Основная статистика
| CIK | 1407190 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Violin Memory, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| April 21, 2017 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36069 VIOLIN MEMORY, INC. (Exact name of registrant as specified |
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| April 21, 2017 |
EX-99.1 Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Chapter 11 VIOLIN MEMORY, INC.,1 Case No. 16-12782 (LSS) Debtor. Related D.I. 305, 313, 314, 381, 404 FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER CONFIRMING SECOND AMENDED PLAN OF REORGANIZATION FOR VIOLIN MEMORY, INC. The above-captioned debtor and debtor in possession (the ?Debtor?) and VM Bidco LLC |
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| April 21, 2017 |
EX-99.2 Exhibit 99.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Chapter 11 VIOLIN MEMORY, INC.,1 Case No. 16-12782 (LSS) Debtor. Related D.I. 305, 313, 314, 381, 420 NOTICE OF CONFIRMATION OF PLAN, OCCURRENCE OF EFFECTIVE DATE AND RELATED DEADLINES FOR ASSERTING CLAIMS PLEASE TAKE NOTICE OF THE FOLLOWING: 1. Confirmation of the Plan. On April 18, 2017, the United Stat |
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| April 21, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2017 VIOLIN MEMORY, INC. |
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| April 19, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2017 VIOLIN MEMORY, INC. |
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| April 19, 2017 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re Violin Memory, Inc. Case No. 16-12782 (LSS) Reporting Period: March 1, 2017 - March 31, 2017 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document Att |
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| March 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2017 VIOLIN MEMORY, INC. |
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| March 24, 2017 |
EX-99.1 2 d363655dex991.htm EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re Violin Memory, Inc. Case No. 16-12782 (LSS) Reporting Period: February 1, 2017 - February 28, 2017 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month. Submit copy of report to any official committee appointed in the case. REQUIR |
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| March 14, 2017 |
Financial Statements and Exhibits, Bankruptcy or Receivership Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2017 VIOLIN MEMORY, INC. |
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| March 14, 2017 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE EX-99.1 Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re VIOLIN MEMORY, INC.,1 Debtor. Chapter 11 Case No. 16-12782 (LSS) SECOND AMENDED PLAN OF REORGANIZATION FOR VIOLIN MEMORY, INC. Scott D. Cousins (No. 3079) Justin R. Alberto (No. 5126) Gregory J. Flasser (No. 6154) BAYARD, P.A. 222 Delaware Avenue, Suite 900 Wilmington, Delaware 19801 Phone: (302) 655-5000 |
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| March 14, 2017 |
EX-99.2 Exhibit 99.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re VIOLIN MEMORY, INC.,1 Debtor. Chapter 11 Case No. 16-12782 (LSS) SECOND AMENDED DISCLOSURE STATEMENT WITH RESPECT TO THE PLAN OF REORGANIZATION FOR VIOLIN MEMORY, INC. Scott D. Cousins (No. 3079) Justin R. Alberto (No. 5126) Gregory J. Flasser (No. 6154) BAYARD, P.A. 222 Delaware Avenue, Suite 900 Wilming |
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| March 6, 2017 |
Exhibit 99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re Violin Memory, Inc. Case No. 16-12782 (LSS) Reporting Period: January 1, 2017 - January 31, 2017 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Doc |
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| March 6, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2017 VIOLIN MEMORY, INC. |
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| February 22, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2017 VIOLIN MEMORY, INC. |
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| February 22, 2017 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION PLAN SPONSOR AGREEMENT This PLAN SPONSOR AGREEMENT (as amended, supplemented, or otherwise modified from time to time, this ?Agreement?), dated as of February 14, 2017, is entered into by and among Violin Memory, Inc. (the ?Company?), VM Bidco LLC (?Soros?), and the Official Committee of Unsecured Creditors appointed in the Company?s chapter 11 case (the ?Com |
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| February 17, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2017 VIOLIN MEMORY, INC. |
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| February 17, 2017 |
EX-99.1 Exhibit 99.1 Case 16-12782-LSS Doc 230 Filed 02/15/17 Page 1 of 9 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Chapter 11 VIOLIN MEMORY, INC.,1 Case No. 16-12782 (LSS) Debtor. Related D.I. 202 INTERIM ORDER PURSUANT TO SECTIONS 105(a) AND 362 OF THE BANKRUPTCY CODE (I) ESTABLISHING NOTIFICATION PROCEDURES AND APPROVING RESTRICTIONS ON CERTAIN TRANSFERS OF EQUITY |
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| February 2, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2017 VIOLIN MEMORY, INC. |
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| February 2, 2017 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re Violin Memory, Inc. Case No. 16-12782 (LSS) Reporting Period: December 14, 2016 - December 31, 2016 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month. Submit copy of report to any official committee appointed in the case. Form No. Document Attached Explan |
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| February 1, 2017 |
VMEM / Violin Memory, Inc. / SAMBERG ARTHUR J - AMENDMENT NO.1 TO SCHEDULE 13G Passive Investment Amendment No.1 to Schedule 13G CUSIP No. 92763A101 13G Page 1 of 6 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* Violin Memory, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Tit |
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| January 11, 2017 |
EX-99.1 Exhibit 99.1 VIOLIN MEMORY, INC. Condensed Consolidated Balance Sheets (In thousands, except per share amounts) October 31, 2016 January 31, 2016 (Unaudited) Assets Current assets: Cash and cash equivalents $ 9,305 $ 23,921 Restricted cash ? 10,000 Short-term investments 2,452 42,058 Accounts receivable, net 3,669 5,308 Inventory 9,749 12,001 Other current assets 1,642 4,170 Total current |
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| January 11, 2017 |
Violin Memory 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2017 VIOLIN MEMORY, INC. |
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| December 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2016 VIOLIN MEMORY, INC. |
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| December 19, 2016 |
EX-99.1 2 d313497dex991.htm EX-99.1 Exhibit 99.1 Business Operations Continue while Violin Memory Pursues Chapter 11 Operational and Financial Reorganization and Sale Process Filing provides opportunity for renewed value creation given company’s deep patent portfolio, broad customer base, $20 Million recurring revenue stream and strong flash storage products SANTA CLARA, CA —(Marketwired – Decembe |
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| December 13, 2016 |
NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: CUSIP Number: (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: October 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form |
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| December 7, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2016 VIOLIN MEMORY, INC. |
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| November 25, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2016 VIOLIN MEMORY, INC. |
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| November 25, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2016 VIOLIN MEMORY, INC. |
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| November 18, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES New York Stock Exchange LLC ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of Common Stock (the 'Common Stock') of Violin Memory, Inc. |
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| October 28, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2016 VIOLIN MEMORY, INC. |
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| October 28, 2016 |
Violin Memory Common Stock Begins Trading on OTCQX on October 28, 2016 EX-99.1 Exhibit 99.1 Violin Memory Common Stock Begins Trading on OTCQX on October 28, 2016 SANTA CLARA, Calif. ? October 28, 2016 ? Violin Memory?, Inc. (OTCQX: VMEM) announced today that shares of its common stock began trading on the OTCQX market on October 28, 2016. The OTCQX market offers transparent and efficient trading of the securities of established U.S. and international companies. To q |
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| October 20, 2016 |
Violin Memory Receives Notice from NYSE regarding Continued Listing Requirement Exhibit 99.1 Violin Memory Receives Notice from NYSE regarding Continued Listing Requirement SANTA CLARA, Calif. October 20, 2016 Violin Memory®, Inc., (NYSE: VMEM) announced today that it received notification on October 14, 2016 from the New York Stock Exchange (NYSE) that the price of Violins common stock is below the NYSEs continued listing standard which requires the average closing p |
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| October 20, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2016 VIOLIN MEMORY, INC. |
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| September 14, 2016 |
8-K 1 d255396d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 20-3940944 (State or other jurisdiction of |
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| September 14, 2016 |
