WMAR / West Marine, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

WMAR / West Marine, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* WEST MARINE INC (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

West Marine 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22512 West Marine, Inc. (Exact name of registrant as specified in its char

JOINDER TO VOTING AND SUPPORT AGREEMENT

Exhibit 7.03 JOINDER TO VOTING AND SUPPORT AGREEMENT JOINDER TO VOTING AND SUPPORT AGREEMENT (this “Joinder”), dated as of August 28, 2017, is by and among Rising Tide Parent, Inc., a Delaware corporation (“Parent”), Randolph K. Repass and Sally-Christine Rodgers (together, the “Stockholders”) and Argos Wealth Advisors, LLC (the “Investment Advisor”). WHEREAS, the Stockholders desire to contribute

VOTING AND SUPPORT AGREEMENT RELEASE

Exhibit 7.04 VOTING AND SUPPORT AGREEMENT RELEASE RELEASE FROM VOTING AND SUPPORT AGREEMENT (this “Release”), dated as of August 28, 2017, is by and among Rising Tide Parent, Inc., a Delaware corporation (“Parent”) and Randolph K. Repass (“Repass”). WHEREAS, Repass desires to contribute 200,000 shares (the “Contributed Shares”) of common stock, par value $0.001 per share, of West Marine, Inc., a D

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SC 13D/A Activist Investment

SC 13D/A 1 v475120sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 19) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telepho

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

S-8 POS 1 v475220s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos. 333-218610 333-174551 333-151290 333-134301 333-125291 333-102109 333-87124 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENTS TO FORM S-8 REGISTRATION STATEMENTS UNDER THE SECURITIES ACT OF 1933 West Marine, Inc. (Exact name

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

West Marine S-8 POS

S-8 POS 1 v475217s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos. 333-218610 333-174551 333-151290 333-134301 333-125291 333-102109 333-87124 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENTS TO FORM S-8 REGISTRATION STATEMENTS UNDER THE SECURITIES ACT OF 1933 West Marine, Inc. (Exact name

West Marine S-8 POS

As filed with the Securities and Exchange Commission on September 14, 2017 Registration Nos.

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 v4751698k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of in

Amended and Restated By-laws of West Marine, Inc.

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF West marine, INC. ARTICLE I Stockholders SECTION 1. Annual Meetings. The annual meeting of stockholders for the election of directors and for the transaction of such other business as may properly come before the meeting shall be held each year at such date and time, within or without the State of Delaware, as the Board of Directors shall determine. SECTI

Amended and Restated Certificate of Incorporation of West Marine, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WEST MARINE, INC. (the ?Certificate of Incorporation?) First. The name of the corporation is West Marine, Inc. (the ?Corporation?). Second. The address of the Corporation?s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. The name of the Corpora

WEST MARINE STOCKHOLDERS APPROVE ACQUISITION BY MONOMOY CAPITAL PARTNERS

Exhibit 99.1 WEST MARINE STOCKHOLDERS APPROVE ACQUISITION BY MONOMOY CAPITAL PARTNERS Watsonville, CA, September 12, 2017 - West Marine, Inc. (?West Marine?), a leading omni-channel specialty retailer exclusively offering boating gear, apparel, footwear and other waterlife-related products, today announced that, based on the votes cast at the Special Meeting of Stockholders of West Marine held ear

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 1, 2017 WEST MARINE, INC.

West Marine DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definit

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

WEST MARINE REPORTS SECOND QUARTER 2017 RESULTS

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS SECOND QUARTER 2017 RESULTS WATSONVILLE, CA, August 7, 2017 - West Marine, Inc. (NASDAQ: WMAR) today reported financial results for the second quarter ended July 1, 2017. Second quarter 2017 net revenues were $247.2 million, a decrease of 1.7% compared to the same period last year. Comparable store sales were down 1.2%. Pre-tax income was $36.0 m

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Num

WMAR / West Marine, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exact

VOTING AND SUPPORT AGREEMENT

Exhibit 4.1 VOTING AND SUPPORT AGREEMENT VOTING AND SUPPORT AGREEMENT (this “Agreement”), dated as of June 29, 2017, is by and among Rising Tide Parent, Inc., a Delaware corporation (“Parent”), Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Sub”), and the Persons set forth on Schedule I attached hereto (“Stockholder”). WHEREAS, Stockholder is, as of

JOINDER AND SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

Exhibit 10.3 JOINDER AND SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Joinder and Second Amendment to Amended and Restated Loan and Security Agreement (the “Amendment”) is made as of the 10th day of April, 2017, by and among: WEST MARINE PRODUCTS, INC., a California corporation (“West Marine Products”), and each Person identified on the signature pages hereof as a “Bor

West Marine PREM14A

PREM14A 1 v471215prem14a.htm PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as per

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 18) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

WEST MARINE INC. TO BE ACQUIRED BY MONOMOY CAPITAL PARTNERS FOR $12.97 PER SHARE.

Exhibit 99.1 WEST MARINE INC. TO BE ACQUIRED BY MONOMOY CAPITAL PARTNERS FOR $12.97 PER SHARE. Watsonville, CA, June 29, 2017 - West Marine, Inc. (?West Marine?), a leading omni-channel specialty retailer exclusively offering boating gear, apparel, footwear and other waterlife-related products, and Monomoy Capital Partners (?Monomoy?), a New York-based private equity fund, announced today that the

Agreement and Plan of Merger, dated June 29, 2017, by and among Rising Tide Parent Inc., Rising Ride Merger Sub Inc. and West Marine, Inc. (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed by West Marine, Inc. on June 30, 2017)

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among RISING TIDE PARENT INC., RISING TIDE MERGER SUB INC. and WEST MARINE, INC. Dated as of June 29, 2017 TABLE OF CONTENTS Article I THE MERGER 6 Section 1.01 The Merger 6 Section 1.02 Closing 6 Section 1.03 Effective Time 6 Section 1.04 Organizational Documents, Directors and Officers of the Surviving Corporation 6 Article II EFFECT OF THE MERGER ON CAPI

VOTING AND SUPPORT AGREEMENT

Exhibit 4.1 VOTING AND SUPPORT AGREEMENT VOTING AND SUPPORT AGREEMENT (this ?Agreement?), dated as of June 29, 2017, is by and among Rising Tide Parent Inc., a Delaware corporation (?Parent?), Rising Tide Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (?Sub?), and the Persons set forth on Schedule I attached hereto (?Stockholder?). WHEREAS, Stockholder is, as of th

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 v4700448k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Emp

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

WEST MARINE INC. TO BE ACQUIRED BY MONOMOY CAPITAL PARTNERS FOR $12.97 PER SHARE.

