Основная статистика
| LEI | 5493003VJXZ5JXT9S762 |
| CIK | 1212545 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Western Alliance Bancorporation - Preferred Stock
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00 |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 17, 2025 |
Western Alliance Bancorporation Names Vishal Idnani as Next Chief Financial Officer Current Vice Chairman and Chief Financial Officer, Dale Gibbons, to transition to new leadership role as Vice Chairman and Chief Banking Officer, Deposit Initiatives and Innovation PHOENIX — July 17, 2025 — Western Alliance Bancorporation (NYSE: WAL), one of the country’s top- performing banking companies, today announced a planned transition in the Chief Financial Officer position, with Vishal Idnani joining the Company to assume the role of CFO and Dale Gibbons transitioning to a new leadership position focused on the Company’s organic deposit strategy. |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 17, 2025 |
51.8%1, adjusted for deposit costs Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-July 17, 2025 SECOND QUARTER 2025 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio Book value per common share $237.8 million $2.07 $331.2 million 3.53% 60.1% $61.77 51.8%1, adjusted for deposit cost |
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| July 17, 2025 |
walq22025earningspresent EARNINGS CALL 2nd Quarter 2025 July 18, 2025 2 This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| May 1, 2025 |
Stock Unit Agreement pursuant to the Company's 2005 Stock Incentive Plan. WESTERN ALLIANCE BANCORPORATION PERFORMANCE STOCK UNIT AGREEMENT Western Alliance Bancorporation (the “Company”) has granted to the Participant named in the Notice of Grant of Stock Units (the “Grant Notice”) to which this Performance Stock Unit Agreement (the “Agreement”) is attached an Award consisting of Stock Units subject to the terms and conditions set forth in the Grant Notice and this Agreement. |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0 |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commis |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 21, 2025 |
EARNINGS CALL 1st Quarter 2025 April 22, 2025 Q2 20241 2 This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| April 21, 2025 |
55.8%1, adjusted for deposit costs Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-April 21, 2025 FIRST QUARTER 2025 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio Book value per common share $199.1 million $1.79 $277.6 million 3.47% 63.5% $60.03 55.8%1, adjusted for deposit cost |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| March 27, 2025 |
BW REAL ESTATE, INC. Certificate of Designation of 9.500% Fixed-Rate Reset Non-Cumulative Exchangeable Perpetual Series B Preferred Stock 1. Definitions. The following terms used herein shall be defined as set forth below. Unless otherwise defined herein, capitalized terms used herein have the meanings set forth in the Articles of Incorporation (defined below). “Appropriate Federal Banking Agency” |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| March 25, 2025 |
Exhibit 1.1 BW Real Estate, Inc. 300,000 Shares of 9.500% Fixed-Rate Reset Non-Cumulative Exchangeable Perpetual Series B Preferred Stock Automatically Exchangeable in Specified Circumstances into 300,000 Shares of 9.500% Fixed-Rate Reset Non-Cumulative Perpetual Series A Preferred Stock of Western Alliance Bank Purchase Agreement March 24, 2025 J.P. Morgan Securities LLC MUFG Securities Americas |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| February 25, 2025 |
List of Subsidiaries of Western Alliance. Exhibit 21.1 WESTERN ALLIANCE BANCORPORATION LIST OF SUBSIDIARIES (As of December 31, 2024) Name Doing Business As Jurisdiction of Incorporation or Organization Western Alliance Bank Alliance Bank of Arizona Bridge Bank First Independent Bank Bank of Nevada Torrey Pines Bank Alliance Association Bank Western Alliance Corporate Finance Western Alliance Public Finance Western Alliance Resort Finance |
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| February 25, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32550 WESTERN AL |
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| February 25, 2025 |
Western Alliance Bancorporation Insider Trading Policy WESTERN ALLIANCE BANCORPORATION INSIDER TRADING POLICY 1 Trading in Securities While in Possession of Material Nonpublic Information is Prohibited The purchase or sale of securities by any person who possesses material nonpublic information is a violation of federal and state securities laws. |
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| February 7, 2025 |
Invesco Joint Filing Agreement JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd. |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| January 27, 2025 |
51.1%1, adjusted for deposit costs Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-January 27, 2025 FOURTH QUARTER AND FULL YEAR 2024 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio Book value per common share $216.9 million $1.95 $319.4 million 3.48% 61.2% $58.24 51.1%1, adjusted |
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| January 27, 2025 |
EARNINGS CALL 4th Quarter 2024 January 28, 2025 Q2 20241 2 This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2025 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| December 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| December 11, 2024 |
Exhibit 99.1 Date: December 10, 2024 Subject line: Letter from the CEO Dear Colleagues and Shareholders, This evening, I informed WAL’s Board of Directors that I will be taking a leave of absence beginning next Monday to undergo bypass surgery. Despite having no symptoms of cardiovascular disease and feeling in perfect health, a routine screening identified the need for this important procedure. I |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 17, 2024 |
52.7%1, adjusted for deposit costs Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-October 17, 2024 THIRD QUARTER 2024 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio Book value per common share $199.8 million $1.80 $285.7 million 3.61% 64.5% $57.97 52.7%1, adjusted for deposit co |
