GWRS Документы SEC - Global Water Resources, Inc.- Годовой отчет, доверенное заявление, проспект эмиссии

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Global Water Resources, Inc.

SEC Filings (Chronological Order)

На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.

August 13, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
August 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 GLOBAL WATER RESOUR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 GLOBAL WATER RESOURCES, INC.
August 13, 2025	EX-99.1	Global Water Resources Reports Second Quarter 2025 Results Exhibit 99.1 Global Water Resources Reports Second Quarter 2025 Results PHOENIX, AZ – August 13, 2025 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the second quarter ended June 30, 2025. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time tomor
July 25, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 GLOBAL WATER RESOURCE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 GLOBAL WATER RESOURCES, INC.
May 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 GLOBAL WATER RESOURCES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 GLOBAL WATER RESOURCES, INC.
May 14, 2025	EX-99.1	Global Water Resources Reports First Quarter 2025 Results Exhibit 99.1 Global Water Resources Reports First Quarter 2025 Results PHOENIX, AZ – May 14, 2025 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the first quarter ended March 31, 2025. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time tomorrow
May 14, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 GLOBAL WATER RESOURCES, INC.
May 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PUR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
April 16, 2025	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 GLOBAL WATER RESOURCES, INC.
April 16, 2025	EX-10.1	Sixth Modification Agreement, dated April 14, 2025, by and between Global Water Resources, Inc. and The Northern Trust Company Exhibit 10.1 SIXTH MODIFICATION AGREEMENT DATE: As of April 10, 2025 PARTIES: Borrower: GLOBAL WATER RESOURCES, INC., a Delaware corporation (“Borrower”) Borrower 21410 North 19th Avenue, Suite 220 Address: Phoenix, Arizona 85027-2738 Bank: THE NORTHERN TRUST COMPANY, an Illinois banking corporation (“Bank”) Bank 2398 East Camelback Road, Suite 1100 Address: Phoenix, Arizona 85016 RECITALS: A.Bank
April 4, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 4, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
March 27, 2025	424B5	2,800,000 Shares Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-273896 PROSPECTUS SUPPLEMENT (To prospectus dated August 31, 2023) 2,800,000 Shares Common Stock We are offering 2,800,000 shares of our common stock in this offering. Our common stock is listed on the Nasdaq Global Market under the symbol “GWRS.” On March 24, 2025, the last reported sale price of our common stock on the Nasdaq Global Market wa
March 27, 2025	EX-1.1	Underwriting Agreement, dated March 26, 2025, by and between Global Water Resources, Inc. and Roth Capital Partners, LLC EXHIBIT 1.1 2,800,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT March 26, 2025 Roth Capital Partners, LLC, as representative of the several underwriters listed in Schedule I to the Underwriting Agreement 888 San Clemente Drive Newport Beach, CA 92660 Ladies and Gentlemen: Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and condi
March 27, 2025	EX-99.3	Global Water Completes $32.2 Million Public Offering of Common Stock; Underwriters Exercise Full Over-Allotment Option EXHIBIT 99.3 Global Water Completes $32.2 Million Public Offering of Common Stock; Underwriters Exercise Full Over-Allotment Option PHOENIX, AZ – March 27, 2025 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure- play water resource management company, today announced that it completed a public offering of 3,220,000 shares of its common stock at a previously disclosed price of $10.00 per share,
March 27, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 GLOBAL WATER RESOURCES, INC.
March 27, 2025	EX-99.1	Global Water Announces Proposed Public Offering of Common Stock EXHIBIT 99.1 Global Water Announces Proposed Public Offering of Common Stock PHOENIX, AZ – March 25, 2025 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it has commenced an underwritten public offering of shares of its common stock. All of the shares are being offered by the company. In addition, the company expects to grant the u
March 27, 2025	EX-99.2	Global Water Announces Pricing of Public Offering of Common Stock EXHIBIT 99.2 Global Water Announces Pricing of Public Offering of Common Stock PHOENIX, AZ – March 26, 2025 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced the pricing of an underwritten public offering of 2,800,000 shares of its common stock at a price to the public of $10.00 per share. Certain existing stockholders, including certain
March 25, 2025	424B5	SUBJECT TO COMPLETION MARCH 25, 2025 Filed pursuant to Rule 424(b)(5) Registration No. 333-273896 The information in this preliminary prospectus supplement is not complete and may be changed. Neither this preliminary prospectus supplement nor the accompanying prospectus is an offer to sell these securities, and we are not soliciting an offer to buy these securities, in any jurisdiction where the offer or sale is not permitted. SUBJEC
March 11, 2025	8-K	Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 GLOBAL WATER RESOURCES, INC.
March 6, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 GLOBAL WATER RESOURCES, INC.
March 6, 2025	EX-99.1	Global Water Resources Reports Full Year 2024 Results Exhibit 99.1 Global Water Resources Reports Full Year 2024 Results PHOENIX, AZ – March 5, 2025 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the full year ended December 31, 2024. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time tomorrow to d
March 5, 2025	EX-10.36	icted Stock Unit Awar EXHIBIT 10.36 RESTRICTED STOCK UNIT AGREEMENT UNDER THE GLOBAL WATER RESOURCES, INC. 2020 OMNIBUS INCENTIVE PLAN Name of Grantee: [] (the “Grantee”) Number of Restricted Stock Units: [] Units (the “RSUs”) Grant Date: [, ] (the “Grant Date”) THIS RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”) is entered into by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and
March 5, 2025	EX-21.1	Subsidiaries of Global Water Resources, Inc. EXHIBIT 21.1 List of Subsidiaries The registrant's subsidiaries are listed below, omitting certain entities that have de minimis activity, if considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of December 31, 2024. State of Jurisdiction Global Water Resources, Inc. Delaware Global Water, LLC Delaware West Maricopa Combine, LLC Arizona Global Water
March 5, 2025	EX-10.37	Form of Restricted Stock Unit Award Agreement ( EXHIBIT 10.37 RESTRICTED STOCK UNIT AGREEMENT UNDER THE GLOBAL WATER RESOURCES, INC. 2020 OMNIBUS INCENTIVE PLAN Name of Grantee: [] (the “Grantee”) Number of Restricted Stock Units: [] Units (the “RSUs”) Grant Date: [, ] (the “Grant Date”) THIS RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”) is entered into by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and
March 5, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
March 5, 2025	EX-19	ading Policy EXHIBIT 19 GLOBAL WATER RESOURCES, INC. INSIDER TRADING POLICY REVISED: JANUARY 2025 General This Insider Trading Policy (this “Policy”) describes the standards of Global Water Resources, Inc. (the “Company,” “GWRI,” “we” or “us”) and its subsidiaries on trading, and causing the trading of, the Company’s securities or securities of certain other publicly traded companies while in possession of con
February 18, 2025	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2025 GLOBAL WATER RESOURCES, INC.
December 26, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2024 GLOBAL WATER RESOURCES, INC.
