Основная статистика
LEI | ZUNI8PYC725B6H8JU438 |
CIK | 26172 |
SEC Filings
SEC Filings (Chronological Order)
August 5, 2025 |
Deferred Compensation Plan, as amended and restated January 1, 2026 (filed herewith). EXHIBIT 10.1 CUMMINS INC. DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS As Amended and Restated as of January 1, 2026 4844-4073-4733.9 TABLE OF CONTENTS Page Article I RESTATEMENT AND PURPOSE 1 Section 1.01. Restatement and Application 1 Section 1.02. Application of Restatement 1 Section 1.03. Purpose 1 Section 1.04. Funding 1 Article II DEFINITIONS AND INTERPRETATION 1 Section 2.01. Defin |
|
August 5, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identificat |
|
August 5, 2025 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
August 5, 2025 |
Cummins Reports Second Quarter 2025 Results EXHIBIT 99 August 5, 2025 Cummins Reports Second Quarter 2025 Results •Second quarter revenues of $8. |
|
August 5, 2025 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
August 5, 2025 |
Employee Stock Purchase Plan, as amended and restated August 1, 2025 (filed herewith). This document constitutes part of a prospectus covering securities that have been registered under the Securities Act of 1933. |
|
August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 5, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
July 14, 2025 |
Cummins elects Matthew Tsien to its Board of Directors EXHIBIT 99 Contact: Melinda Koski – Director, External Communications [email protected] Cat Dillon Lyons – Manager, External Communications [email protected] July 14, 2025 For Immediate Release Cummins elects Matthew Tsien to its Board of Directors COLUMBUS, IND. – Today, Cummins Inc. (NYSE: CMI) announced the election of Matthew Tsien to its Board of Directors. “I am honored to |
|
July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 14, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
|
June 2, 2025 |
Exhibit 10.1 EXECUTION COPY $2,000,000,000 THIRD AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 2, 2025 among CUMMINS INC., The SUBSIDIARY BORROWERS Referred to Herein, The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Issuing Bank and Swingline Lender, BANK OF AMERICA, N.A., as Syndication Agent, Issuing Bank and Swingline Lender, and CITIBANK, N.A., HSBC BANK |
|
June 2, 2025 |
Exhibit 10.2 EXECUTION COPY $2,000,000,000 3-YEAR CREDIT AGREEMENT dated as of June 2, 2025 among CUMMINS INC., The SUBSIDIARY BORROWERS Referred to Herein, The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Issuing Bank and Swingline Lender, BANK OF AMERICA, N.A., as Syndication Agent, Issuing Bank and Swingline Lender, and CITIBANK, N.A., THE HONGKONG AND SHANGHAI BANK |
|
May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Years Ended December 31, 2024 and 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4949 CUMMINS RETIREMENT AND SAVI |
|
May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Cummins Inc. Indiana (State or other Jurisdiction of Incorporation) 1-4949 (Commission File Number) 35-0257090 (I.R.S. Employer Identification No.) 500 Jackson Street P. O. Box 3005 Columbus, IN 47202-3005 (Address of Principal Executive Office) (Zip Code) Sharon R. Barner, Vice President |
|
May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of the earliest event reported): May 13, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) |
|
May 9, 2025 |
Exhibit 4.3 CUMMINS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee TENTH SUPPLEMENTAL INDENTURE Dated as of May 9, 2025 to Indenture dated as of September 16, 2013 4.700% Senior Notes due 2031 TABLE OF CONTENTS PAGE Article I DEFINITIONS 1 Section 1.01. Definitions 1 Article II ESTABLISHMENT OF SECURITIES 7 Section 2.01. Title of Securities 7 Section 2.02. Aggregate Principal A |
|
May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
|
May 9, 2025 |
Exhibit 4.4 CUMMINS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee ELEVENTH SUPPLEMENTAL INDENTURE Dated as of May 9, 2025 to Indenture dated as of September 16, 2013 5.300% Senior Notes due 2035 TABLE OF CONTENTS PAGE Article I DEFINITIONS 1 Section 1.01. Definitions 1 Article II ESTABLISHMENT OF SECURITIES 7 Section 2.01. Title of Securities 7 Section 2.02. Aggregate Principa |
|
May 9, 2025 |
Exhibit 4.2 CUMMINS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee NINTH SUPPLEMENTAL INDENTURE Dated as of May 9, 2025 to Indenture dated as of September 16, 2013 4.250% Senior Notes due 2028 TABLE OF CONTENTS PAGE Article I DEFINITIONS 1 Section 1.01. Definitions 1 Article II ESTABLISHMENT OF SECURITIES 7 Section 2.01. Title of Securities 7 Section 2.02. Aggregate Principal A |
|
May 8, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 CUMMINS INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 4. |
|
May 8, 2025 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-284903 PROSPECTUS SUPPLEMENT (To Prospectus dated February 13, 2025) $2,000,000,000 Cummins Inc. $300,000,000 4.250% Senior Notes due 2028 $700,000,000 4.700% Senior Notes due 2031 $1,000,000,000 5.300% Senior Notes due 2035 We are offering $300,000,000 aggregate principal amount of our 4.250% Senior Notes due 202 |
|
May 7, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
|
May 7, 2025 |
Exhibit 1.1 Cummins Inc. 4.250% Senior Notes due 2028 4.700% Senior Notes due 2031 5.300% Senior Notes due 2035 Underwriting Agreement May 6, 2025 BofA Securities, Inc. Citigroup Global Markets Inc. HSBC Securities (USA) Inc. ING Financial Markets LLC J.P. Morgan Securities LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o BofA |
|
May 6, 2025 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED MAY 6, 2025 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
|
May 6, 2025 |
Filed pursuant to Rule 433 Registration File No. 333-284903 Issuer Free Writing Prospectus dated May 6, 2025 Relating to Preliminary Prospectus Supplement dated May 6, 2025 FINAL TERM SHEET May 6, 2025 Cummins Inc. $300,000,000 4.250% Senior Notes due 2028 $700,000,000 4.700% Senior Notes due 2031 $1,000,000,000 5.300% Senior Notes due 2035 The information in this final term sheet supplements Cumm |
|
May 5, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identifica |
|
May 5, 2025 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
May 5, 2025 |
Cummins Reports First Quarter 2025 Results EXHIBIT 99 May 5, 2025 Cummins Reports First Quarter 2025 Results •First quarter revenues of $8. |
|
May 5, 2025 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 5, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 50 |
|
March 31, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
|
March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
March 18, 2025 |