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| October 17, 2024 |
EARNINGS CALL 3rd Quarter 2024 October 18, 2024 Q2 20241 2 This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00 |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| August 1, 2024 |
Form of Deferred Stock Unit Agreement pursuant to the Company's 2005 Stock Incentive Plan. WESTERN ALLIANCE BANCORPORATION DEFERRED STOCK UNIT AGREEMENT Western Alliance Bancorporation (the “Company”) has granted to the Participant named in the Notice of Grant of Deferred Stock Units (the “Grant Notice”) to which this Deferred Stock Unit Agreement (the “Agreement”) is attached an Award consisting of Stock Units subject to the terms and conditions set forth in the Grant Notice and this Agreement. |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 18, 2024 |
EARNINGS CALL 2nd Quarter 2024 July 19, 2024 Q2 20241 2 This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| July 18, 2024 |
51.5%1, adjusted for deposit costs Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-July 18, 2024 SECOND QUARTER 2024 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio Book value per common share $193.6 million $1.75 $285.0 million 3.63% 62.3% $54.80 51.5%1, adjusted for deposit cost |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commi |
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| May 21, 2024 |
INVESTOR UPDATE 2nd Quarter 2024 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| May 8, 2024 |
As filed with the Securities and Exchange Commission on May 8, 2024 Table of Contents As filed with the Securities and Exchange Commission on May 8, 2024 Registration No. |
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| May 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Western Alliance Bancorporation (Exact Name of Registrant as Specified in its Charter) Table 1-Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule or Instruction(2) Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt Debt Securities(4) 456(b) and 457(r) (2) (3) (3) (3) (2) (2) Equity Common Stock, par value $0. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commis |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0 |
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| April 26, 2024 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: Western Alliance Bancorporation Name of persons relying on exemption: Inspire Investing, LLC Address of persons relying on exemption: 3597 E Monarch Sky Ln, Suite 330, Meridian, ID 83646 As over 100 investors and financial professionals, serving tho |
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| April 24, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6( |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pr |
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| April 18, 2024 |
$190.9 million1, excluding notable items Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-April 18, 2024 FIRST QUARTER 2024 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio Book value per common share $177.4 million $1.60 $247.0 million 3.60% 65.2% $53.33 $190.9 million1, excluding notabl |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| April 18, 2024 |
EARNINGS CALL 1st Quarter 2024 April 19, 2024 2 This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| March 28, 2024 |
NOTICE OF EXEMPT SOLICITATION SUBMITTED BY NON-MANAGEMENT U.S. Securities and Exchange Commission Washington, DC 20549 Notice of Exempt Solicitation under Rule 14a-103 Name of Registrant: Western Alliance Bancorporation Name of person relying on exemption: Bowyer Research Address of person relying on exemption: P.O. Box 120, McKeesport, PA 15135 Vote Yes: – Report on Risks of Politicized De-bankin |
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| February 28, 2024 |
pursuant to the Company’s 2005 Stock Incentive Plan Exhibit 10.16 WESTERN ALLIANCE BANCORPORATION NOTICE OF GRANT OF CASH-SETTLED STOCK UNITS The Participant has been granted an award of cash-settled Stock Units (the “Award”) pursuant to the Western Alliance Bancorporation 2005 Stock Incentive Plan, as amended and restated effective April 7, 2023 (the “Plan”), and the Cash-Settled Stock Unit Agreement attached hereto (the “Agreement”), as follows: |
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| February 28, 2024 |
Western Alliance Bancorporation Dodd-Frank Clawback Policy. Exhibit 97.1 Western Alliance Bancorporation DODD-FRANK CLAWBACK POLICY On September 20, 2023, the Compensation Committee (the “Compensation Committee”) of the Board of Directors (the “Board”) of Western Alliance Bancorporation (the “Company”) recommend the Board adopt, and the Board thereafter has adopted, the following Dodd-Frank Clawback Policy (this “Policy”), effective as of October 2, 2023 ( |
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| February 28, 2024 |
Exhibit 10.14 WESTERN ALLIANCE BANCORPORATION PERFORMANCE STOCK UNIT AGREEMENT Western Alliance Bancorporation (the “Company”) has granted to the Participant named in the Notice of Grant of Stock Units (the “Grant Notice”) to which this Performance Stock Unit Agreement (the “Agreement”) is attached an Award consisting of Stock Units subject to the terms and conditions set forth in the Grant Notice |
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| February 28, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32550 WESTERN AL |
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| February 28, 2024 |
List of Subsidiaries of Western Alliance. Exhibit 21.1 WESTERN ALLIANCE BANCORPORATION LIST OF SUBSIDIARIES (As of December 31, 2023) Name Doing Business As Jurisdiction of Incorporation or Organization Western Alliance Bank Alliance Bank of Arizona Bridge Bank First Independent Bank Bank of Nevada Torrey Pines Bank Alliance Association Bank Western Alliance Corporate Finance Western Alliance Public Finance Western Alliance Resort Finance |
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| February 28, 2024 |