December 26, 2024	EX-10.3	Employment Agreement with Christopher D. Krygier, dated December 20, 2024 Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 20th day of December, 2024, by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and Christopher D. Krygier, a resident of the State of Arizona (the “Executive”) and shall be effective as of January 1, 2025 (the “Effective Date”). RECITALS WHEREAS, the Company desires to
December 26, 2024	EX-10.2	Employment Agreement with Michael J. Liebman, dated December 20, 2024 Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 20th day of December, 2024, by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and Michael J. Liebman, a resident of the State of Arizona (the “Executive”) and shall be effective as of January 1, 2025 (the “Effective Date”). RECITALS WHEREAS, the Company desires to con
December 26, 2024	EX-10.1	Employment Agreement with Ron L. Fleming, dated December 20, 2024 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made as of the 20th day of December, 2024 by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and Ron L. Fleming, a resident of the State of Arizona (the “Executive”) and shall be effective as of January 1, 2025 (the “Effective Date”). RECITALS WHEREAS, the Company desires to continue
November 6, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 GLOBAL WATER RESOURCES, INC.
November 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
November 6, 2024	EX-99.1	Global Water Resources Reports Third Quarter 2024 Results Exhibit 99.1 Global Water Resources Reports Third Quarter 2024 Results PHOENIX, AZ – November 6, 2024 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the third quarter ended September 30, 2024. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time t
August 8, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 GLOBAL WATER RESOURCES, INC.
August 8, 2024	EX-99.1	Global Water Resources Reports Second Quarter 2024 Results Exhibit 99.1 Global Water Resources Reports Second Quarter 2024 Results PHOENIX, AZ – August 7, 2024 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the second quarter ended June 30, 2024. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time tomorr
August 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
July 3, 2024	EX-10.1	Fifth Modification Agreement, dated July 1, 2024, by and between Global Water Resources, Inc. and The Northern Trust Company Exhibit 10.1 FIFTH MODIFICATION AGREEMENT DATE: As of July 1, 2024 PARTIES: Borrower: GLOBAL WATER RESOURCES, INC., a Delaware corporation (“Borrower”) Borrower 21410 North 19th Avenue, Suite 220 Address: Phoenix, Arizona 85027-2738 Bank: THE NORTHERN TRUST COMPANY, an Illinois banking corporation (“Bank”) Bank 2398 East Camelback Road, Suite 1100 Address: Phoenix, Arizona 85016 RECITALS: A.Bank h
July 3, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 GLOBAL WATER RESOURCES, INC.
June 18, 2024	S-8	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 Global Water Resources, Inc. (Exact name of registrant as specified in its charter) As filed with the Securities and Exchange Commission on June 17, 2024 Registration No.
June 18, 2024	EX-FILING FEES	Filing Fee Table EXHIBIT 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Global Water Resources, Inc.
May 23, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 GLOBAL WATER RESOURCES, INC.
May 15, 2024	EX-10.1	First Amendment to the Global Water Resources, Inc. 2020 Omnibus Incentive Plan FIRST AMENDMENT TO THE GLOBAL WATER RESOURCES, INC 2020 OMNIBUS INCENTIVE PLAN Global Water Resources, Inc.
May 15, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 GLOBAL WATER RESOURCES, INC.
May 10, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 GLOBAL WATER RESOURCES, INC.
May 9, 2024	EX-99.1	Global Water Resources Reports First Quarter 2024 Results Exhibit 99.1 Global Water Resources Reports First Quarter 2024 Results PHOENIX, AZ – May 8, 2024 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the first quarter ended March 31, 2024. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time tomorrow t
May 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
May 9, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 GLOBAL WATER RESOURCES, INC.
March 26, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
March 26, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
March 7, 2024	EX-21.1	Subsidiaries of Global Water Resources, Inc. Exhibit 21.1 List of Subsidiaries The registrant's subsidiaries are listed below, omitting certain entities that have de minimis activity, if considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of December 31, 2023. State of Jurisdiction Global Water Resources, Inc. Delaware Global Water, LLC Delaware West Maricopa Combine, LLC Arizona Global Water
March 7, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 GLOBAL WATER RESOURCES, INC.
March 7, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
March 7, 2024	EX-99.1	Global Water Resources Reports Fourth Quarter and Full Year 2023 Results Exhibit 99.1 Global Water Resources Reports Fourth Quarter and Full Year 2023 Results PHOENIX, AZ – March 6, 2024 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the fourth quarter and full year ended December 31, 2023. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call a
March 7, 2024	EX-99.2	Arizona Corporation Commission Decision No. 78644 I llllll lllll lllll lllll lllll lllll lllll lllll 11 11111111 11111 0000207261 BEFORE THE ARIZONA CORPORATION COMMISSION 2 COMMISSIONERS Arizona Corporation Commiision 3 LEA MARQUEZ PETERSON- CHAIRworilOCKETED SANDRA D.
March 7, 2024	EX-97	lobal Water Resources, Inc. Clawback Policy GLOBAL WATER RESOURCES, INC. CLAWBACK POLICY I.Introduction. The Board of Directors (the “Board”) of Global Water Resources, Inc. (the “Company”) hereby adopts this Policy (the “Policy”) to provide for the recovery of erroneously awarded incentive-based compensation from certain executive officers. This Policy shall be effective as of December 1, 2023 (the “Effective Date”) and shall supersede and
January 4, 2024	EX-10.2	Guaranty Agreement, dated as of January 3, 2024, by Global Water, LLC Guaranty Agreement Dated as of January 3, 2024 of Global Water, LLC Table of Contents Section Heading Page Section 1.
January 4, 2024	EX-10.8	Pledge and Security Agreement, dated as of January 3, 2024, by and between West Maricopa Combine, LLC and U.S. Bank Trust Company, National Association, as collateral agent Pledge and Security Agreement West Maricopa Combine, LLC This Pledge and Security Agreement (this “Agreement”) dated as of January 3, 2024, by and among West Maricopa Combine, LLC, an Arizona limited liability company, whose address for notice is 21410 North 19th Avenue, Suite 220, Phoenix, AZ 85027 (“Pledgor”), is in favor of U.
January 4, 2024	EX-10.7	Pledge and Security Agreement, dated as of January 3, 2024, by and between Global Water Holdings, Inc. And U.S. Bank Trust Company, National Association, as collateral agent Pledge and Security Agreement Global Water Holdings, Inc. This Pledge and Security Agreement (this “Agreement”) dated as of January 3, 2024, by and among Global Water Holdings, Inc., an Arizona corporation, whose address for notice is 21410 N. 19th Avenue, Suite 220, Phoenix, Arizona 85027 (“Pledgor”), is in favor of U.S. Bank Trust Company, National Association, a national banking association (as
January 4, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2024 GLOBAL WATER RESOURCES, INC.
January 4, 2024	EX-10.3	Guaranty Agreement, dated as of January 3, 2024, by Global Water Holdings, Inc. Guaranty Agreement Dated as of January 3, 2024 of Global Water Holdings, Inc. Table of Contents Section Heading Page Section 1. Guaranty 2 Section 2. Obligations Absolute 3 Section 3. Waiver 3 Section 4. Obligations Unimpaired 4 Section 5. Subrogation and Subordination 4 Section 6. Reinstatement of Guaranty 5 Section 7. Rank of Guaranty 5 Section 8. Term of guaranty agreement 6 Section 9. Survival
January 4, 2024	EX-10.4	Guaranty Agreement, dated as of January 3, 2024, by West Maricopa Combine, LLC Guaranty Agreement Dated as of January 3, 2024 of West Maricopa Combine, LLC Table of Contents Section Heading Page Section 1.
