Основная статистика
| CIK | 1052054 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Symbolic Logic, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| January 6, 2023 |
15-12G 1 eps10587.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34261 Symbolic Logic, Inc. (Exact name of registra |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 S-8 POS 1 eps10550s8pos.htm As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. 333-227667 Registration No. 333-222091 Registration No. 333-212538 Registration No. 333-205795 Registration No. 333-191046 Registration No. 333-167858 Registration No. 333-144852 Registration No. 333-141527 Registration No. 333-116085 Registration No. 333-103655 Registration No. 3 |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 S-8 POS 1 eps10550s8pos.htm As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. 333-227667 Registration No. 333-222091 Registration No. 333-212538 Registration No. 333-205795 Registration No. 333-191046 Registration No. 333-167858 Registration No. 333-144852 Registration No. 333-141527 Registration No. 333-116085 Registration No. 333-103655 Registration No. 3 |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 S-8 POS 1 eps10550s8pos.htm As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. 333-227667 Registration No. 333-222091 Registration No. 333-212538 Registration No. 333-205795 Registration No. 333-191046 Registration No. 333-167858 Registration No. 333-144852 Registration No. 333-141527 Registration No. 333-116085 Registration No. 333-103655 Registration No. 3 |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 S-8 POS 1 eps10550s8pos.htm As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. 333-227667 Registration No. 333-222091 Registration No. 333-212538 Registration No. 333-205795 Registration No. 333-191046 Registration No. 333-167858 Registration No. 333-144852 Registration No. 333-141527 Registration No. 333-116085 Registration No. 333-103655 Registration No. 3 |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 S-8 POS 1 eps10550s8pos.htm As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. 333-227667 Registration No. 333-222091 Registration No. 333-212538 Registration No. 333-205795 Registration No. 333-191046 Registration No. 333-167858 Registration No. 333-144852 Registration No. 333-141527 Registration No. 333-116085 Registration No. 333-103655 Registration No. 3 |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 S-8 POS 1 eps10550s8pos.htm As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. 333-227667 Registration No. 333-222091 Registration No. 333-212538 Registration No. 333-205795 Registration No. 333-191046 Registration No. 333-167858 Registration No. 333-144852 Registration No. 333-141527 Registration No. 333-116085 Registration No. 333-103655 Registration No. 3 |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 9, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 2, 2022 |
EVOL / Evolving Systems Inc / CCUR Holdings, Inc. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)[1] Symbolic Logic, Inc. (“EVOL”) (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Igor Volshteyn Chie |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2022 Symbolic Logic, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported):?August 26, 2022 Symbolic Logic, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) |
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| September 1, 2022 |
Exhibit 10.1 Employee Separation Agreement and Mutual General Release This Employee Separation Agreement and General Release (the ?Agreement?) is entered into by and between Symbolic Logic, Inc. (?Symbolic? or the ?Company?)1 and Matthew Stecker (?you,? ?your? or the ?Employee?). The purpose of this Agreement is to confirm the terms of your separation of employment with Symbolic and to release eac |
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| August 12, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 1, 2022 |
EVOL / Evolving Systems Inc / CCUR Holdings, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Symbolic Logic, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Igor Volshteyn President and Chief Executive Officer CCUR Holdings, Inc. 3800 N. Lamar Blvd., Suite 200 Austin, Texas 78 |
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| August 1, 2022 |
EVOL / Evolving Systems Inc / SINGER KAREN Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 31)1 Symbolic Logic, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer, 212 Vaccaro Dri |
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| July 11, 2022 |
EVOL / Evolving Systems Inc / SINGER KAREN Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 30)1 Symbolic Logic, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer, 212 Vaccaro Dri |
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| June 30, 2022 |
EVOL / Evolving Systems Inc / SINGER KAREN Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 29)1 Symbolic Logic, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer, 212 Vaccaro Dri |
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| June 28, 2022 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 28, 2022 Symbolic Logic, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R.S |
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| June 28, 2022 |
SYMBOLIC LOGIC, INC. ANNOUNCES THE FINAL RESULTS OF ITS MODIFIED “DUTCH AUCTION” TENDER OFFER EXHIBIT 99.1 SYMBOLIC LOGIC, INC. ANNOUNCES THE FINAL RESULTS OF ITS MODIFIED ?DUTCH AUCTION? TENDER OFFER ENGLEWOOD, CO?June 28, 2022?Symbolic Logic, Inc. (OTC PINK: EVOL) (?Symbolic?) announced today the final results of its modified ?Dutch auction? tender offer to purchase with cash up to $9.6 million of shares of its common stock which expired one minute after 4:59 P.M. (Eastern Daylight Time) |
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| June 28, 2022 |
Press Release issued June 28, 2022 announcing the final results of the Tender Offer. EXHIBIT (a)(5)(C) SYMBOLIC LOGIC, INC. ANNOUNCES THE FINAL RESULTS OF ITS MODIFIED ?DUTCH AUCTION? TENDER OFFER ENGLEWOOD, CO?June 28, 2022?Symbolic Logic, Inc. (OTC PINK: EVOL) (?Symbolic?) announced today the final results of its modified ?Dutch auction? tender offer to purchase with cash up to $9.6 million of shares of its common stock which expired one minute after 4:59 P.M. (Eastern Daylight |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO-I/A (Amendment No. 2) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SYMBOLIC LOGIC, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number of Class of Secur |
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| June 24, 2022 |
SYMBOLIC LOGIC, INC. ANNOUNCES THE PRELIMINARY RESULTS OF ITS MODIFIED “DUTCH AUCTION” TENDER OFFER EXHIBIT 99.1 SYMBOLIC LOGIC, INC. ANNOUNCES THE PRELIMINARY RESULTS OF ITS MODIFIED ?DUTCH AUCTION? TENDER OFFER ENGLEWOOD, COLORADO, U.S.A., June 24, 2022 /EINPresswire.com/ - Symbolic Logic, Inc. (OTC PINK: EVOL) (the ?Company?) announced today the preliminary results of its modified ?Dutch auction? tender offer to purchase with cash up to $9.6 million of shares (the ?Shares?) of its common stoc |
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| June 24, 2022 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 24, 2022 Symbolic Logic, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R.S |
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| June 24, 2022 |
Press Release issued June 24, 2022 announcing the preliminary results of the Tender Offer. EXHIBIT (a)(5)(B) SYMBOLIC LOGIC, INC. ANNOUNCES THE PRELIMINARY RESULTS OF ITS MODIFIED ?DUTCH AUCTION? TENDER OFFER ENGLEWOOD, COLORADO, U.S.A., June 24, 2022 /EINPresswire.com/ - Symbolic Logic, Inc. (OTC PINK: EVOL) (the ?Company?) announced today the preliminary results of its modified ?Dutch auction? tender offer to purchase with cash up to $9.6 million of shares (the ?Shares?) of its common |
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| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO-I/A (Amendment No. 1) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SYMBOLIC LOGIC, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number of Class of Secur |
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| June 16, 2022 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 15, 2022 Symbolic Logic, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R.S |
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| May 23, 2022 |