Violin Memory 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| September 14, 2016 |
EX-10.1 Exhibit 10.1 MASTER SERVICES AGREEMENT This Master Services Agreement (the ?Agreement?) is made and entered into as of June 17, 2016 (the ?Effective Date?), by and between GlobalLogic Inc., a Delaware corporation, with offices at 1741 Technology Drive, 4th Floor, San Jose, California 95110, USA (?GlobalLogic?) and Violin Memory Inc., with offices at 4555 Great America Parkway, Santa Clara, |
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| September 8, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 violinmemory8k.htm VIOLIN MEMORY, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 8, 2016 (Date of earliest event reported) Violin Memory, Inc. (Exact name of registrant as specified in its charter) Delaware 00136069 20-3940944 (State or ot |
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| September 8, 2016 |
Violin Memory Announces Second Quarter Fiscal Year 2017 Financial Results SANTA CLARA, CA - (Marketwired - September 08, 2016) - Violin Memory®, Inc. |
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| September 1, 2016 |
EX-10.1 Exhibit 10.1 UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA TROY LOWRY, derivatively on behalf of VIOLIN MEMORY, INC. Plaintiff, vs. DONALD G. BASILE, CORY J. SINDELAR, DIXON R. DOLL, JR., JEFFERY J. NEWMAN, HOWARD ALLEN BAIN III, LAWRENCE J. LANG, DAVID B. WALROD and MARK N. ROSENBLATT, Defendants, -and- VIOLIN MEMORY, INC., Nominal Defendant. CASE NO.: 4:13-cv-05768 |
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| September 1, 2016 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2016 VIOLIN MEMORY, INC. |
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| July 5, 2016 |
CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIOLIN MEMORY, INC. EX-3.1 2 d222479dex31.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIOLIN MEMORY, INC. Violin Memory, Inc., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: 1. That the name of this corporation is Violin Memory, Inc. and that this corporation |
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| July 5, 2016 |
Exhibit 99.1 Exhibit 99.1 Experienced Business Leader and Committed Investor Bruce H. Grant Joins Violin Memory Board of Directors With over 10 Percent Ownership Stake in Company, Grant is Committed to Company?s Long-Term Success SANTA CLARA, Calif.?June 30, 2016?Violin Memory?, Inc., (NYSE: VMEM), a global pioneer of award-winning all-flash storage platform solutions for primary storage and activ |
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| July 5, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 VIOLIN MEMORY, INC. |
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| July 1, 2016 |
Acceleration Request Violin Memory, Inc. 4555 Great America Parkway Santa Clara, California 95054 July 1, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-0409 Attention: Jan Woo Ji Shin RE: Violin Memory, Inc. Registration Statement on Form S-3 File No. 333-212250 Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to R |
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| June 24, 2016 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on June 24, 2016 Registration No. |
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| June 24, 2016 |
EX-12.1 EXHIBIT 12.1 VIOLIN MEMORY, INC. STATEMENT REGARDING COMPUTATION OF RATIOS (in thousands) For the Year Ended January 31, Three Months Ended April 30, 2016 2012 2013 2014 2015 2016 Earnings (deficiency): Net loss before taxes $ (44,778 ) $ (109,005 ) $ (149,733 ) $ (108,780 ) $ (98,925 ) $ (22,149 ) Add: Fixed charges 3,081 131 1,665 3,327 6,871 1,485 Earnings (deficiency) $ (41,697 ) $ (10 |
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| June 24, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2016 VIOLIN MEMORY, INC. |
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| June 24, 2016 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Violin Memory Announces Reverse Stock Split Ratio Reverse Stock Split Remains Subject to Stockholder Approval SANTA CLARA, Calif. ? June 24, 2016 ? Violin Memory?, Inc., (NYSE: VMEM) announced today that its Board of Directors has determined the ratio of a proposed reverse stock split to be 1-for-4, subject to stockholder approval. The purpose of the reve |
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| June 21, 2016 |
VMEM / Violin Memory, Inc. / Grant Bruce Harvey - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment SC 13G/A 1 t1601608sc13ga.htm AMENDMENT NO. 2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Violin Memory, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 92763A101 (CUSIP Number) June 1, 2016 (Date of Event That Requires Filing of this Statement) Check |
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| June 20, 2016 |
VMEM / Violin Memory, Inc. / SAMBERG ARTHUR J - SCHEDULE 13G Passive Investment Schedule 13G CUSIP No. 92763A101 13G Page 1 of 6 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Violin Memory, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Secu |
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| June 14, 2016 |
Violin Memory FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| May 26, 2016 |
Violin Memory Announces First Quarter Fiscal Year 2017 Financial Results SANTA CLARA, CA - (Marketwired - May 24, 2016) - Violin Memory®, Inc. |
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| May 26, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 24, 2016 (Date of earliest event reported) Violin Memory, Inc. (Exact name of registrant as specified in its charter) DE 00136069 20-3940944 (State or other jurisdiction of incorporation) (Comm |
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| May 24, 2016 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 24, 2016 (Date of earliest event reported) Violin Memory, Inc. (Exact name of registrant as specified in its charter) DE 00136069 na (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emp |
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| May 24, 2016 |
Violin Memory Announces First Quarter Fiscal Year 2017 Financial Results SANTA CLARA, CA - (Marketwired - May 24, 2016) - Violin Memory?, Inc. |
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| May 17, 2016 |
Violin Memory DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
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| May 16, 2016 |
May 12, 2016 VIA ELECTRONIC TRANSMISSION AND OVERNIGHT MAIL Securities and Exchange Commission 100 F Street, N. |
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| May 16, 2016 |
PRER14A 1 d147425dprer14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stateme |
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| May 2, 2016 |
Violin Memory PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
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| May 2, 2016 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 VIOLIN MEMORY, INC. |
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| May 2, 2016 |
Violin Memory to Submit Plan to Restore Compliance with NYSE Continued Listing Requirement EX-99.1 Exhibit 99.1 Violin Memory to Submit Plan to Restore Compliance with NYSE Continued Listing Requirement SANTA CLARA, Calif. ? May 2, 2016 ? Violin Memory?, Inc., (NYSE: VMEM) announced today that it received notification on April 27, 2016 from the New York Stock Exchange (?NYSE?) that Violin Memory?s average global market capitalization over a thirty-day trading period and stockholders? eq |
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| May 2, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2016 VIOLIN MEMORY, INC. |
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| April 26, 2016 |
VMEM / Violin Memory, Inc. / Grant Bruce Harvey - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment SC 13G/A 1 t1601112sch13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Violin Memory, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 92763A101 (CUSIP Number) January 7, 2016 (Date of Event That Requires Filing of this Statement) C |
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| April 6, 2016 |
S-8 As filed with the Securities and Exchange Commission on April 6, 2016 Registration No. |
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| April 6, 2016 |
Violin Memory FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| April 6, 2016 |
(Remainder of page intentionally left blank; signature page follows) Exhibit 10.39 EXECUTION VERSION April 4, 2016 Violin Memory, Inc. 4555 Great American Parkway, Suite #150 Santa Clara, CA 95054 Attn: Cory J. Sindelar, Chief Financial Officer Re: Amendment Agreement (this “Letter Agreement”) relating to that certain Credit Agreement, dated as of October 24, 2014, among Violin Memory, Inc., a Delaware corporation (the “Borrower”), the sole Lender named therein as |
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| April 6, 2016 |
Subsidiaries of the Registrant EX-21.1 3 d145756dex211.htm EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant The following sets forth the Registrant’s subsidiaries as of March 31, 2016: Country Subsidiary Singapore Violin Memory Singapore Pte. Ltd. Japan Violin Memory K.K. England and Wales Violin Memory Europe Ltd. United States Violin Memory Federal Systems, Inc. China Violin Memory Data Storage System Company, Ltd. Russia |
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| March 25, 2016 |
EX-10.1 2 d141938dex101.htm EX-10.1 Exhibit 10.1 March 22, 2016 Mr. Ebrahim Abbasi Dear Ebrahim: This Letter Agreement confirms your promotion to the position of Chief Operating Officer (COO) of Violin Memory, Inc. (Company) which the Company’s Board of Directors has determined is an executive officer position for purposes of Securities and Exchange Commission reporting. 1. Position. Your title is |