Cummins announces retirement of Sharon Barner, Chief Administrative Officer Exhibit 99 Contacts: Melinda Koski Director, External Communications [email protected] For Immediate Release March 18, 2025 Cummins announces retirement of Sharon Barner, Chief Administrative Officer Columbus, IN – Cummins Inc. (NYSE: CMI) announced today that Chief Administrative Officer Sharon Barner will be retiring, effective May 31, following an extraordinary career and 13 years of co |
|
March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
February 13, 2025 |
Form T-1 Statement of Eligibility and Qualification under the Trust Indenture Act of 1939. Exhibit 25 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. Emp |
|
February 13, 2025 |
As filed with the Securities and Exchange Commission on February 13, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 13, 2025 Registration No. |
|
February 13, 2025 |
Calculation of Filing Fee Tables S-3 CUMMINS INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Debt Securities 457(r) 0. |
|
February 11, 2025 |
Insider Trading Policy (filed herewith). Exhibit 19 Securities Policy SCOPE This policy applies to Cummins, the Cummins Board of Directors (“CMI Board Members”) and globally to the employees of Cummins entities in which Cummins has a controlling ownership interest or management responsibility, including its subsidiaries, joint ventures, affiliated companies and distributors (“Employees”). |
|
February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 Commission File Number 1-4949 CUMMINS INC. Indiana 35-0257090 (State of Incorporation) (IRS Employer Identification No.) 500 Jackson Street Box 3005 Columbus, Indiana 47202-3005 (Address of |
|
February 11, 2025 |
Compensation Recovery Policy (filed herewith). Exhibit 97 Cummins Inc. Compensation Recovery Policy 1.Recovery of Compensation Following Financial Restatement (a)Restatement Resulting from Material Noncompliance. (i) Mandatory Recovery; Definitions. If Cummins Inc. (the “Company”) is required to prepare an Accounting Restatement (as defined below), the Company shall recover reasonably promptly the amount of Erroneously Awarded Compensation (as |
|
February 11, 2025 |
Subsidiaries of the Registrant (filed herewith). CUMMINS INC. SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 Entity Name Country or State of Organization Apollo FC Holdings Ltd British Columbia Arvin Environmental Management, LLC Delaware Arvin European Holdings (UK) Limited England and Wales Arvin Finance, LLC Delaware Arvin Holdings Netherlands B.V. Netherlands Arvin International (UK) Limited United Kingdom ArvinMeritor A&ET Limited England and Wa |
|
February 11, 2025 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-K of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
February 11, 2025 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-K of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
February 11, 2025 |
Powers of Attorney (filed herewith). EXHIBIT 24 CUMMINS INC. 2024 Form 10-K POWER OF ATTORNEY I hereby legally appoint each of Mark A. Smith and Luther E. Peters as my attorneys-in-fact and agents, with full power of substitution and re-substitution, to sign on my behalf the Annual Report on Form 10-K, and any and all amendments thereto, of Cummins Inc. (the “Company”) for the Company’s year ended December 31, 2024 and to file the sa |
|
February 4, 2025 |
EXHIBIT 99 February 4, 2025 Cummins Reports Strong Fourth Quarter and Full Year 2024 Results, Incurs Charges Associated with Reorganization of Accelera •Fourth quarter revenues of $8. |
|
February 4, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 4, 2025 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No |
|
November 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 5, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No |
|
November 5, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
November 5, 2024 |
Cummins Reports Strong Third Quarter 2024 Results EXHIBIT 99 November 5, 2024 Cummins Reports Strong Third Quarter 2024 Results •Third quarter revenues of $8. |
|
November 5, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
November 5, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identi |
|
October 15, 2024 |
Calculation of Filing Fee Tables S-8 CUMMINS INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Shares, par value $2. |
|
October 15, 2024 |
As filed with the United States Securities and Exchange Commission on October 15, 2024 As filed with the United States Securities and Exchange Commission on October 15, 2024 Registration No. |
|
August 1, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
August 1, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identificat |
|
August 1, 2024 |
Cummins Reports Strong Second Quarter 2024 Results EXHIBIT 99 August 1, 2024 Cummins Reports Strong Second Quarter 2024 Results •Record second quarter revenues of $8. |
|
August 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 1, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
August 1, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
July 9, 2024 |
Cummins Inc. Key Employee Stock Investment Plan. Exhibit 4.3 This document constitutes part of a prospectus covering securities that have been registered under the Securities Act of 1933. Key Employee Stock Investment Plan (“KESIP”) And Handbook The date of this document is July 9, 2024. Contents Page Title and Purpose of the Plan 3 Eligibility 3 Plan Overview 3 Purchases and Sales 4 · Limits on Purchases and Sales 4 · Share Pricing 4 · Options |
|
July 9, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CUMMINS Inc. |
|
July 9, 2024 |
As filed with the United States Securities and Exchange Commission on July 9, 2024 As filed with the United States Securities and Exchange Commission on July 9, 2024 Registration No. |
|
July 9, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CUMMINS Inc. |
|
July 9, 2024 |
As filed with the United States Securities and Exchange Commission on July 9, 2024 As filed with the United States Securities and Exchange Commission on July 9, 2024 Registration No. |
|
June 3, 2024 |
Exhibit 10.2 EXECUTION COPY $2,000,000,000 SIXTH AMENDED AND RESTATED 364-DAY CREDIT AGREEMENT dated as of June 3, 2024 among CUMMINS INC., The SUBSIDIARY BORROWERS Referred to Herein, The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent and Swingline Lender, BANK OF AMERICA, N.A., as Syndication Agent and Swingline Lender, and CITIBANK, N.A., THE HONGKONG AND SHANGHAI B |
|
June 3, 2024 |
Exhibit 10.1 EXECUTION COPY $2,000,000,000 SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 3, 2024 among CUMMINS INC., The SUBSIDIARY BORROWERS Referred to Herein, The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Issuing Bank and Swingline Lender, BANK OF AMERICA, N.A., as Syndication Agent, Issuing Bank and Swingline Lender, and CITIBANK, N.A., HSBC BANK |
|
June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 3, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 5 |
