UEIC Документы SEC - Universal Electronics Inc.- Годовой отчет, доверенное заявление, проспект эмиссии

Основная статистика

LEI	549300ZW9EULAR7T6F89
CIK	101984

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Universal Electronics Inc.

SEC Filings (Chronological Order)

На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.

August 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 UNIVERSAL ELECTRON UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
August 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL
August 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 UNIVERSAL ELECTRON UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
August 7, 2025	EX-99	Universal Electronics Reports Financial Results for the Second Quarter 2025 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2025 SCOTTSDALE, AZ – August 7, 2025 – Universal Electronics Inc.
July 31, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 UNIVERSAL ELECTRONI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
July 31, 2025	EX-10.3	Form of Working Capital Loan Contract (filed herewith) D-02: Working Capital Loan Contract - Applicable to Single, Class A, and Class B Single Working Capital Loan Business Exhibit 10.
July 31, 2025	EX-10.2	Line of Credit Agreement signed July 30, 2025 (filed herewith) A-01: Line of Credit Agreement - -Applicable to Line of Credit Business Exhibit 10.
July 31, 2025	EX-10.1	Tenth Amendment to Second Amended and Restated Credit Agreement signed July 25, 2025 (filed herewith) Exhibit 10.1 TENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS TENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of July 25, 2025 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and U.S.
July 16, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
May 28, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 UNIVERSAL ELECTRONIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E
May 19, 2025	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2024 to December 31, 2024 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2024 to Dece
May 19, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8
May 8, 2025	EX-99	Universal Electronics Reports Financial Results for the First Quarter 2025 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2025 SCOTTSDALE, AZ – May 8, 2025 – Universal Electronics Inc.
May 8, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 UNIVERSAL ELECTRONICS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em
May 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E
May 5, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em
May 5, 2025	EX-10.1	025, by and among Universal Electronics Inc., Kent La Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”) is made and entered into as of May 2, 2025 by and among Universal Electronics Inc., a Delaware corporation (the “Company”), on the one hand, and Kent Lake Partners LP (“Kent Lake”), Kent Lake PR LLC (“Kent Lake PR”), and Benjamin Natter (collectively with Kent Lake and Kent Lake PR, the “Investor Parties” and each, an
April 17, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
April 14, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin
March 21, 2025	EX-10.1	Form of Transition Agreement and Release of Claims (including form of Consulting Agreement) dated March 19, 2025 by and between Universal Electronics Inc. and Paul D. Arling ((incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on March 21, 2025 (File No. 0-21044)) Exhibit 10.1 TRANSITION AGREEMENT AND RELEASE OF CLAIMS This Transition Agreement and Release of Claims (the “Agreement”) is made by and between Paul Arling (“you”) and Universal Electronics, Inc. (the “Company”) (individually each a “Party” and collectively the “Parties”), effective on the eighth day after you have executed this Agreement, provided the revocation period set forth in Section 23 be
March 21, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
March 11, 2025	EX-10.32	Form of Performance-Based Stock Unit Award Agreement under the Amended and Restated 2018 Equity and Incentive Compensation Plan (filed herewith) Exhibit 10.32 Certificate Number: [[GRANTNUMBER]] Universal Electronics Inc. Performance-Based Stock Unit Award Agreement This Performance-Based Stock Unit Award Agreement (the “Agreement”) is made as of XXX, 20XX (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Corporation”), and the undersigned employee (the “Employee”). The Corporation has granted, purs
March 11, 2025	EX-19.1	Insider Trading Policy (filed herewith) Exhibit 19.1 UNIVERSAL ELECTRONICS INC. INSIDER TRADING POLICY Introduction The purpose of this Insider Trading Policy (this “Policy”) is to promote compliance with applicable securities laws by Universal Electronics Inc. and its subsidiaries (individually and collectively, the “Company”) and all directors, officers, employees, and representatives thereof (and members of the forgoing persons’ imme
March 11, 2025	EX-10.31	Form of Restricted Stock Unit Award Agreement under the Amended and Restated 2018 Equity and Incentive Compensation Plan (filed herewith) Exhibit 10.31 Certificate Number: [[GRANTNUMBER]] Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (the “Agreement”) is made as of XXX, 20XX (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Corporation”), and the undersigned employee (the “Employee”). As used in this Agreement, the term “Corporation” shall include, where app
March 11, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104
March 11, 2025	EX-21.1	List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd.
February 20, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 20, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
February 20, 2025	EX-99	UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2024 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2024 FINANCIAL RESULTS SCOTTSDALE, AZ – February 20, 2025 – Universal Electronics Inc.
February 14, 2025	EX-99.A	JOINT FILING AGREEMENT EX-99.A 2 ueic4442721-ex99a.htm JOINT FILING AGREEMENT EXHIBIT A JOINT FILING AGREEMENT Manulife Financial Corporation and Manulife Investment Management (US) LLC agree that the Schedule 13G (Amendment No.2) to which this Agreement is attached, relating to the Common Stock of Citizens Community Bancorp Inc., is filed on behalf of each of them. Manulife Financial Corporation February 4, 2025 Date /
January 2, 2025	EX-10.1	Ninth Amendment to the Second Amended and Restated Credit Agreement signed January 2, 2025 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 2, 2025 (File No. 0-21044)) EX-10.1 2 ninthamendmenttosecondamen.htm EX-10.1 Exhibit 10.1 NINTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS NINTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of December 16, 2024 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each
January 2, 2025	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S
November 14, 2024	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II 3 d807831dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Universal Electronics Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G t
November 14, 2024	SC 13G	UEIC / Universal Electronics Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G 1 d807831dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
November 14, 2024	EX-99.I	to Schedule 13G EX-99.I 2 d807831dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
November 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS
November 7, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.