January 4, 2024	EX-10.5	Pledge and Security Agreement, dated as of January 3, 2024, by and between Global Water Resources, Inc. and U.S. Bank Trust Company, National Association, as collateral agent Pledge and Security Agreement Global Water Resources, Inc. This Pledge and Security Agreement (this “Agreement”) dated as of January 3, 2024, by and among Global Water Resources, Inc., a Delaware corporation, whose address for notice is 21410 North 19th Avenue, Suite 220, Phoenix, AZ 85027 (“Pledgor”), is in favor of U.S. Bank Trust Company, National Association, a national banking association (as
January 4, 2024	EX-10.6	Pledge and Security Agreement, dated as of January 3, 2024, by and between Global Water, LLC and U.S. Bank Trust Company, National Association, as collateral agent Pledge and Security Agreement Global Water, LLC This Pledge and Security Agreement (this “Agreement”) dated as of January 3, 2024, by and among Global Water, LLC, a Delaware limited liability company, whose address for notice is 21410 North 19th Avenue, Suite 220, Phoenix, AZ 85027 (“Pledgor”), is in favor of U.
November 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
November 9, 2023	EX-99.1	Global Water Resources Reports Third Quarter 2023 Results Exhibit 99.1 Global Water Resources Reports Third Quarter 2023 Results PHOENIX, AZ – November 8, 2023 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the third quarter ended September 30, 2023. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time t
November 9, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 GLOBAL WATER RESOURCES, INC.
November 1, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 GLOBAL WATER RESOURCES, INC.
November 1, 2023	EX-10.1	Note Purchase Agreement, dated October 26, 2023, by and between Global Water Resources, Inc. and Jackson National Life Insurance Company Execution Version Global Water Resources, Inc. $20,000,000 6.91% Senior Secured Notes due January 3, 2034 Note Purchase Agreement Dated as of October 26, 2023 Note Purchase Agreement (Global Water 2023) 4874-7074-6217 v11.docx 4413886 Table of Contents SECTION HEADING PAGE Section 1. Authorization of Notes 1 Section 2. Sale and Purchase of Notes 1 Section 3. Closing 2 Section 4. Conditions to Clos
November 1, 2023	EX-10.2	Fourth Modification Agreement, dated October 26, 2023, by and between Global Water Resources, Inc. and The Northern Trust Company FOURTH MODIFICATION AGREEMENT DATE: As of October 26, 2023 PARTIES: Borrower: GLOBAL WATER RESOURCES, INC.
November 1, 2023	EX-10.3	Amendment No. 2 to Security Agreements, dated October 26, 2023, between and among Global Water Resources, Inc., Global Water, LLC, West Maricopa Combine, LLC, Global Water Holdings, Inc., and U.S. Bank Trust Company, National Association, in its capacity as collateral agent Execution Version Global Water Resources, Inc. Amendment No. 2 to Security Agreements Dated as of October 26, 2023 Re: $28,750,000 4.38% Senior Secured Notes, Series A, due June 15, 2028 $86,250,000 4.58% Senior Secured Notes, Series B, due June 15, 2036 Amendment No. 2 to Security Agreements This Amendment No. 2 to Security Agreements is dated as of October 26, 2023 (the or this “2023 Amendment”)
August 31, 2023	424B5	Common Stock Debt Securities Filed pursuant to Rule 424(b)(5) Registration No. 333-273896 PROSPECTUS $100,000,000 Common Stock Debt Securities We may offer and sell up to $100,000,000 in the aggregate of shares of our common stock and debt securities from time to time in one or more offerings. This prospectus provides you with a general description of the securities. Each time we offer and sell securities, we will provide a s
August 29, 2023	CORRESP	August 29, 2023 August 29, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F.
August 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
August 10, 2023	EX-4.4	Form of Indenture Exhibit 4.4 GLOBAL WATER RESOURCES, INC. INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions. 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act. 4 Section 1.4. Rules of Construction. 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Series. 5 Section 2.2.
August 10, 2023	EX-99.1	Global Water Resources Reports Second Quarter 2023 Results and Surpasses 60,000 Connections Exhibit 99.1 Global Water Resources Reports Second Quarter 2023 Results and Surpasses 60,000 Connections PHOENIX, AZ – August 9, 2023 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the second quarter ended June 30, 2023. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call
August 10, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 GLOBAL WATER RESOURCES, INC.
August 10, 2023	S-3	As filed with the Securities and Exchange Commission on August 10, 2023 As filed with the Securities and Exchange Commission on August 10, 2023 Registration Statement No.
August 10, 2023	EX-FILING FEES	Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-3 (Form Type) Global Water Resources, Inc.
June 30, 2023	EX-10.1	Third Modification Agreement, dated June 28, 2023, by and between Global Water Resources, Inc. and The Northern Trust Company THIRD MODIFICATION AGREEMENT DATE: As of June 28, 2023 PARTIES: Borrower: GLOBAL WATER RESOURCES, INC.
June 30, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 GLOBAL WATER RESOURCE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 GLOBAL WATER RESOURCES, INC.
June 16, 2023	SC 13D	GWRS / Global Water Resources Inc / Cohn Andrew M. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Global Water Resources, Inc. (Name of Issuer) Common Stock, $0.01 per share par value (Title of Class of Securities) 379463102 (CUSIP Number) Andrew M. Cohn Amy Cohn 2801 East Camelback Road, Suite 450 Phoenix, AZ 85016 (602) 248-8181 (Name, Address and Telephone Number of
June 12, 2023	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 GLOBAL WATER RESOURCES, INC.
June 12, 2023	EX-10.1	Securities Purchase Agreement, dated June 8, 2023, by and among Global Water Resources, Inc. and the purchasers party thereto SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of June 8, 2023, by and among Global Water Resources, Inc.
May 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 GLOBAL WATER RESOURCES, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 GLOBAL WATER RESOURCES, INC.
May 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 GLOBAL WATER RESOURCES, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 GLOBAL WATER RESOURCES, INC.
May 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
May 3, 2023	EX-99.1	Global Water Resources Reports First Quarter 2023 Results Exhibit 99.1 Global Water Resources Reports First Quarter 2023 Results PHOENIX, AZ – May 2, 2023 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the first quarter ended March 31, 2023. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern time tomorrow t
May 3, 2023	EX-99.2	GWRS Global Water Resources, Inc. Quarter Ended March 31, 2023 Results Conference Call May 3, 2023 at 1:00 p.m. EST GWRS Global Water Resources, Inc. Quarter Ended March 31, 2023 Results Conference Call May 3, 2023 at 1:00 p.m. EST OPERATOR: Greetings ladies and gentlemen. Thank you for standing by. Welcome to the Global Water Resources, Inc. 2023 first quarter conference call. At this time all participants are in a listen-only mode. Following the presentation, we will conduct a question and answer session. Ins
March 27, 2023	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
March 27, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
March 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 GLOBAL WATER RESOURCE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 GLOBAL WATER RESOURCES, INC.
March 9, 2023	EX-99.1	Global Water Resources Reports Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Global Water Resources Reports Fourth Quarter and Full Year 2022 Results PHOENIX, AZ – March 8, 2023 – Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, reported results for the fourth quarter and full year ended December 31, 2022. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call a
March 9, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
February 22, 2023	SC 13D/A	GWRS / Global Water Resources Inc / Levine Jonathan L Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Global Water Resources, Inc. (Name of Issuer) Common Stock, $0.01 per share par value (Title of Class of Securities) 379463102 (CUSIP Number) William S. Levine c/o Levine Investments Limited Partnership 2801 East Camelback Road, Suite 450 Phoenix, AZ 850
February 10, 2023	EX-99.1	Global Water Resources Appoints Chris Krygier as COO Global Water Resources Appoints Chris Krygier as COO PHOENIX, AZ – February 7, 2023 – Global Water Resources, Inc.