Executive Restricted Stock Agreement pursuant to the Company’s 2005 Stock Incentive Plan. ± Exhibit 10.15 EXECUTIVE RESTRICTED STOCK AGREEMENT Western Alliance Bancorporation (the “Company”) has granted to the Participant (or “you”) named in the Notice of Grant of Restricted Stock (the “Grant Notice”) to which this Executive Restricted Stock Agreement (the “Agreement”) is attached an Award consisting of Restricted Stock subject to the terms and conditions set forth in the Grant Notice an |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| February 14, 2024 |
WAL / Western Alliance Bancorporation / CITADEL ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* WESTERN ALLIANCE BANCORPORATION (Name of Issuer) Common Stock, $0.0001 par value per share (the “Shares”) (Title of Class of Securities) 95 |
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| February 14, 2024 |
INVESTOR UPDATE 1st Quarter 2024 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| February 13, 2024 |
WAL / Western Alliance Bancorporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02274-westernalliancebanco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Western Alliance Bancorp Title of Class of Securities: Common Stock CUSIP Number: 957638109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box |
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| February 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Western Alliance Bancorporation (Name of Issuer) Common Stock (Title of Class of Securities) 957638109 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| February 5, 2024 |
February 5, 2024 Via EDGAR Office of Finance Division of Corporation Finance United States Securities and Exchange Commission Washington, D. |
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| January 25, 2024 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-January 25, 2024 FOURTH QUARTER AND FULL YEAR 2023 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Adjusted efficiency ratio1 Book value per common share $147.9 million $1.33 $220.3 million 3.65% 59.1% $52.81 $1.911 |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| January 25, 2024 |
EARNINGS CALL 4th Quarter 2023 JANUARY 26, 2024 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 19, 2023 |
EARNINGS CALL 3rd Quarter 2023 OCTOBER 20, 2023 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| October 19, 2023 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-October 19, 2023 THIRD QUARTER 2023 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Adjusted efficiency ratio1 Book value per common share $216.6 million $1.97 $290.0 million 3.67% 50.0% $49.78 $43.661, excluding go |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 10, 2023 |
October 10, 2023 Via EDGAR Office of Finance Division of Corporation Finance United States Securities and Exchange Commission Washington, D. |
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| August 1, 2023 |
As filed with the Securities and Exchange Commission on August 1, 2023 Form S-8 As filed with the Securities and Exchange Commission on August 1, 2023 Registration No. |
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| August 1, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Western Alliance Bancorporation (Exact Name of Registrant as Specified in its Charter) Table 1-Newly Registered Securities Security Type Security Class Title Fee Calculation Rule or Instruction Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0. |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00 |
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| July 18, 2023 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-July 18, 2023 SECOND QUARTER 2023 FINANCIAL RESULTS Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $215.7 million $1.96 $282.1 million 3.42% 50.5% $49.22 $43.091, excluding goodwill and |
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| July 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 18, 2023 |
q22023earningspresentati EARNINGS CALL 2nd Quarter 2023 JULY 19, 2023 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| June 14, 2023 |
WESTERN ALLIANCE BANCORPORATION 2005 STOCK INCENTIVE PLAN (As Amended and Restated Effective April 7, 2023) Western Alliance Bancorporation, a Delaware corporation (the “Company”), sets forth herein the terms of its 2005 Stock Incentive Plan, as amended and restated (the “Plan”), as follows: 1. |
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| May 16, 2023 |
wal2q23investorpresxfin INVESTOR UPDATE 2Q 2023 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commi |
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| May 9, 2023 |
DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0 |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commis |
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| May 4, 2023 |
Western Alliance Bancorporation Issues Statement Disputing Recent Financial Times Article Western Alliance Bancorporation Issues Statement Disputing Recent Financial Times Article PHOENIX (May 4, 2023) – Western Alliance Bancorporation (“Western Alliance” or the “Bank”) (NYSE: WAL), the holding company for Western Alliance Bank, today issued the following statement in response to an article published by the Financial Times. |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commis |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMI S S IO N Washington, D. |
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| April 18, 2023 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-April 18, 2023 FIRST QUARTER 2023 FINANCIAL RESULTS Fourth Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $142.2 million $1.28 $351.6 million 3.79% 43.2% $47.72 $2.301, as adjusted $41.5 |
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| April 18, 2023 |
walq12023earningspresent EARNINGS CALL 1st Quarter 2023 APRIL 19, 2023 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| April 5, 2023 |
Western Alliance Bancorporation Issues Updated Financial Information Western Alliance Bancorporation Issues Updated Financial Information PHOENIX - Western Alliance Bancorporation (“Western Alliance” or the “Bank”) (NYSE: WAL), the holding company for Western Alliance Bank, today provides additional unaudited financial information and clarifies deposit levels as of March 31, 2023: •End of quarter total deposits were $47. |
