Основная статистика
| LEI | 549300M67UHXW4GHZ644 |
| CIK | 1819559 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Western Asset Diversified Income Fund
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 7, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| January 16, 2025 |
SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403 Execution Version SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403 January 15, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE : At-the-Market Offerings by Western Asset Diversified Income Fund Ladies and Gentlemen: From time to time Franklin Distributors, LLC (in such capacity, together with its affiliates, the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by Western Asset Diversified Income Fund, a Maryland statutory trust (the “Fund”), of up to $75,000,000 of common shares (the “Shares”) of beneficial interest, $0. |
|
| January 16, 2025 |
Execution Version DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of January 15, 2025 by and between Western Asset Diversified Income Fund, a Maryland statutory trust (the “Fund”), and Franklin Distributors LLC, a Delaware limited liability company (in such capacity, together with its affiliates, the “Distributor”). |
|
| January 16, 2025 |
Western Asset Diversified Income Fund Up to $75,000,000 of Common Shares Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-283908 PROSPECTUS SUPPLEMENT (to Prospectus dated December 18, 2024) Western Asset Diversified Income Fund Up to $75,000,000 of Common Shares The Fund. Western Asset Diversified Income Fund, a Maryland statutory trust (the “Fund”, “we”, “us” or “our”) is a diversified, closed-end management investment company. Investment Objectives. T |
|
| January 16, 2025 |
750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com January 16, 2025 Western Asset Diversified Income Fund 620 Eighth Avenue, 47th Floor New York, New York 10018 Re: Registration Statement on Form N-2: 1933 Act File No.: 333-283908 1940 Act File No.: 811-23598 Ladies and Gentlemen: We have served as Maryland counsel to Western Asset Diversified Income Fu |
|
| January 16, 2025 |
As filed with the Securities and Exchange Commission on January 16, 2025 As filed with the Securities and Exchange Commission on January 16, 2025 1933 Act File No. |
|
| January 10, 2025 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-283908 WESTERN ASSET DIVERSIFIED INCOME FUND SUPPLEMENT DATED JANUARY 10, 2025 TO THE STATEMENT OF ADDITIONAL INFORMATION DATED DECEMBER 18, 2024 Effective as of the date of this supplement, the following supplements and, to the extent inconsistent with, supersedes the section entitled “Management of the Fund” in the Fund’s Statement of Additio |
|
| December 18, 2024 |
750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com December 18, 2024 Western Asset Diversified Income Fund 620 Eighth Avenue, 47th Floor New York, New York 10018 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have served as Maryland counsel to Western Asset Diversified Income Fund, a Maryland statutory trust registered under the Investm |
|
| December 18, 2024 |
Exhibit (r)(1) Personal Investments and Insider Trading Policy (“the policy”) (This Policy serves as a code of ethics adopted pursuant to Rule 17j-1 under the Investment Company Act of 1940 and Rule 204A-1 under the Investment Advisers Act of 1940) Revised January 8, 2024 SECTION 1. |
|
| December 18, 2024 |
POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Jane E. |
|
| December 18, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of Western Asset Diversified Income Fund of our report dated February 23, 2024, relating to the financial statements and financial highlights, which appears in Western Asset Diversified Income Fund’s Annual Report on Form N-CSR for the ye |
|
| December 18, 2024 |
Calculation of Filing Fee Tables FORM N-2 (Form Type) Western Asset Diversified Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Stock 457(o) $350,000,000 $153. |
|
| December 18, 2024 |
EXECUTION MASTER MARGIN LOAN AGREEMENT dated as of November 21, 2023 between WESTERN ASSET DIVERSIFIED INCOME FUND as Borrower and THE BANK OF NEW YORK MELLON as Bank This MASTER MARGIN LOAN AGREEMENT (this “Agreement”), is entered into and dated as of November 21, 2023 (the “Effective Date”), between WESTERN ASSET DIVERSIFIED INCOME FUND, a statutory trust organized under the laws of Maryland, as borrower (the “Borrower”), and THE BANK OF NEW YORK MELLON, a New York State chartered bank, as lender (together with its successors and permitted assigns, the “Bank”). |
|
| December 18, 2024 |
As filed with the Securities and Exchange Commission on December 18, 2024 As filed with the Securities and Exchange Commission on December 18, 2024 1933 Act File No. |
|
| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 Western Asset Diversified Income Fund (Exact name of registrant as specified in its charter) Maryland 811-23598 86-2358725 (State or other jurisdiction of incorporat |
|
| November 20, 2024 |
AMENDED AND RESTATED BYLAWS OF WESTERN ASSET DIVERSIFIED INCOME FUND A Maryland Statutory Trust ARTICLE I OFFICES SECTION 1. |
|
| August 6, 2024 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 6, 2024 Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 6, 2024 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| March 6, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| March 7, 2023 |
Western Asset Diversified Income Fund SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| November 28, 2022 |
See Notes to Schedule of Investments. Western Asset Diversified Income Fund 2022 Quarterly Report 1 NPORT-EX 2 LMF7500LEGG09302022.htm WESTERN ASSET DIVERSIFIED INCOME FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) (cont’d) September 30, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 62.7% COMMUNICATION SERVICES - 7.0% Diversified Telecommunication Services - 0.7% Altice France Holding SA, Senior Secured Notes 10.500 % 5/15/27 |
|
| May 27, 2022 |
See Notes to Schedule of Investments. Western Asset Diversified Income Fund 2022 Quarterly Report 1 NPORT-EX 2 LMF7500LM033122.htm WESTERN ASSET DIVERSIFIED INCOME FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) March 31, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 56.0% COMMUNICATION SERVICES - 7.2% Entertainment - 1.8% Allen Media LLC/Allen Media Co-Issuer Inc., Senior Notes 10.500 % 2/15/28 9,160,000 $ 9,042,706 (a) AMC E |
|
| April 8, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| March 28, 2022 |
DEFA14A 1 d316792ddefa14a.htm WESTERN ASSET DIVERSIFIED INCOME FUND SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidentia |
|
| February 22, 2022 |
DEF 14A 1 d251334ddef14a.htm WESTERN ASSET DIVERSIFIED INCOME FUND SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential |
|
| November 24, 2021 |
See Notes to Schedule of Investments. Western Asset Diversified Income Fund 2021 Quarterly Report 1 WESTERN ASSET DIVERSIFIED INCOME FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) September 30, 2021 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 48. |
|
| June 28, 2021 |
50,000,000 Shares Western Asset Diversified Income Fund Common Shares $20.00 per share Table of Contents Filed Pursuant to Rule 424(b)(1) Registration File No.: 333-240200 PROSPECTUS 50,000,000 Shares Western Asset Diversified Income Fund Common Shares $20.00 per share The Fund. Western Asset Diversified Income Fund, a Maryland statutory trust (the “Fund”), is a newly-organized, diversified, closed-end management investment company with no operating history. Investment Objectives. T |
|
| June 24, 2021 |
Opinion and Consent of Venable LLP. (5) EX-99.9(L) 2 d122917dex999l.htm OPINION AND CONSENT OF VENABLE LLP June 24, 2021 Western Asset Diversified Income Fund 620 Eighth Avenue, 47th Floor New York, New York 10018 Re: Rule 462(b) Registration Statement (the “Registration Statement”) Relating to Registration Statement on Form N-2 (1933 Act File No. 333-240200 and 1940 Act File No. 811-23598) Ladies and Gentlemen: We have served as Maryla |
|
| June 24, 2021 |
As filed with the Securities and Exchange Commission on June 24, 2021 N-2MEF 1 d122917dn2mef.htm WESTERN ASSET DIVERSIFIED INCOME FUND As filed with the Securities and Exchange Commission on June 24, 2021 1933 Act File No. 333- 1940 Act File No. 811-23598 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) Registration Statement under the Securities Act of 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effecti |
|
| June 24, 2021 |
Independent Registered Public Accounting Firm Consent. (5) EX-99.(N) 3 d122917dex99n.htm INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of Western Asset Diversified Income Fund of our report dated April 27, 2021, relating to the financial statement which appears in Pre-Effective Amendmen |
|
| June 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 WESTERN ASSET DIVERSIFIED INCOME FUND (Exact name of registrant as specified in its charter) Maryland See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 620 Eig |
|
| July 30, 2020 |
- WESTERN ASSET DIVERSIFIED INCOME FUND SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940, as amended, and in connection with |