February 10, 2023	SC 13G	GWRS / Global Water Resources Inc / Cohn Andrew M. Passive Investment SC 13G 1 AmendedSchedule13g11.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Global Water Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379463102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d
February 10, 2023	EX-99.1	Global Water Resources to Voluntarily Delist from Toronto Stock Exchange Global Water Resources to Voluntarily Delist from Toronto Stock Exchange PHOENIX, AZ – February 9, 2023 – Global Water Resources, Inc.
February 10, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 GLOBAL WATER RESOURCES, INC.
February 10, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 GLOBAL WATER RESOURCES, INC.
February 10, 2023	EX-10.1	First Amendment to Employment Agreement with Christopher D. Krygier, dated February 6, 2023 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT WITH CHRISTOPHER D. KRYGIER THIS FIRST AMENDMENT to the Employment Agreement (“First Amendment”) is made and entered into February , 2023 by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and Christopher D. Krygier, a resident of the State of Arizona (the “Executive”). Executive and the Company are parties to the Employment
November 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
November 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 GLOBAL WATER RESOURCES, INC.
November 10, 2022	EX-99.1	Global Water Resources Reports Third Quarter 2022 Results Exhibit 99.1 Global Water Resources Reports Third Quarter 2022 Results PHOENIX, AZ ? November 9, 2022 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the third quarter ended September 30, 2022. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Ea
August 10, 2022	EX-99.1	Global Water Resources Reports Second Quarter 2022 Results Exhibit 99.1 Global Water Resources Reports Second Quarter 2022 Results PHOENIX, AZ ? August 10, 2022 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the second quarter ended June 30, 2022. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Easter
August 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
August 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2022 GLOBAL WATER RESOURCES, INC.
August 1, 2022	EX-99.1	Global Water Announces Proposed Public Offering of Common Stock Exhibit 99.1 Global Water Announces Proposed Public Offering of Common Stock PHOENIX, AZ ? July 27, 2022 ? Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it has commenced an underwritten public offering of shares of its common stock. All of the shares are being offered by the company. In addition, the company expects to grant the un
August 1, 2022	EX-99.3	Global Water Completes $15.5 Million Public Offering of Common Stock; Underwriter Exercises Full Over-Allotment Option Exhibit 99.3 Global Water Completes $15.5 Million Public Offering of Common Stock; Underwriter Exercises Full Over-Allotment Option PHOENIX, AZ ? August 1, 2022 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it completed a public offering of 1,150,000 shares of its common stock at a previously disclosed price of $13.50 per share,
August 1, 2022	EX-99.2	Global Water Announces Pricing of Public Offering of Common Stock Exhibit 99.2 Global Water Announces Pricing of Public Offering of Common Stock PHOENIX, AZ ? July 28, 2022 ? Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced the pricing of an underwritten public offering of 1,000,000 shares of its common stock at a price to the public of $13.50 per share. All of the shares are being sold by the company. T
August 1, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 GLOBAL WATER RESOURCES, INC.
August 1, 2022	EX-1.1	Underwriting Agreement, dated July 28, 2022, by and between Global Water Resources, Inc. and Roth Capital Partners, LLC EXHIBIT 1.1 1,000,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT July 28, 2022 Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach, CA 92660 Ladies and Gentlemen: Global Water Resources, Inc., a Delaware corporation (the ?Company?), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the ?Agreement?), to issue and sell to Roth Capital Pa
July 29, 2022	424B5	1,000,000 Shares Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-245722 PROSPECTUS SUPPLEMENT (To prospectus dated September 8, 2020) 1,000,000 Shares Common Stock We are offering 1,000,000 shares of our common stock in this offering. Our common stock is listed on the NASDAQ Global Market under the symbol ?GWRS.? On July 26, 2022, the last reported sale price of our common stock on the NASDAQ Global Market w
July 27, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 GLOBAL WATER RESOURCES, INC.
July 27, 2022	424B5	SUBJECT TO COMPLETION JULY 27, 2022 Filed pursuant to Rule 424(b)(5) Registration No. 333-245722 The information in this preliminary prospectus supplement is not complete and may be changed. Neither this preliminary prospectus supplement nor the accompanying prospectus is an offer to sell these securities, and we are not soliciting an offer to buy these securities, in any jurisdiction where the offer or sale is not permitted. SUBJEC
July 27, 2022	EX-10.1	Second Modification Agreement, dated July 26, 2022, by and between Global Water Resources, Inc. and The Northern Trust Company EX-10.1 2 secondmodificationagreemen.htm EX-10.1 SECOND MODIFICATION AGREEMENT DATE: As of July 26, 2022 PARTIES: Borrower: GLOBAL WATER RESOURCES, INC., a Delaware corporation (“Borrower”) Borrower 21410 North 19th Avenue, Suite 220 Address: Phoenix, Arizona 85027-2738 Bank: THE NORTHERN TRUST COMPANY, an Illinois banking corporation (“Bank”) Bank 2398 East Camelback Road, Suite 1100 Address: Pho
July 14, 2022	EX-99.1	Global Water Resources Receives ACC Approval for Rate Increase Global Water Resources Receives ACC Approval for Rate Increase PHOENIX, AZ ? July 13, 2022 ? Global Water Resources, Inc.
July 14, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2022 GLOBAL WATER RESOURCES, INC.
May 6, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 GLOBAL WATER RESOURCES, INC.
May 4, 2022	EX-99.1	Global Water Resources Reports First Quarter 2022 Results Exhibit 99.1 Global Water Resources Reports First Quarter 2022 Results PHOENIX, AZ ? May 4, 2022 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the first quarter ended March 31, 2022. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern tim
May 4, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 GLOBAL WATER RESOURCES, INC.
May 4, 2022	EX-99.1	Press release of Global Water Resources, Inc., dated May 4, 2022 Exhibit 99.1 Global Water Resources Reports First Quarter 2022 Results PHOENIX, AZ ? May 4, 2022 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the first quarter ended March 31, 2022. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern tim
May 4, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 GLOBAL WATER RESOURCES, INC.
May 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
March 25, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
March 25, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
March 10, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
March 10, 2022	EX-99	Global Water Resources Reports Fourth Quarter and Full Year 2021 Results Exhibit 99.1 Global Water Resources Reports Fourth Quarter and Full Year 2021 Results PHOENIX, AZ ? March 10, 2022 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the fourth quarter ended December 31, 2021. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference at 1:00
March 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 GLOBAL WATER RESOURCES, INC.
March 10, 2022	EX-10.13.1	Employment Agreement with Joanne Ellsworth, dated November 9, 2021* EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is made as of the 9th day of November 2021, by and between Global Water Resources, Inc.
March 10, 2022	EX-21.1	Subsidiaries of Global Water Resources, Inc. Exhibit 21.1 List of Subsidiaries The registrant's subsidiaries are listed below, omitting certain entities that have de minimis activity, if considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of December 31, 2021. State of Jurisdiction Global Water Resources, Inc. Delaware Global Water, LLC Delaware Global Water - Balterra Utilities Company, Inc.
February 8, 2022	SC 13G/A	GWRS / Global Water Resources Inc / Polar Asset Management Partners Inc. - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Global Water Resources, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 379463102 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa
November 9, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2021 GLOBAL WATER RESOURCES, INC.