Exhibit 99.1 WEST MARINE INC. TO BE ACQUIRED BY MONOMOY CAPITAL PARTNERS FOR $12.97 PER SHARE. Watsonville, CA, June 29, 2017 - West Marine, Inc. (?West Marine?), a leading omni-channel specialty retailer exclusively offering boating gear, apparel, footwear and other waterlife-related products, and Monomoy Capital Partners (?Monomoy?), a New York-based private equity fund, announced today that the

AGREEMENT AND PLAN OF MERGER RISING TIDE PARENT INC., RISING TIDE MERGER SUB INC. WEST MARINE, INC. Dated as of June 29, 2017 TABLE OF CONTENTS

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among RISING TIDE PARENT INC., RISING TIDE MERGER SUB INC. and WEST MARINE, INC. Dated as of June 29, 2017 TABLE OF CONTENTS Article I THE MERGER 6 Section 1.01 The Merger 6 Section 1.02 Closing 6 Section 1.03 Effective Time 6 Section 1.04 Organizational Documents, Directors and Officers of the Surviving Corporation 6 Article II EFFECT OF THE MERGER ON CAPI

West Marine FORM 8-K

DEFA14A 1 v4700448k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S.

VOTING AND SUPPORT AGREEMENT

Exhibit 4.1 VOTING AND SUPPORT AGREEMENT VOTING AND SUPPORT AGREEMENT (this ?Agreement?), dated as of June 29, 2017, is by and among Rising Tide Parent Inc., a Delaware corporation (?Parent?), Rising Tide Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (?Sub?), and the Persons set forth on Schedule I attached hereto (?Stockholder?). WHEREAS, Stockholder is, as of th

West Marine S-8

As filed with the Securities and Exchange Commission on June 8, 2017 Registration No.

West Marine FORM S-8

As filed with the Securities and Exchange Commission on June 8, 2017 Registration No.

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numbe

FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED REST

EXHIBIT 10.4 FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS AND FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS Grant Date: [DATE] You have been granted the number of performance-based restricted common stock units (the ?PRSUs

WEST MARINE, INC. AMENDED AND RESTATED OMNIBUS EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 12, 2017 APPROVED BY THE STOCKHOLDERS: JUNE 1, 2017 SECTION 1 ESTABLISHMENT, PURPOSE AND DURATION

EXHIBIT 10.1 WEST MARINE, INC. AMENDED AND RESTATED OMNIBUS EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 12, 2017 APPROVED BY THE STOCKHOLDERS: JUNE 1, 2017 SECTION 1 ESTABLISHMENT, PURPOSE AND DURATION 1.1 Establishment of the Plan. West Marine, Inc., a Delaware corporation (the "Company"), previously established the "West Marine, Inc. 1993 Omnibus Equity Incentive Plan,? and th

FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT FOR NON-EMPLOYEE DIRECTORS West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED

EXHIBIT 10.5 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS AND FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT FOR NON-EMPLOYEE DIRECTORS West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS Grant Date: [DATE] You have been granted the number of restricted common stock units (?RSUs?) stated for you on the Morg

WEST MARINE, INC. AMENDED AND RESTATED ASSOCIATES STOCK BUYING PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 12, 2017 APPROVED BY THE STOCKHOLDERS: JUNE 1, 2017 WEST MARINE, INC. AMENDED AND RESTATED ASSOCIATES STOCK BUYING PLAN SECTION 1 PURPOSE

EXHIBIT 10.2 WEST MARINE, INC. AMENDED AND RESTATED ASSOCIATES STOCK BUYING PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 12, 2017 APPROVED BY THE STOCKHOLDERS: JUNE 1, 2017 WEST MARINE, INC. AMENDED AND RESTATED ASSOCIATES STOCK BUYING PLAN SECTION 1 PURPOSE West Marine, Inc. established the West Marine, Inc. Associates Stock Buying Plan (as amended through September 23, 2015, the "Prior Plan"),

FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT - FOR ASSOCIATES West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNI

EXHIBIT 10.3 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS AND FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT - FOR ASSOCIATES West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS Grant Date: [DATE] You have been granted the number of restricted common stock units (?RSUs?) stated for you on the Morgan Stanley

CONFLICT MINERALS REPORT FOR WEST MARINE INC.

EX-1.01 2 exhibit101cmr2017.htm EXHIBIT 1.01 EXHIBIT 1.01 CONFLICT MINERALS REPORT FOR WEST MARINE INC. Filed in accordance with Rule 13p-1 under the Securities and Exchange Act of 1934 This Conflict Minerals Report (“Report”) of West Marine Inc. (“West Marine”, the “Company", “we”, “us” or “our”) is filed with the Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securit

West Marine FORM SD

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT West Marine, Inc. (Exact name of the registrant as specified in its charter) Delaware 0-22512 77-0355502 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 500 Westridge Drive, Watsonville, CA 95076-4100 (Address of principal executive offices) (Zi

FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT - FOR NON-EMPLOYEE DIRECTORS West Marine, Inc.

Exhibit Exhibit 10.5 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS AND FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT - FOR NON-EMPLOYEE DIRECTORS West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS Grant Date: [DATE] You have been granted the number of restricted common stock units (?RSUs?) stated for you o

AMENDMENT #1 TO THE WEST MARINE, INC. AMENDED AND RESTATED OMNIBUS EQUITY INCENTIVE PLAN

Exhibit Exhibit 10.2 A MENDMENT #1 T O T HE W EST M ARINE , I NC . A MENDED AND R ESTATED O MNIBUS E QUITY I NCENTIVE P LAN At a meeting held on March 23, 2017, the Board of Directors (the ?Board?) of West Marine, Inc. (the ?Company?), upon the recommendation of its Compensation and Leadership Development Committee, approved the following amendments (?Amendment #1?) to the West Marine, Inc. Amende

West Marine 10-Q (Quarterly Report)

10-Q 1 wmar2017q110-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0

FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES West Marine, Inc.

Exhibit Exhibit 10.4 FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS AND FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS Grant Date: [DATE] You have been granted the number of performance-based restricted common stock units (th

FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT - FOR ASSOCIATES West Marine, Inc.