|
May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
|
May 30, 2024 |
Tony Satterthwaite retiring after distinguished career at Cummins Exhibit 99 Contact: Jon Mills Director, External Communications 317-658-4540 [email protected] May 30, 2024 For Immediate Release Tony Satterthwaite retiring after distinguished career at Cummins Cummins Inc. (NYSE: CMI) announced today that Senior Vice President Tony Satterthwaite will retire, effective September 2024, after 36 years in leadership positions with the company. “Tony’s more-than |
|
May 29, 2024 |
Cummins Inc. Conflict Minerals Report For The Year Ended December 31, 2023 Exhibit 1.01 Cummins Inc. Conflict Minerals Report For The Year Ended December 31, 2023 This Conflict Minerals Report for the year ended December 31, 2023, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Securities and Exchange Commission (SEC) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as direct |
|
May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Cummins Inc. Indiana (State or other Jurisdiction of Incorporation) 1-4949 (Commission File Number) 35-0257090 (I.R.S. Employer Identification No.) 500 Jackson Street P. O. Box 3005 Columbus, IN 47202-3005 (Principal Executive Office) (Zip Code) Sharon R. Barner, Vice President – Chief Adm |
|
May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Years Ended December 31, 2023 and 2022 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4949 CUMMINS RETIREMENT AND SAVI |
|
May 15, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of the earliest event reported): May 14, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) |
|
May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
May 2, 2024 |
EXHIBIT 10 CUMMINS INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT (this “Agreement”), which relates to a grant of performance-based Restricted Stock Units (“RSUs”) made on (the “Date of Grant”), is between Cummins Inc. (the “Company”), and the individual whose name is set forth on the signature page hereof (the “Participant”): R E C I T A L S: WHEREAS, the Company has |
|
May 2, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identifica |
|
May 2, 2024 |
Cummins Reports First Quarter 2024 Results EXHIBIT 99 May 2, 2024 Cummins Reports First Quarter 2024 Results •First quarter revenues of $8. |
|
May 2, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
May 2, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
May 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 2, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 50 |
|
April 23, 2024 |
Main Post Office, P.O. Box 751 www.asyousow.org Berkeley, CA 94704 BUILDING A SAFE, JUST, AND SUSTAINABLE WORLD SINCE 1992 Notice of Exempt Solicitation Pursuant to Rule 14a-103 Name of the Registrant: Cummins Inc (CMI) Name of persons relying on exemption: As You Sow® Address of persons relying on exemption: Main Post Office, P.O. Box 751, Berkeley, CA 94704 Written materials are submitted pursua |
|
April 1, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
|
April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
March 22, 2024 |
CMI / Cummins Inc. / CITADEL ADVISORS LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* Cummins Inc. (Name of Issuer) Common Stock, par value $2.50 per share (the “Shares”) (Title of Class of Securities) 231021106 (CUSIP Number) |
|
March 22, 2024 |
EX-99.1 2 tm249565d1ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the Shares of Cummins Inc., an Indiana corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, |
|
March 20, 2024 |
ATMU / Atmus Filtration Technologies Inc. / Cummins Inc - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 Atmus Filtration Technologies Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 04956D 107 (CUSIP Number) March 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
|
March 18, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Contact: Jon Mills – Director, External Communications 317-658-4540 [email protected] March 18, 2024 For Immediate Release Cummins Announces Final Results of Exchange Offer and Finalizes Separation of Atmus Filtration Technologies Inc. (COLUMBUS, Ind |
|
March 18, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 4) (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CUMMINS INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $2.50 per share (Title of Class of Securities) 231021106 (CUSIP Number of Class of Securities) Nicol |
|
March 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Contact: Jon Mills – Director, External Communications 317-658-4540 [email protected] March 14, 2024 For Immediate Release Cummins Announces Preliminary Results of Atmus Filtration Technologies Inc. Exchange Offer COLUMBUS, Indiana – Today, Cummins I |
|
March 14, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 3) (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CUMMINS INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $2.50 per share (Title of Class of Securities) 231021106 (CUSIP Number of Class of Securities) Nicol |
|
March 13, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 12, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 |
|
March 12, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 2) (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CUMMINS INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $2.50 per share (Title of Class of Securities) 231021106 (CUSIP Number of Class of Securities) Nicol |
|
March 12, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 11, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 11, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Contact: Jon Mills – Director, External Communications 317-658-4540 [email protected] March 11, 2024 For Immediate Release Cummins Announces Final Exchange Ratio of 12.0298 in Split-Off of Atmus Filtration Technologies Inc. COLUMBUS, Indiana - Today, |
|
March 8, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 1) (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CUMMINS INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $2.50 per share (Title of Class of Securities) 231021106 (CUSIP Number of Class of Securities) Nicol |
|
March 8, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 7, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 6, 2024 |
Filed by Cummins Inc. pursuant to rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is an excerpt of a transcript from the Evercore ISI Industrial Conference on March 5, 2024: Comments from David Michael Raso, Evercore ISI Institutional Equities, Research Division - Senior MD; Head of Industrial, Machinery Research Team: A |
|
March 6, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 5, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 4, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
March 1, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 29, 2024 |
Filed by Atmus Filtration Technologies Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Roadshow Presentation March 2024 | 2 Disclaimer The information contained in this presentation is not investment or financial product advice and is not intended to be used as the basis for making an investment decision. Neither Cumm |
|
February 29, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 28, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 27, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 26, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 23, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Material Related to Your Opportunity to Exchange Cummins Stock for Atmus Stock in the Cummins Retirement and Savings Plan You were recently sent a mailing that outlined your opportunity to exchange Cummins stock for Atmus stock in the Cummins Retirement |
|
February 23, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 22, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 21, 2024 |
Filed by Cummins Inc. pursuant to rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is an excerpt from a “Fireside Chat” at the Citi Global Industrial Tech and Mobility Conference on February 20, 2024: Comments from Timothy W. Thein, Citigroup Inc., Research Division, Director & U.S. Machinery Analyst: Chris, I shouldn't w |
|
February 21, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 20, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 20, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification N |
|
February 20, 2024 |
Exhibit 4.3 CUMMINS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SEVENTH SUPPLEMENTAL INDENTURE Dated as of February 20, 2024 to Indenture dated as of September 16, 2013 5.150% Senior Notes due 2034 TABLE OF CONTENTS PAGE Article I DEFINITIONS 1 Section 1.01. Definitions 1 Article II ESTABLISHMENT OF SECURITIES 7 Section 2.01. Title of Securities 7 Section 2.02. Aggregate Pri |
|
February 20, 2024 |
Exhibit 4.2 CUMMINS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SIXTH SUPPLEMENTAL INDENTURE Dated as of February 20, 2024 to Indenture dated as of September 16, 2013 4.900% Senior Notes due 2029 TABLE OF CONTENTS PAGE Article I DEFINITIONS 1 Section 1.01. Definitions 1 Article II ESTABLISHMENT OF SECURITIES 7 Section 2.01. Title of Securities 7 Section 2.02. Aggregate Princ |
|
February 20, 2024 |
Exhibit 4.4 CUMMINS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee EIGHTH SUPPLEMENTAL INDENTURE Dated as of February 20, 2024 to Indenture dated as of September 16, 2013 5.450% Senior Notes due 2054 TABLE OF CONTENTS PAGE Article I DEFINITIONS 1 Section 1.01. Definitions 1 Article II ESTABLISHMENT OF SECURITIES 7 Section 2.01. Title of Securities 7 Section 2.02. Aggregate Prin |
|
February 16, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) Cummins Inc. |
|
February 16, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 16, 2024 |
TABLE OF CONTENTS Filed pursuant to Rule 424(b)(5) Registration Statement No: 333-262584 PROSPECTUS SUPPLEMENT (To Prospectus dated February 8, 2022) $2,250,000,000 Cummins Inc. |
|
February 15, 2024 |
Exhibit 1.1 Cummins Inc. 4.900% Senior Notes due 2029 5.150% Senior Notes due 2034 5.450% Senior Notes due 2054 Underwriting Agreement February 14, 2024 BofA Securities, Inc. Wells Fargo Securities, LLC ING Financial Markets LLC J.P. Morgan Securities LLC PNC Capital Markets LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o BofA Securities, |
|
February 15, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other jurisdiction of Incorporation) (Commission File Number) |
|
February 15, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. ATTN: REORGANIZATION DEPARTMENT P.O. BOX 9116 FARMINGDALE, NY 11735-9547 THE CUMMINS ESOP FUND TRUSTEE DIRECTION FORM to exchange units of Cummins stock for units of Atmus stock. Make your election on or before |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 Cummins Retirement and Savings Plan Opportunity to Exchange Cummins Stock for Atmus Stock Dear RSP Participant: In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummi |
|
February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 Opportunity to Exchange Cummins Stock for Atmus Stock in the Cummins Retirement and Savings Plan In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummins Inc. (Cummin |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 Cummins Atmus Exchange Offer Website Tile Language Period Tile Language Launch through the plan deadline date (March 11 at 4:00 p.m. ET) Cummins Atmus Stock Exchange Offer Deadline: March 11 at 4 pm ET Forward-Looking Statements This communication contai |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Cummins Atmus Stock Exchange Offer Cummins Inc. (Cummins) is offering its stockholders the opportunity to exchange shares of Cummins common stock for shares of Atmus Filtration Technologies Inc. (Atmus) common stock (the exchange offer), subject to the t |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is the text of the website that is being maintained at www.okapivote.com/CumminsAtmusExchange in connection with the offer by Cummins Inc. to exchange up to an aggregate of 67,054,726 shares of common stock of Atmus Filtration Technologies |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Cummins Retirement and Savings Plan Opportunity to Exchange Cummins Stock for Atmus Stock Dear RSP Participant: In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummi |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Participant Guide to the Exchange Offer in the Cummins Retirement and Savings Plan INSIDE THIS GUIDE • About the Exchange Offer • How to Make Your Election(s) • Key Terms to Know • Key Dates • Resources About the Exchange Offer In May 2023, an initial pu |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 Opportunity to Exchange Cummins Stock for Atmus Stock in the Cummins Employee Stock Purchase Plan and other Cummins Stock Plans In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies, Inc. (Atmus) common stock was |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 Cummins Retirement and Savings Plan Opportunity to Exchange Cummins Stock for Atmus Stock Dear RSP Participant: In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummi |
|
February 14, 2024 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED FEBRUARY 14, 2024 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
|
February 14, 2024 |
Cummins launches exchange offer for separation of Atmus Filed by Atmus Filtration Technologies Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 INTERNAL ANNOUNCEMENT Cummins launches exchange offer for separation of Atmus Atmus colleagues, Today, Cummins Inc. (“Cummins”) launched an exchange offer to split-off its remaining 80.5% stake in Atmus Filtration Technologies Inc. |
|
February 14, 2024 |
CUMMINS EXCHANGE OFFER ANNOUNCEMENT – Talking points for customers and suppliers Filed by Atmus Filtration Technologies Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Internal Use Only CUMMINS EXCHANGE OFFER ANNOUNCEMENT – Talking points for customers and suppliers This document contains talking points to help answer customer and supplier questions about Cummins’ announcement on Wednesday, Februa |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Contact: Jon Mills Director, External Communications 317-658-4540 [email protected] February 14, 2024 For Immediate Release Cummins Launches Exchange Offer for Separation of Atmus Filtration Technologies Inc. COLUMBUS, Ind. - Today, Cummins Inc. (NYS |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Opportunity to Exchange Cummins Stock for Atmus Stock in the Cummins Retirement and Savings Plan In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummins Inc. (Cummin |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Participant Guide to the Exchange Offer in the Cummins Retirement and Savings Plan INSIDE THIS GUIDE • About the Exchange Offer • How to Make Your Election • Key Terms to Know • Key Dates • Resources About the Exchange Offer In May 2023, an initial publi |
|
February 14, 2024 |
Atmus To File Form S-4 Registration Statement in Connection with Cummins Exchange Offer Filed by Atmus Filtration Technologies Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 News Release February 14, 2024 Atmus To File Form S-4 Registration Statement in Connection with Cummins Exchange Offer NASHVILLE, Tenn - Atmus Filtration Technologies Inc. (Atmus; NYSE: ATMU) today announced that it will file a Form |
|
February 14, 2024 |
Filed by Atmus Filtration Technologies Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Subject: Cummins Exchange Offer - Talking Points for Key Leaders Dear Key Leaders, Attached you will find Leader Talking Points that can be used to address employee questions related to Cummins’ launch of an exchange offer to split- |
|
February 14, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CUMMINS INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $2.50 per share (Title of Class of Securities) 231021106 (CUSIP Number of Class of Securities) Nicole Y. Lamb-Hale Chi |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. ATTN: REORGANIZATION DEPARTMENT P.O. BOX 9116 FARMINGDALE, NY 11735-9547THE CUMMINS STOCK FUND TRUSTEE DIRECTION FORM to exchange units of Cummins stock for units of Atmus stock. Make your election on or before |
|
February 14, 2024 |
Exhibit 107 Calculation of Filing Fee Tables SC TO-I (Form Type) Cummins Inc. (Name of Issuer) Cummins Inc. (Name of Person(s) Filing Statement) Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $ 1,379,088,054.30(1) $ 0.0001476 $ 203,553.40(2) Fees Previously Paid Total Transaction Valuation $ 1,379,088,054.30 Total Fees Due for Filing $ 203,553.40 |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 News Release February 14, 2024 Atmus To File Form S-4 Registration Statement in Connection with Cummins Exchange Offer NASHVILLE, Tenn - Atmus Filtration Technologies Inc. (Atmus; NYSE: ATMU) today announced that it will file a Form S-4 Registration Stat |
|
February 14, 2024 |
ATMU / Atmus Filtration Technologies Inc. / Cummins Inc - SC 13G Passive Investment SC 13G 1 tm244909d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Atmus Filtration Technologies Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 04956D 107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the ap |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 Opportunity to Exchange Cummins Stock for Atmus Stock in the Cummins Retirement and Savings Plan In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummins Inc. (Cummin |
|
February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1‐4949 RSP Exchange IVR Message for the Alight Phone Lines Script Cummins is offering to exchange shares that it owns of Atmus Filtration Technologies Inc. for shares of Cummins common stock. Cummins Retirement and Savings Plan participants who currently have a |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Participant Guide to the Exchange Offer in the Cummins Retirement and Savings Plan INSIDE THIS GUIDE • About the Exchange Offer • How to Make Your Election • Key Terms to Know • Key Dates • Resources About the Exchange Offer In May 2023, an initial publi |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Opportunity to Exchange Cummins Stock for Atmus Stock in the Cummins Retirement and Savings Plan In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummins Inc. (Cummin |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Cummins announces plans for full separation of Atmus Filtration Technologies Inc. through an exchange offer Today, Cummins Inc. (“Cummins”) announced plans to fully split off its remaining interest in Atmus Filtration Technologies Inc. (“Atmus”) and offe |
|
February 14, 2024 |
Filed by Atmus Filtration Technologies Inc. Filed by Atmus Filtration Technologies Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is a form of an email sent to Atmus' joint venture partners on February 14, 2024: Subject: Notification: Atmus Filed Form S-4 Registration Statement in Connection with Cummins Exchange Offer Dear , Cummins Inc. (“Cummi |
|
February 14, 2024 |
Filed by Atmus Filtration Technologies Inc. Filed by Atmus Filtration Technologies Inc. pursuant to rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is an excerpt from Atmus' Fourth Quarter 2023 Earnings Call on February 14, 2024: Comments from Steph Disher, Chief Executive Officer: In closing, I want to take the opportunity to provide you with an update on Cummins |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Cummins Retirement and Savings Plan Opportunity to Exchange Cummins Stock for Atmus Stock Dear RSP Participant: In May 2023, an initial public offering of approximately 19.5% of Atmus Filtration Technologies Inc. (Atmus) common stock was completed. Cummi |
|
February 14, 2024 |
Execution Version Filed pursuant to Rule 433 Registration File No. 333-262584 Issuer Free Writing Prospectus dated February 14, 2024 Relating to Preliminary Prospectus Supplement dated February 14, 2024 FINAL TERM SHEET February 14, 2024 Cummins Inc. $500,000,000 4.900% Senior Notes due 2029 $750,000,000 5.150% Senior Notes due 2034 $1,000,000,000 5.450% Senior Notes due 2054 The information in th |
|
February 14, 2024 |
Filed by Cummins Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 Participant Guide to the Exchange Offer in the Cummins Retirement and Savings Plan INSIDE THIS GUIDE • About the Exchange Offer • How to Make Your Election • Key Terms to Know • Key Dates • Resources About the Exchange Offer In May 2023, an initial publi |
|
February 13, 2024 |
CMI / Cummins Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0717-cumminsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Cummins Inc Title of Class of Securities: Common Stock CUSIP Number: 231021106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pu |
|
February 12, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-K of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
February 12, 2024 |
Cummins Inc. Compensation Recovery Policy (filed herewith). Exhibit 97 Cummins Inc. Compensation Recovery Policy 1.Recovery of Compensation Following Financial Restatement (a)Restatement Resulting from Material Noncompliance. (i) Mandatory Recovery; Definitions. If Cummins Inc. (the “Company”) is required to prepare an Accounting Restatement (as defined below), the Company shall recover reasonably promptly the amount of Erroneously Awarded Compensation (as |
|
February 12, 2024 |
Form of Long-Term Grant Notice under the 2012 Omnibus Incentive Plan (filed herewith). Exhibit 10(l) 16 To: Name Date: From: J. Rumsey Subject: Your 20 Total Compensation I am pleased to inform you of the details of your 20 compensation as recently approved by the Talent Management and Compensation Committee of the Board of Directors. In determining individual Officer compensation, senior management and the Committee incorporated the following objectives with a review of market benc |
|
February 12, 2024 |
Subsidiaries of the Registrant (filed herewith). CUMMINS INC. SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 Entity Name Country or State of Organization Apollo FC Holdings Ltd British Columbia Arvin Environmental Management, LLC Delaware Arvin European Holdings (UK) Limited England and Wales Arvin Finance, LLC Delaware Arvin Holdings Netherlands B.V. Netherlands Arvin International (UK) Limited United Kingdom ArvinMeritor A&ET Limited England and Wa |
|
February 12, 2024 |
Cummins elects John H. Stone to its Board of Directors EXHIBIT 99 Contact: Jon Mills – Director, External Communications 317-658-4540 jon. |
|
February 12, 2024 |
as of February 12, 2024 (filed herewith). Cummins Inc. Deposit Share Program Effective Date: February 12, 2024 1 4878-3416-6579 Cummins Inc. Deposit Share Program 1. Purposes The purpose of the Program is to galvanize key members of the Company’s executive team to lead the Company through its long-term strategic transformation and encourage them to augment their investment in the Company by offering them an opportunity to invest in the Co |
|
February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 Commission File Number 1-4949 CUMMINS INC. Indiana 35-0257090 (State of Incorporation) (IRS Employer Identification No.) 500 Jackson Street Box 3005 Columbus, Indiana 47202-3005 (Address of |
|
February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 12, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification N |
|
February 12, 2024 |
Exhibit 10(o) CUMMINS INC. 2012 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Agreement (this “Agreement”) is made as of , 20 (the “Effective Date”), between Cummins Inc., an Indiana corporation (the “Company”), and the employee named in the accompanying award letter (the “Employee”). WHEREAS, the Company has adopted the Cummins Inc. 2012 Omnibus Incentive Plan (the “Plan”), pr |
|
February 12, 2024 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-K of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
February 12, 2024 |
Powers of Attorney (filed herewith). EXHIBIT 24 CUMMINS INC. 2023 Form 10-K POWER OF ATTORNEY I hereby legally appoint each of Mark A. Smith and Luther E. Peters as my attorneys-in-fact and agents, with full power of substitution and re-substitution, to sign on my behalf the Annual Report on Form 10-K, and any and all amendments thereto, of Cummins Inc. (the “Company”) for the Company’s year ended December 31, 2023 and to file the sa |
|
February 9, 2024 |
Filed by Cummins Inc. pursuant to rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is an excerpt from a recording of Cummins’ Fourth Quarter 2023 and Fiscal Year 2023 Finance Town Hall on February 8, 2024: Question from Cummins employee: Okay, I just wanted to ask what the status is of the exit of Atmus. Comments from Mar |
|
February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 6, 2024 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No |
|
February 6, 2024 |
Cummins Reports Fourth Quarter and Full Year 2023 Results EXHIBIT 99 February 6, 2024 Cummins Reports Fourth Quarter and Full Year 2023 Results •Fourth quarter 2023 revenues of $8. |
|
February 6, 2024 |
Filed by Cummins Inc. pursuant to rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is an excerpt from Cummins’ post on its internal news site titled “Q4 and Full-year 2023 Cummins Earnings”, posted on February 6, 2024: Subject to market conditions, the intention is to split-off the company’s remaining ownership in Atmus t |
|
February 6, 2024 |
Filed by Cummins Inc. pursuant to rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is an excerpt from Cummins’ Fourth Quarter 2023 Earnings Call Webcast on February 6, 2024: Comments from Mark Smith, Chief Financial Officer: Subject to market conditions, our intention is to split-off the remaining ownership in Atmus throu |
|
February 6, 2024 |
Filed by Cummins Inc. pursuant to rule 425 under the Securities Act of 1933, as amended Subject Company: Cummins Inc. Commission File No.: 1-4949 The following is an excerpt from Cummins’ Fourth Quarter 2023 Earnings Release, dated February 6, 2024: Cummins’ 2024 outlook assumes the inclusion of Atmus for the entirety of 2024, but excludes any costs or benefits associated with the planned separati |
|
December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) |
|
December 22, 2023 |
Exhibit 99 Contact: Jon Mills – Director, External Communications 317-658-4540 jon. |
|
November 2, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
November 2, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identi |
|
November 2, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
November 2, 2023 |
Cummins Reports Third Quarter 2023 Results EXHIBIT 99 November 2, 2023 Cummins Reports Third Quarter 2023 Results •Third quarter revenues of $8. |
|
November 2, 2023 |
Key Employee Stock Investment Plan (filed herewith). EXHIBIT 32 This document constitutes part of a prospectus covering securities that have been registered under the Securities Act of 1933. |
|
November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 2, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No |
|
October 10, 2023 |
Cummins elects Daniel W. Fisher to its Board of Directors EXHIBIT 99 Contact: Jon Mills – Director, External Communications 317-658-4540 jon. |
|
October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) ( |
|
August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) ( |
|
August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 3, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
August 3, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
August 3, 2023 |
Cummins Reports Strong Second Quarter 2023 Results EXHIBIT 99 August 3, 2023 Cummins Reports Strong Second Quarter 2023 Results •Record second quarter revenues of $8. |
|
August 3, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identificat |
|
August 3, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
July 12, 2023 |
Jennifer Rumsey Named Chair of the Cummins Board of Directors Following Retirement of Tom Linebarger EXHIBIT 99 Contact: Jon Mills – Director, External Communications 317-658-4540 jon. |
|
July 10, 2023 |
CMI / Cummins Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Cummins Inc. Title of Class of Securities: Common Stock CUSIP Number: 231021106 Date of Event Which Requires Filing of this Statement: June 30, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1 |
|
June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 5, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 5 |
|
June 7, 2023 |
Exhibit 10.1 EXECUTION VERSION $2,000,000,000 FIFTH AMENDED AND RESTATED 364-DAY CREDIT AGREEMENT dated as of June 5, 2023 among CUMMINS INC., The SUBSIDIARY BORROWERS Referred to Herein, The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent and Swingline Lender, BANK OF AMERICA, N.A., as Syndication Agent and Swingline Lender, and CITIBANK, N.A., HSBC BANK USA, NATIONAL ASS |
|
May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Years Ended December 31, 2022 and 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4949 CUMMINS RETIREMENT AND SAVI |
|
May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Cummins Inc. Indiana (State or other Jurisdiction of Incorporation) 1-4949 (Commission File Number) 35-0257090 (I.R.S. Employer Identification No.) 500 Jackson Street P. O. Box 3005 Columbus, IN 47202-3005 (Principal Executive Office) (Zip Code) Sharon R. Barner, Vice President – Chief Adm |
|
May 25, 2023 |
Cummins Inc. Conflict Minerals Report For The Year Ended December 31, 2022 Exhibit 1.01 Cummins Inc. Conflict Minerals Report For The Year Ended December 31, 2022 This Conflict Minerals Report for the year ended December 31, 2022, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Securities and Exchange Commission (SEC) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as direct |
|
May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 9, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 50 |
|
May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 2, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 50 |
|
May 2, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identifica |
|
May 2, 2023 |
Cummins Reports Record First Quarter 2023 Results EXHIBIT 99 May 2, 2023 Cummins Reports Record First Quarter 2023 Results •Record first quarter revenues of $8. |
|
May 2, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
May 2, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
|
April 20, 2023 |
Main Post Office, P.O. Box 751 www.asyousow.org Berkeley, CA 94704 BUILDING A SAFE, JUST, AND SUSTAINABLE WORLD SINCE 1992 Notice of Exempt Solicitation Pursuant to Rule 14a-103 Name of the Registrant: Cummins Inc. (CMI) Name of persons relying on exemption: As You Sow Address of persons relying on exemption: Main Post Office, P.O. Box 751, Berkeley, CA 94704 Written materials are submitted pursua |
|
March 27, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
|
March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
February 15, 2023 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO CREDIT AGREEMENT This Amendment No. 1 to Credit Agreement, dated as of February 15, 2023 (this “Amendment”), is by and among ATMUS FILTRATION TECHNOLOGIES INC., a Delaware corporation (the “Parent Borrower”), CUMMINS FILTRATION INC, an Indiana corporation (the “Opco Borrower”), each Lender, Bank of America, N.A., as Administrative Agent (in such ca |
|
February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 15, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification N |
|
February 14, 2023 |
, dated as of February 13, 2023 Cummins Inc. Deposit Share Program Effective Date: February 13, 2023 1 4878-3416-6579 Cummins Inc. Deposit Share Program 1. Purposes The purpose of the Program is to galvanize key members of the Company’s executive team to lead the Company through its long-term strategic transformation and encourage them to augment their investment in the Company by offering them an opportunity to invest in the Co |
|
February 14, 2023 |
Subsidiaries of the Registrant (filed herewith). CUMMINS INC. SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 Entity Name Country or State of Organization Apollo FC Holdings Ltd British Columbia Arvin Environmental Management, LLC Delaware Arvin European Holdings (UK) Limited England and Wales Arvin Finance, LLC Delaware Arvin Holdings Netherlands B.V. Netherlands Arvin International (UK) Limited United Kingdom ArvinMeritor A&ET Limited England and Wa |
|
February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 Commission File Number 1-4949 CUMMINS INC. Indiana 35-0257090 (State of Incorporation) (IRS Employer Identification No.) 500 Jackson Street Box 3005 Columbus, Indiana 47202-3005 (Address of |
|
February 14, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-K of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
February 14, 2023 |
Powers of Attorney (filed herewith). EXHIBIT 24 CUMMINS INC. 2022 Form 10-K POWER OF ATTORNEY I hereby legally appoint each of Mark A. Smith and Luther E. Peters as my attorneys-in-fact and agents, with full power of substitution and re-substitution, to sign on my behalf the Annual Report on Form 10-K, and any and all amendments thereto, of Cummins Inc. (the “Company”) for the Company’s year ended December 31, 2022 and to file the sa |
|
February 14, 2023 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-K of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
February 9, 2023 |
CMI / Cummins Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Cummins Inc. Title of Class of Securities: Common Stock CUSIP Number: 231021106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
|
February 6, 2023 |
Cummins Reports Strong Fourth Quarter and Full Year 2022 Results EXHIBIT 99 February 6, 2023 Cummins Reports Strong Fourth Quarter and Full Year 2022 Results •Fourth quarter revenues of $7. |
|
February 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 6, 2023 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No |
|
November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 15, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification N |
|
November 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identi |
|
November 4, 2022 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
November 4, 2022 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
November 3, 2022 |
Cummins Reports Third Quarter 2022 Results EXHIBIT 99 November 3, 2022 Cummins Reports Third Quarter 2022 Results ?Third quarter revenues of $7. |
|
November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 3, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No |
|
October 5, 2022 |
Exhibit 10.1 EXECUTION VERSION Published Deal CUSIP: 31729XAA0 Published Revolver CUSIP: 31729XAB8 Published Term Loan CUSIP: 31729XAC6 CREDIT AGREEMENT dated as of September 30, 2022 among FILT RED, INC. CUMMINS FILTRATION INC The Other Loan Parties Party Hereto The Lenders Party Hereto BANK OF AMERICA, N.A. as Administrative Agent, a Swingline Lender and an L/C Issuer WELLS FARGO BANK, NATIONAL |
|
October 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 30, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification |
|
October 5, 2022 |
Exhibit 10.2 EXECUTION VERSION GUARANTY This GUARANTY, dated as of September 30, 2022 (as the same may be amended, restated, supplemented or otherwise modified from time to time, this ?Guaranty?), made by CUMMINS INC., an Indiana corporation (the ?Guarantor?), in favor of BANK OF AMERICA, N.A., as administrative agent (in such capacity, the ?Administrative Agent?) for the financial institutions or |
|
September 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 11, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No. |
|
August 19, 2022 |
Exhibit 10.2 EXECUTION COPY $500,000,000 INCREMENTAL 364-DAY CREDIT AGREEMENT dated as of August 17, 2022 among CUMMINS INC., The SUBSIDIARY BORROWERS Referred to Herein, The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, BANK OF AMERICA, N.A., as Syndication Agent, and CITIBANK, N.A., HSBC BANK USA, NATIONAL ASSOCIATION and ING BANK N.V., DUBLIN BRANCH, as Documentation |
|
August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 17, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No. |
|
August 19, 2022 |
Exhibit 10.1 EXECUTION COPY $1,500,000,000 FOURTH AMENDED AND RESTATED 364-DAY CREDIT AGREEMENT dated as of August 17, 2022 among CUMMINS INC., The SUBSIDIARY BORROWERS Referred to Herein, The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent and Swingline Lender, BANK OF AMERICA, N.A., as Syndication Agent and Swingline Lender, and CITIBANK, N.A., HSBC BANK USA, NATIONAL AS |
|
August 19, 2022 |
Exhibit 10.3 EXECUTION COPY AMENDMENT NO. 1 Dated as of August 17, 2022 to AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 18, 2021 THIS AMENDMENT NO. 1 (this ?Amendment?) is made as of August 17, 2022 (the ?Effective Date?) by and among Cummins Inc., an Indiana corporation (the ?Company?), the Subsidiary Borrowers party hereto (the ?Subsidiary Borrowers?, and together with the Company, c |
|
August 3, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 Commission File Number 1-4949 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 35-0257090 (State of Incorporation) (IRS Employer Identificat |
|
August 3, 2022 |
EXHIBIT 99 Contact: Jon Mills Director, External Communications 317-658-4540 [email protected] August 3, 2022 For Immediate Release Cummins Completes Acquisition of Meritor Addition of Meritor strengthens Cummins? industry-leading range of powertrain components and will enable accelerated development of electrified power solutions Columbus, Indiana ? Global power and technology leader, Cummins |
|
August 3, 2022 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(a) Certification I, Jennifer Rumsey, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
|
August 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 3, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
August 3, 2022 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31(b) Certification I, Mark A. Smith, certify that: 1.I have reviewed this report on Form 10-Q of Cummins Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
August 2, 2022 |
Cummins Reports Second Quarter 2022 Results EX-99 2 cmi2022q28-kex99.htm EX-99 EXHIBIT 99 For Immediate Release August 2, 2022 Cummins Reports Second Quarter 2022 Results •Second quarter revenues of $6.6 billion; GAAP1 Net Income of $702 million (10.7 percent of sales) •EBITDA in the second quarter was 16.0 percent of sales; Diluted EPS of $4.94 •Second quarter results include $29 million ($0.16 per diluted share) of costs related to the se |
|
August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 2, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
July 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 13, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
July 19, 2022 |
Exhibit 10.1 EXECUTION COPY $2,000,000,000 LOAN AGREEMENT dated as of July 13, 2022 among CUMMINS INC., The LENDERS Party Hereto, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent BANK OF AMERICA, N.A. and PNC BANK, NATIONAL ASSOCIATION, as Syndication Agents and THE BANK OF NOVA SCOTIA and U.S. BANK NATIONAL ASSOCIATION, as Documentation Agents WELLS FARGO SECURITIES, LLC, BofA SECU |
|
July 14, 2022 |
EXHIBIT 99 Contact: Jon Mills Director, External Communications 317-658-4540 [email protected] July 14, 2022 For Immediate Release Jennifer Rumsey Promoted to President and CEO of Cummins Tom Linebarger to Serve as Chairman of the Board and Executive Chairman COLUMBUS, INDIANA ? Today, Cummins Inc. (NYSE: CMI) announced that, effective August 1, 2022, Tom Linebarger will end his term as Chief |
|
July 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 12, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
July 11, 2022 |
Cummins Elects Gary Belske to its Board of Directors EXHIBIT 99 Contact: Jon Mills Director, External Communications 317-658-4540 [email protected] July 11, 2022 For Immediate Release Cummins Elects Gary Belske to its Board of Directors COLUMBUS, INDIANA ? Today, Cummins Inc. (NYSE: CMI) announced the election of Gary Belske to its Board of Directors. ?I am thrilled to add Gary to our Board of Directors,? said Tom Linebarger, Chairman and CEO, C |
|
July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 11, 2022 CUMMINS INC. (Exact name of registrant as specified in its charter) Indiana 1-4949 35-0257090 (State or other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) |
|
May 27, 2022 |
SD 1 cmw436.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Cummins Inc. Indiana (State or other Jurisdiction of Incorporation) 1-4949 (Commission File Number) 35-0257090 (I.R.S. Employer Identification No.) 500 Jackson Street P. O. Box 3005 Columbus, IN 47202-3005 (Principal Executive Office) (Zip Code) Sharon Barner, Vice Presiden |