Press release issued May 23, 2022, announcing the commencement of the Tender Offer. ? Exhibit (a)(5)(A)? Symbolic Logic, Inc. Announces Tender Offer to Purchase up to $9.6 Million of Shares of its Common Stock ENGLEWOOD, CO, May 23, 2022 /EIN PRESSWIRE.com/????Symbolic Logic, Inc. (OTC Pink: EVOL) (?Symbolic Logic?) today is announcing a modified ?Dutch auction? tender offer to purchase with cash up to $9.6 million of shares of its common stock, at a price per share of not less t |
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| May 23, 2022 |
? Exhibit (a)(1)(D)? SYMBOLIC LOGIC, INC. Offer to Purchase for Cash Up to $9,600,000.00 of Shares of its Common Stock At a Purchase Price Not Less Than $1.30 Per Share and Not More Than $1.55 per Share ? ? THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE ONE MINUTE AFTER 4:59 P.M. (EASTERN DAYLIGHT TIME) ON JUNE 23, 2022, UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS IT MAY BE |
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| May 23, 2022 |
? Exhibit (a)(1)(E)? SYMBOLIC LOGIC, INC. Offer to Purchase for Cash Up to $9,600,000.00 of Shares of its Common Stock At a Purchase Price Not Less Than $1.30 Per Share and Not More Than $1.55 per Share ? ? THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE ONE MINUTE AFTER 4:59 P.M. (EASTERN DAYLIGHT TIME) ON JUNE 23, 2022, UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS IT MAY BE |
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| May 23, 2022 |
? Exhibit 107? Calculation of Filing Fee Tables SC TO-I (Form Type) Symbolic Logic, Inc. |
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| May 23, 2022 |
Offer to Purchase, dated May 23, 2022. TABLE OF CONTENTS EXHIBIT (a)(1)(A)? SYMBOLIC LOGIC, INC. Offer to Purchase For Cash? Shares of Common Stock for an Aggregate Purchase Consideration of No More Than $9.6 Million at a Purchase Price Not Less Than $1.30 per Share and Not More Than $ 1.55 per Share? THE OFFER PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE ONE MINUTE AFTER 4:59 PM EASTERN DAYLIGHT TIME ON JUNE 23, 2022, UNLESS THE |
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| May 23, 2022 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 23, 2022 Symbolic Logic, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R.S. |
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| May 23, 2022 |
? Exhibit (a)(1)(B)? LETTER OF TRANSMITTAL TO TENDER SHARES OF COMMON STOCK OF? SYMBOLIC LOGIC, INC. |
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| May 23, 2022 |
TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2022 |
Notice of Guaranteed Delivery. ? Exhibit (a)(1)(C)? NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) for Tender of Shares of Common Stock of SYMBOLIC LOGIC, INC. |
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| May 23, 2022 |
EXHIBIT 99.1 Symbolic Logic, Inc. Announces Tender Offer to Purchase up to $9.6 Million of Shares of its Common Stock ENGLEWOOD, COLORADO, UNITED STATES, May 23, 2022/EINPresswire.com/ ? Symbolic Logic, Inc. (OTC Pink: EVOL) (?Symbolic Logic?) today is announcing a modified ?Dutch auction? tender offer to purchase with cash up to $9.6 million of shares of its common stock, at a price per share of |
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| May 12, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2022 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??????) ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e |
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| April 25, 2022 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0080 Washington, D. |
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| April 15, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 12, 2022 Symbolic Logic, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| April 15, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF EVOLVING SYSTEMS, INC. Evolving Systems, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), hereby certifies as follows: FIRST: That the following resolution was duly adopted by unanimous vote of the Board of Directors of the Corporation on February 24, 20 |
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| April 15, 2022 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF SYMBOLIC LOGIC, INC. (A DELAWARE CORPORATION) Table of Contents Page Article I. Offices 1 Section 1. Registered Office 1 Section 2. Other Offices 1 Article II. Corporate Seal 1 Section 3. Corporate Seal 1 Article III. Stockholders' Meetings 1 Section 4. Place of Meetings 1 Section 5. Annual Meeting 1 Section 6. Special Meetings 3 Section 7. Notice of Meet |
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| April 15, 2022 |
EVOLVING SYSTEMS ANNOUNCES NAME CHANGE TO SYMBOLIC LOGIC, INC. Exhibit 99.1 EVOLVING SYSTEMS ANNOUNCES NAME CHANGE TO SYMBOLIC LOGIC, INC. ENGLEWOOD, CO, April 14, 2022 ? Evolving Systems, Inc. (NASDAQ: EVOL) today announced that the company will begin operating and trading under a new name and will be known as Symbolic Logic, Inc., such change to be executed immediately. The company will also concurrently change its trading symbol on the Nasdaq Capital Marke |
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| April 14, 2022 |
EVOLVING SYSTEMS NOTIFIES NASDAQ OF ITS INTENTION TO DELIST ITS STOCK Exhibit 99.1 EVOLVING SYSTEMS NOTIFIES NASDAQ OF ITS INTENTION TO DELIST ITS STOCK Englewood, CO, April 13, 2022 ? EIN Presswire. Evolving Systems, Inc. (NASDAQ: EVOL) (?Evolving Systems? or the ?Company?) announced today that it has given formal notice to the Nasdaq Stock Market of its intention to voluntarily delist the Company?s common stock from the Nasdaq Capital Market (?Nasdaq?). The Compan |
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| April 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 13, 2022 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| April 13, 2022 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 11, 2022 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For period ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the T |
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| March 16, 2022 |
EVOL / Evolving Systems Inc / SINGER KAREN Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 28)1 Evolving Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer, 212 Vaccaro D |
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| February 14, 2022 |
EVOL / Evolving Systems Inc / SINGER KAREN Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 27)[1] Evolving Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer, 212 Vaccaro |
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| February 2, 2022 |
EVOL / Evolving Systems Inc / PITON CAPITAL PARTNERS LLC - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* EVOLVING SYSTEMS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 30049R209 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Teleph |
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| February 2, 2022 |
EVOL / Evolving Systems Inc / SINGER KAREN - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 26) Evolving Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer 212 Vaccaro Drive Cresskill, NJ 07626 (201) 750-0415 (Name, Address and Telephone Number of Person Authorized to Receive Notices a |
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| January 28, 2022 |
EVOL / Evolving Systems Inc / SINGER KAREN - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 25) Evolving Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer 212 Vaccaro Drive Cresskill, NJ 07626 (201) 750-0415 (Name, Address and Telephone Number of Person Authorized to Receive Notices a |
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| January 24, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 21, 2022 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 ( |
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| January 24, 2022 |
Exhibit 10.1 MANAGEMENT AGREEMENT BETWEEN EVOLVING SYSTEMS, INC. AND CIDM II LLC This management agreement, dated January 21, 2022 (the ?Agreement?) is between CIDM II LLC, a Delaware limited liability company (the ?Manager?) and Evolving Systems, Inc, a Delaware corporation (the ?Company?) WHEREAS, the Company?s business currently includes development of modeling algorithms, new technology resear |
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| January 14, 2022 |
