLETOWN, R.I., June 14, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, provided guidance for the quarter ending June 30, 2016. Q2 2016 Guidance: ? 52% of all 145 On-Net contracts in April and Ma |
|
| June 14, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201606138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation |
|
| June 9, 2016 |
8-K 1 twer201606098k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2016 (June 3, 2016) Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other |
|
| June 9, 2016 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FREDERICK LARCOMBE 107 Mill Pond Road, Belle Mead, NJ 08502 / 609-802-6466 / [email protected] June 8, 2016 Mr. Philip Urso Chairman of the Board of Directors and Interim Chief Executive Officer Towerstream Corporation 88 Silva Lane Middletown, RI 02842 Gentlemen: This letter outlines the terms and objectives of the services to be provided to Towe |
|
| June 9, 2016 |
ex10-2.htm Exhibit 10.2 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (the ?Agreement?) is entered into as of the 3rd day of June 2016 by and between Joseph P. Hernon (?Employee?) and Towerstream Corporation, a Delaware corporation (the ?Company?), (together, the ?Parties?). WHEREAS, Employee is employed as the Chief Financial Officer and WHEREAS, the Company and Employee desire to enter into thi |
|
| June 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2016 (June 3, 2016) Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) (Co |
|
| June 8, 2016 |
ex10-1.htm Exhibit 10.1 FREDERICK LARCOMBE 107 Mill Pond Road, Belle Mead, NJ 08502 / 609-802-6466 / [email protected] June 8, 2016 Mr. Philip Urso Chairman of the Board of Directors and Interim Chief Executive Officer Towerstream Corporation 88 Silva Lane Middletown, RI 02842 Gentlemen: This letter outlines the terms and objectives of the services to be provided to Towerstream Corporation (th |
|
| June 8, 2016 |
ex10-2.htm Exhibit 10.2 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (the ?Agreement?) is entered into as of the 3rd day of June 2016 by and between Joseph P. Hernon (?Employee?) and Towerstream Corporation, a Delaware corporation (the ?Company?), (together, the ?Parties?). WHEREAS, Employee is employed as the Chief Financial Officer and WHEREAS, the Company and Employee desire to enter into thi |
|
| June 2, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events twer201606028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) |
|
| June 2, 2016 |
MIDDLETOWN, R.I., June 02, 2016 (GLOBE NEWSWIRE) -- Towerstream Corporation ( ex99-1.htm Exhibit 99.1 MIDDLETOWN, R.I., June 02, 2016 (GLOBE NEWSWIRE) - Towerstream Corporation (TWER) (the ?Company?), a leading Fixed-Wireless Fiber Alternative company, provided guidance for the quarter ending June 30, 2016. Q2 2016 Guidance: ? Adjusted EBITDA from Continuing Operations is expected to range between a loss of $250,000 and a profit of $250,000. ? May On-Net contracts increased |
|
| June 2, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 twer201606018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 (May 26, 2016) Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other |
|
| May 24, 2016 |
As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
|
| May 23, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201605238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2016 (May 17, 2016) Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of |
|
| May 10, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201605108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation) |
|
| May 10, 2016 |
ex99-1.htm Exhibit 99.1 Towerstream Reports First Quarter 2016 Financial Results OnNet Platform Growing and Cash Burn Decreasing MIDDLETOWN, R.I., May 10, 2016 ? Towerstream Corporation (NASDAQ: TWER) (the ?Company?), a leading Fixed Wireless Fiber Alternative company, announced results for the quarter ended March 31, 2016. Q2 2016 Operating Highlights ? FCC ruling affirms protection of Towerstrea |
|
| May 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 twer2016033110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commiss |
|
| May 3, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 twer201605038k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of |
|
| April 29, 2016 |
Towerstream FORM 8-K (Current Report/Significant Event) twer201604298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2015 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporat |
|
| April 4, 2016 |
twer20160402def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? |
|
| March 24, 2016 |
PRE 14A 1 twer20160322pre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted |
|
| March 18, 2016 |
Towerstream FORM 10-K (Annual Report) twer2015123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 001-33 |
|
| March 15, 2016 |
ex10-7.htm Exhibit 10.7 AMENDMENT NO.1 TO WARRANT AND REGISTRATION RIGHTS AGREEMENT This Amendment No. 1 to Warrant and Registration Rights Agreement (this ?Amendment?), dated as of March 9, 2016, is entered into by and among Towerstream Corporation (?Towerstream?), and Melody Business Finance LLC (?Melody?) in its capacity as Agent. Capitalized terms that are not otherwise defined herein shall ha |
|
| March 15, 2016 |
twer201603158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2016 Towerstream Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-33449 20-8259086 (State or other jurisdiction of incorporation |
|
| March 15, 2016 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (“Agreement”) is effective as of March 1, 2016 (the “Effective Date”), by and among Towerstream I, Inc., a Delaware corporation (“Company”) and its parent company Towerstream Corporation, a Delaware corporation (“Parent”), on the one hand, and Time Warner Cable Enterprises LLC, a Delaware limited |
|
| March 15, 2016 |
ex10-5.htm Exhibit 10.5 MUTUAL TERMINATION AGREEMENT This MUTUAL TERMINATION AGREEMENT (this ?Agreement?) is made as of March 9, 2016, by and between Time Warner Cable Enterprises LLC, a Delaware limited liability company (?TWC?) and Hetnets Tower Corporation, a Delaware corporation (?Hetnets?) (each a ?Party? and collectively, the ?Parties?). WHEREAS, Hetnets is a wholly-owned subsidiary of Tower |
|
| March 15, 2016 |
TOWERSTREAM CORPORATION AND SUBSIDIARIES PRO FORMA CONSOLIDATED BALANCE SHEETS Exhibit 99.1 TOWERSTREAM CORPORATION AND SUBSIDIARIES PRO FORMA CONSOLIDATED BALANCE SHEETS As Reported September 30, 2015 (unaudited)(a) Pro Forma Adjustments Pro Forma September 30, 2015 Assets Current Assets Cash and cash equivalents $ 20,308,551 $ 690,278 $ 20,998,829 Accounts receivable, net 959,057 (458,300 ) 500,757 Prepaid expenses and other current assets 1,169,648 - 1,169,648 Total Curre |
|
| March 15, 2016 |
ex10-6.htm Exhibit 10.6 CONSENT AND RELEASE This Consent and Release (this ?Agreement?), dated as of March 9, 2016, is entered into by and among TOWERSTREAM CORPORATION, a Delaware corporation (?Parent?), TOWERSTREAM I, INC., a Delaware Corporation (?Towerstream I?), HETNETS TOWER CORPORATION, a Delaware corporation (?Hetnets?), ALPHA COMMUNICATIONS CORP., a Delaware corporation (?Alpha?), OMEGA C |