November 9, 2021	EX-99	Global Water Resources Reports Third Quarter 2021 Results Exhibit 99.1 Global Water Resources Reports Third Quarter 2021 Results PHOENIX, AZ ? November 8, 2021 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the third quarter ended September 30, 2021. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Ea
November 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
August 5, 2021	EX-99.1	Global Water Resources Reports Second Quarter 2021 Results Exhibit 99.1 Global Water Resources Reports Second Quarter 2021 Results PHOENIX, AZ ? August 5, 2021 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the second quarter ended June 30, 2021. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern
August 5, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 GLOBAL WATER RESOURCES, INC.
August 5, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
May 7, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 GLOBAL WATER RESOURCES, INC.
May 6, 2021	EX-10.7	Pledge and Security Agreement, dated as of April 30, 2021, by and between Global Water Holdings, Inc. and The Northern Trust Company PLEDGE AND SECURITY AGREEMENT GLOBAL WATER HOLDINGS, INC. THIS PLEDGE AND SECURITY AGREEMENT (this ?Agreement?) dated for identification as of April 30, 2021, is made by: (a) GLOBAL WATER HOLDINGS, INC., an Arizona corporation (?Pledgor?); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as collateral agent (with its successors and permitted assigns i
May 6, 2021	EX-10.3	Employment Agreement with Michael J. Liebman, dated May 4, 2021* EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is made as of the 5th day of May 2021, by and between Global Water Resources, Inc.
May 6, 2021	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
May 6, 2021	EX-10.4	Employment Agreement with Christopher D. Krygier, dated May 4, 2021* EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is made as of the 5th day of May 2021, by and between Global Water Resources, Inc.
May 6, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 GLOBAL WATER RESOURCES, INC.
May 6, 2021	EX-10.6	Guaranty Agreement, dated as of April 30, 2021, by Global Water Holdings, Inc. GUARANTY (GLOBAL WATER HOLDINGS, INC.) April 30, 2021 This Guaranty (as modified from time to time, the ?Guaranty?) has been executed by GLOBAL WATER HOLDINGS, INC., an Arizona corporation (?Guarantor?), with Guarantor?s principal residence or office at 21410 North 19th Avenue, Suite 220, Phoenix, Arizona 85027, in favor of THE NORTHERN TRUST COMPANY, an Illinois banking corporation (?Lender?), wi
May 6, 2021	EX-99.1	Global Water Resources Reports First Quarter 2021 Results Exhibit 99.1 Global Water Resources Reports First Quarter 2021 Results PHOENIX, AZ ? May 5, 2021 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the first quarter ended March 31, 2021. All comparisons are to the same year-ago period unless otherwise noted. The company will hold a conference call at 1:00 p.m. Eastern tim
May 6, 2021	EX-10.5	Modification Agreement dated April 30, 2021, by and between Global Water Resources, Inc. and The Northern Trust Company MODIFICATION AGREEMENT DATE: As of April 30, 2021 PARTIES: Borrower: GLOBAL WATER RESOURCES, INC.
May 6, 2021	EX-10.2	Employment Agreement with Ron Fleming, dated May 4, 2021* EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is made as of the 5th day of May 2021, by and between Global Water Resources, Inc.
March 29, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
March 29, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
March 24, 2021	EX-10.1	Standstill Agreement, dated March [19], 2021, by and among Global Water Resources, Inc., Levine Investments Limited Partnerships, William S. Levine, Jonathan L. Levine, and Andrew M. Cohn STANDSTILL AGREEMENT This STANDSTILL AGREEMENT (this ?Agreement?) is made as of March 19, 2021, by and among Global Water Resources, Inc.
March 24, 2021	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2021 GLOBAL WATER RESOURCES, INC.
March 4, 2021	EX-10.5	Employment Agreement with Christopher D. Krygier, dated June 3, 2020* EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is made as of the 7th day of May, 2020, by and between Global Water Resources, Inc.
March 4, 2021	EX-99.1	Global Water Resources Reports Fourth Quarter and Full Year 2020 Results Exhibit 99.1 Global Water Resources Reports Fourth Quarter and Full Year 2020 Results PHOENIX, AZ ? March 3, 2021 ? Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the year ended December 31, 2020. All annual comparisons are to the previous year unless otherwise noted. Full Year 2020 Financial Highlights ?Total revenues i
March 4, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2021 GLOBAL WATER RESOURCES, INC.
March 4, 2021	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
March 4, 2021	EX-21.1	Subsidiaries of Global Water Resources, Inc. Exhibit 21.1 List of Subsidiaries The registrant's subsidiaries are listed below, omitting certain entities that have de minimis activity, if considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of December 31, 2020. State of Jurisdiction Global Water Resources, Inc. Delaware Global Water, LLC Delaware Global Water - Balterra Utilities Company, Inc.
February 9, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Global Water Resources, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 379463102 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate
February 5, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 GLOBAL WATER RESOURCES, INC.
January 21, 2021	SC 13G	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Global Water Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379463102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic
November 6, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
November 5, 2020	EX-99.1	Global Water Resources Reports Third Quarter 2020 Results Exhibit 99.1 Global Water Resources Reports Third Quarter 2020 Results PHOENIX, AZ – November 5, 2020 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the third quarter and nine months ended September 30, 2020. All comparisons are to the same year-ago period unless otherwise noted. Q3 2020 Financial Highlights •Revenues
November 5, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 GLOBAL WATER RESOURCES, INC.
September 9, 2020	424B5	$100,000,000 Common Stock Debt Securities Filed pursuant to Rule 424(b)(5) Registration No. 333-245722 $100,000,000 Common Stock Debt Securities We may offer and sell up to $100,000,000 in the aggregate of shares of our common stock and debt securities from time to time in one or more offerings. This prospectus provides you with a general description of the securities. Each time we offer and sell securities, we will provide a supplement t
September 2, 2020	8-K	Regulation FD Disclosure, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2020 GLOBAL WATER RESOURCES, INC.
August 14, 2020	EX-4.4	Form of Indenture Exhibit 4.4 GLOBAL WATER RESOURCES, INC. INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions. 1 Section 1.2. Other Definitions 5 Section 1.3. Incorporation by Reference of Trust Indenture Act. 5 Section 1.4. Rules of Construction. 6 ARTICLE II. THE SECURITIES 6 Section 2.1. Issuable in Series. 6 Section 2.2.
August 14, 2020	S-3	- S-3 As filed with the Securities and Exchange Commission on August 13, 2020 Registration Statement No.
August 6, 2020	EX-99.1	Global Water Resources Reports Second Quarter 2020 Results Exhibit 99.1 Global Water Resources Reports Second Quarter 2020 Results PHOENIX, AZ – August 5, 2020 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the second quarter ended June 30, 2020. All quarterly comparisons are to the same year-ago period unless otherwise noted. Q2 2020 Financial Highlights •Revenues increased 8
August 6, 2020	EX-10.10	Global Water Resources, Inc. 2020 Omnibus Incentive Plan Exhibit 10.10 GLOBAL WATER RESOURCES, INC. 2020 OMNIBUS INCENTIVE PLAN EFFECTIVE DATE: May 7, 2020 APPROVED BY STOCKHOLDERS: May 7, 2020 EXPIRATION DATE: May 7, 2030 ARTICLE I ESTABLISHMENT, PURPOSE, EFFECTIVE DATE AND EXPIRATION DATE 1.1Establishment; Prior Plans. Global Water Resources, Inc. (the “Company”), hereby establishes the Global Water Resources, Inc. 2020 Omnibus Incentive Plan (the “Pl
August 6, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
August 6, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 GLOBAL WATER RESOURCES, INC.