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| April 5, 2023 |
Western Alliance Bancorporation Announces First Quarter 2023 Earnings Release Date, Conference Call and Webcast, and provides Quarter End Financial Update PHOENIX-(BUSINESS WIRE)- Western Alliance Bancorporation (NYSE: WAL) announced today that it plans to release its first quarter 2023 financial results after the market closes on Tuesday, April 18, 2023. |
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| April 5, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| March 14, 2023 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the Shares of Western Alliance Bancorporation, a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the |
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| March 14, 2023 |
WAL / Western Alliance Bancorp / CITADEL ADVISORS LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* Western Alliance Bancorporation (Name of Issuer) Common Stock, par value $0.0001 per share (the “Shares”) (Title of Class of Securities) 957 |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| February 23, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32550 WESTERN AL |
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| February 23, 2023 |
List of Subsidiaries of Western Alliance. Exhibit 21.1 WESTERN ALLIANCE BANCORPORATION LIST OF SUBSIDIARIES (As of December 31, 2022) Name Doing Business As Jurisdiction of Incorporation or Organization Western Alliance Bank Alliance Bank of Arizona Bridge Bank First Independent Bank Bank of Nevada Torrey Pines Bank Alliance Association Bank Western Alliance Corporate Finance Western Alliance Public Finance Western Alliance Resort Finance |
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| February 14, 2023 |
INVESTOR UPDATE 1Q 2023 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| February 13, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Western Alliance Bancorporation (Name of Issuer) Common Stock (Title of Class of Securities) 957638109 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 9, 2023 |
WAL / Western Alliance Bancorporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02243-westernalliancebanco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Western Alliance Bancorp Title of Class of Securities: Common Stock CUSIP Number: 957638109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box t |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| January 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2023 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| January 24, 2023 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-January 24, 2023 FOURTH QUARTER AND FULL YEAR 2022 FINANCIAL RESULTS Fourth Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $293.0 million $2.67 $367.8 million 3.98% 46.9% $46.47 $40.251, |
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| January 24, 2023 |
EARNINGS CALL 4th Quarter 2022 JANUARY 25, 2023 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| December 8, 2022 |
Western Alliance Bancorporation Adds New Members to Board of Directors Exhibit 99.1 FOR IMMEDIATE RELEASE Western Alliance Bancorporation Adds New Members to Board of Directors PHOENIX (Dec. 8, 2022) ? Western Alliance Bancorporation (NYSE: WAL) today announced the addition of two new members to its Board of Directors. The Board of Directors on December 2, 2022, appointed two new Board members, effective immediately: Kevin M. Blakely and Paul Galant. The new director |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| November 2, 2022 |
INVESTOR UPDATE 4Q 2022 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| November 1, 2022 |
Exhibit 10.1 TO: FROM: Barbara Kennedy DATE: September 30, 2022 RE: Amendment to RSA Award Agreements – Adding Consulting Services Requirement for Qualified Retirement You have outstanding, unvested restricted stock awards (the “Outstanding RSA Awards”) under the Western Alliance Bancorporation 2005 Stock Incentive Plan. The company approved changes to the Outstanding RSA Awards to add a condition |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 20, 2022 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-October 20, 2022 THIRD QUARTER 2022 FINANCIAL RESULTS Third Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $264.0 million $2.42 $358.1 million 3.78% 45.5% $43.39 $37.161, excluding goodw |
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| October 20, 2022 |
EARNINGS CALL 3rd Quarter 2022 OCTOBER 21, 2022 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| September 7, 2022 |
Exhibit 99.1 Media Contact: Stephanie Whitlow Senior Marketing Director 480.998.6547 [email protected] FOR IMMEDIATE RELEASE Western Alliance Bank Announces Executive Promotions, Newly Formed Executive Leadership Team The bank further aligns its management structure to support industry-leading growth PHOENIX (Sept. 6, 2022) ? Western Alliance Bank, one of the country's top-performin |
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| September 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00 |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 21, 2022 |
EARNINGS CALL 2nd Quarter 2022 JULY 22, 2022 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| July 21, 2022 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-July 21, 2022 SECOND QUARTER 2022 FINANCIAL RESULTS Second Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $260.2 million $2.39 $351.1 million 3.54% 42.8% $43.07 $36.671, excluding goodwi |
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| June 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| June 16, 2022 |
BYLAWS OF WESTERN ALLIANCE BANCORPORATION As amended effective June 14, 2022 ARTICLE I STOCKHOLDERS 1. |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0 |
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| April 29, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| April 21, 2022 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-April 21, 2022 FIRST QUARTER 2022 FINANCIAL RESULTS First Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $240.1 million $2.22 $307.2 million 3.32% 44.1% $43.56 $37.131, excluding goodwil |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| April 21, 2022 |