Exhibit Exhibit 10.3 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS AND FORM OF TIME-VESTED RESTRICTED STOCK UNIT AGREEMENT - FOR ASSOCIATES West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS Grant Date: [DATE] You have been granted the number of restricted common stock units (?RSUs?) stated for you on the Morgan

WEST MARINE REPORTS FIRST QUARTER 2017 RESULTS

Exhibit 99.1 WEST MARINE REPORTS FIRST QUARTER 2017 RESULTS WATSONVILLE, CA, April 26, 2017 - West Marine, Inc. (NASDAQ: WMAR) today reported financial results for the first quarter ended April 1, 2017. First quarter 2017 net revenues were $129.1 million, a decrease of 1.0% compared to the same period last year. Comparable store sales were flat. Pre-tax loss was $12.1 million, compared to pre-tax

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Employer jurisdiction of incorp

West Marine DEFA14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit

West Marine DEF 14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Q Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Num

WEST MARINE ANNOUNCES QUARTERLY CASH DIVIDEND

EX-99.1 2 v462610ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WEST MARINE ANNOUNCES QUARTERLY CASH DIVIDEND WATSONVILLE, CA, March 24, 2017 - West Marine, Inc. (NASDAQ: WMAR) today announced that its Board of Directors has declared a cash dividend of $0.05 per share on issued and outstanding shares of common stock, payable on May 25, 2017 to stockholders of record as of the close of business on May 11, 20

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 v4626108k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Employe

WMAR / West Marine, Inc. / REPASS RANDOLPH K - WMAR SCHEDUL3 13D/A 3-16-17 Activist Investment

SC 13D/A 1 wmar13da.htm WMAR SCHEDUL3 13D/A 3-16-17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 17) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Addre

WMAR / West Marine, Inc. / Randolph K. Repass 2016 Grantor Retained Annuity Trust - REPASS GRAT SCHEDULE 13DA 3-16-17 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Recei

WMAR / West Marine, Inc. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) Q ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-22512 WEST MARINE, INC. (Exact Name of Registrant as Spec

West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S., Port Supply and West Marine Pro. The following is a list of the subsidiaries of West Marine, Inc., including the state of incor

EX-21.1 2 wmar201610-kex211.htm EXHIBIT 21.1 Exhibit 21.1 West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S., Port Supply and West Marine Pro. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or jurisdiction of organization of each subsidiary: West Marine Products, Inc., a C

WEST MARINE REPORTS FISCAL YEAR 2016 NET INCOME OF $6.5 MILLION, UP 44% COMPARED TO 2015, 2016 EARNINGS PER SHARE OF $0.26

Exhibit 99.1 WEST MARINE REPORTS FISCAL YEAR 2016 NET INCOME OF $6.5 MILLION, UP 44% COMPARED TO 2015, 2016 EARNINGS PER SHARE OF $0.26 WATSONVILLE, CA, February 23, 2017 - West Marine, Inc. (NASDAQ: WMAR) today reported financial results for the fourth quarter and fiscal year ended December 31, 2016 (?fiscal 2016?). Full Year 2016 Results ? Net income and earnings per diluted share were $6.5 mill

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

WMAR / West Marine, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* WEST MARINE INC (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

WEST MARINE TO PRESENT AT 2017 ICR CONFERENCE

EX-99.1 2 v456645ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WEST MARINE TO PRESENT AT 2017 ICR CONFERENCE WATSONVILLE, CA, January 10, 2017 - West Marine, Inc. (NASDAQ: WMAR) today confirmed that the Company will make a presentation at the 2017 ICR Conference being held on January 9-11, 2017 at the JW Marriott Orlando, Grande Lakes in Orlando, Florida. The presentation is scheduled for Tuesday, January

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2017 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File N

Matt Hyde - CEO | Jeff Lasher - CFO 2017 ICR Conference

Exhibit 99.2 Matt Hyde - CEO | Jeff Lasher - CFO 2017 ICR Conference You should be aware that certain written and oral statements made in, or pursuant to, this presentation may constitute ?forward - looking statements? within the meaning of the safe harbor provisions of the United States Private Securities Litigation Reform Act of 1995 . Forward - looking statements are neither historical facts no

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2016 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

WEST MARINE, INC. EXECUTIVE OFFICER SEVERANCE PLAN AMENDED AND RESTATED EFFECTIVE AS OF DECEMBER 19, 2016

EX-10.1 2 exhibit10.htm WEST MARINE, INC. EXECUTIVE OFFICER SEVERANCE PLAN AMENDED AND RESTATED EFFECTIVE AS OF DECEMBER 19, 2016 Preamble West Marine, Inc. has established this Amended and Restated Executive Officer Severance Plan (the "Plan") with the intention of providing Severance Benefits to a select group of Eligible Executives if their employment with the Company is terminated under the ci

WMAR / West Marine, Inc. / FRANKLIN RESOURCES INC Passive Investment

SC 13G/A 1 west16a13.htm CUSIP NO. 954235107 13G Page 1 of 16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* WEST MARINE, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 954235107 (CUSIP Number) November 30, 2016 (Date of Event Which Requires Filing of this Statem

SIXTH AMENDMENT OF LEASE

Exhibit Exhibit 10.1 SIXTH AMENDMENT OF LEASE THIS SIXTH AMENDMENT OF LEASE (the ? Amendment ?) is made this October 26, 2016, between Watsonville Freeholders , a California limited partnership (? Landlord ?), and West Marine Products, Inc. , a California corporation (hereinafter called ? Tenant ?). RECITALS A. Landlord and Tenant are parties to that certain Lease Agreement dated June 26, 1997, as

West Marine 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE,

WEST MARINE REPORTS THIRD QUARTER 2016 RESULTS

EX-99.1 2 v451141ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS THIRD QUARTER 2016 RESULTS WATSONVILLE, CA, October 25, 2016 - West Marine, Inc. (NASDAQ: WMAR) today reported financial results for the third quarter ended October 1, 2016. The company reported net revenues of $191.9 million in the quarter, a decrease of 1.3% compared to the same period last year. Compara

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File N

Regulation FD Disclosure, Financial Statements and Exhibits

form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commi

West Marine 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numb

WEST MARINE REPORTS SECOND QUARTER 2016 RESULTS

EX-99.1 2 v445269ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WEST MARINE REPORTS SECOND QUARTER 2016 RESULTS WATSONVILLE, CA, July 28, 2016 - West Marine, Inc. (NASDAQ: WMAR) today reported financial results for the second quarter ended July 2, 2016. The company reported net revenues of $251.6 million in the quarter, a decrease of 0.6% compared to the same period last year. Comparable store sales increas

WEST MARINE, INC. AMENDED AND RESTATED OMNIBUS EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 26, 2016 APPROVED BY THE STOCKHOLDERS: MAY 26, 2016 SECTION 1 ESTABLISHMENT, PURPOSE AND DURATION

exhibit10.htm Exhibit 10.1 WEST MARINE, INC. AMENDED AND RESTATED OMNIBUS EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 26, 2016 APPROVED BY THE STOCKHOLDERS: MAY 26, 2016 SECTION 1 ESTABLISHMENT, PURPOSE AND DURATION 1.1 Establishment of the Plan. West Marine, Inc., a Delaware corporation (the "Company"), previously established the "West Marine, Inc. 1993 Omnibus Equity Incentive

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2016 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission

West Marine SD

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT West Marine, Inc. (Exact name of the registrant as specified in its charter) Delaware 0-22512 77-0355502 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 500 Westridge Drive, Watsonville, CA 95076-4100 (Address of principal executive offices) (Zi

CONFLICT MINERALS REPORT FOR WEST MARINE INC.