November 7, 2024	EX-99	Universal Electronics Reports Financial Results for the Third Quarter 2024 Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2024 SCOTTSDALE, AZ – November 7, 2024 – Universal Electronics Inc.
September 3, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S
September 3, 2024	EX-10.1	Line of Credit Agreement signed August 29, 2024 (filed herewith) A-01: Line of Credit Agreement - -Applicable to Line of Credit Business Exhibit 10.
September 3, 2024	EX-10.3	Working Capital Loan Contract signed August 29, 2024 (filed herewith) D-02: Working Capital Loan Contract - Applicable to Single, Class A, and Class B Single Working Capital Loan Business Exhibit 10.
September 3, 2024	EX-10.2	Maximum Mortgage Contract signed August 29, 2024 (filed herewith) G1-02: Maximum Mortgage Contract - Corresponding to Class A, Class B and Their Individual Agreements Exhibit 10.
August 28, 2024	EX-10.1	Eighth Amendment to Second Amended and Restated Credit Agreement signed August 22, 2024 (filed herewith) Exhibit 10.1 EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of August 16, 2024 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and U
August 28, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 UNIVERSAL ELECTRO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S
August 8, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
August 8, 2024	S-8	As filed with the Securities and Exchange Commission on August 8, 2024 As filed with the Securities and Exchange Commission on August 8, 2024 Registration No.
August 8, 2024	EX-FILING FEES	Calculation of Filing Fee Tables EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Universal Electronics Inc.
August 8, 2024	EX-99	Universal Electronics Reports Financial Results for the Second Quarter 2024 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2024 SCOTTSDALE, AZ – August 8, 2024 – Universal Electronics Inc.
August 8, 2024	EX-10.1	Universal Electronics Inc. Amended and Restated 2018 Equity and Incentive Compensation Plan (filed herewith) Exhibit 10.1 UNIVERSAL ELECTRONICS INC. AMENDED AND RESTATED 2018 EQUITY AND INCENTIVE COMPENSATION PLAN 1.Purpose. The purpose of the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan is to provide a means through which the Company may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and it
August 8, 2024	EX-4.5	Universal Electronics Inc. Amended and Restated 2018 Equity and Incentive Compensation Plan (filed herewith) Exhibit 4.5 UNIVERSAL ELECTRONICS INC. AMENDED AND RESTATED 2018 EQUITY AND INCENTIVE COMPENSATION PLAN 1.Purpose. The purpose of the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan is to provide a means through which the Company may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and its
August 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL
July 24, 2024	CORRESP	******** CORRESP 1 filename1.htm July 24, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentle
June 28, 2024	SC 13G	UEIC / Universal Electronics Inc. / Kent Lake Capital LLC Passive Investment SC 13G 1 ueic13gv3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Universal Electronics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) June 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
June 25, 2024	CORRESP	2018 June 25, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentlemen: Universal Electroni
June 13, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
June 4, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E
June 4, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
May 24, 2024	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2023 to December 31, 2023 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2023 to Dece
May 24, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8
May 10, 2024	CORRESP	******** May 10, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentlemen: Universal Electronics,
May 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E
May 2, 2024	EX-99	Universal Electronics Reports Financial Results for the First Quarter 2024 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2024 SCOTTSDALE, AZ – May 2, 2024 – Universal Electronics Inc.
May 2, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em
April 25, 2024	CORRESP	April 25, 2024 April 25, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentlemen: Universal Electronic
April 25, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin
March 14, 2024	EX-21.1	List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd.
March 14, 2024	EX-14.1	Code of Conduct (filed herewith) Exhibit 14.1 CODE OF CONDUCT Letter from Paul D. Arling Chairman and Chief Executive Officer To our employees: The success of Universal Electronics is built on our reputation for integrity and excellence, not just of our products, but also on the way in which we conduct ourselves. We share and uphold a common set of ethical values and objectives, the core of which is our commitment to doing the “r
March 14, 2024	EX-10.24	Seventh Amendment to the Second Amended and Restated Credit Agreement (filed herewith) Exhibit 10.24 SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of March 13, 2024 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and
March 14, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104
March 14, 2024	EX-97.1	Universal Electronics Compensation Recoupment Policy Exhibit 97.1 UNIVERSAL ELECTRONICS INC. Compensation Recoupment Policy Effective November 13, 2023 Purpose As required pursuant to the listing standards of the Nasdaq Stock Market LLC (the “Stock Exchange”), Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 10D-1 under the Exchange Act, the Board of Directors (the “Board”) of Universal Electronics Inc. (
February 15, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 15, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
February 15, 2024	EX-99	UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2023 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2023 FINANCIAL RESULTS SCOTTSDALE, AZ – February 15, 2024 – Universal Electronics Inc.
February 13, 2024	SC 13G/A	UEIC / Universal Electronics Inc. / MANULIFE FINANCIAL CORP - SC 13G/A Passive Investment SC 13G/A 1 ueic4298311-sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate
February 13, 2024	SC 13G/A	UEIC / Universal Electronics Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02164-universalelectronics.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Universal Electronics Inc Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box
February 9, 2024	SC 13G/A	UEIC / Universal Electronics Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t
January 22, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2024 UNIVERSAL ELECTR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.