Evolving Systems Inc. Unaudited Pro forma financial information Exhibit 99.1 Evolving Systems Inc. Unaudited Pro forma financial information On December 31, 2021, Evolving Systems Inc. completed an Equity Purchase Agreement (the ?Equity Purchase Agreement?) and two Software Purchase Agreements (the ?Software Purchase Agreements? and, together with the Equity Purchase Agreement and the other transaction documents described therein, the ?Purchase Agreements?) th |
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| January 14, 2022 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 31, 2021 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File |
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| January 12, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 10, 2022 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 ( |
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| January 3, 2022 |
Completion of Acquisition or Disposition of Assets SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 31, 2021 EVOLVING SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 |
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| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numb |
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| December 7, 2021 |
United States securities and exchange commission logo December 7, 2021 Matthew Stecker Chief Executive Officer Evolving Systems, Inc. |
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| November 30, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| November 18, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Amendment No. 1 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy St |
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| November 18, 2021 |
Hunton Andrews Kurth LLP 200 Park Avenue New York, NY 10166-0005 Tel 212 ? 309 ? 1000 Fax 212 ? 309 ? 1100 Brian Clarke Direct Dial: 212 ? 850 ? 2825 EMAIL: brianclarke@HuntonAK. |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numb |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numb |
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| November 17, 2021 |
Evolving Systems Announces Expiration of “Go-Shop” period Exhibit 99.1 Evolving Systems Announces Expiration of ?Go-Shop? period ENGLEWOOD, Colorado, November 17, 2021 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement solutions and services for connected mobile devices, today announced the expiration of the 30-day ?go-shop? period under the terms of the previously announced purchase agreements (the ?Purchase Agreements?) t |
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| November 15, 2021 |
United States securities and exchange commission logo November 15, 2021 Matthew Stecker Chief Executive Officer Evolving Systems, Inc. |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES ?SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q xQuarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR oTransition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVING SYSTEMS, |
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| November 10, 2021 |
Evolving Systems Reports Third Quarter 2021 Financial Results Exhibit 99.1 Evolving Systems Reports Third Quarter 2021 Financial Results ENGLEWOOD, Colorado ? November 10, 2021 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its third quarter ended September 30, 2021. 2021 Third Quarter Highlights: ? Third quarter revenue was $7.0 million and year to date revenues are $20.4 million ? The |
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| November 10, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numb |
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| November 10, 2021 |
DEFA14A 1 tm2131036d6defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incor |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numbe |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numbe |
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| November 8, 2021 |
Evolving Systems Sets Date for 2021 Third Quarter Results News Release Exhibit 99.1 Evolving Systems Sets Date for 2021 Third Quarter Results News Release ENGLEWOOD Colorado, November 8, 2021 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement solutions and services for connected mobile devices, today confirmed that it will release its 2021 third quarter financial results after the market closes on November 10, 2021. Transaction with Par |
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| October 29, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| October 21, 2021 |
EVOL / Evolving Systems Inc / SINGER KAREN - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 24) Evolving Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer 212 Vaccaro Drive Cresskill, NJ 07626 (201) 750-0415 (Name, Address and Telephone Number of Person Authorized to Receive Notices a |
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| October 18, 2021 |
Exhibit 99.1 EVOLVING SYSTEMS ENTERS DEFINITIVE AGREEMENTS TO SELL ACTIVATION AND MARKETING BUSINESSES TO PARTNERONE CAPITAL FOR $40 MILLION Proposed Transaction Expected to Result in Debt Free Balance Sheet with approximately $37.5 Million Cash at Closing ENGLEWOOD, Colorado October 18, 2021 ? On October 15, 2021, Evolving Systems, Inc. (NASDAQ:EVOL) entered into definitive agreements to sell all |
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| October 18, 2021 |
Exhibit 2.3 Execution Version SOFTWARE PURCHASE AGREEMENT This Software Purchase Agreement, including all Schedules (the ?Agreement?) dated October 15, 2021, is by and among Evolving Systems Limited, a company incorporated in England & Wales (?Seller?), ETI-NET Inc., a Quebec Corporation (?Buyer?), and Evolving Systems Inc., a Delaware Corporation (?Parent?). Seller, Parent and Buyer shall collect |
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| October 18, 2021 |
Exhibit 2.1 EXECUTION VERSION EQUITY PURCHASE AGREEMENT by and between EVOLVING SYSTEMS, INC., as Seller, EVOLVING SYSTEMS HOLDINGS LTD., as Seller, and ETI-NET INC., as Buyer, INVESTISSEMENTS RIV EUROPE LIMIT?E, as Buyer, and SAID HINI, as Buyer dated as of October 15, 2021 Table of Contents Page ARTICLE 1 THE CLOSING 2 1.1 Purchase and Sale 2 1.2 Purchase Price 2 1.3 Closing Date Statement; Paym |
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| October 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numbe |
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| October 18, 2021 |
Exhibit 2.2 Execution Version SOFTWARE PURCHASE AGREEMENT This Software Purchase Agreement, including all Schedules (the ?Agreement?) dated October 15, 2021, is by and among Evolving Systems Inc., a Delaware Corporation (?Parent?), Evolving Systems NC, Inc., a Delaware corporation (?Evolving NC? and together with Parent, ?Sellers?), and ETI-NET Inc., a Quebec Corporation (?Buyer?). Sellers and Buy |
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| October 18, 2021 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2021 EVOLVING SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Numbe |
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| August 12, 2021 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 12, 2021 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I |
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| August 12, 2021 |
Evolving Systems Reports Second Quarter 2021 Financial Results Exhibit 99.1 Evolving Systems Reports Second Quarter 2021 Financial Results ENGLEWOOD, Colorado ? August 12, 2021 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its second quarter ended June 30, 2021. 2021 Second Quarter Highlights: ? Second quarter revenue was $7.0 million and year to date revenues are $13.5 million ? The Co |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES ?SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q xQuarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR oTransition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVING SYSTEMS, INC. |
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| June 22, 2021 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 16, 2021 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 10-Q ? ?Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For the quarterly period ended March 31, 2021 ? OR ? ?Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For the transition period from to ? Commission File Number: 001-34261 ? |
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| May 13, 2021 |
Evolving Systems Reports First Quarter 2021 Financial Results EXHIBIT 99.1 Evolving Systems Reports First Quarter 2021 Financial Results ENGLEWOOD, Colorado ? May 13, 2021 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its first quarter ended March 31, 2021. 2021 First Quarter Highlights: ? First quarter revenue was $6.5 million ? The Company has generated positive cash flow from operat |