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| March 25, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2016 VIOLIN MEMORY, INC. |
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| March 25, 2016 |
VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT EX-10.2 Exhibit 10.2 VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Change of Control Severance Agreement (this ?Agreement?), is made and entered into effective as of the Effective Date (as defined below) by and between Ebrahim Abassi (the ?Executive?) and Violin Memory, Inc., a Delaware corporation (the ?Company?). Certain capitalized terms used in this Agreement are defined i |
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| March 24, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2016 VIOLIN MEMORY, INC. |
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| March 10, 2016 |
Violin Memory Announces Fiscal Fourth Quarter and Fiscal Year 2016 Financial Results and Restructuring Plan SANTA CLARA, CA - (Marketwired - March 10, 2016) - Violin Memory(R), Inc. |
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| March 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Edgar-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 10, 2016 (Date of earliest event reported) Violin Memory, Inc. (Exact name of registrant as specified in its charter) DE 00136069 na (State or other jurisdiction of incorporation) (Commission File Numbe |
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| February 22, 2016 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2016 |
VMEM / Violin Memory, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* VIOLIN MEMORY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 92763A101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 11, 2016 |
VMEM / Violin Memory, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* VIOLIN MEMORY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 92763A101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 14, 2016 |
Violin Memory Expects to Restore Compliance with NYSE Continued Listing Requirement EX-99.1 2 d111154dex991.htm EX-99.1 Exhibit 99.1 Violin Memory Expects to Restore Compliance with NYSE Continued Listing Requirement SANTA CLARA, Calif. – January 14, 2016 – Violin Memory®, Inc., (NYSE: VMEM) announced today that it received notification on January 8, 2016 from the New York Stock Exchange (“NYSE”) that the price of Violin Memory common stock has fallen below the NYSE’s continued l |
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| January 14, 2016 |
Violin Memory FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2016 VIOLIN MEMORY, INC. |
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| January 11, 2016 |
Exhibit 1 CLINTON GROUP AND IMATION CORP. TO PROVIDE NOTICE OF ITS INTENTION TO NOMINATE THREE CANDIDATES FOR THE BOARD OF VIOLIN MEMORY NEW YORK, January 8, 2016 /PRNewswire/ - Clinton Group, Inc. ("Clinton Group" or "CGI") and Imation Corp. ("Imation"), both stockholders of Violin Memory, Inc. ("Violin Memory" or the "Company") (NASDAQ: VMEM), announced today that they will provide a notice of t |
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| January 11, 2016 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 11, 2016 |
Exhibit 2 CLINTON RELATIONAL OPPORTUNITY MASTER FUND, L.P., CLINTON MAGNOLIA MASTER FUND, LTD., CLINTON SPECIAL OPPORTUNITIES MASTER FUND, L.P., CLINTON GROUP, INC., AND GEORGE E. HALL (COLLECTIVELY, "CLINTON"), IMATION CORP. (“IMATION”) AND RALPH SCHMITT, MICHAEL WALL, AND ALEX SPIRO (TOGETHER WITH CLINTON AND IMATION, THE "PARTICIPANTS") INTEND TO FILE WITH THE SECURITIES AND EXCHANGE COMMISSION |
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| January 5, 2016 |
VMEM / Violin Memory, Inc. 10-Q/A - Quarterly Report - 10-Q/A 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Nu |
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| January 5, 2016 |
VMEM / Violin Memory, Inc. 10-K/A - Annual Report - FORM 10-K/A Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| January 5, 2016 |
VMEM / Violin Memory, Inc. 10-Q/A - Quarterly Report - FORM 10-Q/A (AMENDMENT NO. 1) Form 10-Q/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| January 5, 2016 |
VMEM / Violin Memory, Inc. 10-Q/A - Quarterly Report - FORM 10-Q/A Form 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil |
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| December 30, 2015 |
CORRESPONDENCE December 29, 2015 Via Electronic Mail to: [email protected] Securities and Exchange Commission 100 F Street, N.W., Mail Stop 4561 Washington, D.C. 20549 Attention: Ms. Kathleen Collins Accounting Branch Chief Re: Violin Memory, Inc. Form 10-K for the Fiscal Year Ended January 31, 2015 Filed April 8, 2015 File No. 001-36069 Dear Ms. Collins: Violin Memory, Inc. (the ?Company?) is pro |
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| December 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| December 3, 2015 |
Violin Memory FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2015 VIOLIN MEMORY, INC. |
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| December 2, 2015 |
Violin Memory Announces Third Quarter Fiscal Year 2016 Financial Results SANTA CLARA, CA - (Marketwired - December 02, 2015) - Violin Memory(R), Inc. |
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| December 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 violinmemoryinc8k.htm VIOLIN MEMORY INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 2, 2015 (Date of earliest event reported) Violin Memory, Inc. (Exact name of registrant as specified in its charter) DE 00136069 na (State or other jurisdict |
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| September 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| August 27, 2015 |
Violin Memory VIOLIN MEMORY, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2015 VIOLIN MEMORY, INC. |
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| August 27, 2015 |
Violin Memory Announces Second Quarter Fiscal Year 2016 Financial Results Exhibit 99.1 Violin Memory Announces Second Quarter Fiscal Year 2016 Financial Results SANTA CLARA, Calif.-(BUSINESS WIRE)-August 27, 2015-Violin Memory?, Inc., (NYSE:VMEM), a global pioneer of award-winning all-flash storage platform solutions for primary storage and active workloads, today announced financial results for the second fiscal quarter ended July 31, 2015. Second Quarter Fiscal 2016 F |
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| August 6, 2015 |
VMEM / Violin Memory, Inc. / Grant Bruce Harvey - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| June 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| June 8, 2015 |
Violin Memory FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2015 VIOLIN MEMORY, INC. |
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| June 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2015 VIOLIN MEMORY, INC. |
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| June 2, 2015 |
Violin Memory Announces First Quarter Fiscal Year 2016 Financial Results Exhibit 99.1 Violin Memory Announces First Quarter Fiscal Year 2016 Financial Results SANTA CLARA, Calif.-(BUSINESS WIRE)-June 2, 2015-Violin Memory?, Inc., (NYSE:VMEM), a global pioneer of award-winning all flash storage platform solutions for primary storage and active workloads, today announced financial results for the first fiscal quarter ended April 30, 2015. First Quarter Fiscal 2016 Financ |
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| May 26, 2015 |
Violin Memory FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2015 VIOLIN MEMORY, INC. |
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| May 26, 2015 |
(Remainder of page intentionally left blank; signature page follows) EX-10.1 Exhibit 10.1 May 21, 2015 Violin Memory, Inc. 4555 Great American Parkway, Suite #150 Santa Clara, CA 95054 Attn: Corey J. Sindelar, Chief Financial Officer Re: Amendment letter agreement (this ?Amendment?) relating to that certain Credit Agreement, dated as of October 24, 2014, among Violin Memory, Inc., a Delaware corporation (the ?Borrower?), the sole Lender named therein as a party the |
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| May 13, 2015 |
Violin Memory 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2015 VIOLIN MEMORY, INC. |
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| May 13, 2015 |
EX-10.1 Exhibit 10.1 May 1, 2015 Mr. Said Ouissal 985 Paradise Way Palo Alto, CA 94306 Dear Said: Violin Memory, Inc., ?the Company? is pleased to offer you a promotion to the role of; Senior Vice President, Worldwide Field Operations, of the Company on the terms described below in this Letter Agreement. 1. Position. Your title will be Senior Vice President, Worldwide Field Operations, and you wil |
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| May 13, 2015 |
Proprietary Information Agreement EX-10.3 Exhibit 10.3 May 1, 2015 Mr. Thomas G. Mitchell 310 San Marco Drive Fort Lauderdale, FL 33301 Dear Tom: This letter agreement (the ?Agreement?), which is effective on the Effective Date as defined below, confirms the terms, mutually agreed upon by you and Violin Memory, Inc. (the ?Company?), of your transition of employment and eventual separation from the Company as a regular full-time em |
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| May 13, 2015 |
VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT EX-10.2 Exhibit 10.2 VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Change of Control Severance Agreement (this ?Agreement?), is made and entered into effective as of the Effective Date (as defined below) by and between Said Ouissal (the ?Executive?) and Violin Memory, Inc., a Delaware corporation (the ?Company?). Certain capitalized terms used in this Agreement are defined in |
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| May 7, 2015 |