January 22, 2024	EX-99.1	Universal Electronics Announces U.S. Court of Appeals Affirms Ban on Import and Sale of Roku Infringing Products EXHIBIT 99.1 Universal Electronics Announces U.S. Court of Appeals Affirms Ban on Import and Sale of Roku Infringing Products SCOTTSDALE, Ariz.—(BUSINESS WIRE)—January 19, 2024—Universal Electronics Inc. (“UEI”) (NASDAQ: UEIC), the global leader in wireless universal control solutions for home entertainment and smart home devices, today announced that the U.S. Court of Appeals for the Federal Circ
December 26, 2023	EX-99.1	Universal Electronics Inc. Announces Cooperation Agreement with Immersion Corporation Appoints Eric Singer to the Board and Reaffirms Commitment to Strong Corporate Governance and Enhancing Stockholder Value EXHIBIT 99.1 Universal Electronics Inc. Announces Cooperation Agreement with Immersion Corporation Appoints Eric Singer to the Board and Reaffirms Commitment to Strong Corporate Governance and Enhancing Stockholder Value SCOTTSDALE, Ariz.-(BUSINESS WIRE)-Dec. 22, 2023- Universal Electronics Inc. (the “Company” or “UEI”) (NASDAQ: UEIC), the global leader in wireless universal control solutions for
December 26, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
December 26, 2023	EX-10.1	Cooperation Agreement, dated December 21, 2023, by and among Universal Electronics Inc., Toro 18 Holdings LLC, Immersion Corporation, William C. Martin and Eric Singer (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on December 26, 2023 (File No. 0-21044)) EXHIBIT 10.1 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of December 21, 2023 (the “Effective Date”), by and among Universal Electronics Inc., a Delaware corporation (the “Company”), on the one hand, and Toro 18 Holdings LLC, a Delaware limited liability company (“Toro 18”), Immersion Corporation, a Delaware corporation (“Immersion”), William C.
December 22, 2023	SC 13D/A	UEIC / Universal Electronics Inc. / TORO 18 HOLDINGS LLC - COOPERATION AGREEMENT, DATED DECEMBER 21, 2023 Activist Investment begin 644 e619146ex99-1.pdf M)5!$1BTQ+C8-)>+CS],-"C$U-2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" S M-C U,C0O3R Q-3%LQ-34@ M,C1=+TEN9F\@,34T(# @4B],96YG=&@@-S4O4')E=B S-3DY.#DO4F]O=" Q M-38@,"!2+U-I>F4@,3<&4O6%)E9B]76S$@,B Q73X^/-P,3(H 4RBH$1-&?T>T70( ! /QG#!<-"F5N9'-TC0 M,AVMI$-+6[VY9FPXZ1,1<-.!RL9@,4G-PH:0#2L3)RUF M!4OH+IPT[<+;J"VE8V39FP#ZN#HX&CHX.B 4@P=#0B8 >")8 D4+9! L2 MB($U@$0;/KD6D!C Y32#BG,+#FG
December 22, 2023	SC 13D/A	UEIC / Universal Electronics Inc. / TORO 18 HOLDINGS LLC - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 e619146sc13da-toro18.htm AMENDMENT NO. 4 TO THE SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Cla
December 8, 2023	SC 13D/A	UEIC / Universal Electronics Inc. / TORO 18 HOLDINGS LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da31344600812082023.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 pe
November 17, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 UNIVERSAL ELECT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
November 8, 2023	SC 13D/A	UEIC / Universal Electronics Inc. / TORO 18 HOLDINGS LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da21344600811082023.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 pe
November 7, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS
November 2, 2023	EX-99	Universal Electronics Reports Financial Results for the Third Quarter 2023 – Authorizes Stock Repurchase Program for Up to 1 Million Shares – Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2023 – Authorizes Stock Repurchase Program for Up to 1 Million Shares – SCOTTSDALE, AZ – November 2, 2023 – Universal Electronics Inc.
November 2, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.
October 5, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S
September 14, 2023	SC 13D/A	UEIC / Universal Electronics Inc. / TORO 18 HOLDINGS LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 913483103 (CUSIP Number) TORO 18 HOL
August 31, 2023	8-K/A	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission
August 4, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL
August 3, 2023	EX-99	Universal Electronics Reports Financial Results for the Second Quarter 2023 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2023 SCOTTSDALE, AZ – August 3, 2023 – Universal Electronics Inc.
August 3, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
July 3, 2023	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.01 per share, of Universal Electronics Inc. This Joint Filing
July 3, 2023	SC 13D	UEIC / Universal Electronics Inc. / TORO 18 HOLDINGS LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 913483103 (CUSIP Number) TORO 18 HOLD
June 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 UNIVERSAL ELECTRONIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E
June 8, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 UNIVERSAL ELECTRONIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E
May 23, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8
May 23, 2023	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2022 to December 31, 2022 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2022 to Dece
May 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E
May 9, 2023	EX-10.1	Sixth Amendment to the Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 filed on May 9, 2023 (File No. 0-21044)) Exhibit 10.1 SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Sixth Amendment to Second Amended and Restated Credit Agreement (this “Amendment”) dated as of May 3, 2023, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the “Borrower”), the lenders party hereto (each a “Lender” and, collectively the “Lenders”) and U.S
May 4, 2023	EX-99	Universal Electronics Reports Financial Results for the First Quarter 2023 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2023 SCOTTSDALE, AZ – May 4, 2023 – Universal Electronics Inc.
May 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 UNIVERSAL ELECTRONICS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em
April 26, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin
March 8, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104
March 8, 2023	EX-14.1	Code of Conduct (filed herewith) Exhibit 14.1 CODE OF CONDUCT Letter from Paul D. Arling Chairman and Chief Executive Officer To our employees: The success of Universal Electronics is built on our reputation for integrity and excellence, not just of our products, but also on the way in which we conduct ourselves. We share and uphold a common set of ethical values and objectives, the core of which is our commitment to doing the “r
March 8, 2023	EX-21.1	List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd.