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| May 13, 2021 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 13, 2021 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 8, 2021 |
EVOLVING SYSTEMS, INC. ? 9800 Pyramid Court, Suite 400 Englewood, Colorado 80112 ? April 8, 2021 ? VIA EDGAR ? United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 ? Attention: Kathleen Krebs, Esq. ? Re: Evolving Systems, Inc. Registration Statement on Form S-3 File No. 333-254728 ? Ladies and Gentlemen: ? Pursuant to Rule 461 o |
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| April 8, 2021 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For fiscal year ended December 31, 2020 ? OR ? ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For the transition period from to ? Commission File Number: 001-3 |
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| March 26, 2021 |
United States securities and exchange commission logo March 26, 2021 Matthew Stecker Chief Executive Officer and Executive Chairman EVOLVING SYSTEMS INC 9800 Pyramid Court, Suite 400 Englewood, Colorado 80112 Re: EVOLVING SYSTEMS INC Registration Statement on Form S-3 Filed March 25, 2021 File No. |
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| March 26, 2021 |
United States securities and exchange commission logo March 26, 2021 Matthew Stecker Chief Executive Officer and Executive Chairman EVOLVING SYSTEMS INC 9800 Pyramid Court, Suite 400 Englewood, Colorado 80112 Re: EVOLVING SYSTEMS INC Registration Statement on Form S-3 Filed March 25, 2021 File No. |
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| March 25, 2021 |
As filed with the Securities and Exchange Commission on March 25, 2021 Registration Statement No. |
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| March 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* EVOLVING SYSTEMS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 30049R209 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Teleph |
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| March 17, 2021 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 (a) SUBSIDIARIES OF THE REGISTRANT ? Evolving Systems Networks India Private Limited Evolving Systems Holdings Limited (formerly Tertio Telecoms Holdings Limited) Evolving Systems Limited (formerly Tertio Telecoms Limited) Evolving Systems GmbH (formerly Tertio Telecoms Limited GmbH) Evolving Systems NC, Inc. |
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| March 17, 2021 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 17, 2021 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| March 17, 2021 |
Evolving Systems Reports its 2020 Year-End and Fourth Quarter Financial Results EXHIBIT 99.1 Evolving Systems Reports its 2020 Year-End and Fourth Quarter Financial Results ENGLEWOOD, Colorado ? March 17, 2021 ? Evolving Systems, Inc. (NASDAQ: EVOL) (the ?Company?), a leader in real-time digital engagement, today reported financial results for its fourth quarter and full year ended December 31, 2020. 2020 Financial Results Highlights: ? 2020 revenues were $26.4 million, an in |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For fiscal year ended December 31, 2020 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVING SYSTEMS, INC. (Exact |
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| March 17, 2021 |
? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Code of Business Conduct Evolving Systems, Inc. |
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| November 12, 2020 |
Evolving Systems Reports Third Quarter 2020 Financial Results EXHIBIT 99.1 Evolving Systems Reports Third Quarter 2020 Financial Results ENGLEWOOD, Colorado – November 11, 2020 – Evolving Systems, Inc. (NASDAQ: EVOL) (the “Company”), a leader in real-time digital engagement, today reported financial results for its third quarter ended September 30, 2020. 2020 Third Quarter Highlights: · Third quarter revenue of $6.8 million, an increase of $0.5 million from |
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| November 12, 2020 |
Results of Operations and Financial Condition - FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 11, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 OR ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3426 |
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| August 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 OR ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 E |
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| August 12, 2020 |
Evolving Systems Reports Second Quarter 2020 Financial Results EXHIBIT 99.1 Evolving Systems Reports Second Quarter 2020 Financial Results ENGLEWOOD, Colorado – August 12, 2020 – Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its second quarter ended June 30, 2020. 2020 Second Quarter Highlights: · Second quarter revenue was $6.3 million and year to date revenues are $12.6 million · Year-t |
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| August 12, 2020 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 12, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I |
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| July 7, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 1, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| July 7, 2020 |
Exhibit 10.1 To: The Directors of Evolving Systems, Inc. (incorporated in Delaware with registration number 02580274) Evolving Systems Holdings Limited (company registration number 05272751) Evolving Systems BLS Limited (company registration number 10723209) Evolving Systems Limited (company registration number 02325854) Evolving Systems Lumata Limited (previously known as Lumata UK Limited) (comp |
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| June 24, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 19, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| June 19, 2020 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 17, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| May 22, 2020 |
EXHIBIT 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Agreement”) is entered into effective May 22, 2020 (the “Effective Date”), by Matthew Stecker (“Executive”) and Evolving Systems, Inc. (the “Company”). RECITALS A. Executive is currently serving as CEO of Company and Company desires to continue to employ Executive and to compensate Executive for Executive’ |
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| May 22, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 22, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| May 14, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 14, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 OR ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 |
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| May 14, 2020 |
Evolving Systems Reports First Quarter 2020 Financial Results EXHIBIT 99.1 Evolving Systems Reports First Quarter 2020 Financial Results ENGLEWOOD, Colorado – May 14, 2020 – Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its first quarter ended March 31, 2020. 2020 First Quarter Highlights: · First quarter revenue was $6.3 million · First quarter operating loss was $0.2 million, net loss |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 30, 2020 |
Exhibit 21 (a) SUBSIDIARIES OF THE REGISTRANT Evolving Systems Networks India Private Limited Evolving Systems Holdings Limited (formerly Tertio Telecoms Holdings Limited) Evolving Systems Limited (formerly Tertio Telecoms Limited) Evolving Systems GmbH (formerly Tertio Telecoms Limited GmbH) Evolving Systems NC, Inc. |
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| March 30, 2020 |
Exhibit 4.3 EVOLVING SYSTEMS, INC. DESCRIPTION OF SECURITIES DESCRIPTION OF COMMON STOCK The common stock of Evolving Systems, Inc. is listed on the Nasdaq Capital Market under the symbol “EVOL.” All outstanding shares of common stock are validly issued, fully paid, and nonassessable. The following description of the terms of our common stock is not complete and is qualified in its entirety by ref |
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| March 30, 2020 |
EVOL / Evolving Systems, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For fiscal year ended December 31, 2019 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVING SYSTEMS, INC. (Exact |