Violin Memory REVISED DEFINITIVE PROXY STATEMENT Revised Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 6, 2015 |
Violin Memory FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended Date of Report (Date of earliest event reported): May 4, 2015 VIOLIN MEMORY, INC. |
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| May 6, 2015 |
EX-16.1 Exhibit 16.1 May 6, 2015 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Violin Memory, Inc. and, under the date of April 8, 2015, we reported on the consolidated financial statements of Violin Memory, Inc. as of and for the years ended January 31, 2015 and 2014. On May 4, 2015, we were dismissed. We have read Vio |
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| April 17, 2015 |
Violin Memory NOTICE & PROXY STATEMENT Notice & Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
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| April 17, 2015 |
Violin Memory DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
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| April 15, 2015 |
VMEM / Violin Memory, Inc. / Basile Donald G - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Violin Memory, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92763A101 (CUSIP Number) Donald G. Basile c/o Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, NY 10019-6064 310-946-9001 (Name, Address an |
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| April 9, 2015 |
S-8 As filed with the Securities and Exchange Commission on April 9, 2015 Registration No. |
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| April 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| March 10, 2015 |
Violin Memory FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2015 VIOLIN MEMORY, INC. |
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| March 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2015 VIOLIN MEMORY, INC. |
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| March 5, 2015 |
Violin Memory Announces Fourth Quarter and Fiscal Year 2015 Financial Results Exhibit 99.1 Violin Memory Announces Fourth Quarter and Fiscal Year 2015 Financial Results SANTA CLARA, Calif.-(BUSINESS WIRE)-March 5, 2015-Violin Memory?, Inc., (NYSE:VMEM), a leading provider of award-winning all-flash storage arrays and appliances delivering application solutions for the enterprise, today announced financial results for the fourth fiscal quarter and full fiscal year ended Janu |
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| December 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| November 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2014 VIOLIN MEMORY, INC. |
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| November 24, 2014 |
Violin Memory Announces Third Quarter Fiscal 2015 Financial Results Exhibit 99.1 Violin Memory Announces Third Quarter Fiscal 2015 Financial Results SANTA CLARA, Calif.-(BUSINESS WIRE)-November 24, 2014-Violin Memory®, Inc., (NYSE:VMEM), a leading provider of award-winning all-flash storage arrays and appliances delivering application solutions for the enterprise, today announced financial results for the third fiscal quarter ended October 31, 2014. Third Quarter |
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| November 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2014 VIOLIN MEMORY, INC. |
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| November 12, 2014 |
Violin Memory Elects William Kurtz to Board of Directors Exhibit 99.1 Violin Memory Elects William Kurtz to Board of Directors SANTA CLARA, Calif.-(BUSINESS WIRE)-November 12, 2014-Violin Memory®, Inc., (NYSE:VMEM), a leading provider of award-winning all-flash storage arrays and appliances delivering application solutions for the enterprise, today announced that William H. Kurtz has been elected to its Board of Directors and appointed as Chairman of th |
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| October 30, 2014 |
EX-10.1 2 d811034dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION SILICON VALLEY BANK CREDIT AGREEMENT $20,000,000 SENIOR SECURED CREDIT FACILITIES CREDIT AGREEMENT dated as of October 24, 2014, among VIOLIN MEMORY, INC. as the Borrower, CERTAIN SUBSIDIARIES OF VIOLIN MEMORY, INC., as Subsidiary Borrowers, THE LENDERS PARTY HERETO FROM TIME TO TIME, and SILICON VALLEY BANK, as Administrative Agen |
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| October 30, 2014 |
Prepared by R.R. Donnelley Financial - EX-10.2 Exhibit 10.2 EXECUTION VERSION SILICON VALLEY BANK GUARANTEE AND COLLATERAL AGREEMENT GUARANTEE AND COLLATERAL AGREEMENT Dated as of October 24, 2014, made by VIOLIN MEMORY, INC., and the other Grantors referred to herein and from time to time parties hereto, in favor of SILICON VALLEY BANK, as Administrative Agent TABLE OF CONTENTS Page SECTION 1. DE |
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| October 30, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Prepared by R.R. Donnelley Financial - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 20-3940944 (State or other |
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| October 6, 2014 |
Violin Memory Completes Sale of an Additional $15 Million of Convertible Senior Notes EX-99.1 2 d800451dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Violin Memory Completes Sale of an Additional $15 Million of Convertible Senior Notes SANTA CLARA, Calif. – October 6, 2014 – Violin Memory, Inc. (NYSE: VMEM) today announced that it has issued an additional $15.0 million principal amount of its 4.25% convertible senior notes due 2019 pursuant to the exercise in full of the ove |
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| October 6, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 94-3136539 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 1, 2014 |
EX-10.1 2 d798386dex101.htm EX-10.1 Exhibit 10.1 AGREEMENT THIS AGREEMENT (the “Agreement”), made effective as of September 16, 2014, by and between Violin Memory, Inc. (the “Company”), and Kevin A. DeNuccio, the President and Chief Executive Officer of the Company (“Executive”). WHEREAS, Executive has elected to receive shares of the Company’s Common Stock issued under the Company’s 2012 Equity I |
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| October 1, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2014 VIOLIN MEMORY, INC. |
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| September 26, 2014 |
Termination of a Material Definitive Agreement Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2014 VIOLIN MEMORY, INC. |
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| September 24, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 94-3136539 (State or Other Jurisdiction of Incorporation) (Co |
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| September 24, 2014 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION VIOLIN MEMORY, INC. AS ISSUER 4.25% CONVERTIBLE SENIOR NOTES DUE 2019 INDENTURE DATED AS OF SEPTEMBER 24, 2014 WILMINGTON TRUST, NATIONAL ASSOCIATION AS TRUSTEE TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitions 12 Section 1.03 Rules of Construction 13 Section 1.04 Acts of Hold |
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| September 19, 2014 |
Violin Memory Prices Offering of $105.0 Million of Convertible Senior Notes Prepared by R.R. Donnelley Financial - EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Violin Memory Prices Offering of $105.0 Million of Convertible Senior Notes SANTA CLARA, Calif. – September 19, 2014 – Violin Memory, Inc. (NYSE: VMEM) today announced the pricing of its offering of $105.0 million aggregate principal amount of convertible senior notes due 2019 in a private placement to qualified inst |
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| September 19, 2014 |
Financial Statements and Exhibits, Other Events Prepared by R.R. Donnelley Financial - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 94-3136539 (State or O |
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| September 18, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 94-3136539 (State or Other Jurisdiction |
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| September 18, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 d791013d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 94-3136539 (State or Other Jurisdiction |
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| September 18, 2014 |
Violin Memory Announces Proposed Offering of $85 Million of Convertible Senior Notes EX-99.1 2 d791013dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Violin Memory Announces Proposed Offering of $85 Million of Convertible Senior Notes SANTA CLARA, Calif. – September 18, 2014 – Violin Memory, Inc. (NYSE: VMEM) today announced its intention to offer, subject to market conditions and other factors, $85 million aggregate principal amount of convertible senior notes due 2019 in a |
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| September 18, 2014 |
Violin Memory Announces Proposed Offering of $95 Million of Convertible Senior Notes EX-99.1 2 d792091dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Violin Memory Announces Proposed Offering of $95 Million of Convertible Senior Notes SANTA CLARA, Calif. – September 18, 2014 – Violin Memory, Inc. (NYSE: VMEM) today announced its intention to offer, subject to market conditions and other factors, $95 million aggregate principal amount of convertible senior notes due 2019 in a |
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| September 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| September 5, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 d783080d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 20-3940944 (State or other jurisdiction of |
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| August 27, 2014 |
