Основная статистика
CIK | 102109 |
SEC Filings
SEC Filings (Chronological Order)
September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2025 UNIVERSAL SAFETY PRODUCTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or other jurisdiction of incorporation or |
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September 2, 2025 |
Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Safety Products, Inc. (410) 363-3000, Ext. 224 Universal Safety Products, Inc. Declares One-Time Special Cash Dividend of $1.00 per Share of Common Stock OWINGS MILLS, Md. September 2, 2025 - Universal Safety Products, Inc. (NYSE American: UUU) (the “Company”) today announced that its Board of Directors has declared a one |
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August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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August 29, 2025 |
Exhibit 3.1 FIRST AMENDMENT TO THE BYLAWS, AS PREVIOUSLY AMENDED OF UNIVERSAL SAFETY PRODUCTS, INC. (Adopted by the Board of Directors effective as of August 28, 2025) This First Amendment to the Bylaws, as previously amended (the “Bylaws”) of Universal Safety Products, Inc., a Maryland corporation (the “Company”), hereby amends the Bylaws in the following respects: 1. Section 1 of Article I of th |
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August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2025 UNIVERSAL SAFETY PRODUCTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or other jurisdiction of incorporation or o |
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August 19, 2025 |
Press Release dated August 19, 2025* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Safety Products, Inc. (410) 363-3000, Ext. 224 Universal Safety Products, Inc. Reports First-Quarter Results OWINGS MILLS, Md. August 19, 2025 - Universal Safety Products, Inc. (NYSE American: UUU) today announced results for its fiscal quarter ended June 30, 2025. The Company reported sales of $3,824,247 for the quarter |
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August 19, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SAFETY PRODUCTS, INC. (Exact |
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August 14, 2025 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2025 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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August 14, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is entered into and effective as of August 13, 2025 (the “Execution Date”), by and between Universal Safety Products, Inc., a Maryland corporation (the “Company”) and SJC Lending, LLC, a Delaware limited liability company (including its designees, successors and assigns, the “Purchaser”). RECITALS WHER |
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August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 UNIVERSAL SAFETY PRODUCTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or other jurisdiction of incorporation or o |
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August 14, 2025 |
Exhibit 4.1 CONVERTIBLE PROMISSORY NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSEN |
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July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 28, 2025 UNIVERSAL SAFETY PRODUCTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Comm |
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July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2025 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSA |
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July 29, 2025 |
Policy Relating to Recovery of Erroneously Awarded Compensation* EXHIBIT 97 UNIVERSAL SECURITY INSTRUMENTS, INC. Erroneously Awarded Compensation Policy The Board of Directors (the “Board”) of UNIVERSAL SECURITY INSTRUMENTS, INC. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Erroneously Awarded Compensation Policy (the “Policy”), which provides for the recovery of certain incentive compensation in th |
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July 29, 2025 |
Press Release dated July 25, 2025* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Safety Products, Inc. 410-363-3000, Ext. 224 Universal Safety Products, Inc. (formerly Universal Security Instruments, Inc.) Announces its Fourth-Quarter and Year-End Results OWINGS MILLS, Md. July 28, 2025 - Universal Safety Products, Inc. (formerly Universal Security Instruments, Inc.) (NYSE American LLC: UUU) tod |
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July 29, 2025 |
EXHIBIT 4.1 DESCRIPTION OF CAPITAL STOCK The following is a summary of all material characteristics of our capital stock as set forth in our articles of incorporation and bylaws. The summary does not purport to be complete and is qualified in its entirety by reference to our certificate of incorporation and bylaws, and to the provisions of the Maryland General Corporation Law, as amended. We are a |
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July 29, 2025 |
Subsidiaries of the Registrant* EXHIBIT 21 SUBSIDIARY OF UNIVERSAL SAFETY PRODUCTS, INC. Name Incorporated or formed in Universal Safety Electric, Inc. Texas D-U Merger Sub, Inc. Delaware Universal DEFI, LLC Nevada |
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July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 16, 2025 UNIVERSAL SAFETY PRODUCTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of |
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July 21, 2025 |
Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Safety Products, Inc. 410-363-3000, Ext. 224 Universal Safety Products, Inc. Announces Notice of Noncompliance with NYSE American Continued Listing Standards due to delayed filing of Form 10-K OWINGS MILLS, MD. July 21, 2025 - Universal Safety Products, Inc. (NYSE American: UUU) announced today that on July 16, 2025 |
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July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 16, 2025 UNIVERSAL SAFETY PRODUCTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Comm |
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July 21, 2025 |
Articles of Amendment filed May 28, 2025 Exhibit 3.1 UNIVERSAL SECURITY INSTRUMENTS, INC. ARTICLES OF AMENDMENT (changing its name hereby to UNIVERSAL SAFETY PRODUCTS, INC.) UNIVERSAL SECURITY INSTRUMENTS, INC., a corporation organized and existing under the laws of the State of Maryland (the “Corporation”), hereby certifies to the Maryland State Department of Assessments and Taxation as follows: FIRST: The charter of the Corporation is |
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June 27, 2025 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2025 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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June 6, 2025 |
Exhibit 16.1 June 6, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Universal Security Instruments, Inc. under Item 4.01 of its Form 8-K dated June 2, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Universal Security In |
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June 6, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 2, 2025 UNIVERSAL SAFETY PRODUCTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Commi |
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May 29, 2025 |
Exhibit 99.1 UNIVERSAL SECURITY INSTRUMENTS, INC. PROFORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS DECEMBER 31, 2024 UNIVERSAL SECURITY INSTRUMENTS, INC. TABLE OF CONTENTS Page Proforma Condensed Consolidated Financial Statements: 3 Proforma Condensed Consolidated Balance Sheets at December 31, 2024 (unaudited) and actual March 31, 2024 3 Proforma Condensed Consolidated Statement of Operations |
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May 29, 2025 |
Exhibit 10.1 AMENDMENT NUMBER ONE TO ASSET PURCHASE AGREEMENT The undersigned, being all of the parties to that certain Asset Purchase Agreement dated as of October 29, 2024 (the “Agreement”), hereby agree as follows: 1. Section 2.1(d) of the Agreement is hereby amended to read in its entirety as follows: “All franchises, approvals, permits, licenses, orders, registrations, certificates (including |
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May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 22, 2025 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) ( |
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April 17, 2025 |
Bylaws, as amended April 15, 2025 Exhibit 3.1 BY-LAWS UNIVERSAL SECURITY INSTRUMENTS, INC. (As amended on April 15, 2025) ARTICLE I STOCKHOLDERS Section 1. Annual Meeting. The annual meeting of the stockholders of the Corporation shall be held at the principal office of the Corporation in Owings Mills, Maryland, on such date as may be selected by the Board of Directors at 10:30 o’clock a.m. (or such other time and place as may be |
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April 17, 2025 |
Exhibit 10.1 MEMORANDUM OF UNDERSTANDING This Memorandum of Understanding (“MOU”), dated as of April 15, 2025, sets forth the basic understandings, concepts and terms of a proposed agreement between Universal Security Instruments, Inc., a Maryland corporation (“USI”), Ault & Company, Inc., a Delaware corporation (“A&C”), and solely for purposes of Section 6(e) herein, Harvey Grossblatt. USI, A&C a |
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April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 15, 2025 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) |
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April 16, 2025 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 15, 2025 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Co |
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April 2, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 24, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Co |
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March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 24, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Co |
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March 13, 2025 |
As filed with the Securities and Exchange Commission on March 13, 2025 As filed with the Securities and Exchange Commission on March 13, 2025 Registration No. |
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March 6, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 6, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Com |
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March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 6, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Com |
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February 18, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 14, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) |
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February 18, 2025 |
Press Release dated February 14, 2025 Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports Third-Quarter Results OWINGS MILLS, Md. February 14, 2025 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal third quarter and nine months e |
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February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 14, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) |
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February 18, 2025 |
Universal Security Instruments Reports Third-Quarter Results Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports Third-Quarter Results OWINGS MILLS, Md. February 14, 2025 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal third quarter and nine months e |
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February 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, IN |
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February 3, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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January 23, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 23, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) ( |
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January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 23, 2025 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) ( |
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December 26, 2024 |
TABLE OF CONTENTS SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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December 23, 2024 |
Exhibit 99.1 THIS COORDINATION AGREEMENT, dated as of December 18, 2024 (this “Agreement”), is being entered into by and among Ault & Company, Inc. (the “Investor”), on the one hand, and each of the undersigned holders (collectively, the “Stockholders”) of common stock, $0.01 par value per share (the “Common Stock”), of Universal Security Instruments Inc., a Maryland corporation (the “Company”), o |
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December 23, 2024 |
Transactions in the Securities of the Issuer During the Past Sixty Days Exhibit 2 Transactions in the Securities of the Issuer During the Past Sixty Days Nature of the Transaction Amount of Securities Purchased/(Sold) Price ($) Date of Purchase/Sale AULT & COMPANY, INC. Purchase 4,000 $2.3597 12/13/2024 |
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December 23, 2024 |
TABLE OF CONTENTS SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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December 23, 2024 |
Officers and Directors of Ault & Company, Inc. Exhibit 1 Officers and Directors of Ault & Company, Inc. Name and Position Principal Occupation Principal Business Address Citizenship Milton C. Ault, III Chief Executive Officer and Chairman of the Board of Directors Executive Chairman of Hyperscale Data, Inc. c/o Hyperscale Data, Inc. 11411 Southern Highlands Parkway, Suite 240 Las Vegas, NV 89141 USA William B. Horne Chief Financial Officer and |
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December 23, 2024 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Universal Security Instruments, Inc. This Joint Filing Agreement shall be filed as an Exhibit |
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November 27, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES SCHEDULE 14A (Form Type) UNIVERSAL SECURITY INSTRUMENTS, INC. |
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November 27, 2024 |
TABLE OF CONTENTS SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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November 19, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, I |
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November 19, 2024 |
Press Release dated November 19, 2024* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports Second-Quarter Results OWINGS MILLS, Md. November 19, 2024 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal second quarter and six months |
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November 19, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 18, 2024 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fi |
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November 19, 2024 |
Exhibit 10.1 Harvey B. Grossblatt 28 Westspring Way Lutherville, Maryland 21093 November 18, 2024 Universal Security Instruments, Inc. 11407 Cronhill Drive, Suite A Owings Mills, Maryland 21117 Gentlemen: Reference is made to the Second Amended and Restated Employment Agreement by and between Universal Security Instruments, Inc., a Maryland corporation (the “Company”) and me, dated July 18, 2005, |
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November 13, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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November 7, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 7, 2024 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fil |
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November 4, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 4, 2024 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) ( |
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November 4, 2024 |
Exhibit 99.1 |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 29, 2024 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) ( |
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October 31, 2024 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (including all schedules, exhibits and other agreements attached hereto or made a part hereof, and all amendments hereto, this “Agreement”) is made and entered into as of October 29, 2024, by and among FEIT ELECTRIC COMPANY, INC., a California corporation (“Purchaser”), Universal Security Instruments, Inc., a Maryland corporation |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 29, 2024 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) ( |
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October 31, 2024 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (including all schedules, exhibits and other agreements attached hereto or made a part hereof, and all amendments hereto, this “Agreement”) is made and entered into as of October 29, 2024, by and among FEIT ELECTRIC COMPANY, INC., a California corporation (“Purchaser”), Universal Security Instruments, Inc., a Maryland corporation |
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August 19, 2024 |
Press Release dated August 19, 2024 Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports First-Quarter Results OWINGS MILLS, Md. August 19, 2024 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced results for its fiscal quarter ended June 30, 2024. The |
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August 19, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. ( |
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August 14, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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July 29, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 29, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSA |
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July 12, 2024 |
Press Release dated July 12, 2024* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 Or Zachary Mizener Lambert & Co. 315-529-2348 Universal Security Instruments Announces its Fourth-Quarter and Year-End Results OWINGS MILLS, Md. July 12, 2024 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced its financial results for the fourth |
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July 11, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 10, 2024 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File N |
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July 11, 2024 |
Exhibit 10.1 ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Addendum”) is made as of the 10th day of July, 2024 by and between UNIVERSAL SECURITY INSTRUMENTS, INC., a Maryland corporation (the “Company”) and HARVEY B. GROSSBLATT (the “Executive”). INTRODUCTORY STATEMENT The Company and Executive entered into a Se |
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June 27, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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February 20, 2024 |
Press Release dated February 20, 2024 Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports Third-Quarter Results OWINGS MILLS, Md. February 20, 2024 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal third quarter and nine months e |
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February 20, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, IN |
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February 14, 2024 |
UUU / Universal Security Instruments, Inc. / Auctus Fund Management Llc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Universal Security Instruments Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 913821302 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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February 13, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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November 20, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, I |
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November 20, 2023 |
Press Release dated November 20, 2023* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports Second-Quarter Results OWINGS MILLS, Md. November 20, 2023 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal second quarter and six months |
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November 13, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 31, 2023 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fil |
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September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 19, 2023 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission F |
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August 21, 2023 |
Press Release dated August 18, 2023* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports First-Quarter Results OWINGS MILLS, Md. August 18, 2023 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced results for its fiscal quarter ended June 30, 2023. The |
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August 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. ( |
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August 11, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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July 20, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 20, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 14, 2023 |
Press Release dated July 14, 2023* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 Or Zachary Mizener Lambert & Co. 315-529-2348 Universal Security Instruments Announces its Fourth-Quarter and Year-End Results OWINGS MILLS, Md. July 14, 2023 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced its financial results for the fourth |
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July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSA |
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June 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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June 13, 2023 |
Exhibit 10.1 ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Addendum”) is made as of the 12th day of June, 2023 by and between UNIVERSAL SECURITY INSTRUMENTS, INC., a Maryland corporation (the “Company”) and HARVEY B. GROSSBLATT (the “Executive”). INTRODUCTORY STATEMENT The Company and Executive entered into a Se |
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June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 12, 2023 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File N |
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April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 3, 2023 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File N |
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April 5, 2023 |
EXHIBIT 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments, Inc. Announces Notice of Noncompliance with NYSE American LLC Continued Listing Standards OWINGS MILLS, MD. April 5, 2023 - Universal Security Instruments, Inc. |
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February 16, 2023 |
Press Release dated February 16, 2023* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports Third-Quarter Results OWINGS MILLS, Md. February 16, 2023 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal third quarter and nine months e |
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February 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, IN |
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February 14, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2022 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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February 14, 2023 |
UUU / Universal Security Instruments, Inc. / Auctus Fund Management Llc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Universal Security Instruments Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 913821302 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 12, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) |
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December 13, 2022 |
UNIVERSAL SECURITY INSTRUMENTS, INC. 11407 Cronhill Drive, Suite A Owings Mills, Maryland 21117 RW 1 tm2232607-2rw.htm RW UNIVERSAL SECURITY INSTRUMENTS, INC. 11407 Cronhill Drive, Suite A Owings Mills, Maryland 21117 December 13, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Scott Anderegg and Mara Ransom Re: Universal Security Instruments, Inc. Request for Withdrawal of Registration Statement |
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December 13, 2022 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 12, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) |
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November 21, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 21, 2022 |
Press Release dated November 21, 2022* Exhibit 99.1 ? ? For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 ? Universal Security Instruments Reports Second-Quarter Results ? OWINGS MILLS, Md. November 21, 2022 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal second quarter and six |
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November 10, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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August 17, 2022 |
Press Release dated August 17, 2022* Exhibit 99.1 ? ? For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 ? Universal Security Instruments Reports First-Quarter Results ? OWINGS MILLS, Md. August 17, 2022 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced results for its fiscal quarter ended June 30, 20 |
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August 17, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [☒] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2022 OR [☐] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, IN |
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August 16, 2022 |
Infinite Reality Investor Call August 10, 2022 Exhibit 99.1 Infinite Reality Investor Call August 10, 2022 Corporate Speakers: ? Sean Cross; President of Global Business Development and Revenue; Infinite Reality ? Amish Shah; Chief Investment Officer; Infinite Reality ? Rodric David; President and Co-Founder; Infinite Reality ? John Acunto; CEO; Infinite Reality ? Jason Eustace; CFO; Infinite Reality ? Elliot Jobe; Chief Innovation Officer; In |
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August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 10, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (C |
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August 16, 2022 |
Infinite Reality Investor Call August 10, 2022 Exhibit 99.1 Infinite Reality Investor Call August 10, 2022 Corporate Speakers: ? Sean Cross; President of Global Business Development and Revenue; Infinite Reality ? Amish Shah; Chief Investment Officer; Infinite Reality ? Rodric David; President and Co-Founder; Infinite Reality ? John Acunto; CEO; Infinite Reality ? Jason Eustace; CFO; Infinite Reality ? Elliot Jobe; Chief Innovation Officer; In |
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August 16, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 10, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (C |
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August 12, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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July 28, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 22, 2022 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File N |
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July 28, 2022 |
Exhibit 10.1 ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Addendum?) is made as of the 22nd day of July, 2022 by and between UNIVERSAL SECURITY INSTRUMENTS, INC., a Maryland corporation (the ?Company?) and HARVEY B. GROSSBLATT (the ?Executive?). INTRODUCTORY STATEMENT The Company and Executive entered into a Se |
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July 14, 2022 |
Press Release dated July 14, 2022* Exhibit 99.1 ? ? Harvey Grossblatt, President ? ? ? ? ? ? ? ? For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 Or Zachary Mizener Lambert & Co. 315-529-2348 ? ? Universal Security Instruments Announces its Fourth-Quarter and Year-End Results OWINGS MILLS, Md. July 14, 2022 - Universal Security Instruments, Inc. (NYSE Amex: UUU) |
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July 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2022 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSA |
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July 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 5, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Comm |
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July 5, 2022 |
Infinite Reality, Inc. and ReKTGlobal Announce Close of Half Billion Dollar Acquisition Deal Exhibit 99.1 Infinite Reality, Inc. and ReKTGlobal Announce Close of Half Billion Dollar Acquisition Deal New York and Los Angeles - (July 5, 2022) ? Infinite Realty, Inc., the Metaverse innovation and entertainment company, today announced the close of their previously reported $470 million acquisition of esports and entertainment conglomerate ReKTGlobal, Inc., based on an equity valuation for iR |
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July 5, 2022 |
Infinite Reality, Inc. and ReKTGlobal Announce Close of Half Billion Dollar Acquisition Deal Exhibit 99.1 Infinite Reality, Inc. and ReKTGlobal Announce Close of Half Billion Dollar Acquisition Deal New York and Los Angeles - (July 5, 2022) ? Infinite Realty, Inc., the Metaverse innovation and entertainment company, today announced the close of their previously reported $470 million acquisition of esports and entertainment conglomerate ReKTGlobal, Inc., based on an equity valuation for iR |
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July 5, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 5, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Comm |
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June 28, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): x Form 10-K? ? Form 20-F? ???? Form 11-K? ? Form 10-Q ???????? Form 10-D??????Form N-SAR ?? Form N-CSR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? ?Transition Report on Form 10-Q ? Transition Report on Form 20-F ? ?Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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May 19, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 18, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Comm |
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May 19, 2022 |
Exhibit 99.1 Infinite Reality, the Metaverse Innovation and Entertainment Company, and Universal Security Instruments File Registration Statement on Form S-4 with the Securities and Exchange Commission Relating to the Previously Announced Merger Agreement New York and Los Angeles - (May 18, 2022) ? Infinite Realty, Inc.,the Metaverse innovation and entertainment company, and Universal Security Ins |
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May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 18, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Comm |
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May 19, 2022 |
Exhibit 99.1 Infinite Reality, the Metaverse Innovation and Entertainment Company, and Universal Security Instruments File Registration Statement on Form S-4 with the Securities and Exchange Commission Relating to the Previously Announced Merger Agreement New York and Los Angeles - (May 18, 2022) ? Infinite Realty, Inc.,the Metaverse innovation and entertainment company, and Universal Security Ins |
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May 16, 2022 |
Exhibit 2.1 ? ? ? ? ? ? ? ? AGREEMENT AND PLAN OF MERGER BY AND AMONG UNIVERSAL SECURITY INSTRUMENTS, INC., D-U MERGER SUB, INC. AND INFINITE REALITY, INC. Dated as of February 25, 2022 ? ? ? ? ? ? ? ? Table of Contents ? ? ? ARTICLE I. DEFINITIONS AND INTERPRETATION 1 ? ? ? Section 1.01 Certain Definitions. 1 Section 1.02 Certain Interpretations. 15 ? ? ? ARTICLE II. THE MERGER 16 ? ? ? Section 2 |
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May 16, 2022 |
Exhibit 10.9 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into as of January 7, 2022 by and between Display Social, Inc., a Delaware company (the "Company"), and Elliott Jobe ("Executive") setting forth the terms of Executive's employment with the Company. WITNESSETH: WHEREAS, the Company desires to employ Executive and Executive desires to be |
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May 16, 2022 |
Exhibit 10.7 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") dated and effective as of January 1, 2022 is entered into by and between Display Social, Inc., a Delaware company (the "Company"), and Scot Weisberg ("Executive") setting forth the terms of Executive's employment with the Company. WITNESSETH: WHEREAS, the Company and Executive entered into that |
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May 16, 2022 |
Exhibit 10.12 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (this ?Agreement?) is made as of the 12th day of October 2021 by and between LookWithUs.com, Inc. a Delaware corporation (?Seller?) and tsu Inc. (d/b/a Display), a Delaware corporation (?Purchaser?). WHEREAS, the Seller is the owner of the Patent, FileWag Technology and Documentation (each as defined below), WHEREAS, the Purchase |
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May 16, 2022 |
Exhibit 2.4 Execution Copy ? AGREEMENT AND PLAN OF MERGER INFINITE REALITY, INC. IR ESPORTS MERGER SUB I, INC. IR ESPORTS MERGER SUB II, LLC REKT GLOBAL, INC. AND STOCKHOLDERS REPRESENTATIVE APRIL 8, 2022 ? DATED AS OF APRIL 8, 2022 ? ? TABLE OF CONTENTS ? Page ARTICLE I DEFINITIONS; INTERPRETATION 8 1.1 Definitions 8 1.2 Interpretation 8 ARTICLE II MERGER 9 2.1 The Mergers 9 2.2 Closing 9 2.3 Eff |
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May 16, 2022 |
Exhibit 10.14 Master NFT Technology Development And Services Agreement This Master NFT Technology Development And Services Agreement (the "Agreement") is entered into as of December 8, 2021 (the ?Effective Date?) by and between Display Social, Inc., a Delaware Corporation, having an address of 75 North Water Street, Norwalk, CT 06854 (?Display?) and BQT Technologies, LTD, a United Kingdom Limited |
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May 16, 2022 |
? Exhibit 10.15 EXECUTION VERSION STANDBY EQUITY PURCHASE AGREEMENT THIS STANDBY EQUITY PURCHASE AGREEMENT (this ?Agreement?) dated as of March 3, 2022 is made by and between YA II PN, LTD., a Cayman Islands exempt limited partnership (the ?Investor?), and DISPLAY SOCIAL, INC., a company incorporated under the laws of the State of Delaware (the ?Company?). WHEREAS, the parties desire that, upon th |
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May 16, 2022 |
As filed with the U.S. Securities and Exchange Commission on April May 16, 2022 Table of Contents ? As filed with the U.S. Securities and Exchange Commission on April May 16, 2022 Registration No. 333- ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Universal Security Instruments, Inc. (Exact name of registrant as specified in its charter) Maryland 5065 52-0898545 (State or other juri |
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May 16, 2022 |
Exhibit 2.2 ? Agreement and Plan of Merger and Reorganization by and among Display Social, Inc., Tsu Productions, Inc., Thunder Studios, Inc., Sellers (as Defined Herein) And For limited purposes herein, Rodric David, as Sellers? Representative Dated as of January 7, 2022 ? ? ? ? TABLE OF CONTENTS ? ? Page ? ? Article I Definitions; Interpretation 4 1.1 Definitions 4 1.2 Interpretation 4 Article I |
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May 16, 2022 |
Exhibit 10.6 SECOND AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Second Amended and Restated Employment Agreement ("Agreement") dated and effective as of January 1, 2022 is entered into by and between Infinite Reality, Inc., a Delaware company (the "Company"), and John Acunto ("Executive") setting forth the terms of Executive's employment with the Company. WITNESSETH WHEREAS, the Compa |
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May 16, 2022 |
Exhibit 10.8 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into as of January 7, 2022 by and between Display Social, Inc., a Delaware company (the "Company"), and Rodric David ("Executive") setting forth the terms of Executive's employment with the Company. WITNESSETH: WHEREAS, the Company desires to employ Executive and Executive desires to be |
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May 16, 2022 |
EX-FILING FEES 20 uuu-20211231xexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-4 (Form Type) Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security type Security class title Fee calculation rule Amount registered Proposed maximum offering price per share Maximum aggregate offering price Fee |
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May 16, 2022 |
Exhibit 10.10 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into as of January 7, 2022 by and between Display Social, Inc., a Delaware company (the "Company"), and Oliver D. Welch ("Executive") setting forth the terms of Executive's employment with the Company. WITNESSETH: WHEREAS, the Company desires to employ Executive and Executive desires t |
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May 16, 2022 |
? ? Exhibit 10.11 NOTE AND WARRANT PURCHASE AGREEMENT This Note and Warrant Purchase Agreement, dated as of July 1, 2021 (this ?Agreement?), is entered into by and among tsu Inc. (d/b/a display), a Delaware corporation (the ?Company?), the persons and entities listed on the schedule of investors attached hereto as Schedule I (each a ?Lender? and, collectively, the ?Lenders?), as such Schedule I ma |
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May 16, 2022 |
Option Agreement dated as of October 12, 2021, by and between tsu Inc. and LookWithUs.com, Inc. Exhibit 10.13 OPTION AGREEMENT This Option Agreement (this ?Agreement?) is made and entered as of October 12, 2021, by and between tsu Inc. (d/b/a Display), a Delaware corporation (the ?Company?) and LookWithUs.com, Inc., a Delaware corporation (the ?Stockholder?). WHEREAS, the Company and the Stockholder entered into that certain Asset Purchase Agreement, dated October 12, 2021 (the ?Asset Purcha |
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May 16, 2022 |
Exhibit 2.3 ? ? ? ? ? MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among DISPLAY SOCIAL, INC., INFINITE REALITY, LLC, SELLERS (AS DEFINED HEREIN) AND For limited purposes herein, ELLIOTT JOBE, AS SELLERS? REPRESENTATIVE DATED AS OF JANUARY 7, 2022 ? ? ? ? TABLE OF CONTENTS ? ? ? ? ? ? ? Page Article I Definitions; Interpretation ? 4 1.1 Definitions ? 4 1.2 ? Interpretation ? 4 ? ? ? ? ? Article I |
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April 12, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 12, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Co |
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April 12, 2022 |
Exhibit 99.1 Metaverse Pioneer Infinite Reality, Inc. to Acquire Entertainment Conglomerate ReKTGlobal In Landmark Half Billion Dollar Transaction New York and Los Angeles - (April 12, 2022) ? Infinite Realty, Inc. (iR), the Metaverse innovation and entertainment company born out of the powerful merger of social ecommerce platform Display Social, leading entertainment production company Thunder St |
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April 12, 2022 |
Exhibit 99.1 Metaverse Pioneer Infinite Reality, Inc. to Acquire Entertainment Conglomerate ReKTGlobal In Landmark Half Billion Dollar Transaction New York and Los Angeles - (April 12, 2022) ? Infinite Realty, Inc. (iR), the Metaverse innovation and entertainment company born out of the powerful merger of social ecommerce platform Display Social, leading entertainment production company Thunder St |
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April 12, 2022 |
425 1 tm2212445d18k.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 12, 2022 Universal Security Instruments, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 001-31747 52-0898545 (State or Other Jurisd |
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March 14, 2022 |
425 1 tm229201d18k.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2022 Universal Security Instruments, Inc. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdi |
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March 14, 2022 |
Infinite Reality - Conference Call Broadcast from the Metaverse Saturday, 12th March 2022 Exhibit 99.1 Infinite Reality - Conference Call Broadcast from the Metaverse Saturday, 12th March 2022 Infinite Reality - Conference Call Broadcast from the Metaverse Saturday, 12th March 2022 Presentation Sean Cross Co-founder & President, Infinite Reality Operator: This communication contains forward-looking statements. USI and Infinite Reality generally identify forward-looking statements by te |
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March 14, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2022 Universal Security Instruments, Inc. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Co |
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March 14, 2022 |
Infinite Reality - Conference Call Broadcast from the Metaverse Saturday, 12th March 2022 Exhibit 99.1 Infinite Reality - Conference Call Broadcast from the Metaverse Saturday, 12th March 2022 Infinite Reality - Conference Call Broadcast from the Metaverse Saturday, 12th March 2022 Presentation Sean Cross Co-founder & President, Infinite Reality Operator: This communication contains forward-looking statements. USI and Infinite Reality generally identify forward-looking statements by te |
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March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) UNIVERSAL SECURITY INSTRUMENTS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 (Title of Class of Securities) 913821302 (CUSIP Number) March 10, 2022 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the |
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March 11, 2022 |
UUU / Universal Security Instruments, Inc. / Auctus Fund Management Llc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Universal Security Instruments Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 913821302 (CUSIP Number) February 28, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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March 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2022 Universal Security Instruments, Inc. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Com |
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March 8, 2022 |
Infinite Reality Secures Standby Equity Purchase Agreement with Yorkville Advisors Global, LP Exhibit 99.1 Infinite Reality Secures Standby Equity Purchase Agreement with Yorkville Advisors Global, LP New York and Los Angeles - (March 8, 2022) ? Infinite Realty, Inc., the new Metaverse innovation and entertainment company leading the Open Metaverse revolution, announced today the company has secured a Standby Equity Purchase Agreement with Yorkville Global Advisors, LP for up to $200 milli |
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March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2022 Universal Security Instruments, Inc. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Com |
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March 8, 2022 |
Infinite Reality Secures Standby Equity Purchase Agreement with Yorkville Advisors Global, LP Exhibit 99.1 Infinite Reality Secures Standby Equity Purchase Agreement with Yorkville Advisors Global, LP New York and Los Angeles - (March 8, 2022) ? Infinite Realty, Inc., the new Metaverse innovation and entertainment company leading the Open Metaverse revolution, announced today the company has secured a Standby Equity Purchase Agreement with Yorkville Global Advisors, LP for up to $200 milli |
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March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2022 Universal Security Instruments, Inc. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Com |
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March 4, 2022 |
Exhibit 99.1 Infinite Reality Sets Video Conference Call From the Metaverse Thursday, March 10, 2022, at 4:15 PM ET Los Angeles - (March 4, 2022) - Infinite Reality, Inc. (?Infinite Reality?), the new Metaverse innovation and entertainment company born out of the powerful combination of social ecommerce platform app Display Social, leading entertainment production facility Thunder Studios, and gro |
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March 4, 2022 |
Exhibit 99.1 Infinite Reality Sets Video Conference Call From the Metaverse Thursday, March 10, 2022, at 4:15 PM ET Los Angeles - (March 4, 2022) - Infinite Reality, Inc. (?Infinite Reality?), the new Metaverse innovation and entertainment company born out of the powerful combination of social ecommerce platform app Display Social, leading entertainment production facility Thunder Studios, and gro |
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March 4, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2022 Universal Security Instruments, Inc. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) (Com |
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March 1, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2022 Universal Security Instruments, Inc. (Exact name of registrant as specified in charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) |
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March 1, 2022 |
Exhibit 99.1 Infinite Reality, Inc. and Universal Security Instruments, Inc. Jointly Announce Merger Agreement Transaction expected to accelerate Infinite Reality?s growth in the Metaverse, creator economy, and beyond Universal Security Instruments, Inc. evaluating strategic alternatives for existing operations NORWALK, CT and OWINGS MILLS, MD, February 25, 2022: Universal Security Instruments, In |
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February 16, 2022 |
Press Release dated February 16, 2022* ? Exhibit 99.1 ? ? For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 ? Universal Security Instruments Reports Third-Quarter Results ? OWINGS MILLS, Md. February 16, 2022 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal third quarter and nin |
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February 16, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) UNIVERSAL SECURITY INSTRUMENTS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 (Title of Class of Securities) 913821302 (CUSIP Number) December 31, 2021 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate |
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February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) UNIVERSAL SECURITY INSTRUMENTS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 (Title of Class of Securities) 913821302 (CUSIP Number) November 22, 2021 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the |
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November 19, 2021 |
Press Release dated November 18, 2021* Exhibit 99.1 ? ? For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 ? Universal Security Instruments Reports Second-Quarter Results ? OWINGS MILLS, Md. November 18, 2021 - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal second quarter and six |
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November 19, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 12, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NT 10-Q 1 tm2129625-2nt10q.htm NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2021 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transiti |
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October 8, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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August 20, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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August 20, 2021 |
Press Release dated August 19, 2021* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. (410) 363-3000, Ext. 224 or Zachary Mizener Lambert & Co. (315) 529-2348 Universal Security Instruments Reports First-Quarter Results OWINGS MILLS, Md. August 19, 2021 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced results for its fiscal quarter ended June 30, 2021. The |
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August 13, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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July 28, 2021 |
Exhibit 10.1 ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Addendum?) is made as of the 28th day of July, 2021 by and between UNIVERSAL SECURITY INSTRUMENTS, INC., a Maryland corporation (the ?Company?) and HARVEY B. GROSSBLATT (the ?Executive?). INTRODUCTORY STATEMENT The Company and Executive entered into a Se |
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July 28, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 28, 2021 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction of Incorporation) |
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July 22, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSAL SECURITY INSTR |
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July 8, 2021 |
Press Release dated July 8, 2021* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 Or Zachary Mizener Lambert & Co. 315-529-2348 Universal Security Instruments Announces its Fourth-Quarter and Year-End Results OWINGS MILLS, Md. July 8, 2021 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced its financial results for the fourth |
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July 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSAL SECURITY INSTRUM |
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June 29, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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February 26, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* UNIVERSAL SECURITY INSTRUMENTS, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913821302 (CUSIP Number) Ali Davoudi 7555 Ipswitch Rd. Houston, TX 77061 713-640-4000 Copies to: Ralph S. Janvey, Esq. Krage & Janvey, L.L.P. 2100 Ross Avenue Suite 2600 |
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February 26, 2021 |
Exhibit 99.1 SCHEDULE OF TRANSACTIONS Person Effecting Transaction Date of Transaction Number of Shares Acquired (Disposed) Weighted Average Price Per Share Haydeh Davoudi and Ali R. Davoudi WROS February 12, 2021 230 11.01 Ali R. Davoudi Custodian for [minor child] UTMA TX February 12, 2021 35 10.55 Ali Davoudi February 12, 2021 55 10.70 Haydeh Davoudi and Ali R. Davoudi WROS February 16, 2021 11 |
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February 11, 2021 |
Exhibit 99.2 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that, by executing this Power of Attorney (this “Limited Power of Attorney”), the undersigned hereby makes, constitutes and appoints Ali Davoudi (the “Attorney-in-Fact”) as the undersigned’s true and lawful attorney-in-fact, with full power and authority as hereinafter described, on behalf of and in the name, place and stead of the undersi |
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February 11, 2021 |
SCHEDULE OF TRANSACTIONS IN LAST SIXTY DAYS Exhibit 99.1 SCHEDULE OF TRANSACTIONS IN LAST SIXTY DAYS Person Effecting Transaction Date of Transaction Number of Shares Acquired (Disposed) Weighted Average Price Per Share Haydeh Davoudi and Ali R. Davoudi WROS January 27, 2021 (11,000) 10.29 Haydeh Davoudi and Ali R. Davoudi WROS January 27, 2021 11,000 9.03 Haydeh Davoudi and Ali R. Davoudi WROS January 28, 2021 (3,000) 10.18 Haydeh Davoudi |
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February 11, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UNIVERSAL SECURITY INSTRUMENTS, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913821302 (CUSIP Number) Ali Davoudi 7555 Ipswitch Rd. Houston, TX 77061 713-640-4000 Copies to: Ralph S. Janvey, Esq. Krage & Janvey, L.L.P. 2100 Ross Avenue Suite 2600 D |
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February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of |
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February 9, 2021 |
Press Release dated February 9, 2021* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Tyler Deur Lambert & Co. 616-233-0500 Universal Security Instruments Reports Third-Quarter Results OWINGS MILLS, MD. February 9, 2021: - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal third quarter and nine months |
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January 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) Milton C, A |
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January 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) Milton C, A |
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January 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) David Ellio |
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January 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) David Ellio |
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December 10, 2020 |
UUU / Universal Security Instruments, Inc. / Digital Power Corp Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) Milton C, Au |
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December 2, 2020 |
UUU / Universal Security Instruments, Inc. / Activist Investing LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) David Ellio |
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December 2, 2020 |
DAVID ELLIOT LAZAR 1185 Avenue of the Americas, 3rd Floor New York, New York 10036 November 30, 2020 Exhibit 99.1 Activist Investing LLC Custodian Ventures LLC 1185 Avenue of the Americas, 3rd Floor 3445 Lawrence Avenue New York, New York 10036 Oceanside, New York 11572 DAVID ELLIOT LAZAR 1185 Avenue of the Americas, 3rd Floor New York, New York 10036 November 30, 2020 DPW Holdings, Inc. 201 Shipyard Way, Suite E Newport Beach, CA 92663 Attn.: Milton C. Ault III, Chief Executive Officer Re: Share |
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November 10, 2020 |
EXHIBIT 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments, Inc. Announces Acceptance of its Return to Compliance Plan by NYSE MKT OWINGS MILLS, MD. November 10, 2020 - Universal Security Instruments, Inc. (NYSE Amex: UU |
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November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 5, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fil |
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November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of |
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November 9, 2020 |
Press Release dated November 9, 2020* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Reports Second-Quarter Results OWINGS MILLS, MD. November 9, 2020: - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal secon |
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October 30, 2020 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fil |
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October 28, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 28, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fil |
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October 28, 2020 |
EXHIBIT 99.1 Activist Investing LLC 1185 Avenue of the Americas, 3rd Floor New York, New York 10036 (646) 768-8417 October 27, 2020 Universal Security Instruments, Inc. 11407 Cronhill Drive, Suites A-D Owings Mills, MD 21117-3586 Attn: The Board of Directors Gentlemen: Activist Investing LLC, together with its affiliates (collectively, “Activist Investing”), are the beneficial owners of approximat |
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October 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) David Ellio |
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October 27, 2020 |
Exhibit 99.1 Activist Investing LLC 1185 Avenue of the Americas, 3rd Floor New York, New York 10036 (646) 768-8417 October 27, 2020 Universal Security Instruments, Inc. 11407 Cronhill Drive, Suites A-D Owings Mills, MD 21117-3586 Attn: The Board of Directors Gentlemen: Activist Investing LLC, together with its affiliates (collectively, “Activist Investing”), are the beneficial owners of approximat |
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September 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 31, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File |
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September 8, 2020 |
EXHIBIT 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments, Inc. Announces Notice of Noncompliance with NYSE MKT Continued Listing Standards OWINGS MILLS, MD. September 4, 2020 - Universal Security Instruments, Inc. (NYS |
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August 19, 2020 |
Press Release dated August 19, 2020* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Reports First-Quarter Results OWINGS MILLS, Md. August 19, 2020 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced results for its fiscal quarter |
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August 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of regi |
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August 12, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2020 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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August 11, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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August 11, 2020 |
Press Release dated August 10, 2020* EXHIBIT 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 Or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Announces its Fourth-Quarter and Year-End Results OWINGS MILLS, Md. August 10, 2020 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced its f |
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August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2020 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSAL SECURITY INSTRUM |
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July 27, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 27, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File N |
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July 27, 2020 |
Exhibit 10.1 ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Addendum”) is made as of the 27th day of July, 2020 by and between UNIVERSAL SECURITY INSTRUMENTS, INC., a Maryland corporation (the “Company”) and HARVEY B. GROSSBLATT (the “Executive”). INTRODUCTORY STATEMENT The Company and Executive entered into a Se |
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July 24, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 24, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Universal Security Instruments, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 913821302 (CUSIP Number) David Elliot |
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July 16, 2020 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.01 par value, of Universal Security Instruments, Inc., a Maryland corpor |
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June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 26, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File N |
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May 7, 2020 |
Promissory Note dated May 6, 2020, made payable to Capital Bank, N.A. EXHIBIT 10.1 PROMISSORY NOTE Principal $221,400.00 Loan Date 05-06-2020 Maturity 05-06-2022 Loan No. 8355 Call/Coll 0089 Account Officer *** Initials References in the boxes above are for Lender’s use only and do not limit the applicability of this document to any particular loan or item. Any item above containing “***” has been omitted due to text length limitations. Borrower: Universal Security |
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May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 6, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File Num |
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May 1, 2020 |
Term Loan Agreement, dated April 27, 2020, between the Registrant and Eyston Company Limited EXHIBIT 10.2 Term Loan Agreement Lender: Eyston Company Limited of B2, 3/F., Fortune Factory Building, 40 Lee Chung Street, Chai Wan, Hong Kong. Debtor: Universal Security Instruments Inc. of 11407 Cronhill Drive, Suite A, Owings Mills, Maryland 21117, U.S.A. Both parties hereby acknowledge and recognize the Debtor owes the Lender a debt with an amount of USD1,081,439.59 (the “Debt”) as of April 2 |
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May 1, 2020 |
Share Purchase Agreement, dated April 27, 2020, between the Registrant and Eyston Company Limited EXHIBIT 10.1 SHARE PURCHASE AGREEMENT Upon being duly signed by both parties, this Agreement shall supersede the 2002 JOINT VENTURE AGREEMENT signed on October 22, 2002 and all its addendums, memorandums and amendments, the 2002 JOINT VENTURE AGREEMENT and all its addendums, memorandums and amendments shall cease to have legal effect. The two parties hereby waive and release against each other and |
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May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 27, 2020 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File |
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February 19, 2020 |
Press Release dated February 19, 2020* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Reports Third-Quarter Results OWINGS MILLS, MD. February 19, 2020: - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal third |
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February 19, 2020 |
UUU / Universal Security Instruments, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of |
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February 14, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2019 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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November 19, 2019 |
UUU / Universal Security Instruments, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of |
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November 19, 2019 |
Press Release dated November 19, 2019* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Reports Second-Quarter Results OWINGS MILLS, MD. November 19, 2019: - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal seco |
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November 13, 2019 |
UUU / Universal Security Instruments, Inc. NT 10-Q - - NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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November 1, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 31, 2019 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fil |
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September 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* UNIVERSAL SECURITY INSTRUMENTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 913821302 (CUSIP Number) September 13, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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August 19, 2019 |
Press Release dated August 19, 2019* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Reports First-Quarter Results OWINGS MILLS, Md. August 19, 2019 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced results for its fiscal quarter |
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August 19, 2019 |
UUU / Universal Security Instruments, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of regi |
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August 12, 2019 |
UUU / Universal Security Instruments, Inc. NT 10-Q - - NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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July 23, 2019 |
UUU / Universal Security Instruments, Inc. DEF 14A - - DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 16, 2019 |
EX-10.1 2 tv525261ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS ADDENDUM TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Addendum”) is made as of the 12th day of July, 2019 by and between UNIVERSAL SECURITY INSTRUMENTS, INC., a Maryland corporation (the “Company”) and HARVEY B. GROSSBLATT (the “Executive”). INTRODUCTORY STATEMENT T |
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July 16, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 12, 2019 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission File N |
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July 15, 2019 |
Press Release dated July 15, 2019* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, President Universal Security Instruments, Inc. 410-363-3000, Ext. 224 Or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Announces its Fourth-Quarter and Year-End Results OWINGS MILLS, Md. July 15, 2019 - Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced it’s fi |
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July 15, 2019 |
UUU / Universal Security Instruments, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended March 31, 2019 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-31747 UNIVERSAL SECURITY INSTRUM |
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July 3, 2019 |
UUU / Universal Security Instruments, Inc. / Kotarba Partners & Co, Llc - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UNIVERSAL SECURITY INSTRUMENTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 913821302 (CUSIP Number) June 24, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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June 28, 2019 |
UUU / Universal Security Instruments, Inc. NT 10-K - - NT 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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February 19, 2019 |
UUU / Universal Security Instruments, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of |
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February 19, 2019 |
Press Release dated February 19, 2019* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Reports Third-Quarter Results OWINGS MILLS, MD. February 19, 2019: Universal Security Instruments, Inc. (NYSE Amex: UUU) today announced that it has filed its Quarterl |
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February 14, 2019 |
UUU / Universal Security Instruments, Inc. NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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November 19, 2018 |
Press Release dated November 19, 2018* Exhibit 99.1 For Immediate Release Contact: Harvey Grossblatt, CEO Universal Security Instruments, Inc. 410-363-3000, Ext. 224 or Don Hunt, Jeff Lambert Lambert, Edwards & Associates, Inc. 616-233-0500 Universal Security Instruments Reports Second-Quarter Results OWINGS MILLS, MD. November 19, 2018: - Universal Security Instruments, Inc. (NYSE AMEX: UUU) today announced results for its fiscal seco |
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November 19, 2018 |
UUU / Universal Security Instruments, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of |
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November 13, 2018 |
UUU / Universal Security Instruments, Inc. NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-31747 CUSIP Number: 913821 30 2 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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October 31, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 26, 2018 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of registrant as specified in its charter) Maryland 001-31747 52-0898545 (State or Other Jurisdiction (Commission Fil |
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August 20, 2018 |
UUU / Universal Security Instruments, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-31747 UNIVERSAL SECURITY INSTRUMENTS, INC. (Exact name of regi |