EARNINGS CALL 1st Quarter 2022 APRIL 22, 2022 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| April 7, 2022 |
Exhibit 99.2 Press Release Western Alliance Bancorporation Announces Two Retirements from Board of Directors Sarver and Hilton have served on the Board since 2002 PHOENIX - Western Alliance Bancorporation today announced that Robert Sarver and Steve Hilton will be retiring from their respective roles as Executive Chairman and Director of the Board of Directors of the company and its principal subs |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| April 7, 2022 |
Exhibit 99.1 Press Release Western Alliance Bancorporation Board Extends Contract of Chief Executive Officer CEO Kenneth A. Vecchione signs new three-year deal; Bruce Beach to become Chairman of the Board; Patricia Arvielo receives Board director nomination PHOENIX - Western Alliance Bancorporation today announced that its Board of Directors and Chief Executive Office have agreed to a contract ext |
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| April 7, 2022 |
Exhibit 10.1 Robert Latta Compensation Committee Chairman [email protected] April 6, 2022 Kenneth A. Vecchione Subject: Terms of Employment Dear Ken: This letter amends and restates your May 1, 2017 offer letter with Western Alliance Bank (?WAB?) and Western Alliance Bancorporation (?WAL?) (collectively WAB and WAL are the ?Company?) and provides the terms of your continued employment in the positio |
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| February 28, 2022 |
Exhibit 1.1 WESTERN ALLIANCE BANCORPORATION AMENDMENT NO. 2 TO DISTRIBUTION AGREEMENT February 28, 2022 Piper Sandler & Co. U.S. Bancorp Center 800 Nicollet Mall Minneapolis, Minnesota 55402 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Reference is made to the Distribution Agreement, dated June 3, 2021 (the ?Original Agreement?), as amended by Amendm |
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| February 28, 2022 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) WESTERN ALLIANCE BANCORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Security(1) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee (2) Newly Registered Securities Fees to be Paid Equity Common Stock 457 (o) 3,000,000 $ 92. |
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| February 28, 2022 |
Up to 3,000,000 Shares Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-256120 PROSPECTUS SUPPLEMENT (To Prospectus dated May 14, 2021) Up to 3,000,000 Shares Common Stock We have entered into a distribution agreement, dated June 3, 2021, as amended by Amendment No. 1 on November 18, 2021 and as further amended by Amendment No. 2 on February 28, 2022, with J.P. Morgan Securities LLC and |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| February 25, 2022 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, Western Alliance Bancorporation (?Western Alliance,? ?we,? ?us,? ?our,? or the ?Company?) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) common stock, $0.0001 |
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| February 25, 2022 |
List of Subsidiaries of Western Alliance. Exhibit 21.1 WESTERN ALLIANCE BANCORPORATION LIST OF SUBSIDIARIES (As of December 31, 2021) Name Doing Business As Jurisdiction of Incorporation or Organization Western Alliance Bank Alliance Bank of Arizona Bridge Bank First Independent Bank Bank of Nevada Torrey Pines Bank Alliance Association Bank Western Alliance Corporate Finance Western Alliance Public Finance Western Alliance Resort Finance |
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| February 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32550 WESTERN AL |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Alliance Bancorporation (Name of Issuer) Common Stock (Title of Class of Securities) 957638109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Alliance Bancorporation (Name of Issuer) Common Stock (Title of Class of Securities) 957638109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 10, 2022 |
WAL / Western Alliance Bancorporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Western Alliance Bancorp Title of Class of Securities: Common Stock CUSIP Number: 957638109 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Western Alliance Bancorporation (Name of Issuer) Common Stock (Title of Class of Securities) 957638109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| January 27, 2022 |
EARNINGS CALL 4th Quarter 2021 JANUARY 28, 2022 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| January 27, 2022 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-January 27, 2022 FOURTH QUARTER AND FULL YEAR 2021 FINANCIAL RESULTS Fourth Quarter Highlights: Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $246.0 million $2.32 $325.9 million 3.33% 41.3% $43.78 $2.34, e |
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| January 3, 2022 |
Note Issuance and Administration Agreement, dated December 29, 2021 EXECUTION VERSION WESTERN ALLIANCE BANK as Issuer -and- COMPUTERSHARE TRUST COMPANY, N. |
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| January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| December 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| November 19, 2021 |
4,000,000 Shares Western Alliance Bancorporation Common stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-256120 Supplement dated November 18, 2021 To Prospectus Supplement dated June 3, 2021 (To Prospectus dated May 14, 2021) 4,000,000 Shares Western Alliance Bancorporation Common stock This supplement (this ?Supplement?) supplements the prospectus supplement, dated June 3, 2021 (the ?Prospectus Supplement?), relating to the offer and sale of shar |
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| November 19, 2021 |
EX-1.1 2 d174326dex11.htm EX-1.1 Exhibit 1.1 WESTERN ALLIANCE BANCORPORATION AMENDMENT NO. 1 TO DISTRIBUTION AGREEMENT November 18, 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Piper Sandler & Co. U.S. Bancorp Center 800 Nicollet Mall Minneapolis, Minnesota 55402 Ladies and Gentlemen: Reference is made to the Distribution Agreement, dated June 3, 2021 (the “Original |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| November 16, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 29, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 16, 2021 |
Notice of Redemption to the holders of Western Alliance's 6.25% Subordinated Debentures due 2056 noticeofredemptionwal625 |
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| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 21, 2021 |
EARNINGS CALL 3rd Quarter 2021 OCTOBER 22, 2021 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| October 21, 2021 |
EX-99.1 2 pressrelease-9302021.htm EX-99.1 Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-October 21, 2021 THIRD QUARTER 2021 FINANCIAL RESULTS Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $236.9 million $2.28 $317.1 million 3.43% 41.5% $40.49 $2.30, |
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| September 22, 2021 |
Material Modification to Rights of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) |
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| September 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 88-0365922 (State of incorporation or organization) (I.R.S. Employer Identification No.) One E. Washi |
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| September 22, 2021 |
EX-4.1 3 d164539dex41.htm EX-4.1 Exhibit 4.1 EXECUTION VERSION DEPOSIT AGREEMENT among WESTERN ALLIANCE BANCORPORATION, and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., Jointly as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of September 22, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 Section 1.1 Definitions 1 ARTICLE II |
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| September 22, 2021 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF WESTERN ALLIANCE BANCORPORATION TO: State of Delaware Division of Corporations Pursuant to the provisions of Sections 141 and 151 of the General Corporation Law of the State of Delaware, the undersigned corporation, Western Alliance Bancorporation (the ?Corporation?), executes the following Certificate of Amendment to the |
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| September 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) |
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| September 16, 2021 |
Exhibit 1.1 Western Alliance Bancorporation 12,000,000 Depositary Shares Each Representing a 1/400th Interest in a Share of 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A Underwriting Agreement September 15, 2021 Morgan Stanley & Co. LLC BofA Securities, Inc. J.P. Morgan Securities LLC Piper Sandler & Co. As Representatives of the several Underwriters named in Schedule |
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| September 16, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-256120 Calculation of Registration Fee Title of Class of Securities Offered Maximum Aggregate Offering Price Amount of Registration Fee(1) Depositary Shares Each Representing a 1/400th Interest in a Share of 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A $300,000,000 $32,730.00 (1) This fi |
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| September 15, 2021 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-256120 September 15, 2021 WESTERN ALLIANCE BANCORPORATION 12,000,000 Depositary Shares Each Representing a 1/400th Interest in a Share of 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A (liquidation preference $25 per Depositary Share (equivalent to $10,000 per share of Preferred Stock)) Prici |
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| September 15, 2021 |
Subject to Completion Preliminary Prospectus Supplement dated September 15, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-256120 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy the depositary shares in any jurisdiction where the offer or sale is not permi |
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| July 30, 2021 |
Form of Executive Participation Agreement under the Severance and Change in Control Plan (CEO). Exhibit 10.3 [DATE], 2021 [NAME] [ADDRESS] Dear [NAME], Re: Executive Participation Agreement Western Alliance Bancorporation Severance and Change in Control Plan Western Alliance Bancorporation (the ?Company?) has established the Western Alliance Bancorporation Severance and Change in Control Plan (the ?Plan?). The Plan provides severance payments and benefits to certain eligible executives in th |
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| July 30, 2021 |
Form of Executive Participation Agreement under the Severance and Change in Control Plan (non-CEO). Exhibit 10.4 [DATE], 2021 [NAME] [ADDRESS] Dear [NAME], Re: Executive Participation Agreement Western Alliance Bancorporation Severance and Change in Control Plan Western Alliance Bancorporation (the ?Company?) has established the Western Alliance Bancorporation Severance and Change in Control Plan (the ?Plan?). The Plan provides severance payments and benefits to certain eligible executives in th |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00 |
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| July 30, 2021 |
Severance and Change in Control Plan, as amended and restated effective as of July 28, 2021. Exhibit 10.2 WESTERN ALLIANCE BANCORPORATION SEVERANCE AND CHANGE IN CONTROL PLAN (As Amended and Restated Effective July 28, 2021) (And Summary Plan Description) ARTICLE 1. Establishment and Term of the Plan 1.1 Establishment of the Plan. The Company established the Western Alliance Bancorporation Severance and Change in Control Plan, effective September 19, 2012, which was subsequently amended a |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 15, 2021 |
EARNINGS CALL 2nd Quarter 2021 JULY 16, 2021 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| July 15, 2021 |
EX-99.1 2 pressrelease-6302021.htm EX-99.1 Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-July 15, 2021 SECOND QUARTER 2021 FINANCIAL RESULTS Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $223.8 million $2.17 $277.4 million 3.51% 44.5% $38.70 $2.29, ex |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| July 1, 2021 |
Note Purchase Agreement, dated as of June 28, 2021 CLIFFORD CHANCE US LLP Execution Version Dated as of June 28, 2021 WESTERN ALLIANCE BANK $242,000,000. |
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| June 16, 2021 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| June 7, 2021 |
EX-4.2 4 d67643dex42.htm EX-4.2 Exhibit 4.2 WESTERN ALLIANCE BANCORPORATION as Issuer AND U.S. BANK NATIONAL ASSOCIATION as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of June 7, 2021 TO SUBORDINATED DEBT INDENTURE DATED AS OF JUNE 7, 2021 3.00% Fixed to Floating Rate Subordinated Notes due 2031 TABLE OF CONTENTS Page ARTICLE I APPLICATION OF FIRST SUPPLEMENTAL INDENTURE; DEFINITIONS 1 Section 1 |
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| June 7, 2021 |
Exhibit 1.1 Execution Copy $600,000,000 Aggregate Principal Amount of 3.00% Fixed-to-Floating Rate Subordinated Notes due 2031 WESTERN ALLIANCE BANCORPORATION UNDERWRITING AGREEMENT June 3, 2021 Piper Sandler & Co. J.P. Morgan Securities LLC As Representatives of the several Underwriters c/o Piper Sandler & Co. 1251 Avenue of the Americas, 6th Floor New York, New York 10022 c/o J.P. Morgan Securit |
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| June 7, 2021 |
Exhibit 4.1 WESTERN ALLIANCE BANCORPORATION, Issuer to U.S. BANK NATIONAL ASSOCIATION Trustee SUBORDINATED DEBT INDENTURE Dated as of June 7, 2021 Subordinated Debt Securities Reconciliation and tie between Trust Indenture Act of 1939 (the ?Trust Indenture Act?) and Indenture Trust Indenture Act Section Indenture Section ?310(a)(1) 607 (a)(2) 607 (b) 608 ?312(a) 701 (b) 702 (c) 702 ?313(a) 703 (b) |
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| June 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commi |
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| June 4, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-256120 Calculation of Registration Fee Title of Class of Securities Offered Amount to be Registered Maximum Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee 3.00% Fixed to Floating Rate Subordinated Notes due 2031 $600,000,000 100% $600,000,000 $65,460.00(1) (1) This filing fee is c |
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| June 4, 2021 |
Free Writing Prospectus Filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement, dated June 3, 2021 Registration No. |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commi |
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| June 3, 2021 |
Exhibit 1.1 DISTRIBUTION AGREEMENT June 3, 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Western Alliance Bancorporation, a Delaware corporation (the ?Company?), confirms its agreement with J.P. Morgan Securities LLC, as agent and/or principal under any Terms Agreement (as defined in Section 1(a) below) (?you? or the ?Agent?), with respect to the |
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| June 3, 2021 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-256120 June 3, 2021 INVESTOR PRESENTATION JUNE 3, 2021Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-256120 June 3, 2021 INVESTOR PRESENTATION JUNE 3, 2021 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, f |
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| June 3, 2021 |
Subject to Completion Preliminary Prospectus Supplement dated June 3, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-256120 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy the subordinated notes in any jurisdiction where the offer or sale is not perm |
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| June 3, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-256120 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Security(2) Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee(3) Common stock, par value $0.0001 per share 4,000,000 $96.80 $387,200,000.00 $42 |
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| June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commi |
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| June 1, 2021 |
EX-99.1 2 d153119dex991.htm EX-99.1 Exhibit 99.1 INVESTOR CALL PRESENTATION JUNE 1, 2021Exhibit 99.1 INVESTOR CALL PRESENTATION JUNE 1, 2021 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical fa |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Commi |
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| May 14, 2021 |
EX-99.1 3 amerihome20inancialstate.htm EX-99.1 Cover AMERIHOME MORTGAGE COMPANY, LLC CONSOLIDATED FINANCIAL STATEMENTS Years ended December 31, 2020 and 2019 AmeriHome Mortgage Company, LLC Index to Consolidated Financial Statements Table of Contents Page Consolidated Balance Sheet 3 Consolidated Statement of Income 4 Consolidated Statement of Changes in Members’ Equity 5 Consolidated Statement of |
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| May 14, 2021 |
WESTERN ALLIANCE BANCORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS Exhibit 99.2 WESTERN ALLIANCE BANCORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS Summary of Transaction On April 7, 2021, Western Alliance Bancorporation (?WAL? or the ?Company?), completed its previously announced acquisition (the "Acquisition") of Aris Mortgage Holding Company, LLC, (?Aris?), the parent company of AmeriHome Mortgage Company, LLC (?AmeriHome? or ?AH |
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| May 14, 2021 |
As filed with the Securities and Exchange Commission on May 14, 2021 As filed with the Securities and Exchange Commission on May 14, 2021 Registration No. |
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| May 14, 2021 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 (April 7, 2021) WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other j |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| April 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| April 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0 |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| April 15, 2021 |
EX-99.1 2 pressrelease-3312021.htm EX-99.1 Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-April 15, 2021 FIRST QUARTER 2021 FINANCIAL RESULTS Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $192.5 million $1.90 $202.0 million 3.37% 39.1% $35.89 $33.021, |
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| April 15, 2021 |
EX-99.2 3 walq12021earningspresent.htm EX-99.2 EARNINGS CALL 1st Quarter 2021 APRIL 16, 2021 Forward-Looking Statements This presentation contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. Examples of forward-looking statements incl |
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| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Com |
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| April 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (Comm |
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| April 7, 2021 |
Western Alliance Completes Previously Announced AmeriHome Mortgage Company Transaction Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE MEDIA: Robyn Young April 7, 2021 Chief Marketing Officer [email protected] INVESTORS: Dale Gibbons Chief Financial Officer [email protected] Western Alliance Completes Previously Announced AmeriHome Mortgage Company Transaction PHOENIX-Western Alliance Bancorporation (“Western Alliance”) (NYSE: WAL) today announced it has |
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| March 4, 2021 |
Form of Securities Purchase Agreement dated February 28, 2021* Exhibit 10.1 SECURITIES PURCHASE AGREEMENT WESTERN ALLIANCE BANCORPORATION Common Stock, par value $0.0001 per share This SECURITIES PURCHASE AGREEMENT (the ?Agreement?) is made and entered into as of February 28, 2021, by and between Western Alliance Bancorporation, a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, an ?Investor? and collect |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| March 4, 2021 |
Western Alliance Bancorporation Announces Pricing of 2.3 Million Shares of Common Stock Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE MEDIA: Robyn Young March 1, 2021 Chief Marketing Officer [email protected] INVESTORS: Dale Gibbons Chief Financial Officer (602) 952-5476 Western Alliance Bancorporation Announces Pricing of 2.3 Million Shares of Common Stock PHOENIX-Western Alliance Bancorporation (“Western Alliance”) (NYSE: WAL) today announced the pricing of 2.3 milli |
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| March 1, 2021 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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| February 25, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32550 WESTERN AL |
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| February 25, 2021 |
List of Subsidiaries of Western Alliance. Exhibit 21.1 WESTERN ALLIANCE BANCORPORATION LIST OF SUBSIDIARIES (As of December 31, 2020) Name Doing Business As Jurisdiction of Incorporation or Organization Western Alliance Bank Alliance Bank of Arizona Bridge Bank First Independent Bank Bank of Nevada Torrey Pines Bank Alliance Association Bank Western Alliance Corporate Finance Western Alliance Public Finance Western Alliance Resort Finance |
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| February 16, 2021 |
NEWS RELEASE FOR IMMEDIATE RELEASE INVESTORS: Dale Gibbons MEDIA: Robyn Young February 16, 2021 Chief Financial Officer Chief Marketing Officer (602) 952-5476 ryoung@westernalliancebank. |
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| February 16, 2021 |
C o p y r i g h t ? 2 0 2 1 W e s t e r n A l l i a n c e B a n c o r p o r a t i o n . |
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| February 16, 2021 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) ( |
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| February 16, 2021 |
AGREEMENT AND PLAN OF MERGER BY AND AMONG WESTERN ALLIANCE BANK, WESTERN ALLIANCE EQUIPMENT FINANCE, INC. |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Western Alliance Bancorp Title of Class of Securities: Common Stock CUSIP Number: 957638109 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Alliance Bancorporation (Name of Issuer) Common Stock (Title of Class of Securities) 957638109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| January 21, 2021 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-January 21, 2021 FOURTH QUARTER AND FULL YEAR 2020 FINANCIAL RESULTS Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $193.6 million $1.93 $206.4 million 3.84% 38.2% $33.85 $30.901, excluding goodwill and int |
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| January 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| January 21, 2021 |
walq42020earningspresent EARNINGS CALL 4th QUARTER 2020 January 22, 2020 2 2 This release contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| January 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2021 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 30, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| October 22, 2020 |
walq32020earningspresent EARNINGS CALL 3rd QUARTER 2020 October 23, 2020 Forward-Looking Statements This release contains forward-looking statements that relate to expectations, beliefs, projections, future plans and strategies, anticipated events or trends and similar expressions concerning matters that are not historical facts. |
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| October 22, 2020 |
Western Alliance Bancorporation One East Washington Street Phoenix, AZ 85004 www.westernalliancebancorporation.com PHOENIX-(BUSINESS WIRE)-October 22, 2020 THIRD QUARTER 2020 FINANCIAL RESULTS Net income Earnings per share PPNR1 Net interest margin Efficiency ratio1 Book value per common share $135.8 million $1.36 $181.3 million 3.71% 39.7% $31.98 $29.031, excluding goodwill and intangibles CEO CO |
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| October 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 WESTERN ALLIANCE BANCORPORATION (Exact name of registrant as specified in its charter) Delaware 001-32550 88-0365922 (State or other jurisdiction of incorporation) (C |
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| July 31, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00 |