Violin Memory Announces Second Quarter Fiscal 2015 Financial Results Exhibit 99.1 Violin Memory Announces Second Quarter Fiscal 2015 Financial Results SANTA CLARA, Calif.-(BUSINESS WIRE)-August 27, 2014-Violin Memory®, Inc., (NYSE:VMEM), a leading provider of all-flash storage arrays and appliances delivering application solutions for the enterprise, today announced financial results for the second fiscal quarter ended July 31, 2014. Second Quarter Fiscal 2015 Fina |
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| August 27, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2014 VIOLIN MEMORY, INC. |
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| August 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2014 VIOLIN MEMORY, INC. |
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| August 7, 2014 |
SETTLEMENT AGREEMENT AND GENERAL RELEASE EX-10.1 Exhibit 10.1 EXECUTION COPY SETTLEMENT AGREEMENT AND GENERAL RELEASE This Settlement Agreement and General Release (this “Agreement”) is entered into between (a) GCA Savvian Advisors, LLC (“GCA Savvian” or “Plaintiff”), and (b) Violin Memory, Inc. (“Violin Memory” or “Defendant”) (collectively with Plaintiff, the “Parties”).1 Subject to the terms and conditions expressly provided herein, t |
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| August 7, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d771158d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 20-3940944 (State or other jurisdiction of inc |
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| July 25, 2014 |
Completion of Acquisition or Disposition of Assets 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2014 VIOLIN MEMORY, INC. |
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| July 24, 2014 |
VMEM / Violin Memory, Inc. DEFA14A - - DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240. |
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| July 24, 2014 |
VMEM / Violin Memory, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240. |
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| July 22, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2014 VIOLIN MEMORY, INC. |
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| June 23, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2014 VIOLIN MEMORY, INC. |
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| June 13, 2014 |
VMEM / Violin Memory, Inc. / Basile Donald G - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Violin Memory, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92763A101 (CUSIP Number) Donald G. Basile c/o Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, NY 10019-6064 310-946-9001 (Name, Address and |
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| June 10, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2014 VIOLIN MEMORY, INC. |
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| June 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 d731780d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| June 6, 2014 |
DRAFT ? REDACTED VERSION FIRST AMENDMENT TO SPONSORSHIP AGREEMENT Exhibit 10.1 Confidential Treatment Requested. Confidential portions of this document have been redacted, and have been separately filed with the Commission DRAFT ? REDACTED VERSION FIRST AMENDMENT TO SPONSORSHIP AGREEMENT This First Amendment to Sponsorship Agreement (?Amendment?) entered into and made effective as of April 14, 2014 (?Effective Date?) modifies certain terms of the Sponsorship Agr |
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| May 29, 2014 |
PATENT CROSS-LICENSE AGREEMENT Exhibit 10.1 PATENT CROSS-LICENSE AGREEMENT This Patent Cross-License Agreement (“Agreement”) is entered into as of the date of the last execution below (the “Effective Date”), by and between a corporation (“Buyer”), and VIOLIN MEMORY, INC., a Delaware corporation (“Seller” and together with Buyer, the “Parties” and each, a “Party”). WHEREAS, Seller and Buyer have entered into an Asset Purchase Ag |
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| May 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2014 VIOLIN MEMORY, INC. |
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| May 29, 2014 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by and between VIOLIN MEMORY, INC. a Delaware corporation and SK HYNIX INC. a corporation formed under the laws of The Republic of Korea Dated as of May 29, 2014 TABLE OF CONTENTS Page Section 1 Definitions 1 1.1 Definitions 1 Section 2 Purchase of Assets/Assumption of Liabilities 10 2.1 Purchased Assets 10 2.2 Excluded Assets 11 2.3 As |
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| May 29, 2014 |
Violin Memory Announces First Fiscal Quarter 2015 Financial Results Exhibit 99.1 Violin Memory Announces First Fiscal Quarter 2015 Financial Results SANTA CLARA, Calif.-(BUSINESS WIRE)-May 29, 2014-Violin Memory®, Inc., (NYSE:VMEM), a leading provider of all-flash storage arrays and appliances delivering application solutions for the enterprise, today announced financial results for the first fiscal quarter ended April 30, 2014. First Quarter Fiscal 2015 Financial |
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| May 29, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2014 VIOLIN MEMORY, INC. |
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| May 21, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2014 VIOLIN MEMORY, INC. |
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| May 21, 2014 |
Proprietary Information Agreement EX-10.1 Exhibit 10.1 May 15, 2014 Mr. John A. Kapitula Dear John: This letter agreement (the “Agreement”) confirms the terms, mutually agreed upon by you and Violin Memory, Inc. (the “Company”), of: (i) your separation from the Company as a regular full-time employee; and (ii) your resignations, effective May 15, 2014 from all positions you hold as an officer and/or director of any of the Company’ |
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| May 5, 2014 |
Entry into a Material Definitive Agreement Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2014 VIOLIN MEMORY, INC. |
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| April 17, 2014 |
S-8 As filed with the Securities and Exchange Commission on April 17, 2014 Registration No. |
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| April 17, 2014 |
S-8 As filed with the Securities and Exchange Commission on April 17, 2014 Registration No. |
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| April 17, 2014 |
VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT EX-99.4 Exhibit 99.4 VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT Violin Memory, Inc. (the “Company”) hereby grants an option (“Option”) to purchase shares (the “Shares”) of its common stock (the “Stock”) to the optionee named below (“Optionee” or “you”) on the terms and conditions set forth in this Notice of Stock Option Grant. The Option is granted outside of any plan of the Company and is m |
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| April 16, 2014 |
Exhibit 10.20 Separation Agreement This Separation Agreement (?Agreement?) is made by and between Dixon R. Doll, Jr., an individual (the ?Employee?) and Violin Memory, Inc. (the ?Company?), and effective seven calendar days after the date this Agreement is signed by the Employee (?Effective Date?). The Employee must sign and return this Agreement within twenty-one (21) days of his receipt of this |
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| April 16, 2014 |
SETTLEMENT AGREEMENT AND RELEASE Exhibit 10.19 SETTLEMENT AGREEMENT AND RELEASE SETTLEMENT AGREEMENT AND RELEASE (?Agreement?) made as of this 11th day of April, 2014, by and between Dr. Donald G. Basile (?Basile?) and Violin Memory, Inc., a Delaware corporation (?Violin?). WHEREAS, Basile and Violin (hereinafter collectively the ?Parties?) desire to resolve and settle in full any and all claims that have arisen with respect to B |
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| April 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| April 15, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 12, 2014 VIOLIN MEMORY, INC. (Exact name of Registrant as specified in its charter) Delaware 001-36069 20-3940944 (State or other jurisdiction of incorporation) (Commis |
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| April 15, 2014 |
Violin Memory, Inc. 4555 Great America Parkway Santa Clara, California 95054 April 12, 2014 EX-10.1 Exhibit 10.1 EXECUTION COPY Violin Memory, Inc. 4555 Great America Parkway Santa Clara, California 95054 April 12, 2014 VIA FAX AND EMAIL Clinton Relational Opportunity Master Fund, L.P. c/o Clinton Group Inc. 601 Lexington Avenue, 51st Floor New York, NY 10022 Attention: Greg Taxin and Joseph De Perio Dear Mr. Taxin and Mr. De Perio: This letter (the “Letter”) constitutes the agreement be |
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| April 15, 2014 |
Violin Memory Appoints Vic Mahadevan to Board of Directors EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Violin Memory Appoints Vic Mahadevan to Board of Directors SANTA CLARA, CA—APRIL 14, 2014 – Violin Memory, Inc., (NYSE: VMEM) a leading provider of flash storage arrays and appliances delivering application solutions for the enterprise, today announced the appointment of Vic Mahadevan to its Board of Directors, effective immediately. Mahadevan has been ap |
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| March 13, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2014 VIOLIN MEMORY, INC. |
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| March 6, 2014 |
EX-99.1 2 d689174dex991.htm EX-99.1 Exhibit 99.1 Violin Memory Announces Fourth Fiscal Quarter and Full-Year 2014 Financial Results Strong Year-over-Year Revenue Growth of 46% SANTA CLARA, Calif. — March 6, 2014 —Violin Memory®, Inc., (NYSE:VMEM), a leader in persistent memory-based storage solutions, today announced financial results for its fourth fiscal quarter and full fiscal year ended Januar |
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| March 6, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2014 VIOLIN MEMORY, INC. |
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| March 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d689174d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2014 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 20-3940944 (State or other jurisdiction of inco |
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| February 24, 2014 |
VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT EX-10.2 Exhibit 10.2 VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT Violin Memory, Inc. (the “Company”) hereby grants an option (“Option”) to purchase shares (the “Shares”) of its common stock (the “Stock”) to the optionee named below (“Optionee” or “you”) on the terms and conditions set forth in this Notice of Stock Option Grant. The Option is granted outside of any plan of the Company and is m |
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| February 24, 2014 |
VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT EX-10.3 Exhibit 10.3 VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Change of Control Severance Agreement (this “Agreement”), is made and entered into effective as of February 20, 2014, (the “Effective Date”), by and between Thomas G. Mitchell (the “Executive”) and Violin Memory, Inc., a Delaware corporation (the “Company”). Certain capitalized terms used in this Agreement are |
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| February 24, 2014 |
EX-10.1 Exhibit 10.1 February 12, 2014 Thomas G. Mitchell [Home Address] Dear Tom, Violin Memory, Inc., “the Company” is pleased to offer you employment with the Company on the terms described below. 1. Position. Your starting title will be SVP, Global Field Operations and you will report to the Company’s President and Chief Executive Officer. This is a full-time position beginning on Tuesday, Feb |
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| February 24, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2014 VIOLIN MEMORY, INC. |
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| February 14, 2014 |
VMEM / Violin Memory, Inc. / TOSHIBA CORP - SCHEDULE 13G Passive Investment SC 13G 1 sc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Violin Memory, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92763A101 (CUSIP Number) 09/26/2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 6, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2014 VIOLIN MEMORY, INC. |
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| February 6, 2014 |
VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT (EARLY EXERCISE) EX-10.2 Exhibit 10.2 VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT (EARLY EXERCISE) Violin Memory, Inc. (the “Company”) hereby grants an option (“Option”) to purchase shares (the “Shares”) of its common stock (the “Stock”) to the optionee named below (“Optionee” or “you”) on the terms and conditions set forth in this Notice of Stock Option Grant. The Option is granted outside of any plan of the |
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| February 6, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2014 VIOLIN MEMORY, INC. |
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| February 6, 2014 |
VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT EX-10.1 Exhibit 10.1 VIOLIN MEMORY, INC. CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Change of Control Severance Agreement (this “Agreement”), is made and entered into effective as of January 31, 2014 (the “Effective Date”), by and between Cory Sindelar (the “Executive”) and Violin Memory, Inc., a Delaware corporation (the “Company”). Certain capitalized terms used in this Agreement are defined |
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| February 6, 2014 |
[Remainder of This Page Intentionally Left Blank] EX-10.1 Exhibit 10.1 February 1, 2014 Mr. Kevin A. DeNuccio Dear Kevin: Violin Memory, Inc. (the “Company”) is pleased to offer you employment on the following terms: 1. Position. Your title will be President and Chief Executive Officer (“PCEO”), and you will report to the Company’s Board of Directors (the “Board”). You will also be elected as a member of the Board. By signing this letter agreemen |
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| February 6, 2014 |
VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT EX-10.3 Exhibit 10.3 VIOLIN MEMORY, INC. NOTICE OF STOCK OPTION GRANT Violin Memory, Inc. (the “Company”) hereby grants an option (“Option”) to purchase shares (the “Shares”) of its common stock (the “Stock”) to the optionee named below (“Optionee” or “you”) on the terms and conditions set forth in this Notice of Stock Option Grant. The Option is granted outside of any plan of the Company and is m |
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| February 3, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2014 VIOLIN MEMORY, INC. |
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| January 2, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2014 VIOLIN MEMORY, INC. |
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| December 26, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2013 VIOLIN MEMORY, INC. |
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| December 20, 2013 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 d648625d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 001-36069 20-3940944 (State or other jurisdiction of |
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| December 16, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 VIOLIN MEMORY, INC. |
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| December 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- 36069 VIOLIN MEMORY, INC. |
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| November 21, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2013 VIOLIN MEMORY, INC. |
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| November 21, 2013 |
EX-99.1 Exhibit 99.1 VIOLIN MEMORY ANNOUNCES THIRD FISCAL QUARTER 2014 FINANCIAL RESULTS Record third quarter revenue grew 37% year-over-year Gross margin of 54% for the quarter, up 1,100 bps year-over-year 32 New End-User Customers Added SANTA CLARA, CALIF – November 21, 2013 – Violin Memory, Inc. (NYSE: VMEM), provider of memory-based storage systems, today announced financial results for the th |
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| September 27, 2013 |
EX-99.3 Exhibit 99.3 VIOLIN MEMORY, INC. 2012 EMPLOYEE STOCK PURCHASE PLAN (As Adjusted for Two-for-One Reverse Stock Split on September 12, 2013) Table of Contents Page SECTION 1 Purpose Of The Plan. 1 SECTION 2 Definitions. 1 (a) “Board” 1 (b) “Code” 1 (c) “Committee” 1 (d) “Company” 1 (e) “Compensation” 1 (f) “Corporate Reorganization” 1 (g) “Eligible Employee” 1 (h) “Exchange Act” 2 (i) “Fair |
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| September 27, 2013 |
S-8 As filed with the Securities and Exchange Commission on September 27, 2013 Registration No. |
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| September 27, 2013 |
EX-99.2 Exhibit 99.2 VIOLIN MEMORY, INC. 2012 STOCK INCENTIVE PLAN (Adopted by the Board of Directors on October 28, 2012) (As Adjusted for Two-for-One Reverse Stock Split on September 12, 2013) Table of Contents Page SECTION 1. ESTABLISHMENT AND PURPOSE. 5 SECTION 2. DEFINITIONS. 5 (a) “Affiliate” 5 (b) “Award” 5 (c) “Award Agreement” 5 (d) “Board of Directors” 5 (e) “Cash-Based Award” 5 (f) “Cha |
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| September 27, 2013 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Dated September 26, 2013 (Supplementing Preliminary Prospectus Dated September 16, 2013) Registration Statement No. |
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| September 27, 2013 |
18,000,000 Shares Common Stock Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-190823 Prospectus 18,000,000 Shares Common Stock This is the initial public offering of shares of common stock of Violin Memory, Inc. Prior to this offering, there has been no public market for our common stock. We are offering 18,000,000 shares of common stock. Our common stock has been approved for listing on the New York St |
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| September 24, 2013 |
CORRESP VIOLIN MEMORY, INC. 4555 Great America Parkway Santa Clara, California 95054 September 24, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Barbara C. Jacobs, Assistant Director Edwin Kim, Staff Attorney Re: Violin Memory, Inc. - Registration Statement – Form S-1 Registration Number: 333-190823 Accelerati |
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| September 16, 2013 |
EX-10.23 Exhibit 10.23 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the commission. PCIe Card Development Agreement Between Toshiba Corporation And Violin Memory, Inc. 10 Jul 2013 CONFIDENTIAL Page 1 of 13 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separ |
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| September 16, 2013 |
EX-3.1(a) EXHIBIT 3.1(a) Delaware PAGE 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE RESTATED CERTIFICATE OF “VIOLIN MEMORY, INC.”, FILED IN THIS OFFICE ON THE TWENTY-SECOND DAY OF DECEMBER, A.D. 2011, AT 3:42 O’CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE NEW CASTLE CO |
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| September 16, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on September 16, 2013. |
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| September 16, 2013 |
Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 VIOLIN MEMORY, INC. (Exact name of registrant as specified in its charter) Delaware 20-3940944 (State of incorporation or organization) (I.R.S. Employer Identification No.) 4555 Great Am |
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| September 16, 2013 |