EX-1.01 2 exhibit101cmr2016.htm EXHIBIT 1.01 EXHIBIT 1.01 CONFLICT MINERALS REPORT FOR WEST MARINE INC. Filed in accordance with Rule 13p-1 under the Securities and Exchange Act of 1934 This Conflict Minerals Report (“Report”) of West Marine Inc. (“West Marine”, the “Company", “we”, “us” or “our”) is filed with the Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securit

West Marine 10-Q (Quarterly Report)

10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Num

WEST MARINE REPORTS FIRST QUARTER 2016 RESULTS

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS FIRST QUARTER 2016 RESULTS WATSONVILLE, CA, April 28, 2016 - West Marine, Inc. (NASDAQ: WMAR) today reported financial results for the first quarter ended April 2, 2016. The company reported net revenues of $130.4 million in the quarter, an increase of 2.6% compared to the same period last year. Comparable store sales increased 2.7%. Pre-tax loss

West Marine DEFA14A

DEFA14A 1 wmar2016defa14anotice.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Us

West Marine DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Q Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitt

WMAR / West Marine, Inc. / Randolph K. Repass 2016 Grantor Retained Annuity Trust - REPASS GRAT SCHEDULE 13D 3-18-16 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Commu

RANDOLPH K. REPASS 2016 GRANTOR RETAINED ANNUITY TRUST

Exhibit 7.06 RANDOLPH K. REPASS 2016 GRANTOR RETAINED ANNUITY TRUST THIS IS A TRUST AGREEMENT dated March 1, 2016 between Randolph K. Repass of Santa Cruz County, California (the "Trustor") and Randolph K. Repass and James W. Suozzo as Trustees. WHEREAS, the Trustor desires to create a trust (called a "GRAT" in this Trust Agreement) and to retain a "qualified interest" in the GRAT within the meani

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13D/A RANDOLPH REPASS 3-17-16 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 16) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

West Marine 10-K (Annual Report)

10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) Q ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-22512 WEST MARINE, INC. (Exact Name of Registrant as S

West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or juris

Exhibit 21.1 West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or jurisdiction of organization of each subsidiary: West Marine Products, Inc., a California corporation West Marine Puerto Rico, Inc., a Califor

WEST MARINE, INC. ASSOCIATES STOCK BUYING PLAN (Amended and Restated September 23, 2015) SECTION 1

EX-10.3 2 wmar201510-kex103.htm EXHIBIT 10.3 Exhibit 10.3 WEST MARINE, INC. ASSOCIATES STOCK BUYING PLAN (Amended and Restated September 23, 2015) SECTION 1 PURPOSE West Marine, Inc. established the West Marine, Inc. Associates Stock Buying Plan (the "Plan"), effective as of November 1, 1994, as amended and restated on November 1, 2009, in order to provide Eligible Employees of the Company and its

WEST MARINE REPORTS FISCAL 2015 EARNINGS PER SHARE OF $0.18, MORE THAN DOUBLED PRIOR YEAR

EX-99.1 4 v432648ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WEST MARINE REPORTS FISCAL 2015 EARNINGS PER SHARE OF $0.18, MORE THAN DOUBLED PRIOR YEAR WATSONVILLE, CA, February 25, 2016 - West Marine, Inc. (NASDAQ: WMAR) today reported financial results for the fourth quarter and fiscal year ended January 2, 2016 (“fiscal 2015”). Fiscal 2014 was a 53-week year for the company versus a 52-week year for fi

FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS FORM OF RESTRICTED STOCK UNIT AGREEMENT - FOR ASSOCIATES

Exhibit 10.1 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS AND FORM OF RESTRICTED STOCK UNIT AGREEMENT - FOR ASSOCIATES Restricted Stock Unit Award West Marine, Inc. Under the West Marine, Inc. Omnibus Equity Incentive 500 Westridge Drive Plan, as amended and restated effective March 27, 2014 Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS Grant

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2016 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES

Exhibit 10.2 FORM OF NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS AND FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES Performance-Based Restricted Stock Unit Award West Marine, Inc. Under the West Marine, Inc. Omnibus Equity Incentive Plan, 500 Westridge Drive as amended and restated effective March 27, 2014 Watsonville, CA 95076 FORM OF NOTICE OF GRANT OF P

WMAR / West Marine, Inc. / Select Equity Group, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 v431369sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pu

West Marine 3G/A (Passive Acquisition of More Than 5% of Shares)

west15a12.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 954235107 13G Page 1 of 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

WMAR / West Marine, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* WEST MARINE INC (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

Name of Client: Randolph K. Repass Revocable Trust U/T/A dated 06/25/96 Signature of Client: /s/ Randolph K. Repass, as trustee Account Number: 71323382 Client Signing Date: 11/09/15 Acknowledged By: Name of Issuer: West Marine, Inc. By: /s/ Pamela J

Exhibit 7.02 charlesSCHWAB Trading Plan (SEC Rule 10b5-1) Page 1 of 3 This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Randolph K. Repass Revocable Trust U/T/A dated 06/25/96 (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to sell or purcha

thereupon terminate. In such case, Client, Broker, and (for purposes of acknowledgment) Issuer shall cooperate to establish a new trading plan in accordance with the requirements of Rule 10b5-1(c).

Exhibit 7.01 charlesSCHWAB Trading Plan (SEC Rule 10b5-1) 1-800-239-2506 Page 1 of 3 This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Sally-Christine Rodgers Separate Property Trust (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to sell or

a) ý I am ¨ I am not an officer, director, or 10% owner of Issuer. b) ý I have ¨ I have not been notified by Issuer that I may be deemed an “affiliate,” as defined in Rule 144 of the Securities Act of 1933, as amended.