February 16, 2023	EX-99	UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2022 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2022 FINANCIAL RESULTS SCOTTSDALE, AZ – February 16, 2023 – Universal Electronics Inc.
February 16, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 16, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
February 14, 2023	SC 13G	UEIC / Universal Electronics Inc / MANULIFE FINANCIAL CORP - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment SC 13G 1 ueic41644112-sc13g.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Universal Electronics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 30, 2022 (Date of Event which Requires Filing of this Statement) Check t
February 10, 2023	SC 13G/A	UEIC / Universal Electronics Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate
February 9, 2023	SC 13G/A	UEIC / Universal Electronics Inc / WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC - SC 13G/A Passive Investment SC 13G/A 1 tm235848d22sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103
February 9, 2023	SC 13G/A	UEIC / Universal Electronics Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02133-universalelectronics.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Universal Electronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box
November 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS
November 3, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.
November 3, 2022	EX-99	Universal Electronics Reports Financial Results for the Third Quarter 2022 Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2022 SCOTTSDALE, AZ ? November 3, 2022 ? Universal Electronics Inc.
August 5, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL
August 4, 2022	EX-99	Universal Electronics Reports Financial Results for the Second Quarter 2022 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2022 SCOTTSDALE, AZ ? August 4, 2022 ? Universal Electronics Inc.
August 4, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
August 2, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
July 6, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E
June 9, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E
May 13, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8
May 13, 2022	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2021 to December 31, 2021 This Conflict Minerals Report (this ?Report?) of Universal Electronics Inc. (the ?Company,? ?we,? ?us? or ?our?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2021 to Dece
May 6, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E
May 5, 2022	EX-99	Universal Electronics Reports Financial Results for the First Quarter 2022 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2022 SCOTTSDALE, AZ ? May 5, 2022 ? Universal Electronics Inc.
May 5, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em
April 25, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 proxy2022.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permit
April 13, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
March 4, 2022	EX-21.1	List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd.
March 4, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104
February 17, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 17, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
February 17, 2022	EX-99	UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2021 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2021 FINANCIAL RESULTS SCOTTSDALE, AZ ? February 17, 2022 ? Universal Electronics Inc.
February 10, 2022	SC 13G/A	UEIC / Universal Electronics Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Universal Electronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f
February 10, 2022	SC 13G	UEIC / Universal Electronics Inc / WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2021 (Date of E
February 8, 2022	SC 13G/A	UEIC / Universal Electronics Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate
November 5, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS
November 4, 2021	EX-99	Universal Electronics Reports Financial Results for the Third Quarter 2021 Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2021 SCOTTSDALE, AZ ? November 4, 2021 ? Universal Electronics Inc.
November 4, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.
October 28, 2021	EX-10.3	Continuing Guaranty dated October 25, 2021 between Universal Electronics BV and U.S. Bank National Association (incorporated by reference to Exhibit 10.3 to the Company's Current Report on Form 8-K filed on October 28, 2021 (File No. 0-21044)) EXHIBIT 10.3 CONTINUING GUARANTY THIS CONTINUING GUARANTY (the ?Guaranty?), dated as of October 25, 2021, is made and given by UNIVERSAL ELECTRONICS BV (the ?Guarantor?) in favor of U.S. BANK NATIONAL ASSOCIATION, a national banking association, as administrative agent (the ?Administrative Agent?) in connection with the Credit Agreement (as defined below). RECITALS A. Universal Electronics Inc., a
October 28, 2021	EX-10.2	Termination of Pledge Agreement dated October 25, 2021 between UEI Hong Kong Private Limited and Enson Assets Limited to U.S. Bank National Association (incorporated by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K filed on October 28, 2021 (File No. 0-21044)) EXHIBIT 10.2 TERMINATION OF PLEDGE AGREEMENT THIS TERMINATION OF PLEDGE AGREEMENT (?Termination?) is entered into as of October 25, 2021, by and between UEI HONG KONG PRIVATE LIMITED, a company organized under the laws of Hong Kong (?Pledgor?), ENSON ASSETS LIMITED, a company organized under the laws of the British Virgin Islands (?Issuer?) and U.S. BANK NATIONAL ASSOCIATION, a national baking ass
October 28, 2021	EX-10.1	Fifth Amendment to the Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on October 28, 2021 (File No. 0-21044)) EXHIBIT 10.1 FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Fifth Amendment to Second Amended and Restated Credit Agreement (this ?Amendment?) dated as of October 25, 2021, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the ?Borrower?), the lenders party hereto (each a ?Lender? and, collectively the ?Lenders?) an
October 28, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.
August 6, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL
August 5, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
August 5, 2021	EX-99	Press Release of UEI, dated August 5, 2021 NoSuchKey The specified key does not exist. edgar/data/101984/000010198421000051/exhibit99-8ker20210805.htm NZR9GHR49KKX9K2J ivsxvmjUApLEtZ31bUiRtM38OeQ8pTMCZVir7/WjMXpFCM+FTun6qoKGftWj2U5wljX7zb+xx3Q=
August 5, 2021	S-8	As filed with the Securities and Exchange Commission on August 5, 2021 As filed with the Securities and Exchange Commission on August 5, 2021 Registration No.
August 5, 2021	EX-99	Universal Electronics Reports Financial Results for the Second Quarter 2021 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2021 SCOTTSDALE, AZ ? August 5, 2021 ? Universal Electronics Inc.