EX-3.2(b) Exhibit 3.2(b) AMENDED AND RESTATED B Y L A W S OF VIOLIN MEMORY, INC. (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE 1 Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE 2 Meeting of Stockholders 1 2.1 Place of Meeting 1 2.2 Annual Meeting 1 2.3 Special Meetings 3 2.4 Notice of Meetings 3 2.5 List of Stockholders 3 2.6 Organization and Conduct of Business 3 2.7 Quoru |
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| September 16, 2013 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIOLIN MEMORY, INC. EX-3.1(b) Exhibit 3.1b AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIOLIN MEMORY, INC. Violin Memory, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: FIRST: The name of the corporation is Violin Memory, Inc. SECOND: The original Certificate of Incorporation of the corporation was filed with the Secretary of State of the Stat |
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| September 16, 2013 |
INTELLECTUAL PROPERTY SECURITY AGREEMENT EX-10.20 Exhibit 10.20 INTELLECTUAL PROPERTY SECURITY AGREEMENT This Intellectual Property Security Agreement is entered into as of July 18, 2013, between COMERICA BANK (“Bank”) and VIOLIN MEMORY, INC., a Delaware corporation (“Grantor”). RECITALS A. Bank has agreed to make certain advances of money and to extend certain financial accommodations to Grantor (the “Loans”) in the amounts and manner s |
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| September 16, 2013 |
Supplemental Letter Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
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| September 16, 2013 |
Additional abbreviations may also be used though not in the above list. EX-4.1 Exhibit 4.1 The Corporation shall furnish without charge to each stockholder who so requests a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock of the Corporation or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests shall be made to the Cor |
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| September 16, 2013 |
SEC Response Letter Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
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| September 16, 2013 |
PLAIN ENGLISH INTELLECTUAL PROPERTY SECURITY AGREEMENT EX-10.17 Exhibit 10.17 PLAIN ENGLISH INTELLECTUAL PROPERTY SECURITY AGREEMENT This is a Plain English Intellectual Property Security Agreement dated as of May 13, 2013 by and between TRIPLEPOINT CAPITAL LLC, a Delaware limited liability company and VIOLIN MEMORY, INC., a Delaware corporation. The words “We”, “Us”, or “Our”, refer to the grantee, which is TriplePoint Capital LLC. The words “You” or |
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| September 16, 2013 |
Violin Memory, Inc. Shares of Common Stock Underwriting Agreement EX-1.1 2 d366503dex11.htm EX-1.1 Exhibit 1.1 Violin Memory, Inc. Shares of Common Stock Underwriting Agreement , 2013 J. P. Morgan Securities LLC Deutsche Bank Securities Inc. As Representatives of the several Underwriters listed in Schedule 1 to the Underwriting Agreement referred to below c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, NY 10179 c/o Deutsche Bank Securities Inc. 60 Wa |
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| September 6, 2013 |
Response to SEC CONFIDENTIAL TREATMENT REQUESTED BY VIOLIN MEMORY, INC. VMEM – 0001 Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650.233.4500 | fax 650.233.4545 James J. Masetti tel 650.233.4754 [email protected] FOIA CONFIDENTIAL TREATMENT REQUEST Pursuant to 17 C.F.R. § 200.83 CONFIDENTIAL PORTIONS OF THIS LETTER HAVE BEEN OMITTED AND FILED |
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| August 26, 2013 |
FORM OF SUBORDINATION AGREEMENT EX-10.22 Exhibit 10.22 FORM OF SUBORDINATION AGREEMENT This Subordination Agreement (this “Agreement”) is made as of [Date] by and among each of the undersigned creditors (individually, a “Creditor” and, collectively, the “Creditors”), and Comerica Bank (“Bank”). Recitals A. Violin Memory, Inc. (the “Borrower”), has requested and/or obtained certain loans or other credit accommodations from Bank w |
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| August 26, 2013 |
WARRANT TO PURCHASE SERIES D PREFERRED STOCK OF VIOLIN MEMORY, INC. EX-4.4 Exhibit 4.4 THIS WARRANT AND THE SHARES PURCHASABLE HEREUNDER HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR QUALIFIED UNDER ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR QUALIFICATION OR AN EXEMPTION THEREFROM UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES |
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| August 26, 2013 |
EX-10.8 Exhibit 10.8 December 4, 2011 Cory Sindelar Dear Cory, We are pleased to offer you employment as a CFO at Violin Memory, Inc, “the Company”. Your date of hire will be December 19, 2011. Conditioned upon your joining Violin as an employee on December 19, 2011, this letter sets forth the terms of your employment. The specific terms of your employment are as follows: 1. Position. Your title w |
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| August 26, 2013 |
EX-10.20 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. Exhibit 10.20 INTELLECTUAL PROPERTY SECURITY AGREEMENT This Intellectual Property Security Agreement is entered into as of July 18, 2013, between COMERICA BANK (“Bank”) and VIOLIN MEMORY, INC., a Delaware corporation (“Grantor”). RECITALS A. Bank |
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| August 26, 2013 |
SEC Letter Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
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| August 26, 2013 |
EX-10.2 EXHIBIT 10.2 VIOLIN MEMORY, INC. AMENDED AND RESTATED 2005 STOCK PLAN ADOPTED ON APRIL 5, 2010 TABLE OF CONTENTS Page SECTION 1. ESTABLISHMENT AND PURPOSE 1 SECTION 2. ADMINISTRATION 1 (a) Committees of the Board of Directors 1 (b) Authority of the Board of Directors 1 SECTION 3. ELIGIBILITY 1 (a) General Rule 1 (b) Ten-Percent Stockholders 1 SECTION 4. STOCK SUBJECT TO PLAN 2 (a) Basic Li |
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| August 26, 2013 |
EX-10.15 Exhibit 10.15 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. *** Confidential material redacted and filed separately with the Commission. Sales Agreement among Toshiba Corporation, Toshiba America Electronic Components, Inc. and Violin Memory, Inc. TOSHIBA TOSHIBA AMERICA ELECTRONIC COMPONENTS |
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| August 26, 2013 |
CATALYST CONSULTING SERVICES AGREEMENT EX-10.13 Exhibit 10.13 CATALYST CONSULTING SERVICES AGREEMENT Effective Date: February 1, 2012 This Agreement is made by and between Violin Memory, Inc. (“Client”) having a place of business at 685 Clyde Avenue, Mountain View, CA 94043 and Catalyst Operating, a series of Catalyst Emerging Business Advisors, LLC, a Delaware Series LLC (“Catalyst”) having a principal place of business at 25 Metro Dr |
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| August 26, 2013 |
EX-10.1 Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) dated as of (the “Effective Date”) is made by and between Violin Memory, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS: A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and agents. B. The Company’s B |
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| August 26, 2013 |
EX-4.7 Exhibit 4.7 Schedule of Convertible Subordinated Promissory Notes Date Issued Name of Warrant Holders Principal Interest Rate (per annum) 6/17/2013 BF Partners, L.P. $ 600,000.00 10 % 6/17/2013 Rationalwave Onshore Equity Fund LP $ 500,000.00 10 % 6/18/2013 James R. Walker $ 300,000.00 10 % 6/24/2013 Steven J. Lindley $ 300,000.00 10 % 6/24/2013 Walter P. Stern TTEE $ 500,000.00 10 % 6/27/2 |
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| August 26, 2013 |
EX-3.2(a) EXHIBIT 3.2(a) BYLAWS OF VIOLIN TECHNOLOGIES, INC. (A DELAWARE CORPORATION) TABLE OF CONTENTS Page ARTICLE I. OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II. MEETINGS OF STOCKHOLDERS 1 2.1 Location 1 2.2 Timing 1 2.3 Notice of Meeting 1 2.4 Stockholders Records 1 2.5 Special Meetings 2 2.6 Notice of Meeting 2 2.7 Business Transacted at Special Meeting 2 2.8 Quorum; Meeting Ad |
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| August 26, 2013 |
PLAIN ENGLISH WARRANT AGREEMENT EX-4.5 Exhibit 4.5 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED (the “1933 ACT”), OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO YOU THAT SUC |
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| August 26, 2013 |
EX-4.9 Exhibit 4.9 Schedule of Warrants Date Issued Name of Warrant Holders Number of Shares Type of Shares Exercise Price Expiration Date 6/17/2013 BF Partners, L.P. 7,500 Series D Preferred Stock $ 6.00 6/17/2017 6/17/2013 Rationalwave Onshore Equity Fund LP 6,250 Series D Preferred Stock $ 6.00 6/17/2017 6/18/2013 James R. Walker 3,750 Series D Preferred Stock $ 6.00 6/18/2017 6/24/2013 Steven |
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| August 26, 2013 |
PROFESSIONAL SERVICES AGREEMENT EX-10.9 Exhibit 10.9 PROFESSIONAL SERVICES AGREEMENT This Professional Services Agreement (“Agreement”) is made as of this December 31st, 2011 (“Effective Date”) between BizzBlizz, Inc. (“BizzBlizz”) a Utah corporation having a principal place of business at P.O. Box 250 Orem Ut 84057 and Violin Memory Inc. (“Client”), having a place of business at 685 Clyde Ave. Mountain View, CA 94043. Collectiv |
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| August 26, 2013 |
EX-10.17 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. Exhibit 10.17 PLAIN ENGLISH INTELLECTUAL PROPERTY SECURITY AGREEMENT This is a Plain English Intellectual Property Security Agreement dated as of May 13, 2013 by and between TRIPLEPOINT CAPITAL LLC, a Delaware limited liability company and VIOLIN |
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| August 26, 2013 |