July 28, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2020 GLOBAL WATER RESOURCES, INC.
May 8, 2020	EX-10.2	Restricted Stock Agreement with Michael J. Liebman, dated May 8, 2020* EX-10.2 3 exhibit102restrictedst.htm EX-10.2 EXHIBIT 10.2 RESTRICTED STOCK AGREEMENT UNDER THE GLOBAL WATER RESOURCES, INC. 2020 OMNIBUS INCENTIVE PLAN Name of Grantee: Michael Liebman (the “Grantee”) Number of Shares: 66,370 Shares of Stock (the “Restricted Stock”) Grant Date: May 8, 2020 (the “Grant Date”) THIS RESTRICTED STOCK AGREEMENT (the “Agreement”) is entered into by and between Global Wa
May 8, 2020	EX-10.3	Form of Restricted Stock Agreement* EXHIBIT 10.3 RESTRICTED STOCK AGREEMENT UNDER THE GLOBAL WATER RESOURCES, INC. 2020 OMNIBUS INCENTIVE PLAN Name of Grantee: [] (the “Grantee”) Number of Shares: [] Shares of Stock (the “Restricted Stock”) Grant Date: [, ] (the “Grant Date”) THIS RESTRICTED STOCK AGREEMENT (the “Agreement”) is entered into by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and the
May 8, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 GLOBAL WATER RESOURCES, INC.
May 8, 2020	EX-10.1	Restricted Stock Agreement with Ron L. Fleming, dated May 8, 2020* EXHIBIT 10.1 RESTRICTED STOCK AGREEMENT UNDER THE GLOBAL WATER RESOURCES, INC. 2020 OMNIBUS INCENTIVE PLAN Name of Grantee: Ron Fleming (the “Grantee”) Number of Shares: 81,120 Shares of Stock (the “Restricted Stock”) Grant Date: May 8, 2020 (the “Grant Date”) THIS RESTRICTED STOCK AGREEMENT (the “Agreement”) is entered into by and between Global Water Resources, Inc., a Delaware corporation (the
May 8, 2020	S-8	- S-8 As filed with the Securities and Exchange Commission on May 8, 2020 Registration No.
May 7, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
May 6, 2020	EX-10.2	Guaranty Agreement, dated as of April 30, 2020, by Global Water, LLC EX-10.2 3 ex102northerntrust-gwr.htm EX-10.2 EXHIBIT 10.2 GUARANTY (GLOBAL WATER, LLC) April 30, 2020 This Guaranty (as modified from time to time, the “Guaranty”) has been executed by GLOBAL WATER, LLC, a Delaware limited liability company (“Guarantor”), with Guarantor’s principal residence or office at 21410 North 19th Avenue, Suite 220, Phoenix, Arizona 85027, in favor of THE NORTHERN TRUST COM
May 6, 2020	EX-10.4	Pledge and Security Agreement, dated as of April 30, 2020, by and between Global Water Resources, Inc. and U.S. Bank National Association, as collateral agent EXHIBIT 10.4 PLEDGE AND SECURITY AGREEMENT GLOBAL WATER RESOURCES, INC. THIS PLEDGE AND SECURITY AGREEMENT (this “Agreement”) dated for identification as of April 30, 2020, is made by: (a) GLOBAL WATER RESOURCES, INC., a Delaware corporation (“Pledgor” or “Company”); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as collateral agent (with its succes
May 6, 2020	EX-10.5	Pledge and Security Agreement, dated as of April 30, 2020, by and between Global Water LLC and U.S. Bank National Association, as collateral agent EXHIBIT 10.5 PLEDGE AND SECURITY AGREEMENT GLOBAL WATER, LLC THIS PLEDGE AND SECURITY AGREEMENT (this “Agreement”) dated for identification as of April 30, 2020, is made by: (a) GLOBAL WATER, LLC, a Delaware limited liability company (“Pledgor”); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as collateral agent (with its successors and permitted as
May 6, 2020	EX-10.3	Guaranty Agreement, dated as of April 30, 2020, by West Maricopa Combine, LLC EXHIBIT 10.3 GUARANTY (WEST MARICOPA COMBINE, LLC) April 30, 2020 This Guaranty (as modified from time to time, the “Guaranty”) has been executed by WEST MARICOPA COMBINE, LLC, an Arizona limited liability company (“Guarantor”), with Guarantor’s principal residence or office at 21410 North 19th Avenue, Suite 220, Phoenix, Arizona 85027, in favor of THE NORTHERN TRUST COMPANY, an Illinois banking c
May 6, 2020	EX-10.1	Loan Agreement, dated April 30, 2020, by and between Global Water Resources, Inc. and The Northern Trust Company EXHIBIT 10.1 THE NORTHERN TRUST COMPANY TO GLOBAL WATER RESOURCES, INC. $10,000,000 Secured Revolving Credit Facility LOAN AGREEMENT Loan #3801730166-40001 Dated as of April 30, 2020 1 4822-8704-7598 TABLE OF CONTENTS Page SECTION 1. REVOLVER 1 SECTION 2. CLOSING 1 SECTION 3. CLOSING CONDITIONS 2 Section 3.1 Representations and Warranties 2 Section 3.2 Performance; Default 2 Section 3.3 Officer's
May 6, 2020	EX-10.6	Pledge and Security Agreement, dated as of April 30, 2020, by and between West Maricopa Combine, LLC and U.S. Bank National Association, as collateral agent EX-10.6 7 ex106northerntrust-gwr.htm EX-10.6 EXHIBIT 10.6 PLEDGE AND SECURITY AGREEMENT WEST MARICOPA COMBINE, LLC THIS PLEDGE AND SECURITY AGREEMENT (this “Agreement”) dated for identification as of April 30, 2020, is made by: (a) WEST MARICOPA COMBINE, LLC, an Arizona limited liability company (“Pledgor”); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its cap
May 6, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 GLOBAL WATER RESOURCES, INC.
May 6, 2020	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2020 GLOBAL WATER RESOURCES, INC.
May 6, 2020	EX-99.1	Global Water Resources Reports First Quarter 2020 Results Exhibit 99.1 Global Water Resources Reports First Quarter 2020 Results PHOENIX, AZ – May 6, 2020 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the first quarter ended March 31, 2020. All quarterly comparisons are to the same year-ago period unless otherwise noted. Q1 2020 Financial Highlights •Revenues increased 6.6%
March 27, 2020	DEFA14A	GWRS / Global Water Resources, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
March 27, 2020	DEF 14A	Global Water Resources, Inc. 2020 Omnibus Incentive Plan UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
March 5, 2020	EX-4.4	Description of Company's securities EXHIBIT 4.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Global Water Resources, Inc. (the “Company”, “we”, “us”, or “our”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. Our authorized capital stock consists of 60,000,000 sh
March 5, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020 GLOBAL WATER RESOURCES, INC.
March 5, 2020	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
March 5, 2020	EX-99.1	Global Water Resources Reports Fourth Quarter and Full Year 2019 Results Exhibit 99.1 Global Water Resources Reports Fourth Quarter and Full Year 2019 Results PHOENIX, AZ – March 4, 2020 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the year ended December 31, 2019. All annual comparisons are to the previous year unless otherwise noted. Full Year 2019 Financial Highlights •Total revenues r
March 5, 2020	EX-21.1	Subsidiaries of Global Water Resources, Inc. Exhibit 21.1 List of Subsidiaries The registrant's subsidiaries are listed below, omitting certain entities that have de minimis activity, if considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of December 31, 2019. State of Jurisdiction Global Water Resources, Inc. Delaware Global Water, LLC Delaware Balterra Sewer, LLC Arizona CP Water Company, LL
January 30, 2020	EX-99.1	Global Water Announces Exercise and Closing of Underwriter's Over-Allotment Option Exhibit 99.1 Global Water Announces Exercise and Closing of Underwriter's Over-Allotment Option PHOENIX, AZ - January 30, 2020 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it has issued an additional 130,000 shares of its common stock at a previously disclosed price of $12.50 per share pursuant to the exercise in full of the und
January 30, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2020 GLOBAL WATER RESOURCES, INC.
January 21, 2020	EX-1.1	Underwriting Agreement, dated January 16, 2020, by and between Global Water Resources, Inc. and Roth Capital Partners, LLC EX-1.1 2 exhibit11-underwritingagre.htm EXHIBIT 1.1 EXHIBIT 1.1 870,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT January 16, 2020 Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach, CA 92660 Ladies and Gentlemen: Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (t
January 21, 2020	EX-99.4	RISK FACTORS Exhibit 99.4 RISK FACTORS Unless the context requires otherwise, references in the risk factors below to the “Company,” “we,” “us,” and “our” refer to Global Water Resources, Inc., a Delaware corporation, and its consolidated subsidiaries. Regulatory and Legislative Factors We are subject to regulation by the Arizona Corporation Commission and our financial condition depends upon our ability to re
January 21, 2020	EX-99.2	Global Water Announces Pricing of Public Offering of Common Stock Exhibit 99.2 Global Water Announces Pricing of Public Offering of Common Stock PHOENIX, AZ - January 16, 2020 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced the pricing of an underwritten public offering of 870,000 shares of its common stock at a price to the public of $12.50 per share. All of the shares are being sold by the company.
January 21, 2020	EX-99.1	Global Water Announces Proposed Public Offering of Common Stock Exhibit 99.1 Global Water Announces Proposed Public Offering of Common Stock PHOENIX, AZ - January 15, 2020 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it has commenced an underwritten public offering of shares of its common stock. All of the shares are being offered by the company. In addition, the company expects to grant the
January 21, 2020	EX-99.3	Global Water Completes $10.9 Million Public Offering of Common Stock Exhibit 99.3 Global Water Completes $10.9 Million Public Offering of Common Stock PHOENIX, AZ - January 21, 2020 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it completed a public offering of 870,000 shares of its common stock at a previously disclosed price of $12.50 per share. The gross proceeds to the company from the offerin
January 21, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2020 GLOBAL WATER RESOURCES, INC.
January 17, 2020	424B5	870,000 Shares Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-219802 PROSPECTUS SUPPLEMENT (To prospectus dated August 22, 2017) 870,000 Shares Common Stock We are offering 870,000 shares of our common stock in this offering. Our common stock is listed on the NASDAQ Global Market under the symbol “GWRS.” On January 15, 2020, the last reported sale price of our common stock on the NASDAQ Global Market was
January 15, 2020	424B5	SUBJECT TO COMPLETION, JANUARY 15, 2020 Filed pursuant to Rule 424(b)(5) Registration No. 333-219802 The information in this preliminary prospectus supplement is not complete and may be changed. Neither this preliminary prospectus supplement nor the accompanying prospectus is an offer to sell these securities, and we are not soliciting an offer to buy these securities, in any jurisdiction where the offer or sale is not permitted. SUBJEC
January 15, 2020	SC 13G	GWRS / Global Water Resources, Inc. / Cohn Andrew M. - AMENDEDSCHEDULE13G9 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Global Water Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379463102 (CUSIP Number) June 28, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
December 26, 2019	8-K	Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2019 GLOBAL WATER RESOURCES, INC.
December 26, 2019	EX-99.1	Global Water Resources Brings Customer Service and Billing In-House Exhibit 99.1 Global Water Resources Brings Customer Service and Billing In-House PHOENIX, AZ – December 24, 2019 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, has brought its entire utility back-office operations in-house, including customer service and billing. The move will allow the company to provide a greater focus and control over t
November 7, 2019	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
November 6, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 GLOBAL WATER RESOURCES, INC.
November 6, 2019	EX-99.1	Global Water Resources Reports Third Quarter 2019 Results; Revenue up 10.5% to $9.9 million, Driving Net Income to $1.0 million or $0.05 per Share Exhibit 99.1 Global Water Resources Reports Third Quarter 2019 Results; Revenue up 10.5% to $9.9 million, Driving Net Income to $1.0 million or $0.05 per Share PHOENIX, AZ – November 6, 2019 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the third quarter ended September 30, 2019. Quarter and nine months comparisons ar
September 11, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2019 GLOBAL WATER RESOURCES, INC.
September 11, 2019	EX-10.1	Amended and Restated Agreement, dated September 10, 2019, by and among certain wholly-owned subsidiaries of Global Water Resources, Inc. and Global Water Management, LLC EX-10.1 2 exhibit1012019gwrservicesa.htm EXHIBIT 10.1 AMENDED AND RESTATED SERVICE AGREEMENT This Amended and Restated Service Agreement (the “Agreement”) is made as of the 10th day of September, 2019, between Global Water Management, LLC, a Delaware limited liability company (“FATHOM”), and GLOBAL WATER, LLC, a Delaware limited liability company (“GW, LLC”), CP WATER COMPANY, LLC, an Arizona limi
August 8, 2019	EX-10.3	Global Water Resources, Inc. 2020 Omnibus Incentive Plan* Exhibit 10.3 GLOBAL WATER RESOURCES, INC. 2020 OMNIBUS INCENTIVE PLAN EFFECTIVE DATE: May , 2020 APPROVED BY STOCKHOLDERS: May , 2020 EXPIRATION DATE: May , 2030 ARTICLE I ESTABLISHMENT, PURPOSE, EFFECTIVE DATE AND EXPIRATION DATE 1.1 Establishment; Prior Plans. Global Water Resources, Inc. (the “Company”), hereby establishes the Global Water Resources, Inc. 2020 Omnibus Incentive Plan (the “Plan”
August 8, 2019	EX-10.2	Employment Agreement with Michael J. Liebman, dated August 6, 2019* Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made as of the 6th day of August 2019, by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and Michael J. Liebman, a resident of the State of Arizona (the “Executive”) and shall be effective as of August 7, 2019 (the “Effective Date”). RECITALS WHEREAS, the Company desires to continue
August 8, 2019	10-Q	GWRS / Global Water Resources, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
August 8, 2019	EX-10.1	Employment Agreement with Ron Fleming, dated Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made as of the 6th day of August 2019, by and between Global Water Resources, Inc., a Delaware corporation (the “Company”), and Ron L. Fleming, a resident of the State of Arizona (the “Executive”) and shall be effective as of August 7, 2019 (the “Effective Date”). RECITALS WHEREAS, the Company desires to continue to
August 7, 2019	EX-99.1	Global Water Resources Reports Second Quarter 2019 Results Exhibit 99.1 Global Water Resources Reports Second Quarter 2019 Results PHOENIX, AZ – August 7, 2019 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the second quarter ended June 30, 2019. Quarter and first-half comparisons are to the same year-ago period unless otherwise noted. Q2 2019 Financial Highlights • Regulated
August 7, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 GLOBAL WATER RESOURCES, INC.