August 5, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
August 5, 2021	EX-4.6	First Amendment to Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 4.6 to the Company's Registration Statement on Form S-8 filed on August 5, 2021 (File No. 333-258488)) Exhibit 4.6 FIRST AMENDMENT TO UNIVERSAL ELECTRONICS INC. 2018 EQUITY AND INCENTIVE COMPENSATION PLAN WHEREAS, Universal Electronics Inc., a Delaware corporation (?Company?) has adopted and maintains the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan, adopted by the Board of Directors on April 24, 2018 and approved by the shareholders of the Company on June 4, 2018 (the ?Pl
June 14, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
June 9, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E
June 1, 2021	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. EX-1.01 2 exhibit10120210601.htm EX-1.01 Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2020 to December 31, 2020 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the
June 1, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8
May 7, 2021	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E
May 6, 2021	EX-99	Universal Electronics Reports Financial Results for the First Quarter 2021 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2021 SCOTTSDALE, AZ ? May 6, 2021 ? Universal Electronics Inc.
May 6, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em
April 23, 2021	DEF 14A	- DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.
April 2, 2021	CORRESP	- April 2, 2021 CORRESPONDENCE VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance Office of Manufacturing 100 F Street, NE Washington, D.
April 1, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
March 5, 2021	EX-10.33	Third Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.33 to the Company's Annual Report on Form 10-K for the year ended December 31, 2020 filed on March 5, 2021 (File No. 0-21044)) Exhibit 10.33 THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Third Amendment to Second Amended and Restated Credit Agreement (this ?Amendment?) dated as of November 1, 2019, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the ?Borrower?), the lenders party hereto (each a ?Lender? and, collectively the ?Lenders?) a
March 5, 2021	10-K	Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104
March 5, 2021	EX-21.1	List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd.
March 5, 2021	EX-10.34	Fourth Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.34 to the Company's Annual Report on Form 10-K for the year ended December 31, 2020 filed on March 5, 2021 (File No. 0-21044)) Exhibit 10.34 FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Fourth Amendment to Second Amended and Restated Credit Agreement (this ?Amendment?) dated as of January 7, 2021, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the ?Borrower?), the lenders party hereto (each a ?Lender? and, collectively the ?Lenders?)
February 18, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 18, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
February 18, 2021	EX-99	UNIVERSAL ELECTRONICS REPORTS RECORD NET INCOME FOR FOURTH QUARTER AND YEAR-END 2020 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS RECORD NET INCOME FOR FOURTH QUARTER AND YEAR-END 2020 FINANCIAL RESULTS SCOTTSDALE, AZ ? February 18, 2021 ? Universal Electronics Inc.
February 16, 2021	SC 13G/A	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Universal Electronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is f
November 20, 2020	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 20, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.
November 20, 2020	EX-99	Universal Electronics Inc. to Launch Apple TV Remote Control for MVPDs New Apple TV remote from UEI is optimized for live TV experiences, including quick EPG access and channel surfing Exhibit 99 Press Contacts Chris Huppertz Bob Gold & Associates [email protected] +1 630-441-6820 Shoshana Leon Universal Electronics Inc. [email protected] +1 480-521-3354 Universal Electronics Inc. to Launch Apple TV Remote Control for MVPDs New Apple TV remote from UEI is optimized for live TV experiences, including quick EPG access and channel surfing SCOTTSDALE, AZ, November 20, 2020—Universal Ele
November 6, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS
November 5, 2020	EX-99	Universal Electronics Reports Financial Results for the Third Quarter 2020 - Guides for Record Profitability in Q4 2020 - - Board Authorizes Stock Repurchase Program for Up to 500,000 Shares - Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2020 - Guides for Record Profitability in Q4 2020 - - Board Authorizes Stock Repurchase Program for Up to 500,000 Shares - SCOTTSDALE, AZ – November 5, 2020 – Universal Electronics Inc.
November 5, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.
September 17, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 15, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I
August 7, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL
August 6, 2020	EX-99	UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE SECOND QUARTER 2020 Exhibit 99 UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE SECOND QUARTER 2020 SCOTTSDALE, AZ – August 6, 2020 – Universal Electronics Inc.
August 6, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
June 10, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 9, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S.
May 29, 2020	8-K	Financial Statements and Exhibits, Other Events 8-K 1 form8k-2020x05x28.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction
May 29, 2020	EX-99	Universal Electronics Inc., Universal Electronics BV, Telenet BVBA and FM Marketing GmbH and Ruwido Austria GmbH Settle Patent Infringement Litigation Exhibit 99 Universal Electronics Inc., Universal Electronics BV, Telenet BVBA and FM Marketing GmbH and Ruwido Austria GmbH Settle Patent Infringement Litigation SCOTTSDALE, AZ - May 28, 2020 - Universal Electronics Inc. (UEI) (NASDAQ:UEIC), Universal Electronics BV (UEBV), Telenet BVBA (Telenet) and Ruwido Austria GmbH (Ruwido) and FM Marketing GmbH (FM Marketing) today announced that the compani
May 20, 2020	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2019 to December 31, 2019 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2019 to Dece
May 20, 2020	SD	- SD SD 1 sd20200520.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H30
May 19, 2020	8-K	Financial Statements and Exhibits, Other Events 8-K 1 form8k-2020x05x19.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 18, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction
May 19, 2020	EX-99	UNIVERSAL ELECTRONICS FILES ITC COMPLAINT AGAINST ROKU AND ITS PARTNERS, TCL, HISENSE AND FUNAI Exhibit 99 UNIVERSAL ELECTRONICS FILES ITC COMPLAINT AGAINST ROKU AND ITS PARTNERS, TCL, HISENSE AND FUNAI SCOTTSDALE, AZ - May 19, 2020 - Universal Electronics Inc.