Exhibit 7.03 charlesSCHWAB Trading Plan (SEC Rule 10b5-1) 1-800-239-2506 Page 1 of 3 This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Repass-Rodgers Family Foundation (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to sell or purchase share

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13DA - 11-9-15 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 15) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

a) ý I am ¨ I am not an officer, director, or 10% owner of Issuer. b) ý I have ¨ I have not been notified by Issuer that I may be deemed an “affiliate,” as defined in Rule 144 of the Securities Act of 1933, as amended.

Exhibit 7.04 charlesSCHWAB Trading Plan (SEC Rule 10b5-1) This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Randolph K. Repass Jr. 2012 Irrevocable Trust (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to sell or purchase shares of common st

a) ý I am ¨ I am not an officer, director, or 10% owner of Issuer. b) ý I have ¨ I have not been notified by Issuer that I may be deemed an “affiliate,” as defined in Rule 144 of the Securities Act of 1933, as amended.

Exhibit 7.05 charlesSCHWAB Trading Plan (SEC Rule 10b5-1) 1-800-239-2506 Page 1 of 3 This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Kent-Harris Repass 2012 Irrevocable Trust (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to sell or purch

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2015

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exa

WEST MARINE REPORTS DOUBLE-DIGIT EARNINGS GROWTH YEAR-TO-DATE AND UPDATES FISCAL YEAR EARNINGS GUIDANCE

EX-99.1 2 v423181ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WEST MARINE REPORTS DOUBLE-DIGIT EARNINGS GROWTH YEAR-TO-DATE AND UPDATES FISCAL YEAR EARNINGS GUIDANCE WATSONVILLE, CA, October 29, 2015 - West Marine, Inc. (Nasdaq: WMAR) today reported financial results for the first nine months of fiscal 2015 and for the third quarter ended October 3, 2015. 2015 Year-to-Date Results · Net revenues for the f

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File N

Position Title: CFO, Executive Vice President-Finance, Assistant Secretary & Principal Financial Officer. Your principal place of employment will be at our support center located in Watsonville, CA, subject to business travel as needed to properly fu

exhibit10-1.htm EXHIBIT 10.1 September 4, 2015 Jeffrey J. Lasher 6086 S. Oswego Street Greenwood Village, CO 80111 Dear Jeff: I am pleased to offer you the position of CFO, Executive Vice President and Assistant Secretary for West Marine, Inc. and its subsidiaries (collectively, the ?Company?). We are looking forward to you joining our team. Your employment is subject to the terms and conditions s

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Employer jurisdic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2015

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exact

WEST MARINE REPORTS DOUBLE-DIGIT EARNINGS GROWTH FOR THE SECOND QUARTER 2015

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS DOUBLE-DIGIT EARNINGS GROWTH FOR THE SECOND QUARTER 2015 WATSONVILLE, CA, July 30, 2015 - West Marine, Inc. (Nasdaq: WMAR) today reported improved financial results for the second quarter ended July 4, 2015. ? Net revenues were $253.2 million, an increase of 7.1% compared to last year. ? Comparable store sales increased by 7.0%. The retail calend

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numb

EX-24

LIMITED POWER OF ATTORNEY Know all by these presents, that the undersigned, as an officer of WEST MARINE, INC.

CONFLICT MINERALS REPORT FOR WEST MARINE INC.

Exhibit101CMR EXHIBIT 1.01 CONFLICT MINERALS REPORT FOR WEST MARINE INC. This Conflict Minerals Report (?Report?) of West Marine Inc. (?West Marine?, the ?Company", ?we?, ?us? or ?our?) is filed with the Securities and Exchange Commission (?SEC?) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (?Rule 13p-1?), and prepared in accordance with the instructions to Form SD.

West Marine SD

2015 FormSD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT West Marine, Inc. (Exact name of the registrant as specified in its charter) Delaware 0-22512 77-0355502 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 500 Westridge Drive, Watsonville, CA 95076-4100 (Address of principal executive offices)

May 21, 2015

EXHIBIT 10.1 May 21, 2015 Paul Rutenis 876 Brunello Court Allen, TX 75013 Dear Paul: I am pleased to offer you the position of Executive Vice President, Merchandising, Planning & Replenishment and Logistics for West Marine, Inc. and it subsidiaries (collectively, the ?Company?). We are looking forward to you joining our team. This offer of employment is conditioned on your satisfactory completion

500 Westridge Drive

EXHIBIT 99.1 500 Westridge Drive Watsonville, CA 95076-4100 Telephone (831) 728-2700 May 28, 2015 To: West Marine Stockholders cc: West Marine Board of Directors From: Randy Repass I wanted to let you know that while I will stay on the Board of West Marine, I have decided not to put my name up for re-election by the Board as Chairman. I have a lot of confidence in our current Board of Directors, o

West Marine 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Employer jurisdiction of incorpor

West Marine DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2015

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exact

WEST MARINE REPORTS IMPROVED FIRST QUARTER 2015 RESULTS

EX-99.1 2 v408909ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS IMPROVED FIRST QUARTER 2015 RESULTS WATSONVILLE, CA, April 30, 2015 - West Marine, Inc. (Nasdaq: WMAR) today reported financial results for the first quarter ended April 4, 2015. · Net revenues increased by 12.1% over last year to $127.1 million. · Comparable store sales increased by 13.3%. Approximately 6

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Employer jurisdiction of incorp

West Marine DEFA14A

WMAR 2015 DEFA14A Notice UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

West Marine DEF 14A

WMAR 2015 Proxy DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13D/A 3-16-15 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 14) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) Q ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 3, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-22512 WEST MARINE, INC. (Exact Name of Registrant as Specif

West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or juris

EX-21.1 3 wmar201410-kex211.htm EXHIBIT 21.1 Exhibit 21.1 West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or jurisdiction of organization of each subsidiary: West Marine Products, Inc., a California corpora

WEST MARINE, INC. OMNIBUS EQUITY INCENTIVE PLAN (As amended and restated effective March 27, 2014) SECTION 1 ESTABLISHMENT, PURPOSE AND DURATION

Exhibit 10.2 WEST MARINE, INC. OMNIBUS EQUITY INCENTIVE PLAN (As amended and restated effective March 27, 2014) SECTION 1 ESTABLISHMENT, PURPOSE AND DURATION 1.1.Establishment of the Plan. West Marine, Inc., a Delaware corporation (the "Company"), having previously established the "West Marine, Inc. 1993 Omnibus Equity Incentive Plan,? and the ?West Marine, Inc. Nonemployee Director Stock Option P

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4028738k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of inc