May 10, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 GLOBAL WATER RESOURCES, INC.
May 9, 2019	10-Q	GWRS / Global Water Resources, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
May 9, 2019	EX-10.1	First Amendment to Loan Agreement, dated April 1, 2019, by and between Global Water Resources, Inc. and MidFirst Bank EX-10.1 2 locextensionagreement.htm EXHIBIT 10.1 EXHIBIT 10.1 FIRST AMENDMENT TO LOAN AGREEMENT THIS FIRST AMENDMENT TO LOAN AGREEMENT (“First Amendment”), dated for identification as of the First Amendment Date, is: (a) made by the following (the “Parties”) (i) GLOBAL WATER RESOURCES, INC., a Delaware corporation (the “Company”), and (ii) MIDFIRST BANK, a federally chartered savings association (
May 8, 2019	EX-99.1	Global Water Resources Reports First Quarter 2019 Results Exhibit 99.1 Global Water Resources Reports First Quarter 2019 Results PHOENIX, AZ – May 8, 2019 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the first quarter ended March 31, 2019. All quarterly comparisons are to the same year-ago period unless otherwise noted. Q1 2019 Financial Highlights • Revenues increased 4.0%
May 8, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2019 GLOBAL WATER RESOURCES, INC.
April 10, 2019	10-K/A	GWRS / Global Water Resources, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No.
March 29, 2019	DEFA14A	GWRS / Global Water Resources, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
March 29, 2019	DEF 14A	GWRS / Global Water Resources, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
March 22, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2019 GLOBAL WATER RESOURCES, INC.
March 7, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2019 GLOBAL WATER RESOURCES, INC.
March 7, 2019	EX-99.1	Global Water Resources Reports Fourth Quarter and Full Year 2018 Results Exhibit 99.1 Global Water Resources Reports Fourth Quarter and Full Year 2018 Results PHOENIX, AZ – March 6, 2019 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the year ended December 31, 2018. All annual comparisons are to the previous year unless otherwise noted. Full Year 2018 Financial Highlights • Revenues increa
March 7, 2019	10-K	Power of Attorney UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
March 7, 2019	EX-21.1	Subsidiaries of Global Water Resources, Inc. Exhibit 21.1 List of Subsidiaries The registrant's subsidiaries are listed below, omitting certain entities that have de minimis activity, if considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of December 31, 2018. State of Jurisdiction Global Water Resources, Inc. Delaware Global Water, LLC Delaware Balterra Sewer, LLC Arizona CP Water Company, LL
February 19, 2019	EX-99.1	Global Water Resources Appoints David Rousseau to Board of Directors EX-99.1 2 gwrs8-kexhibit991davidrous.htm EXHIBIT 99.1 Exhibit 99.1 Global Water Resources Appoints David Rousseau to Board of Directors PHOENIX, AZ – February 19, 2019– Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, has appointed David Rousseau to its board of directors. "David brings to our board exceptional senior-level experience specific
February 19, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2019 GLOBAL WATER RESOURCES, INC.
January 3, 2019	SC 13G	GWRS / Global Water Resources, Inc. / Cohn Andrew M. - AMENDEDSCHEDULE13G8 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Global Water Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379463102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
November 8, 2018	EX-99.1	Global Water Resources Reports Third Quarter 2018 Results Exhibit 99.1 Global Water Resources Reports Third Quarter 2018 Results PHOENIX, AZ – November 8, 2018 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the third quarter and nine months ended September 30, 2018. All quarterly comparisons are to the same year-ago period unless otherwise noted. Q3 2018 Financial Highlights
November 8, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 GLOBAL WATER RESOURCES, INC.
November 8, 2018	10-Q	GWRS / Global Water Resources, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
November 7, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2018 GLOBAL WATER RESOURCES, INC.
November 7, 2018	EX-99.1	Global Water Resources Appoints Ron L. Fleming as Chairman of the Board EX-99.1 2 gwrs11720188-kexhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Global Water Resources Appoints Ron L. Fleming as Chairman of the Board PHOENIX, AZ – November 7, 2018– Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, has appointed Ron L. Fleming, the company’s president and CEO, as the new chairman of its board of directors. Fleming succeeds
August 17, 2018	S-8	GWRS / Global Water Resources, Inc. S-8 As filed with the Securities and Exchange Commission on August 17, 2018 Registration No.
August 9, 2018	10-Q	GWRS / Global Water Resources, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37756 Global Water Resources, Inc.
August 8, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2018 GLOBAL WATER RESOURCES, INC.
August 8, 2018	EX-99.1	Global Water Resources Reports Second Quarter 2018 Results Exhibit 99.1 Global Water Resources Reports Second Quarter 2018 Results PHOENIX, AZ – August 8, 2018 – Global Water Resources, Inc. (NASDAQ: GWRS), (TSX: GWR), a pure-play water resource management company, reported results for the second quarter ended June 30, 2018. All quarterly comparisons are to the same year-ago period unless otherwise noted. Q2 2018 Financial Highlights • Revenues increased
July 24, 2018	SC 13G	GWRS / Global Water Resources, Inc. / Cohn Andrew M. - SCHEDULE13G7 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Global Water Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379463102 (CUSIP Number) July 18, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
July 20, 2018	EX-99.3	Global Water Completes $15.9 Million Public Offering of Common Stock; Underwriter Exercises Full Over-Allotment Option EX-99.3 6 exhibit993pressrelease7-20.htm EXHIBIT 99.3 Exhibit 99.3 Global Water Completes $15.9 Million Public Offering of Common Stock; Underwriter Exercises Full Over-Allotment Option PHOENIX, AZ - July 20, 2018 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it completed a public offering of 1,720,000 shares of its common stock
July 20, 2018	EX-99.1	Global Water Announces Proposed Public Offering of Common Stock Exhibit 99.1 Global Water Announces Proposed Public Offering of Common Stock PHOENIX, AZ - July 17, 2018 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced that it has commenced an underwritten public offering of shares of its common stock. All of the shares are being offered by the company. In addition, the company expects to grant the un
July 20, 2018	EX-99.2	Global Water Announces Pricing of Public Offering of Common Stock EX-99.2 5 exhibit992pressrelease7-18.htm EXHIBIT 99.2 Exhibit 99.2 Global Water Announces Pricing of Public Offering of Common Stock PHOENIX, AZ - July 18, 2018 - Global Water Resources, Inc. (NASDAQ: GWRS), a pure-play water resource management company, today announced the pricing of an underwritten public offering of 1,500,000 shares of its common stock at a price to the public of $9.25 per shar
July 20, 2018	EX-1.1	Underwriting Agreement, dated July 18, 2018, by and between Global Water Resources, Inc. and Roth Capital Partners, LLC EXHIBIT 1.1 1,500,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT July 18, 2018 Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach, CA 92660 Ladies and Gentlemen: Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the “Agreement”), to issue and sell to Roth Capital Pa
July 20, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2018 GLOBAL WATER RESOURCES, INC.

GWRS / Global Water Resources, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

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