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| March 30, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 30, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| March 30, 2020 |
Evolving Systems Reports its 2019 Year-End and Fourth Quarter Financial Results EXHIBIT 99.1 Evolving Systems Reports its 2019 Year-End and Fourth Quarter Financial Results ENGLEWOOD, Colorado – March 30, 2020 – Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its fourth quarter and full year ended December 31, 2019. 2019 Financial Results Highlights: · 2019 revenues were $25.8 million with fourth quarter re |
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| January 9, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 3, 2020 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 12, 2019 |
Evolving Systems Reports Third Quarter 2019 Financial Results EXHIBIT 99.1 Evolving Systems Reports Third Quarter 2019 Financial Results ENGLEWOOD, Colorado — November 12, 2019 — Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its third quarter ended September 30, 2019. 2019 Financial Results Highlights: · Third quarter revenue was $6.1 million · Year-to-date 2019, the Company has generate |
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| November 12, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 12, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of (Commission File Number) (I.R.S. Employe |
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| November 12, 2019 |
EVOL / Evolving Systems, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3426 |
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| October 25, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 24, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| October 25, 2019 |
Evolving Systems Satisfies Nasdaq’s Minimum Bid Price Rule EXHBIT 99.1 Evolving Systems Satisfies Nasdaq’s Minimum Bid Price Rule ENGLEWOOD, Colorado, October 25, 2019 - Leader in real-time digital engagement solutions and services, Evolving Systems, Inc. (Nasdaq:EVOL), announced today that its shares of Common Stock closed at $1.19 on October 23, 2019, marking the tenth consecutive day that the shares’ closing price exceeded $1.00 per share and enabling |
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| October 9, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 4, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I |
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| October 9, 2019 |
EXHIBIT 10.1 SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Sixth Amendment to Loan and Security Agreement (this “Amendment”) is entered into as of October 4, 2019, by and between EAST WEST BANK (“Bank”) and EVOLVING SYSTEMS, INC., a Delaware corporation (“Borrower”). RECITALS Borrower and Bank are parties to that certain Loan and Security Agreement dated as of October 22, 2012 (as amended fr |
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| October 9, 2019 |
EXHIBIT 10.2 [EAST WEST BANK LETTERHEAD] To: The Directors of Evolving Systems, Inc. (incorporated in Delaware with registration number 02580274) Evolving Systems Holdings Limited (company registration number 05272751) Evolving Systems BLS Limited (company registration number 10723209) Evolving Systems Limited (company registration number 02325854) Lumata UK Limited (company registration number 03 |
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| August 19, 2019 |
Evolving Systems Reports Second Quarter 2019 Financial Results EXHIBIT 99.1 Evolving Systems Reports Second Quarter 2019 Financial Results ENGLEWOOD, Colorado — August 19, 2019 — Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its second quarter ended June 30, 2019. 2019 Financial Results Highlights: · Second quarter revenue was $6.3 million · Year-to-date 2019, the Company has generated po |
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| August 19, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 19, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I |
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| August 19, 2019 |
EVOL / Evolving Systems, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVO |
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| August 15, 2019 |
EVOL / Evolving Systems, Inc. NT 10-Q - - NT 10-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER 001-34261 CUSIP NUMBER 30049R209 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: |
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| July 23, 2019 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective July 17, 2019 (the “Effective Date”), by MATTHEW STECKER (“Executive”) and EVOLVING SYSTEMS, INC. (the “Company”). RECITALS A. Executive is currently serving as CEO of Company and Company desires to continue to employ Executive and to compensate Executive for Executive’s services to the Company |
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| July 23, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 17, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| July 12, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 8, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| June 21, 2019 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 19, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer in |
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| May 15, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 15, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| May 15, 2019 |
Evolving Systems Reports First Quarter 2019 Financial Results EXHIBIT 99.1 Evolving Systems Reports First Quarter 2019 Financial Results ENGLEWOOD, Colorado — May 15, 2019 — Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its first quarter ended March 31, 2019. 2019 First Quarter Highlights: · First quarter revenue was $6.7 million · First quarter operating loss was $0.7 million, net loss |
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| May 15, 2019 |
EVOL / Evolving Systems, Inc. 10-Q Quarterly Report 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EV |
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| April 30, 2019 |
EVOL / Evolving Systems, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 24, 2019 |
Letter from Friedman LLP is filed herewith as Exhibit 16.1. EXHIBIT 16.1 April 24, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Evolving Systems, Inc. under Item 4.01 of its Form 8-K dated April 24, 2019. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Evolving Systems, Inc. containe |
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| April 24, 2019 |
Changes in Registrant's Certifying Accountant SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 18, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| April 4, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 4, 2019 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| April 4, 2019 |
Evolving Systems Reports its 2018 Year-End and Fourth Quarter Financial Results EXHIBIT 99.1 Evolving Systems Reports its 2018 Year-End and Fourth Quarter Financial Results ENGLEWOOD, Colorado — April 4, 2019 — Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time digital engagement, today reported financial results for its fourth quarter and full year ended December 31, 2018. 2018 Financial Results Highlights: · 2018 revenues exceeded $30 million, an increase of $1.8 |
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| April 4, 2019 |
EVOL / Evolving Systems, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVIN |
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| April 4, 2019 |
Subsidiaries of the Registrant (filed herewith). Exhibit 21 (a) SUBSIDIARIES OF THE REGISTRANT Evolving Systems Networks India Private Limited Evolving Systems Holdings Limited (formerly Tertio Telecoms Holdings Limited) Evolving Systems Limited (formerly Tertio Telecoms Limited) Evolving Systems GmbH (formerly Tertio Telecoms Limited GmbH) Evolving Systems NC, Inc. |
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| April 4, 2019 |
Exhibit 10.32 Date: 3/29/19 Mark Szynkowski Sr. VP Finance Evolving Systems, Inc. Dear Mark, I would like to inform you that the Bank has agreed to waive the violation of the Fixed Charge Coverage Ratio covenant for the quarter ended 12/31/18. The Bank has further agreed to adjust the covenant levels for the Fixed Charge Coverage Ratio for the four quarters of FY2019. An amendment to the loan agre |
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| April 2, 2019 |
EVOL / Evolving Systems, Inc. NT 10-K OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER 001-34261 CUSIP NUMBER 30049R209 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: |
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| January 4, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 31, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 |
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| November 13, 2018 |
Evolving Systems Reports Third Quarter 2018 Financial Results EXHIBIT 99.1 Evolving Systems Reports Third Quarter 2018 Financial Results 2018 Financial Results Highlights: · Year to date 2018 revenue for the first nine months increased 21% over the same period last year to $23.7 million · Third quarter 2018 revenue decreased 2% year-over-year to $7.4 million · Year to date 2018 operating income was $1.6 million, net income was $1.2 million and adjusted EBITD |
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| November 13, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 13, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 13, 2018 |
EVOL / Evolving Systems, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3426 |
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| October 2, 2018 |
EVOL / Evolving Systems, Inc. S-8 As filed with the Securities and Exchange Commission on October 2, 2018 Registration No. |
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| August 14, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 14, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| August 14, 2018 |
Evolving Systems Reports Second Quarter 2018 Financial Results EXHIBIT 99.1 Evolving Systems Reports Second Quarter 2018 Financial Results 2018 Financial Results Highlights: · Second quarter 2018 revenue increased 31% year-over-year to $8.1 million · Year to date 2018 revenue for the first six months increased 35% over the same period last year to $16.3 million · Year to date 2018 operating income was $1.0 million, net income was $0.6 million and Adjusted EBI |
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| August 14, 2018 |
EVOL / Evolving Systems, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVO |
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| July 18, 2018 |
EXHIBIT 99.1 Matthew Stecker is Named Chief Executive Officer of Evolving Systems - Industry Leader with track record of success to drive next phase of company’s growth - ENGLEWOOD, Colorado — July 18, 2018 — Evolving Systems, Inc. (Nasdaq: EVOL). The Board of Directors of Evolving Systems today announced the removal of Thomas Thekkethala, for cause, as President and CEO and the appointment of Mat |
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| July 18, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 16, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| June 14, 2018 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 13, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| May 15, 2018 |
Evolving Systems Reports First Quarter 2018 Financial Results EXHIBIT 99.1 Evolving Systems Reports First Quarter 2018 Financial Results 2018 First Quarter Highlights: · First quarter 2018 revenue increased 39% year-over-year to $8.2 million · First quarter 2018 operating income was $0.8 million, net income was $0.5 million and Adjusted EBITDA was $1.4 million · First quarter cash flow increased year-over-year by over $1.5 million resulting in a 15% growth i |
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| May 15, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 15, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EV |
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| April 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 4, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 3, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| April 4, 2018 |
EXHIBIT 99.1 THOMSON REUTERS FINAL TRANSCRIPT Q4 2017 Evolving Systems Inc Earnings Call EVENT DATE/TIME: APRIL 03, 2018 / 8:00PM GMT CORPORATE PARTICIPANTS Glenn Wiener - Mark P. Szynkowski Evolving Systems, Inc. - SVP of Finance Matthew Stecker Evolving Systems, Inc. - Chairman Thomas Thekkethala Evolving Systems, Inc. - CEO, President & Director CONFERENCE CALL PARTICIPANTS Kevin Tracey - PRESE |
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| April 3, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 3, 2018 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| April 3, 2018 |
Evolving Systems Reports its 2017 Fourth Quarter and Year-End Financial Results EXHIBIT 99.1 Evolving Systems Reports its 2017 Fourth Quarter and Year-End Financial Results 2017 Highlights: · 2017 marked by two transformative acquisitions, further expanding the Company’s real-time digital engagement portfolio and global customer footprint. · 2017 revenue increased $4.0 million or 16.3% compared to 2016; Company reports profitability on an operating income ($5.4 million), net |
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| April 2, 2018 |
EVOL / Evolving Systems, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVIN |
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| April 2, 2018 |
Subsidiaries of the Registrant (filed herewith). Exhibit 21(a) SUBSIDIARIES OF THE REGISTRANT Evolving Systems Networks India Private Limited Evolving Systems Holdings Limited (formerly Tertio Telecoms Holdings Limited) Evolving Systems Limited (formerly Tertio Telecoms Limited) Evolving Systems GmbH (formerly Tertio Telecoms Limited GmbH) Evolving Systems Labs, Inc. |
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| December 15, 2017 |
EVOL / Evolving Systems, Inc. S-8 As filed with the Securities and Exchange Commission on December 15, 2017 Registration No. |
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| December 4, 2017 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this Agreement) is entered into effective December 4, 2017 (the Effective Date), by MARK P. SZYNKOWSKI (Executive) and EVOLVING SYSTEMS, INC. (the Company). RECITALS A. Executive wishes to be employed by the Company and provide services to the Company in return for certain compensation; and B. WHEREAS, the Company and Executive d |
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| December 4, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 4, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 ( |
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| November 28, 2017 |
SC 13D/A 1 evolving13dam4.htm SCHEDULE 13D AMENDMENT NO. 4 DATED NOVEMBER 28, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* EVOLVING SYSTEMS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 30049R209 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tress |
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| November 14, 2017 |
EVOL / Evolving Systems, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3426 |
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| November 13, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 13, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 |
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| November 13, 2017 |
Evolving Systems Reports Third Quarter 2017 Financial Results EXHIBIT 99.1 Evolving Systems Reports Third Quarter 2017 Financial Results 2017 Third Quarter and Nine-Month Highlights: ? Completed the acquisitions of BLS and Lumata entities, strengthening Evolving?s position in real-time digital engagement and enhancing its capability to serve organizations in the telecom, retail and financial services verticals ? Revenues were up 21% sequentially and up 24% y |
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| November 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* EVOLVING SYSTEMS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 30049R209 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Teleph |
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| September 26, 2017 |
EXHIBIT 10.1 CONSULTING SERVICES AGREEMENT THIS CONSULTING SERVICES AGREEMENT (this ?Agreement?), dated as of the effective date shown on the signature page (?Effective Date?), is between Richard A. Dinkel, whose address is 5905 S. Meadow Lark Pl, Castle Rock, CO 80109 (?CONSULTANT?), and Evolving Systems, Inc., a corporation organized under the laws of the state of Delaware, having offices at 977 |
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| September 26, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 23, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 |
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| September 26, 2017 |
EXHIBIT 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into effective September 23, 2017 (the ?Effective Date?), by JULIE GOSAL HOARAU (?Executive?) and EVOLVING SYSTEMS, INC. (the ?Company?). RECITALS A. Executive wishes to be employed by the Company and provide services to the Company in return for certain compensation; and B. WHEREAS, the Company and Executive |
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| September 7, 2017 |
Completion of Acquisition or Disposition of Assets SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 4, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 |
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| September 7, 2017 |
EXHIBIT 99.1 Evolving Systems Completes Acquisition of Lumata Transaction Expands Customer Value Management Portfolio with Innovative Loyalty Program Technology and New European Customer Accounts ENGLEWOOD, Colorado, September 7, 2017 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time analytics, customer acquisition and customer value management solutions and services, today announced |
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| August 22, 2017 |
Exhibit 10.2 DENTONS CGA/04 7826.00001/48870716.05 Debenture Dated16 August 2017 Evolving Systems Holdings Limited (the Company} The companies listed in Schedule 1 (together with the Company, the Original Chargors} East West Bank (the Lender} Dentons UKMEA LLP One Root Place London EC4M 7WS United Kingdom DX242 Debenture Dated 16 August 2017 Between (1) Evolving Systems Holdings Limited, a company |
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| August 22, 2017 |
Exhibit 10.3 DENTONS Subordination deed Dated 16 August 2017 Evolving Systems, Inc. (the Parent) Evolving Systems Holdings Limited (the Company) The companies listed In Schedule 1 (the Original Intra-Group Creditors) East West Bank (the Senior Creditor) Dentons UKMEA LLP One Fleet Place London EC4M 7WS United Kingdom DX2 242 Subordination deed Dated 16 August 2017 Between (1) Evolving Systems Inc. |
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| August 22, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 16, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I |
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| August 22, 2017 |
Exhibit 10.1 DENTONS 48701415.13 Single currency term loan facility agreement Dated 16 August 2017 Evolving Systems, Inc. (as Parent) Evolving Systems Holdings Limited (as Company) The companies listed in Schedule 1 (as Original Guarantors) East West Bank (as Lender) Dentons UKMEA LLP One Fleet Place London EC4M 7WS United Kingdom DX 242 Facility agreement Dated 16 August 2017 Between (1) Evolving |
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| August 17, 2017 |
Exhibit 10.1 SHARE PURCHASE AGREEMENT relating to the entire issued share capital of: Lumata France SAS Lumata Spain S.L. Lumata UK Ltd Lumata Deutschland GmbH LUMATA HOLDINGS LIMITED and THE GUARANTOR and THE PURCHASER 12 August 2017 41 Lothbury London EC2R 7HF Tel: +44 20 7972 9600 Fax: +44 20 7972 9602 i TABLE OF CONTENTS Page Nos. 1. DEFINITIONS AND INTERPRETATION 1 2. SALE AND PURCHASE 7 3. C |
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| August 17, 2017 |
Evolving Systems Announces Signing of Definitive Agreement to Acquire Lumata EXHIBIT 99.1 Evolving Systems Announces Signing of Definitive Agreement to Acquire Lumata Latest Acquisition in Customer Value Management Adds to Managed Service and Technology Offering; Strengthens Global Presence and Adds New Customer Accounts ENGLEWOOD, Colorado, August 16, 2017 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time analytics, customer acquisition and customer value man |
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| August 17, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 12, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I |
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| August 17, 2017 |
Exhibit 10.2 Management Warranty Deed The Warrantors and Evolving Systems Holdings Limited Relating to the Share Purchase of the entire issued share capital of Lumata France SAS Lumata Spain S.L. Lumata UK Ltd Lumata Deutschland GmbH 12 August 2017 41 Lothbury London EC2R 7HF Tel: +44 20 7972 9600 Fax: +44 20 7972 9602 CONTENTS Page 1. INTERPRETATION 1 2. CONDITIONS 6 3. WARRANTIES 6 4. GENERAL 6 |
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| August 10, 2017 |
EXHIBIT 99.1 Evolving Systems Reports Second Quarter 2017 Financial Results and Completes the Acquisition of Business Logic Systems 2017 Second Quarter and Six-Month Highlights: ? Q2 ? 2017 Net income increased 41% YoY; 37th consecutive profitable quarter ? Year-to-date Net income increased 72% YoY ? Q2-2017 Adjusted EBITDA of $2.2 million increased 15% over Q1-2017 ? Q2-2017 Earnings per share of |
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| August 10, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 8, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| August 8, 2017 |
EVOL / Evolving Systems, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVO |
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| August 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* EVOLVING SYSTEMS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 30049R209 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Teleph |
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| July 6, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 3, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R. |
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| July 6, 2017 |
Exhibit 99.1 Evolving Systems Completes Acquisition of Business Logic Systems Acquisition Expands Global Customer Base and Broadens Portfolio of Customer Engagement Technology ENGLEWOOD, Colorado, July 6, 2017 ? Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time analytics, activation and consumer lifecycle marketing for connected mobile devices worldwide, today announced that it has comp |
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| July 6, 2017 |
Exhibit 2.1 DATED 5 MAY 2017 (1) BUSINESS LOGIC SYSTEMS LIMITED AND (2) EVOLVING SYSTEMS BLS LIMITED AND (3) EVOLVING SYSTEMS INC. ASSET PURCHASE AGREEMENT TABLE OF CONTENTS Page No. 1 INTERPRETATION 1 2 PHASE 1 OF THE INTERIM PERIOD 10 3 PHASE 2 OF THE INTERIM PERIOD 10 4 CONDITION 11 5 AGREEMENT TO SELL AND PURCHASE 12 6 PURCHASE PRICE 13 7 PRE-COMPLETION OBLIGATIONS 13 8 COMPLETION 13 9 WARRANT |
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| June 16, 2017 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 14, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| June 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* EVOLVING SYSTEMS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 30049R209 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Teleph |
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| June 6, 2017 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into effective June 5, 2017 (the ?Effective Date?), by RICHARD A. DINKEL (?Executive?) and EVOLVING SYSTEMS, INC. (the ?Company?). RECITALS A. Executive is currently serving as Corporate Controller of the Company and the Company desires to promote him to Sr. Vice President of Finance and to continue to employ |
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| June 6, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 2, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34261 84-1010843 (State or other jurisdiction of incorporation) (Commission File Number) (I.R. |
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| June 6, 2017 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Evolving Systems Announces the Promotion of Richard Dinkel as the Companys New Senior Vice President of Finance ENGLEWOOD, CO June 6, 2017 Evolving Systems, Inc. (NASDAQ: EVOL), a leader in consumer lifecycle engagement, analytics and monetization solutions for connected mobile devices worldwide, is pleased to announce today the appointment of Richard Dinkel |
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| May 11, 2017 |
EXHIBIT 99.1 Evolving Systems Reports First Quarter 2017 Financial Results and Announces Acquisition of Business Logic Systems to Expand into Mobile Customer Value Management and Monetization ? Q1 net income up 128%, operating income up 205% YOY with EPS of $0.08 vs. $0.04; 36th consecutive profitable quarter ? Q1 adjusted EBITDA up 5% YOY with 74% gross margins and 32% adjusted EBITDA margins ? C |
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| May 11, 2017 |
Entry into a Material Definitive Agreement SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 5, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R.S |
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| May 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EV |
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| April 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 EVOLVING SYSTEMS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 30049R209 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Number of Perso |
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| April 7, 2017 |
EVOL / Evolving Systems, Inc. / SINGER KAREN - SCHEDULE 13D AMENDMENT NO. 23 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 23) Evolving Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 30049R209 (CUSIP Number) Karen Singer 212 Vaccaro Drive Cresskill, NJ 07626 (201) 750-0415 (Name, Address and Telephone Number of Person Authorized to Receive Notices a |
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| March 28, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 28, 2017 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| March 28, 2017 |
EXHIBIT 99.1 Evolving Systems Reports Fourth Quarter and Year-End 2016 Financial Results ? Company builds momentum in Managed Services with four Tier-1 carrier wins in Asia and Latin America ? Q4 net income up 19% YOY ? $0.11 EPS vs. $0.09; 35th consecutive profitable quarter ? Q4 adjusted EBITDA up 12% YOY with 78% gross margins and 34% adjusted EBITDA margins ? Full year net income up 4% YOY ? $ |
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| March 28, 2017 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21(a) SUBSIDIARIES OF THE REGISTRANT Evolving Systems Networks India Private Limited Evolving Systems Holdings Limited (formerly Tertio Telecoms Holdings Limited) Evolving Systems Limited (formerly Tertio Telecoms Limited) Evolving Systems GmbH (formerly Tertio Telecoms Limited GmbH) Evolving Systems Labs, Inc. |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVIN |
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| November 8, 2016 |
EXHIBIT 99.1 Evolving Systems Reports Third Quarter 2016 Financial Results ? New orders from three major carrier group companies during the quarter ? Growing partnership with global network equipment OEM produces two new customers in Africa and Middle East ? License and services backlog up 41% year over year to $7.4 million ? Adjusted EBITDA up 76% YOY with 79% gross margins and 33% adjusted-EBITD |
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| November 8, 2016 |
EXHIBIT 99.1 Evolving Systems Reports Third Quarter 2016 Financial Results ? New orders from three major carrier group companies during the quarter ? Growing partnership with global network equipment OEM produces two new customers in Africa and Middle East ? License and services backlog up 41% year over year to $7.4 million ? Adjusted EBITDA up 76% YOY with 79% gross margins and 33% adjusted-EBITD |
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| November 8, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 8, 2016 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 ( |
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| November 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3426 |
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| August 22, 2016 |
Evolving Systems 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 16, 2016 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I |
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| August 2, 2016 |
EXHIBIT 99.1 Evolving Systems Reports Second Quarter 2016 Financial Results ? Company goes ?live? with its first Online Gaming Network managed services solution and expands managed services to existing customers ? 33rd consecutive profitable quarter: $0.07 EPS ? Adjusted EBITDA up 80% year over year to $2.0 million with 79% gross margins and 33% adjusted-EBITDA margins ? License and services backl |
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| August 2, 2016 |
EXHIBIT 99.1 Evolving Systems Reports Second Quarter 2016 Financial Results ? Company goes ?live? with its first Online Gaming Network managed services solution and expands managed services to existing customers ? 33rd consecutive profitable quarter: $0.07 EPS ? Adjusted EBITDA up 80% year over year to $2.0 million with 79% gross margins and 33% adjusted-EBITDA margins ? License and services backl |
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| August 2, 2016 |
Evolving Systems 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 2, 2016 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| August 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVO |
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| July 15, 2016 |
As filed with the Securities and Exchange Commission on July 15, 2016 Registration No. |
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| June 17, 2016 |
Evolving Systems 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 15, 2016 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R |
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| May 3, 2016 |
EXHIBIT 99.1 Evolving Systems Reports First Quarter 2016 Financial Results ? Four new customer wins in Q1: Two Dynamic SIM Allocation? (DSA), one Total Number Management? (TNM) and one Real-time Lifecycle Marketing? (RLM) ? License and services bookings up 11% year over year to $4.7 million from $4.3 million ? License and service backlog up 27% year over year to $7.0 million from $5.5 million ? 32 |
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| May 3, 2016 |
EXHIBIT 99.1 Evolving Systems Reports First Quarter 2016 Financial Results ? Four new customer wins in Q1: Two Dynamic SIM Allocation? (DSA), one Total Number Management? (TNM) and one Real-time Lifecycle Marketing? (RLM) ? License and services bookings up 11% year over year to $4.7 million from $4.3 million ? License and service backlog up 27% year over year to $7.0 million from $5.5 million ? 32 |
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| May 3, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 3, 2016 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I.R.S |
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| May 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EV |
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| April 29, 2016 |
Schedule 14A filed with the SEC on April 29, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 18, 2016 |
Evolving Systems 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 17, 2016 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| March 18, 2016 |
Evolving Systems Appoints Matthew Stecker to Board of Directors EX-99.1 2 a16-67841ex99d1.htm EX-99.1 Exhibit 99.1 Evolving Systems Appoints Matthew Stecker to Board of Directors ENGLEWOOD, Colorado, March 18, 2016 — Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time activation, analytics and marketing for connected mobile devices, today announced that Matthew Stecker has been appointed to its Board of Directors and to the Board’s audit and nominatin |
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| March 18, 2016 |
Evolving Systems Appoints Matthew Stecker to Board of Directors EX-99.1 2 a16-67841ex99d1.htm EX-99.1 Exhibit 99.1 Evolving Systems Appoints Matthew Stecker to Board of Directors ENGLEWOOD, Colorado, March 18, 2016 — Evolving Systems, Inc. (NASDAQ: EVOL), a leader in real-time activation, analytics and marketing for connected mobile devices, today announced that Matthew Stecker has been appointed to its Board of Directors and to the Board’s audit and nominatin |
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| March 15, 2016 |
EXHIBIT 99.1 Evolving Systems Reports Fourth Quarter and Year-End 2015 Financial Results ? Acquisition of Sixth Sense Media expands product portfolio and accelerates move into mobile marketing and managed services, positioning Company for profitable growth over the long term ? Three new Dynamic SIM Allocation? (DSA) wins in fourth quarter raises 2015 DSA win total to five, a new record for the Com |
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| March 15, 2016 |
Evolving Systems 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 15, 2016 Evolving Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34261 (Commission File Number) 84-1010843 (I. |
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| March 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-34261 EVOLVIN |