WEST MARINE REPORTS 2014 RESULTS AND PROVIDES 2015 FULL-YEAR OUTLOOK

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS 2014 RESULTS AND PROVIDES 2015 FULL-YEAR OUTLOOK WATSONVILLE, CA, February 26, 2015 - West Marine, Inc. (NASDAQ: WMAR) today reported unaudited financial results for the fourth quarter and fiscal year ended January 3, 2015. Fiscal 2014 was a 53-week year for the company and both the full year and fourth quarter benefitted from the additional week

JOINT FILING AGREEMENT

EX-99.1 2 w13559726b.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other persons signatory below of a report on Schedule 13G or any amendments thereto, and to the inclusion of this Agreement as an attachment to such filing, with respect

WMAR / West Marine, Inc. / Select Equity Group, L.P. - AMENDMENT NO. 4 Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

WMAR / West Marine, Inc. / FRANKLIN RESOURCES INC Passive Investment

SC 13G/A 1 westm14a11.htm CUSIP NO. 954235107 13G Page 1 of 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* WEST MARINE, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this State

WMAR / West Marine, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* WEST MARINE INC (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8k.htm FORM 8K 2-2-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of i

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2015 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File N

WEST MARINE REPORTS IMPROVED 2014 REVENUES, LOWERS EARNINGS OUTLOOK AND ANNOUNCES CFO TRANSITION

EX-99.1 2 v399213ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WEST MARINE REPORTS IMPROVED 2014 REVENUES, LOWERS EARNINGS OUTLOOK AND ANNOUNCES CFO TRANSITION WATSONVILLE, CA, January 22, 2015 - West Marine, Inc. (NASDAQ: WMAR) announced today certain preliminary and unaudited financial results and updated earnings guidance for its fiscal year ended January 3, 2015, or fiscal 2014, and the resignation of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (

Regulation FD Disclosure, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Employer jurisdiction of File

WEST MARINE REPORTS THIRD QUARTER 2014 RESULTS

EX-99.1 2 v391930ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS THIRD QUARTER 2014 RESULTS WATSONVILLE, CA, October 23, 2014 - West Marine, Inc. (Nasdaq: WMAR) today reported financial results for the third quarter ended September 27, 2014. · Net revenues were $196.5 million, an increase of 1.6% compared to last year. · Comparable store sales increased by 0.6%. · Pre-t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exact

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v3845728k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorpo

WEST MARINE REPORTS SECOND QUARTER 2014 RESULTS AND UPDATES 2014 EARNINGS GUIDANCE

EX-99.1 2 v384572ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS SECOND QUARTER 2014 RESULTS AND UPDATES 2014 EARNINGS GUIDANCE WATSONVILLE, CA, July 24, 2014 - West Marine, Inc. (Nasdaq: WMAR) today reported financial results for the second quarter ended June 28, 2014. · Net revenues were $236.5 million, a decrease of 0.1% compared to last year. · Comparable store sale

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2014 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numb

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT West Marine, Inc. (Exact name of the registrant as specified in its charter) Delaware 0-22512 77-0355502 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 500 Westridge Drive, Watsonville, CA 95076-4100 (Address of principal executive offices) (Zip code) P

CONFLICT MINERALS REPORT FOR WEST MARINE INC.

EX-1.02 2 exhibit102cmr.htm EXHIBIT EXHIBIT 1.02 CONFLICT MINERALS REPORT FOR WEST MARINE INC. This Conflict Minerals Report (“Report”) of West Marine Inc. (“West Marine” or the “Company") for the year ending December 31, 2013 is filed with the Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), and prepared in acc

Submission of Matters to a Vote of Security Holders - FORM 8-K 5-19-14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2014 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numbe

Instruction for Sale of Purchase of Stock of Issuer Page 3 of 3

Exhibit 7.02 Charles Schwab Trading Plan (SEC Rule 10b5-1) 1-800-2.39-2506 Page of 1 of 3 This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Kent-Harris Repass 2012 Irrevocable Trust (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to sell or

IN WITNESS WHEREOF, the parties hereto have executed this Trading Plan which shall be deemed to be effective as of the Client Signing Date. Name of Client Sally-Christine Rodgers Signature of Client /s/ Sally-Christine Rodgers Account Number: 4071284

Exhibit 7.01 Charles Schwab Trading Plan (SEC Rule 10b5-1) 1-800-2.39-2506 Page of 1 of 3 This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Sally-Christine Rodgers Separate Property Trust (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to se

- WMAR DEFA 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant oo Filed by a Party other than the Registrant oo Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by

Instruction for Sale of Purchase of Stock of Issuer Page 3 of 3

Exhibit 7.03 Charles Schwab Trading Plan (SEC Rule 10b5-1) 1-800-2.39-2506 Page of 1 of 3 This Trading Plan is entered into as of the date this Trading Plan is signed by the Client (the “Client Signing Date”) by and between Randolph K. Repass Jr. 2012 Irrevocable Trust (“Client”) and Charles Schwab & Co., Inc. (“Broker”). Name of Client WHEREAS, Client wishes to establish this Trading Plan to sell

WMAR / West Marine, Inc. / REPASS RANDOLPH K - REPASS SCHEDULE 13D/A (AMENDMENT NO. 13) 4-30-14 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 13) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

NOTICE OF GRANT OF RESTRICTED STOCK UNITS RESTRICTED STOCK UNIT AGREEMENT FOR NON-EMPLOYEE DIRECTORS

EXHIBIT 10.5 NOTICE OF GRANT OF RESTRICTED STOCK UNITS AND RESTRICTED STOCK UNIT AGREEMENT FOR NON-EMPLOYEE DIRECTORS Restricted Stock Unit Award Under the Amended and Restated Omnibus Equity Incentive Plan, Effective March 27, 2014 West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 NOTICE OF GRANT OF RESTRICTED STOCK UNITS Grant Date: May 15, 2014 You have been granted the number of rest

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exac

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2014 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Num

WEST MARINE REPORTS FIRST QUARTER 2014 RESULTS

WEST MARINE REPORTS FIRST QUARTER 2014 RESULTS WATSONVILLE, CA, April 24, 2014 - West Marine, Inc.