PLAIN ENGLISH GROWTH CAPITAL LOAN AND SECURITY AGREEMENT Exhibit 10.16 PLAIN ENGLISH GROWTH CAPITAL LOAN AND SECURITY AGREEMENT This is a PLAIN ENGLISH GROWTH CAPITAL LOAN AND SECURITY AGREEMENT dated as of May 13, 2013 by and between VIOLIN MEMORY, INC., a Delaware corporation, as borrower, and TRIPLEPOINT CAPITAL LLC, a Delaware limited liability company, as lender. The words “We”, “Us”, and “Our” refer to TRIPLEPOINT CAPITAL LLC. The words “You” and |
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| August 26, 2013 |
CATALYST CONSULTING SERVICES AGREEMENT Exhibit 10.11 CATALYST CONSULTING SERVICES AGREEMENT Effective Date: April 1, 2009 This Agreement is made by and between Violin Memory, Inc. (“Client”) having a place of business at 33 Wood Avenue South, Iselin, NJ 08830, and Catalyst Operating, a series of Catalyst Emerging Business Advisors, LLC, a Delaware Series LLC (“Catalyst”) having a principal place of business at 25 Metro Dr. Ste. 525, Sa |
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| August 26, 2013 |
EX-10.10 Exhibit 10.10 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. *** Confidential material redacted and filed separately with the Commission. FLEXTRONICS CONFIDENTIAL Flextronics Infrastructure Manufacturing Services Agreement This Flextronics Manufacturing Services Agreement (“Agreement”) is ente |
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| August 26, 2013 |
EX-10.12 Exhibit 10.12 VIOLIN MEMORY, INC. EMPLOYEE STOCK PURCHASE PLAN Table of Contents Page SECTION 1 Purpose Of The Plan 1 SECTION 2 Definitions 1 (a) “Board” 1 (b) “Code” 1 (c) “Committee” 1 (d) “Company” 1 (e) “Compensation” 1 (f) “Corporate Reorganization” 1 (g) “Eligible Employee” 1 (h) “Exchange Act” 2 (i) “Fair Market Value” 2 (j) “IPO” 2 (k) “Offering” 2 (l) “Offering Date” 2 (m) “Offer |
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| August 26, 2013 |
EX-10.14 Exhibit 10.14 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. SPONSORSHIP AGREEMENT THIS SPONSORSHIP AGREEMENT (this “Agreement”) is made and entered into as of June 13, 2012 the (“Effective Date”), by and between Forty Niners SC Stadium Company LLC, a Delaware limited liability company (“Forty |
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| August 26, 2013 |
EX-10.23 Exhibit 10.23 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the commission. PCIe Card Development Agreement Between Toshiba Corporation And Violin Memory, Inc. 10 Jul 2013 CONFIDENTIAL Page 1 of 13 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separ |
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| August 26, 2013 |
Registration Statement - FORM S-1 Form S-1 Table of Contents As filed with the Securities and Exchange Commission on August 26, 2013. |
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| August 26, 2013 |
EX-10.6 Exhibit 10.6 EMPLOYMENT AGREEMENT AGREEMENT, dated as of May 3, 2012, between Violin Memory, Inc., a Delaware corporation (the “Company”), and Dr. Donald G. Basile (the “Executive”). The Company wishes to secure the services of the Executive, on and subject to the terms and conditions set forth in this Agreement, and the Executive is willing to provide such services on and subject to the t |
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| August 26, 2013 |
EX-10.5 Exhibit 10.5 EMPLOYMENT AGREEMENT AGREEMENT, dated as of April 15, 2009, between Violin Memory, Inc., a Delaware corporation (the “Company”), and Dr. Donald G. Basile (the “Executive”). The Company wishes to secure the services of the Executive, on and subject to the terms and conditions set forth in this Agreement, and the Executive is willing to provide such services on and subject to th |
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| August 26, 2013 |
EX-10.21 Exhibit 10.21 INTERCREDITOR AGREEMENT This INTERCREDITOR AGREEMENT, dated as of July 18, 2013, is entered into between COMERICA BANK (“Lender”), whose address is 226 Airport Parkway, Suite 100, San Jose, CA 95110 and TRIPLEPOINT CAPITAL LLC (“TriplePoint”), with an address at 2755 Sand Hill Road, Suite 150, Menlo Park, CA 94025. Lender and TriplePoint are sometimes referred to herein as t |
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| August 26, 2013 |
VIOLIN MEMORY, INC. LOAN AND SECURITY AGREEMENT EX-10.19 Exhibit 10.19 VIOLIN MEMORY, INC. LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of July 18, 2013 between Comerica Bank (“Bank”) and Violin Memory, Inc. (“Borrower”). RECITALS Borrower wishes to obtain credit from time to time from Bank, and Bank desires to extend credit to Borrower. This Agreement sets forth the terms on which Bank will |
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| August 26, 2013 |
VIOLIN MEMORY, INC. WARRANT TO PURCHASE SHARES OF SERIES D PREFERRED STOCK EX-4.8 Exhibit 4.8 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY TH |
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| August 26, 2013 |
EX-10.3 Exhibit 10.3 VIOLIN MEMORY, INC. 2012 STOCK INCENTIVE PLAN (Adopted by the Board of Directors on October 28, 2012) VIOLIN MEMORY, INC. 2012 STOCK INCENTIVE PLAN Table of Contents Page SECTION 1. ESTABLISHMENT AND PURPOSE 5 SECTION 2. DEFINITIONS 5 (a) “Affiliate” 5 (b) “Award” 5 (c) “Award Agreement” 5 (d) “Board of Directors” 5 (e) “Cash-Based Award” 5 (f) “Change in Control” 5 (g) “Code” |
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| August 26, 2013 |
EXHIBIT 10.4 LEASE DATED FEBRUARY 11, 2011 BY AND BETWEEN MARTIN CBP ASSOCIATES, L.P., as Landlord and VIOLIN MEMORY, INC., as Tenant 685 CLYDE AVENUE MOUNTAIN VIEW, CA TABLE OF CONTENTS SUMMARY OF BASIC LEASE TERMS i 1. Definitions 1 2. Demise, Construction, and Acceptance 5 3. Rent; Security Deposit 11 4. Use of Premises 12 5. Trade Fixtures and Alterations 15 6. Repair and Maintenance 18 7. Was |
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| August 26, 2013 |
EX-10.7 EXHIBIT 10.7 June 22, 2009 Mr. Dixon Doll, Jr. Dear Dixon: Violin Memory, Inc. (the “Company”) is pleased to offer you employment on the following terms: 1. Position. Your title will be Chief Operating Officer and you will report to the Company’s CEO. The Company’s Sales, Business development and Support Organization will report to the COO- This is a full-time position beginning on July 6, |
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| August 26, 2013 |
EX-10.18 Exhibit 10.18 SUBLEASE THIS SUBLEASE (the “Sublease”) between Tellabs Operations, Inc., a Delaware corporation (“Tellabs”), and Violin Memory, Inc., a Delaware corporation (“Subtenant”), is dated June 24, 2013. Background A. Tellabs, as tenant, and The Prudential Insurance Company Of America, a New Jersey corporation (“Landlord”), as landlord, are parties to a Lease Agreement, dated July |
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| August 26, 2013 |
EX-3.1(a) EXHIBIT 3.1(a) Delaware PAGE 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE RESTATED CERTIFICATE OF “VIOLIN MEMORY, INC.”, FILED IN THIS OFFICE ON THE TWENTY-SECOND DAY OF DECEMBER, A.D. 2011, AT 3:42 O’CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE NEW CASTLE CO |
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| August 26, 2013 |
CONVERTIBLE SUBORDINATED PROMISSORY NOTE No. [2013- ] Date of Issuance $[ ] June [ ], 2013 EX-4.6 7 d366503dex46.htm EX-4.6 Exhibit 4.6 THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATIS |
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| August 26, 2013 |
EX-4.2 Exhibit 4.2 RESTATED AGREEMENT REFLECTING AMENDMENTS NO. 1, NO. 2 AND NO. 3 VIOLIN MEMORY, INC. AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT JANUARY 7, 2010 TABLE OF CONTENTS Page 1. Registration Rights 1 1.1 Definitions 1 1.2 Request for Registration 2 1.3 Company Registration 4 1.4 Form S-3 Registration 5 1.5 Obligations of the Company 7 1.6 Information from Holder 8 1.7 Expenses of R |
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| August 26, 2013 |
Subsidiaries of the Registrant EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant The following sets forth the Registrant’s subsidiaries as of August 31, 2012: Country Subsidiary Singapore Violin Memory Singapore Pte. Ltd. Japan Violin Memory K.K. England and Wales Violin Memory Europe Ltd. United States Violin Memory Federal Systems, Inc. |
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| July 26, 2013 |
VIOLIN MEMORY, INC. LOAN AND SECURITY AGREEMENT EX-10.19 Exhibit 10.19 VIOLIN MEMORY, INC. LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of July 18, 2013 between Comerica Bank (“Bank”) and Violin Memory, Inc. (“Borrower”). RECITALS Borrower wishes to obtain credit from time to time from Bank, and Bank desires to extend credit to Borrower. This Agreement sets forth the terms on which Bank will |
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| July 26, 2013 |
COVER 115 filename115.htm Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650.233.4500 | fax 650.233.4545 James J. Masetti tel 650.233.4754 [email protected] July 26, 2013 Securities and Exchange Commission 100 F Street, N.W., Mail Stop 3561 Washington, D.C. 20549 Attention: Barbara C. Jacobs Assistant Director Re: Violin Memory, Inc. Confidentia |
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| July 26, 2013 |
CONVERTIBLE SUBORDINATED PROMISSORY NOTE No. [2013- ] Date of Issuance $[ ] June [ ], 2013 Exhibit 4.6 THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGIS |
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| July 26, 2013 |
Exhibit 10.21 INTERCREDITOR AGREEMENT This INTERCREDITOR AGREEMENT, dated as of July 18, 2013, is entered into between COMERICA BANK (“Lender”), whose address is 226 Airport Parkway, Suite 100, San Jose, CA 95110 and TRIPLEPOINT CAPITAL LLC (“TriplePoint”), with an address at 2755 Sand Hill Road, Suite 150, Menlo Park, CA 94025. Lender and TriplePoint are sometimes referred to herein as the “Secur |