May 8, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E
May 7, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8ker20200507.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 7, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Com
May 7, 2020	EX-99	UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE FIRST QUARTER 2020 Exhibit 99 UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE FIRST QUARTER 2020 SCOTTSDALE, AZ – May 7, 2020 – Universal Electronics Inc.
April 28, 2020	DEF 14A	- DEF 14A DEF 14A 1 proxy2020.htm DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement ¨ Defi
March 16, 2020	10-K	UEIC / Universal Electronics Inc. 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(
March 16, 2020	EX-4.3	Description of Securities (incorporated by reference to Exhibit 4.3 to the Company's Annual Report on Form 10-K for the year ended December 31, 2019, filed on March 16, 2020 (File No. 0-21044)) Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary description of the common stock, par value $.01 per share (“common stock”), of Universal Electronics Inc., a Delaware corporation (the “Company”), is based on the provisions of the General Corporation Law of the State of Delaware (“DGCL”) and the Company’s Restated Certifi
March 16, 2020	EX-21.1	List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Remote Controls, S.R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. (organized under the laws of the British Virgin Islands) Gemstar Polyfirst Ltd. (organ
March 12, 2020	8-K	Other Events 8-K 1 form8k-2020x03x10.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 10, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdict
February 20, 2020	EX-99.1	UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2019 FINANCIAL RESULTS Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2019 FINANCIAL RESULTS SCOTTSDALE, AZ – February 20, 2020 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC) reported financial results for the three and twelve months ended December 31, 2019. “In 2019, we posted the highest annual Adjusted Non-GAAP net sales and EPS in our 34-year history of $751.7 million and $3.55, respectiv
February 20, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8ker20200220.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 20, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdicti
February 12, 2020	SC 13G/A	UEIC / Universal Electronics Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs644.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* UNIVERSAL ELECTRONICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de
February 11, 2020	SC 13G	UEIC / Universal Electronics Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0067-universalelectronicsi.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Universal Electronics Inc Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pu
November 7, 2019	10-Q	UEIC / Universal Electronics Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS
November 7, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 7, 2019 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
November 7, 2019	EX-99.1	UNIVERSAL ELECTRONICS REPORTS RECORD RESULTS FOR THE THIRD QUARTER 2019 - 2019 Guidance to Deliver Strongest Adjusted Net Sales and EPS in the Company's 30-plus Year History - Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS RECORD RESULTS FOR THE THIRD QUARTER 2019 - 2019 Guidance to Deliver Strongest Adjusted Net Sales and EPS in the Company's 30-plus Year History - SCOTTSDALE, AZ – November 7, 2019 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC) reported financial results for the three and nine months ended September 30, 2019. “We are delighted to report record results
November 4, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 form8k20191104.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 29, 2019 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State o
August 8, 2019	EX-99.1	UNIVERSAL ELECTRONICS REPORTS RECORD RESULTS FOR THE SECOND QUARTER 2019 EX-99.1 2 exhibit991-8ker20190809.htm EXHIBIT 99.1 Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS RECORD RESULTS FOR THE SECOND QUARTER 2019 SCOTTSDALE, AZ – August 8, 2019 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC), the worldwide leader in sensing and control technologies for the smart home, reported financial results for the three and six months ended June 30, 2019. Paul Arling, UEI’s chairm
August 8, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8ker20190809.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 8, 2019 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction
August 8, 2019	10-Q	UEIC / Universal Electronics Inc. 10-Q - Quarterly Report - 10-Q 10-Q 1 uei-06302019x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission
June 6, 2019	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 form8k-2019x06x04.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 4, 2019 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdictio
May 29, 2019	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2018 to December 31, 2018 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2018 to Dece
May 29, 2019	SD	UEIC / Universal Electronics Inc. SD - - SD SD 1 sd20190529.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H30
May 9, 2019	10-Q	UEIC / Universal Electronics Inc. 10-Q Quarterly Report 10-Q 10-Q 1 uei-03312019x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission
May 2, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8ker20190502.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 2, 2019 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Co
May 2, 2019	EX-99.1	UNIVERSAL ELECTRONICS REPORTS FIRST QUARTER 2019 RESULTS EX-99.1 2 exhibit991-8ker20190502.htm EXHIBIT 99.1 Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS FIRST QUARTER 2019 RESULTS SCOTTSDALE, AZ – May 2, 2019 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC), the worldwide leader in sensing and control technologies for the smart home, reported financial results for the three months ended March 31, 2019. Paul Arling, UEI’s chairman and CEO, stated, “Durin
April 25, 2019	DEF 14A	UEIC / Universal Electronics Inc. DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.
March 15, 2019	10-K	UEIC / Universal Electronics Inc. 10-K (Annual Report) 10-K 1 a10k20181231-10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REP
March 15, 2019	EX-10.36	Transition and Separation Agreement and General Release made and entered into on January 18, 2019 between Universal Electronics Inc. and Louis S. Hughes (filed herewith) Exhibit 10.36 TRANSITION AND SEPARATION AGREEMENT AND GENERAL RELEASE THIS TRANSITION AND SEPARATION AGREEMENT AND GENERAL RELEASE (the “Agreement”) is made and entered into this 18th day of January, 2019 (the “Effective Date”) by and between Universal Electronics Inc., a Delaware Corporation, with its headquarters located at 15147 N. Scottsdale Road, Suite H300, Scottsdale, Arizona 85254-2494 (th
March 15, 2019	EX-21.1	List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Remote Controls, S.R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. (organized under the laws of the British Virgin Islands) Gemstar Polyfirst Ltd. (organ
March 4, 2019	SC 13G/A	UEIC / Universal Electronics Inc. / WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC - SC 13G/A Passive Investment SC 13G/A 1 tv515253sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* UNIVERSAL ELECTRONICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CU
February 21, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8ker20190221.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 21, 2019 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdicti
February 21, 2019	EX-99.1	UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2018 FINANCIAL RESULTS EX-99.1 2 exhibit991-8ker20190221.htm EXHIBIT 99.1 Exhibit 99.1 Contacts: Paul Arling (UEI) 714.918.9500 Becky Herrick (IR Agency) 415.433.3777 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2018 FINANCIAL RESULTS SCOTTSDALE, AZ – February 21, 2019 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC), the worldwide leader in sensing and control technologies for the smart home, reported fi
February 13, 2019	SC 13G/A	UEIC / Universal Electronics Inc. / WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC - SC 13G/A Passive Investment SC 13G/A 1 tv513386sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* UNIVERSAL ELECTRONICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CU
February 11, 2019	SC 13G/A	UEIC / Universal Electronics Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 universalelectronicsinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Universal Electronics Inc Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate the ru
February 8, 2019	SC 13G	UEIC / Universal Electronics Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UNIVERSAL ELECTRONICS INC (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
February 6, 2019	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 form8k20190201.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 1, 2019 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdicti
February 6, 2019	EX-99.1	UNIVERSAL ELECTRONICS ANNOUNCES CORPORATE RESTRUCTURING TO DRIVE SHAREHOLDER VALUE Exhibit 99.1 UNIVERSAL ELECTRONICS ANNOUNCES CORPORATE RESTRUCTURING TO DRIVE SHAREHOLDER VALUE Scottsdale, AZ – February 6, 2019 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC), the worldwide leader in sensing and control technologies for the smart home, announced operational transformation plans to support investment in innovation and to maximize shareholder value. “During our 30-year history
January 30, 2019	SC 13G/A	UEIC / Universal Electronics Inc. / RBC Global Asset Management (U.S.) - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) Universal Electronics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
January 3, 2019	EX-10.1	Second Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K dated December 27, 2018 filed on January 3, 2019 (File No. 0-21044)) Exhibit 10.1 SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Second Amendment to Second Amended and Restated Credit Agreement (this “Amendment”) dated as of December 20, 2018, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the “Borrower”), the lenders party hereto (each a “Lender” and, collectively the “Lenders”)
January 3, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8k20181220debt.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 27, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other juris
November 9, 2018	10-Q	UEIC / Universal Electronics Inc. 10-Q (Quarterly Report) 10-Q 1 uei-09302018x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis
November 8, 2018	EX-99.1	UNIVERSAL ELECTRONICS REPORTS THIRD QUARTER 2018 FINANCIAL RESULTS Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS THIRD QUARTER 2018 FINANCIAL RESULTS SANTA ANA, CA – November 8, 2018 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC) reported financial results for the three and nine months ended September 30, 2018. “During the third quarter, we delivered sales growth, up 5% over third quarter 2017,” said Paul Arling, UEI's chairman and CEO. “With our intuitive wirel
November 8, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 8, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R
September 28, 2018	S-8	UEIC / Universal Electronics Inc. S-8 S-8 1 forms82018-09.htm S-8 As filed with the Securities and Exchange Commission on September 26, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under the Securities Act of 1933 UNIVERSAL ELECTRONICS INC. (Exact name of registrant as specified in its charter) Delaware 33-0204817 (State or other jurisdiction of inco
September 28, 2018	EX-4.5	Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 4.5 to the Company's Registration Statement on Form S-8 filed on September 26, 2018 (File No. 333-227594)) EX-4.5 2 exhibit452018-09.htm EXHIBIT 4.5 Exhibit 4.5 UNIVERSAL ELECTRONICS INC. 2018 EQUITY AND INCENTIVE COMPENSATION PLAN 1.Purpose. The purpose of the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan is to provide a means through which the Company may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors o
August 8, 2018	EX-10.2	Termination of Equity Transfer Agreement dated April 17, 2018 between CG Development Limited and Guangzhou Junhao Investment Co., Ltd. and Gemstar Technology (China) Co., Limited (filed herewith) Exhibit 10.2 1 关Ø于Ú番¬禺®骏¥升ý项î目¿之®股É权¨转ª让Ã协议é之®解â除ý协议é Termination Agreement for the Equity Transfer Agreement with Respect to Panyu Gemstar Project 以Ô下Â五å方½于Ú2018年~月ë 日é (以Ô下Â简ò称Æ"生ú效§日Õ")签©署ð本¾关Ø于Ú番¬禺®骏¥升ý项î目¿之®股É权¨转ª让Ã协议é之®解â除ý协议é (以Ô下Â简ò称Æ”±解â除ý协议é”±): This Termination Agreement for the Equity Transfer Agreement with Respect to Panyu Gemstar Project (the “°Termination Agreement”±) is entered in
August 8, 2018	EX-10.3	Share Transfer Agreement dated April 23, 2018 between C.G. Development Limited and Guangzhou MuXia Hotel Management Co. Ltd. and Gemstar Technology (China) Co., Ltd. (incorporated by reference to Exhibit 10.3 to the Company's Annual Report on form 10-Q for the quarter ended June 30, 2018 filed on March 13, 2018 (File No. 0-21044)) Exhibit 10.3 Share Transfer Agreement 股权转让协议书 Party A: C. G. Development Limited 甲方༚实致发展有限公司 Authorized representative: CHAN TAK CHUNG 授权代表༚陈德忠 Mailing address: UNIT 903-908, 9F, ONE HARBORFRONT, 18 TAK FUNG STREET, HUNG HOM, KOWLOON, HONG KONG 通讯地址༚香港九龙红堪德丰街18号海滨广场一座九楼903-908号。 Party B: Guangzhou MuXia Hotel Management Co. Ltd. 乙方༚广州沐舍酒店管理有限公司 Authorized representative: Lee Huan Giuan 授权代表:李焕娟 Ma
August 8, 2018	EX-10.1	First Amendment to Second Amended and Restated Credit Agreement dated as of May 4, 2018 between Universal Electronics Inc. and U.S. Bank National Association and Wells Fargo Bank, National Association (incorporated in reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No. 0-21044)) Exhibit 10.1 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This First Amendment to Second Amended and Restated Credit Agreement (this “Amendment”) dated as of May 4, 2018, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the “Borrower”), the lenders party hereto (each a “Lender” and, collectively the “Lenders”) and U.S
August 8, 2018	EX-10.4	2018 Equity and Incentive Compensation Plan UNIVERSAL ELECTRONICS INC. 2018 EQUITY AND INCENTIVE COMPENSATION PLAN 1.Purpose. The purpose of the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan is to provide a means through which the Company may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and its Subsidiaries (the “Company Group
August 8, 2018	10-Q	UEIC / Universal Electronics Inc. 10-Q (Quarterly Report) 10-Q 1 uei-06302018x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission
August 8, 2018	EX-10.6	Form of Stock Option Agreement under the 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 10.6 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No. 0-21044)) STOCK OPTION AGREEMENT This Stock Option Agreement (this “Agreement”) is entered into by and between XXX (“Optionee”) and Universal Electronics Inc.
August 8, 2018	EX-10.5	Form of Restricted Stock Agreement under the 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 10.5 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No. 0-21044) Exhibit 10.5 CERTIFICATE NUMBER: [[GRANTNUMBER]] RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”) is made as of XXXX, 20XX (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Corporation”), and the undersigned employee (the “Employee”). As used in this Agreement, the term “Corporation” shall include, where app
August 2, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 2, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S
August 2, 2018	EX-99.1	UNIVERSAL ELECTRONICS REPORTS SECOND QUARTER 2018 FINANCIAL RESULTS EX-99.1 2 exhibit991-8ker20180802.htm EXHIBIT 99.1 Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS SECOND QUARTER 2018 FINANCIAL RESULTS SANTA ANA, CA – August 2, 2018 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC) reported financial results for the three and six months ended June 30, 2018. Paul Arling, UEI's chairman and CEO, stated, “As the leader in wireless universal control and sensing, we con
July 13, 2018	8-K	Other Events 8-K 1 form8k20180626.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 26, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction
June 6, 2018	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 form8k-2018x06x04.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 4, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdictio
May 30, 2018	EX-1.01	Conflict Minerals Report of Universal Electronics Inc. EX-1.01 2 exhibit10120180525.htm EXHIBIT 1.01 Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 fo
May 30, 2018	SD	UEIC / Universal Electronics Inc. SD SD 1 sd20180525.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 201 E. Sandpointe Avenue, 8th Floor
May 16, 2018	8-K	Other Events 8-K 1 form8k20180511.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 11, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (
May 9, 2018	10-Q	UEIC / Universal Electronics Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E
May 3, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8ker20180503.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 3, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Co
May 3, 2018	EX-99.1	UNIVERSAL ELECTRONICS REPORTS FIRST QUARTER 2018 FINANCIAL RESULTS Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS FIRST QUARTER 2018 FINANCIAL RESULTS SANTA ANA, CA – May 3, 2018 – Universal Electronics Inc. (UEI), (NASDAQ: UEIC) reported financial results for the three months ended March 31, 2018. Paul Arling, UEI's chairman and CEO, stated, “The audio-video industry is transforming again; this time next-generation platforms are adopting advanced, intuitive 2-way ho
April 24, 2018	DEF 14A	UEIC / Universal Electronics Inc. DEF 14A DEF 14A 1 proxy2018.htm DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement ¨ Defi
April 23, 2018	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 17, 2018 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S
March 13, 2018	EX-3.3	Certificate of Amendment to Restated Certificate of Incorporation of Universal Electronics Inc. (incorporated by reference to Exhibit 3.3 to the Company's Annual Report on Form 10-K for the year ended December 31, 2017 filed on March 13, 2018 (File No. 0-21044)) Exhibit 3.3 CERTIFICATE OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION OF UNIVERSAL ELECTRONICS INC. Pursuant to Section 242 of the Delaware General Corporation Law The undersigned, Paul D. Arling and Richard A. Firebammer, Jr., President and Secretary, respectively, of Universal Electronics Inc., a Delaware corporation (the "Corporation"), hereby certify as follows: 1. The name of the Corp
March 13, 2018	EX-3.4	Amended and Restated By-laws of Universal Electronics Inc. (incorporated by reference to Exhibit 3.4 to the Company's Annual Report on Form 10-K for the year ended December 31, 2017 filed on March 13, 2018 (File No.0-21044)) Exhibit 3.4 AMENDED AND RESTATED, BY-LAWS OF UNIVERSAL ELECTRONICS INC. AS OF OCTOBER 23, 2007 - 1 - AMENDED AND RESTATED, BY-LAWS OF UNIVERSAL ELECTRONICS INC. ARTICLE I OFFICES OF REGISTERED AGENT Section 1.1 Office and Agent. The Corporation shall have and maintain a registered office in Delaware and a registered agent having a business office identical with such registered office. Section 1.2

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