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Q Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13D/A 3-24-14 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 12) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or juris

Exhibit 21.1 West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or jurisdiction of organization of each subsidiary: West Marine Products, Inc., a California corporation West Marine Puerto Rico, Inc., a Califor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) Q ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-22512 WEST MARINE, INC. (Exact Name of Registrant as Spec

NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES

EXHIBIT 10.3 NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS AND PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES Performance-based Restricted Stock Unit Award Under the Amended and Restated Omnibus Equity Incentive Plan, Effective May 19, 2011, as Amended West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK U

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2014 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2014 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES

EXHIBIT 10.2 NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS AND RESTRICTED STOCK UNIT AGREEMENT FOR ASSOCIATES Restricted Stock Unit Award Under the Amended and Restated Omnibus Equity Incentive Plan, Effective May 19, 2011, as Amended West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 NOTICE OF GRANT OF TIME-VESTED RESTRICTED STOCK UNITS Grant Date: [] You have been granted the nu

Amendment Number Two To The West Marine, Inc. Omnibus Equity Incentive Plan

EX-10.1 2 exhibit10-1.htm AMENDMENT NO. 2 TO OMNIBUS EQUITY INCENTIVE PLAN EXHIBIT 10.1 Amendment Number Two To The West Marine, Inc. Omnibus Equity Incentive Plan Pursuant to the power delegated to the Compensation and Leadership Development Committee (“Committee”) of the Board of Directors (“Board”) of West Marine, Inc. (the “Board”), under Section 15 of the Amended and Restated West Marine, Inc

WEST MARINE REPORTS 2013 RESULTS AND PROVIDES 2014 FULL-YEAR GUIDANCE

EX-99.1 2 v369976ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS 2013 RESULTS AND PROVIDES 2014 FULL-YEAR GUIDANCE WATSONVILLE, CA, February 27, 2014 - West Marine, Inc. (NASDAQ: WMAR) today reported unaudited financial results for the fiscal year ended December 28, 2013. · Net revenues were $663.2 million, a decrease of 1.8% compared to last year. · Comparable store sa

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13DA - 2-25-14 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 11) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other persons signatory below of a report on Schedule 13G or any amendments thereto, and to the inclusion of this Agreement as an attachment to such filing, with respect to the ownership of securities named in this Sch

WMAR / West Marine, Inc. / Select Equity Group, L.P. - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) February 13, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

WMAR / West Marine, Inc. / FRANKLIN RESOURCES INC Passive Investment

SC 13G/A 1 west13a10.htm CUSIP NO. 954235107 13G Page 1 of 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* WEST MARINE, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statem

WMAR / West Marine, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* WEST MARINE INC (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

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[WEST MARINE LETTERHEAD] December 11, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.

WEST MARINE, INC. EXECUTIVE OFFICER SEVERANCE PLAN

EX-10.2 3 exh10-2.htm EXHIBIT 10.2 EXHIBIT 10.2 WEST MARINE, INC. EXECUTIVE OFFICER SEVERANCE PLAN Effective as of March 16, 2011, as amended on December 5, 2013 PREAMBLE West Marine, Inc. has established this Executive Officer Severance Plan (the “Plan”) with the intention of providing Severance Benefits to a select group of Eligible Executives in the event of their involuntary termination of emp

EXHIBIT 10.1 November 25, 2013 Barry Kelley 423 Pleasant Valley Aptos, CA 95003 Dear Barry, I am pleased to offer you the position of Executive Vice President - Stores and Wholesale for West Marine Inc. (the “Company”), subject to approval by the Com

EXHIBIT 10.1 November 25, 2013 Barry Kelley 423 Pleasant Valley Aptos, CA 95003 Dear Barry, I am pleased to offer you the position of Executive Vice President - Stores and Wholesale for West Marine Inc. (the “Company”), subject to approval by the Company’s Board of Directors (“Board”) at its meeting scheduled on December 5, 2013 (“December Meeting”). This letter serves to document the terms of our

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - WMAR 8-K 12-6-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 5, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File N

West Marine, Inc.

EX-10.3 4 exh10-3.htm EXHIBIT 10.3 EXHIBIT 10.3 West Marine, Inc. Policy Regarding Repayment or Forfeiture of Certain Compensation (“Clawback Policy”) I. Policy Statement – Overview and Purpose a. The Board of Directors (“Board”) of West Marine, Inc. (the “Company”) believes it to be in the best interests of the Company and its stockholders to keep current with “best practices” in compensation mat

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[WEST MARINE LOGO] November 21, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13D/A 10-25-13 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 11) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File N

WEST MARINE REPORTS THIRD QUARTER 2013 RESULTS AND REAFFIRMS 2013 PRE-TAX EARNINGS GUIDANCE

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS THIRD QUARTER 2013 RESULTS AND REAFFIRMS 2013 PRE-TAX EARNINGS GUIDANCE WATSONVILLE, CA, October 24, 2013 - West Marine, Inc. (Nasdaq: WMAR), the largest specialty retailer of boating supplies and accessories in the United States, today reported financial results for the third quarter ended September 28, 2013. · Net revenues were $193.4 million,

WMAR / West Marine, Inc. / WEST MARINE INC - SCHEDULE 13D/A 10-21-13 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 10) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Rece

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K 9-5-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 West Marine, Inc.

Other Events - FORM 8-K FOR SHARE REPURCHASE 8-16-2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Nu

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8K 8-9-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Num

July 29, 2013

Exhibit 15.1 July 29, 2013 West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited condensed consolidated interim financial information of West Marine, Inc. and subsidiaries as of June 29, 2013 and June 30, 2012 and for the 13-week and 26-week periods then ended, a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exact

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other (Commission (I.R.S. Employer Identification No.) jur

WEST MARINE REPORTS SECOND QUARTER 2013 RESULTS AND UPDATES 2013 EARNINGS GUIDANCE

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS SECOND QUARTER 2013 RESULTS AND UPDATES 2013 EARNINGS GUIDANCE WATSONVILLE, CA, July 25, 2013 - West Marine, Inc. (Nasdaq: WMAR), the largest specialty retailer of boating supplies and accessories, today reported financial results for the second quarter ended June 29, 2013. · Net revenues were $236.8 million, a decrease of 2.8% compared to last y

Submission of Matters to a Vote of Security Holders - WMAR FORM 8-K 5-20-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numbe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exac

April 30, 2013

Exhibit 15.1 April 30, 2013 West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited condensed consolidated interim financial information of West Marine, Inc. and subsidiaries as of March 30, 2013 and March 31, 2012 and for the 13-week periods then ended, as indicat

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Num

WEST MARINE REPORTS FIRST QUARTER 2013 RESULTS AND LOWERS FULL-YEAR GUIDANCE

WEST MARINE REPORTS FIRST QUARTER 2013 RESULTS AND LOWERS FULL-YEAR GUIDANCE WATSONVILLE, CA, April 25, 2013 - West Marine, Inc.

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13D/A - REPASS 4-17-13 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 9) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Recei

- DEF 14A

DEF 14A 1 wmar-2013proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Q Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of th

- SCHEDULE 14A 4-5-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for use of the Commission Only (as permitted by R

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13D/A 3-13-13 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 8) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Recei

Regulation FD Disclosure, Financial Statements and Exhibits - WMAR FORM 8-K 3-15-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) Q ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-22512 WEST MARINE, INC. (Exact Name of Registrant as Spec

West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or juris

Exhibit 21.1 West Marine, Inc. and its subsidiaries do business under the following names: West Marine Products, West Marine, BoatU.S. and Port Supply. The following is a list of the subsidiaries of West Marine, Inc., including the state of incorporation or jurisdiction of organization of each subsidiary: West Marine Products, Inc., a California corporation West Marine Puerto Rico, Inc., a Califor

WEST MARINE REPORTS 14.6% INCREASE IN 2012 PRE-TAX EARNINGS AND PROVIDES 2013 FULL-YEAR GUIDANCE

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS 14.6% INCREASE IN 2012 PRE-TAX EARNINGS AND PROVIDES 2013 FULL-YEAR GUIDANCE WATSONVILLE, CA, February 21, 2013 - West Marine, Inc. (Nasdaq: WMAR) the largest specialty retailer of boating supplies and accessories today released unaudited financial results for the fourth quarter and fiscal year ended December 29, 2012. · Net revenues for the fisc

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2013 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

WMAR / West Marine, Inc. / SELECT EQUITY GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [

WMAR / West Marine, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* WEST MARINE INC (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

WMAR / West Marine, Inc. / FRANKLIN RESOURCES INC Passive Investment

west12a9.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 954235107 13G Page 1 of 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* WEST MARINE, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 954235107 (CUSIP Number) December 31, 2012 (Date of Event Which

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13D/A 1-25-13 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Recei

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K 1-2-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - FORM 8-K 12-11-12

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File N

FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EXHIBIT 10.2 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This First Amendment to Amended and Restated Loan and Security Agreement (the “Amendment”) is made as of the 30th day of November, 2012, by and among: WEST MARINE PRODUCTS, INC., a California corporation (“West Marine Products”), and each Person identified on the signature pages hereof as a “Borrower” (such Persons, t

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K 12-3-12

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

WMAR / West Marine, Inc. / REPASS RANDOLPH K - REPASS SCHEDULE 13D-A (AMEND NO 6) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 (831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Recei

Other Events - WMAR FORM 8-K 11-16-12

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File

October 30, 2012

Exhibit 15.1 October 30, 2012 West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited condensed consolidated interim financial information of West Marine, Inc. and subsidiaries as of September 29, 2012 and October 1, 2011 and for the 13-week and 39-week periods the

EX-4.1

EX-4.1 2 specimencommonstockcertifi.htm FORM OF STOCK CERTIFICATE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v3266308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of inco

WEST MARINE REPORTS 33.9% INCREASE IN THIRD QUARTER 2012 PRE-TAX EARNINGS

EX-99.1 2 v326630ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS 33.9% INCREASE IN THIRD QUARTER 2012 PRE-TAX EARNINGS WATSONVILLE, CA, October 25, 2012 - West Marine, Inc. (Nasdaq: WMAR) the largest specialty retailer of boating supplies and accessories today reported financial results for the third quarter ended September 29, 2012. · Net revenues were $191.9 million,

WMAR / West Marine, Inc. / REPASS RANDOLPH K - SCHEDULE 13 D/A 8-15-12 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 5) Under the Securities Exchange Act of 1934 West Marine, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 954235107 (CUSIP Number) Randolph K. Repass 500 Westridge Drive Watsonville, California 95076 831) 728-2700 (Name, Address and Telephone Number of Person Authorized to Receiv

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22512 WEST MARINE, INC. (Exact

July 31, 2012

Exhibit 15.1 July 31, 2012 West Marine, Inc. 500 Westridge Drive Watsonville, CA 95076 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited condensed consolidated interim financial information of West Marine, Inc. and subsidiaries as of June 30, 2012 and July 2, 2011 and for the 13-week and 26-week periods then ended, as

WEST MARINE REPORTS SECOND QUARTER 2012 OPERATING RESULTS AND RE-AFFIRMS 2012 GUIDANCE

Exhibit 99.1 [West Marine Logo] WEST MARINE REPORTS SECOND QUARTER 2012 OPERATING RESULTS AND RE-AFFIRMS 2012 GUIDANCE WATSONVILLE, CA, July 26, 2012 - West Marine, Inc. (Nasdaq: WMAR) today released unaudited financial results for the second quarter and first six months of 2012. Second Quarter 2012 Highlights: Net revenues were $243.6 million, an increase of 3.2% over last year. Comparable store

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numb

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numbe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - SCHEDULE 8-K/A 5-17-12

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (C

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K RE APPOINTMENT OF CEO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 West Marine, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22512 77-0355502 (State or other jurisdiction of incorporation) (Commission File Numbe

May 14, 2012

EX-10.1 2 ex10-1.htm OFFER LETTER EXHIBIT 10.1 May 14, 2012 Matt Hyde 7029 14th Avenue Seattle, WA 98115 Dear Matt: On behalf of the Board of Directors of West Marine, Inc. (the “Company”), it is my pleasure to offer you employment as the President and Chief Executive Officer. In making this offer, we are expressing our enthusiastic support for your leadership skills and abilities. You will bring

MATTHEW HYDE TO SUCCEED GEOFF EISENBERG AS PRESIDENT AND CHIEF EXECUTIVE OFFICER OF WEST MARINE

EXHIBIT 99.1 MATTHEW HYDE TO SUCCEED GEOFF EISENBERG AS PRESIDENT AND CHIEF EXECUTIVE OFFICER OF WEST MARINE WATSONVILLE, CA, - West Marine, Inc. (Nasdaq: WMAR), the largest specialty retailer of boating supplies and accessories, today announced the company’s Board of Directors has named Matthew Hyde, 49, President and Chief Executive Officer, succeeding Geoff Eisenberg, 59, who, earlier this year

CONFIDENTIALITY AND NON-SOLICIT AGREEMENT

EXHIBIT 10.2 CONFIDENTIALITY AND NON-SOLICIT AGREEMENT This Confidentiality and Non-Solicit Agreement ("Agreement") sets forth my responsibility as an Associate of West Marine, Inc. and its subsidiaries ("West Marine"). In consideration for West Marine offering me employment in accordance with the letter dated May 11, 2012 (the "Offer Letter"), I acknowledge and agree as follows: 1. Confidentialit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru