Основная статистика
| LEI | 549300DZDR8N8C3WJ144 |
| CIK | 1063537 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to RiceBran Technologies
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 5, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 1, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| November 6, 2024 |
SECURED PARTY ASSET PURCHASE AGREEMENT Exhibit 10.1 SECURED PARTY ASSET PURCHASE AGREEMENT This SECURED PARTY ASSET PURCHASE AGREEMENT (the “Agreement”) is entered into as of October 31, 2024, by and among Funicular Funds, LP, a Delaware limited partnership, as purchaser (“Purchaser”), Funicular Funds, LP, a Delaware limited partnership, as the Holder of the Notes (as defined below) (the “Secured Party”), and RiceBran Technologies, a C |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 9, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission F |
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| October 15, 2024 |
SECURED PROMISSORY NOTE (this “Note”) Exhibit 10.1 SECURED PROMISSORY NOTE (this “Note”) THE LIEN AND SECURITY INTEREST GRANTED TO HOLDER HEREIN AND THE EXERCISE OF ANY RIGHT OR REMEDY BY HOLDER THEREUNDER OR UNDER ANY OTHER DOCUMENT ARE SUBJECT TO THE PROVISIONS OF THE INTERCREDITOR AND SUBORDINATION AGREEMENT, DATED AS OF DECEMBER 1, 2023 (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME IN ACCORDANCE WITH |
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| October 15, 2024 |
Exhibit 16.1 October 14, 2024 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington. D.C. 20549 Ladies and Gentlemen: We have read RiceBran Technologies, Inc's statements included under Item 4.01 of its Form 8-K dated October 15, 2024. We agree with the statements concerning our Firm under Item 4.01 related to our resignation. We are not in a position to agr |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 16, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commissio |
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| September 24, 2024 |
SECURED PROMISSORY NOTE (this “Note”) Exhibit 10.1 SECURED PROMISSORY NOTE (this “Note”) THE LIEN AND SECURITY INTEREST GRANTED TO HOLDER HEREIN AND THE EXERCISE OF ANY RIGHT OR REMEDY BY HOLDER THEREUNDER OR UNDER ANY OTHER DOCUMENT ARE SUBJECT TO THE PROVISIONS OF THE INTERCREDITOR AND SUBORDINATION AGREEMENT, DATED AS OF DECEMBER 1, 2023 (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME IN ACCORDANCE WITH |
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| September 24, 2024 |
PAYOFF AND TERMINATION AGREEMENT Exhibit 10.2 PAYOFF AND TERMINATION AGREEMENT “Agreement” Among: Continental Republic Capital, LLC d/b/a Republic Business Credit a Louisiana limited liability company 900 Camp Street, Suite 301 New Orleans, LA 70130 “Purchaser” And: The Entities Set Forth on Schedule 1 Collectively, the “Sellers” and each a, “Seller” Dated as of: “Date” Recitals WHEREAS, Purchaser has been providing certain finan |
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| June 7, 2024 |
SECURED PROMISSORY NOTE (this “Note”) Exhibit 10.3 SECURED PROMISSORY NOTE (this “Note”) THE LIEN AND SECURITY INTEREST GRANTED TO HOLDER HEREIN AND THE EXERCISE OF ANY RIGHT OR REMEDY BY HOLDER THEREUNDER OR UNDER ANY OTHER DOCUMENT ARE SUBJECT TO THE PROVISIONS OF THE INTERCREDITOR AND SUBORDINATION AGREEMENT, DATED AS OF DECEMBER 1, 2023 (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME IN ACCORDANCE WITH |
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| June 7, 2024 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT by and among RICEBRAN TECHNOLOGIES and THE PURCHASER PARTY HERETO Dated as of June 4, 2024 TABLE OF CONTENTS Page ARTICLE I RESALE SHELF REGISTRATION 1 Section 1.1 Resale Shelf Registration Statement 1 Section 1.2 Effectiveness Period 1 Section 1.3 Subsequent Shelf Registration Statement 2 Section 1.4 Supplements and Amendments 2 Section 1.5 Underwritten |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 4, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| June 7, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of June 4, 2024, by and between RiceBran Technologies, a California corporation (the ”Company”), and Funicular Funds, LP, a Delaware limited partnership (including its successors and assigns, the “Investor”). The Investor and the Company shall be referred to collectively herein as the “Partie |
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| June 7, 2024 |
COMMON STOCK PURCHASE WARRANT RICEBRAN TECHNOLOGIES Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 7, 2024 |
Seventh Amendment, Consent and Waiver to the Agreement for Purchase and Sale “Seventh Amendment” Exhibit 10.4 Seventh Amendment, Consent and Waiver to the Agreement for Purchase and Sale “Seventh Amendment” Among: Continental Republic Capital, LLC d/b/a Republic Business Credit a Louisiana limited liability company 900 Camp Street, Suite 301 New Orleans, LA 70130 “Purchaser” And: The Entities Set Forth on Schedule 1 Attached Hereto Collectively the “Sellers” and each a “seller” June 4, 2024 “ |
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| May 13, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Nam |
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| April 19, 2024 |
Consent of Withum Smith+Brown PC Exhibit 23.02 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Prospectus constituting a part of this Registration Statement on Form S-1 of our report dated March 29, 2024, which includes an explanatory paragraph regarding the substantial doubt about the Company's ability to continue as a going concern, relating to the consolidated |
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| April 19, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) RiceBran Technologies (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, no par value 457(c) 7,232,428 $ 0. |
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| April 19, 2024 |
Exhibit 23.03 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement on Form S-1 and related prospectus of RiceBran Technologies of our report dated March 16, 2023, relating to the consolidated financial statements of RiceBran Technologies, appearing in the Annual Report on Form 10-K of RiceBran Technologies for the year |
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| April 19, 2024 |
As filed with the Securities and Exchange Commission on April 19, 2024 Table of Contents As filed with the Securities and Exchange Commission on April 19, 2024 Registration No. |
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| April 19, 2024 |
Consent of Weintraub Tobin Chediak Coleman Grodin Law Corporation (included in Exhibit 5.01) Exhibit 5.01 April 19, 2024 RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Houston, TX 77375 Re: Registration Statement on Form S-1 Ladies and Gentlemen: You have requested our opinion with respect to certain matters in connection with the filing with the Securities and Exchange Commission (the "Commission"), by RiceBran Technologies, a California corporation (the "Company"), of a Registra |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Te |
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| April 1, 2024 |
RiceBran Technologies Subsidiaries of the Registrant As of March 29, 2024 Exhibit 21 RiceBran Technologies Subsidiaries of the Registrant As of March 29, 2024 Those subsidiaries not listed would not, in the aggregate, constitute a “significant subsidiary” of RiceBran Technologies, as that term is defined in Rule 1-02(w) of Regulations S-X. |
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| January 31, 2024 |
Exhibit 99.1 RiceBran Technologies Sells Golden Ridge Milling Facility Asset Divestiture Further Streamlines Business as Part of Strategic Process TOMBALL, Texas, January 26, 2024 – RiceBran Technologies (OTC PINK:RIBT) (“RiceBran” or the “Company”), today announced that it has sold its Golden Ridge rice mill located in Wynne, Arkansas for $2.15 million. The divestiture is expected to, based upon |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 25, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| January 31, 2024 |
Exhibit 2.1 Asset Purchase Agreement between RiceBran Technologies, Golden Ridge Rice Mills, Inc. as Sellers and Ridgefield Rice, LLC as Buyer Dated as of January 25, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND CONSTRUCTION 1 1.1 Definitions 1 1.2 Rules of Construction 6 ARTICLE II PURCHASE AND SALE AND CLOSING 7 2.1 Purchase and Sale 7 2.2 Excluded Assets 8 2.3 Assumed and Retained Liab |
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| January 31, 2024 |
Unaudited Pro Forma Condensed Consolidated Financial Statements Exhibit 99.2 Unaudited Pro Forma Condensed Consolidated Financial Statements On January 24, 2024, RiceBran Technologies (“the Company”) completed the sale of certain assets exclusively related to the Company’s production of No. 1 and No. 2 Grade U.S. premium long and medium white rice and stabilized rice bran products at its facility located in Wynn, Arkansas (“the GRR Business” and such transacti |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 3, 2024 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission F |
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| January 10, 2024 |
Exhibit 99.1 RiceBran Technologies Names Two New Independent Directors Experienced Investors Georgina Russell and James Flynn Join Board of Directors to Advance Strategic Review TOMBALL, Texas, January 4, 2024 – RiceBran Technologies (OTCMKTS: RIBT) (“RiceBran” or the “Company”), today announced that James Flynn and Georgina Russell have been appointed to the Company’s Board of Directors. Both Mr. |
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| December 20, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact |
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| December 20, 2023 |
Exhibit 99.1 RiceBran Technologies Reports Third Quarter 2023 Results Board continues to review strategic initiatives and alternatives TOMBALL, Texas, December 20, 2023 – RiceBran Technologies (OTCMKTS: RIBT) (“RiceBran” or the “Company”), an innovator in the development and manufacture of nutritional and functional ingredients derived from rice, barley and oats, today announced financial results |
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| December 20, 2023 |
Certificate of Determination of Series H Junior Participating Preferred Stock Exhibit 3.1 CERTIFICATE OF DETERMINATION OF SERIES H JUNIOR PARTICIPATING PREFERRED STOCK OF RICEBRAN TECHNOLOGIES The undersigned, Eric Tompkins and William J. Keneally, hereby certify that: I. They are the duly elected and acting Chairperson of the Board and Secretary, respectively, of RiceBran Technologies, a California corporation (Entity Number 2082847) (the “Company”). II. The Articles of In |
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| December 20, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission |
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| December 11, 2023 |
US7628313030 / RICEBRAN TECHNOLOGIES / Funicular Funds, LP - SCHEDULE 13D Activist Investment SC 13D 1 ea189866-13dfunicularrice.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762 |
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| December 6, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of December 1, 2023, by and between RiceBran Technologies, a California corporation (the ”Company”), and Funicular Funds, LP, a Delaware limited partnership (including its successors and assigns, the “Investor”). The Investor and the Company shall be referred to collectively herein as the “Pa |
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| December 6, 2023 |
Exhibit 99.1 RiceBran Technologies Secures Investment from Funicular Funds, LP Cash investment of $4 million for new debt, equity and warrants Company repaid term loan and exchanged prior warrants for stock and new warrants Transactions provide stability to advance strategic process TOMBALL, Texas, December 4, 2023 – RiceBran Technologies (OTCMKTS: RIBT) (“RiceBran” or the “Company”), an innovator |
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| December 6, 2023 |
Exhibit 10.4 EXCHANGE AGREEMENT Sabby Volatility Warrant Master Fund, Ltd. (the “Holder”) enters into this Exchange Agreement (this “Agreement”) with RiceBran Technologies, a California corporation (the “Company”), as of December 1, 2023, whereby, among other things, the Holder will exchange the existing Common Stock Purchase Warrant (the “Exchanged Warrant”) to purchase shares of the Company’s co |
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| December 6, 2023 |
Exhibit 10.7 Fifth Amendment, Consent and Waiver to the Agreement for Purchase and Sale “Fifth Amendment” Among: Continental Republic Capital, LLC d/b/a Republic Business Credit a Louisiana limited liability company 900 Camp Street, Suite 301 New Orleans, LA 70130 “Purchaser” And: The Entities Set Forth on Schedule 1 Attached Hereto Collectively the “Sellers” and each a “seller” December 1, 2023 “ |
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| December 6, 2023 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| December 6, 2023 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT by and among RICEBRAN TECHNOLOGIES and THE PURCHASER PARTY HERETO Dated as of December 1, 2023 TABLE OF CONTENTS ARTICLE I RESALE SHELF REGISTRATION Section 1.1 Resale Shelf Registration Statement 1 Section 1.2 Effectiveness Period 1 Section 1.3 Subsequent Shelf Registration Statement 2 Section 1.4 Supplements and Amendments 2 Section 1.5 Underwritten Off |
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| December 6, 2023 |
Exhibit 10.6 SECURED PROMISSORY NOTE (this “Note”) THE LIEN AND SECURITY INTEREST GRANTED TO HOLDER HEREIN AND THE EXERCISE OF ANY RIGHT OR REMEDY BY HOLDER THEREUNDER OR UNDER ANY OTHER DOCUMENT ARE SUBJECT TO THE PROVISIONS OF THE INTERCREDITOR AND SUBORDINATION AGREEMENT, DATED AS OF DECEMBER 1, 2023 (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME IN ACCORDANCE WITH |
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| December 6, 2023 |
Exhibit 10.5 EXCHANGE AGREEMENT Hudson Bay Master Fund Ltd. (the “Holder”) enters into this Exchange Agreement (this “Agreement”) with RiceBran Technologies, a California corporation (the “Company”), as of December 1, 2023, whereby, among other things, the Holder will exchange the existing Common Stock Purchase Warrant (the “Exchanged Warrant”) to purchase shares of the Company’s common stock, no |
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| December 6, 2023 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 1, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| December 6, 2023 |
Exhibit 10.3 EXCHANGE AGREEMENT Cove Lane Master Fund LLC (the “Holder”) enters into this Exchange Agreement (this “Agreement”) with RiceBran Technologies, a California corporation (the “Company”), as of December 1, 2023, whereby, among other things, the Holder will exchange the existing Series A Warrant to Purchase Common Stock (the “Exchanged Warrant”) to purchase shares of the Company’s common |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-37363 (Check One) ☐Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K ☐Transition Report on For |
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| November 2, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| October 20, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 16, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 8, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defini |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 24, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission F |
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| August 30, 2023 |
Amendment to Bylaws, effective August 30, 2023. Exhibit 3.1 AMENDED BYLAWS OF RICEBRAN TECHNOLOGIES (as amended, effective August 30, 2023) Article III, Section 2 of the Company’s Bylaws is amended in its entirety to read as follows: “SECTION 2. Number of Directors. The number of directors of the Corporation shall be not less than five (5) nor more than nine (9). The exact number of directors shall be five (5) until changed, within the limits s |
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| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 24, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission F |
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| August 23, 2023 |
Letter from RSM US LLP to the Securities and Exchange Commission, dated August 23, 2023. Exhibit 16.1 August 23, 2023 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read RiceBran Technologies’ statements included under Item 4.01(a) of its Form 8-K filed on August 23, 2023 and we agree with such statements concerning our firm. /s/ RSM US LLP |
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| August 21, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission F |
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| August 21, 2023 |
Exhibit 99.1 RiceBran Technologies Reports Second Quarter 2023 Results Board continues to advance strategic review following sale of SRB business TOMBALL, Texas, August 21, 2023 – RiceBran Technologies (NASDAQ: RIBT) (“RiceBran” or the “Company”), an innovator in the development and manufacture of nutritional and functional ingredients derived from rice, barley and oats, today announced financial |
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| August 21, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Name |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-37363 (Check One) ☐Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K ☐Transition Report on Form 10- |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 10, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission F |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 10, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 6, 2023 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in its Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 RICEBRAN TECHNOLOGIES (Exact name of registrant as specified in its charter) California 87-0673375 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 25420 Kuykenda |
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| July 6, 2023 |
Exhibit 4.1 TAX BENEFITS PRESERVATION PLAN dated as of July 6, 2023 between RICEBRAN TECHNOLOGIES, as the Company, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions. 1 Section 2. Appointment of Rights Agent. 10 Section 3. Issue of Rights Certificates. 11 Section 4. Form of Rights Certificate. 13 Section 5. Countersignature and R |
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| July 6, 2023 |
Exhibit 99.1 RiceBran Technologies Adopts Tax Benefits Preservation Plan Designed to Protect the Availability of Its Tax Benefits TOMBALL, Texas, July 6, 2023 - RiceBran Technologies (NASDAQ: RIBT) (“RiceBran” or the “Company”), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceut |
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| July 6, 2023 |
Exhibit 3.1 CERTIFICATE OF DETERMINATION OF SERIES H JUNIOR PARTICIPATING PREFERRED STOCK OF RICEBRAN TECHNOLOGIES The undersigned, Eric Tompkins and William J. Keneally, hereby certify that: I. They are the duly elected and acting Executive Chairman, and Interim Chief Financial Officer and Secretary, respectively, of RiceBran Technologies, a California corporation (the “Company”). II. The Article |
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| June 28, 2023 |
Exhibit 2.1 Asset Purchase Agreement between Ricebran Technologies as Seller and Stabil Nutrition, LLC, as Buyer Dated as of June 23, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND CONSTRUCTION 1 1.1 Definitions 1 1.2 Rules of Construction 7 ARTICLE II PURCHASE AND SALE AND CLOSING 8 2.1 Purchase and Sale 8 2.2 Excluded Assets 8 2.3 Assumed Liabilities 9 2.4 Purchase Price 9 2.5 Closing 9 2 |
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| June 28, 2023 |
Exhibit 10.1 June 23, 2023 Continental Republic Capital, LLC d/b/a Republic Business Credit 900 Camp Street, Suite 301 New Orleans, LA 70130 Re: Consent, Waiver and Release with Regard to the Transactions (as defined below) Ladies and Gentlemen: Reference is made to (i) that certain Agreement for Purchase and Sale, dated as of October 28, 2019, as amended by (a) that certain First Amendment to the |
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| June 28, 2023 |
Exhibit 99.1 RiceBran Technologies Sells SRB Business Asset Sale is First Step of Previously Announced Strategic Review TOMBALL, Texas, June 26, 2023 – RiceBran Technologies (NASDAQ: RIBT) (“RiceBran” or the “Company”), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for food, nutraceutical, pet care |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 23, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 28, 2023 |
Unaudited Pro Forma Condensed Consolidated Financial Statements Exhibit 99.2 Unaudited Pro Forma Condensed Consolidated Financial Statements On June 23, 2023, RiceBran Technologies (“the Company”) completed the sale of certain assets exclusively related to the Company’s production of stabilized rice bran and processing of stabilized rice bran into stabilized rice bran derivatives at its facilities located in West Sacramento, California, Mermentau, Louisiana, L |
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| June 15, 2023 |
Exhibit 99.1 RiceBran Technologies Names Eric Tompkins as Executive Chairman and Appoints Him to the Board of Directors Business Unit Leader for Milling Operations Joins Board as Executive Chairman During Ongoing Strategic Review TOMBALL, Texas, June 13, 2023 – RiceBran Technologies (NASDAQ: RIBT) (“RiceBran” or the “Company”), a global leader in the development and manufacture of nutritional and |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 9, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| May 11, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Nam |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission File |
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| May 11, 2023 |
Exhibit 99.1 RiceBran Technologies Reports First Quarter 2023 Results Board continues to advance strategic review as Golden Ridge and MGI mills operate well TOMBALL, Texas, May 11, 2023 – RiceBran Technologies (NASDAQ: RIBT) (“RiceBran” or the “Company”), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grain |
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| May 3, 2023 |
RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, Texas 77375 (281) 675-2421 RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, Texas 77375 (281) 675-2421 May 3, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Acceleration of Effectiveness of Registration Statement on Form S-1, as amended (Registration No. 333-269226) of RiceBran Technologies Ladies and Ge |
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| May 1, 2023 |
As filed with the Securities and Exchange Commission on May 1, 2023 Table of Contents As filed with the Securities and Exchange Commission on May 1, 2023 Registration No. |
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| May 1, 2023 |
Exhibit 23.02 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Amendment No. 1 to the Registration Statement (No. 333-269226) on Form S-1 and related prospectus of RiceBran Technologies of our report dated March 16, 2023, relating to the consolidated financial statements of RiceBran Technologies, appearing in the Annual Report on Form 10 |
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| May 1, 2023 |
Consent of Weintraub Tobin Chediak Coleman Grodin Law Corporation (included in Exhibit 5.01) Exhibit 5.01 May 1, 2023 RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Houston, TX 77375 Re: Registration Statement on Form S-1 Ladies and Gentlemen: You have requested our opinion with respect to certain matters in connection with the filing with the Securities and Exchange Commission (the "Commission"), by RiceBran Technologies, a California corporation (the "Company"), of a Registratio |
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| April 19, 2023 |
RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, Texas 77375 (281) 675-2421 RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, Texas 77375 (281) 675-2421 April 18, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Withdrawal of Acceleration Request of Registration Statement on Form S-1 (Registration No. 333-269226) of RiceBran Technologies Ladies and Gentlemen: Referen |
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| April 17, 2023 |
RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, Texas 77375 (281) 675-2421 RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, Texas 77375 (281) 675-2421 April 17, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Acceleration of Effectiveness of Registration Statement on Form S-1 (Registration No. 333-269226) of RiceBran Technologies Ladies and Gentlemen: |
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| April 14, 2023 |
Retention Agreement with Todd Mitchell Exhibit 10.21 Retention Agreement December 21, 2022 Todd Mitchell 226 E 12th Street, Apt. PHA New York, NY 10003 Dear Todd, This agreement establishes the terms of your continued employment with RiceBran Technologies. 1. Duration The term of this agreement will begin on today’s date and end June 30th, 2023, unless your employment is terminated earlier by RiceBran Technologies as outlined in Sectio |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 -12-31FY2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| April 11, 2023 |
Consulting Services Agreement, by and among RiceBran Technologies and CXO Partners EX-10.1 2 ex499339.htm EXHIBIT 10.1 Exhibit 10.1 CONSULTING SERVICES AGREEMENT April 3, 2023 Mr. Peter Bradley Executive Chairman RiceBran Technologies 25420 Kuykendahl Rd. Suite B300 Tomball, Texas 73775 Dear Mr. Bradley: Thank you for the opportunity to present our Consulting Services Agreement to assist you RiceBran Technologies by providing interim CFO financial consulting services. We appreci |
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| April 11, 2023 |
EX-99.1 3 ex499294.htm EXHIBIT 99.1 Exhibit 99.1 RiceBran Technologies Names William J. Keneally as Interim Chief Financial Officer Accomplished Public Company Finance Executive with Experience in M&A, Exits and Restructuring Succeeds Todd Mitchell, Who Has Resigned Effective April 17, 2023 TOMBALL, Texas, April 10, 2023 – RiceBran Technologies (NASDAQ: RIBT) (the “Company”), a global leader in th |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 5, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 16, 2023 |
RiceBran Technologies Reports Fourth Quarter 2022 Results Exhibit 99.1 RiceBran Technologies Reports Fourth Quarter 2022 Results TOMBALL, Texas, March 16, 2023 – RiceBran Technologies (NASDAQ: RIBT) (the “Company”), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceutical, pet care and equine feed applications, today announced financial |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 16, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission Fi |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Te |
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| March 16, 2023 |
Exhibit 4.03 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 RiceBran Technologies (“RBT,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based |
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| March 16, 2023 |
RiceBran Technologies Subsidiaries of the Registrant As of March 16, 2023 Exhibit 21 RiceBran Technologies Subsidiaries of the Registrant As of March 16, 2023 Those subsidiaries not listed would not, in the aggregate, constitute a “significant subsidiary” of RiceBran Technologies, as that term is defined in Rule 1-02(w) of Regulations S-X. |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 12, 2023 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission |
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| January 19, 2023 |
Mortgage Agreement and Amendment for Purchase and Sale with Republic Business Credit, LLC EX-10.1 2 ex465197.htm EXHIBIT 10.1 Exhibit 10.1 Secured Promissory Note $2,500,000 January 12, 2023 Between: Continental Republic Capital, LLC d/b/a Republic Business Credit, LLC A Louisiana limited liability company 900 Camp Street, Suite 301 New Orleans, LA 70130 “Holder” And: The Entities Identified on Schedule 1 Collectively, the “Borrowers” Individually, each is a “Borrower” January 12, 2023 |
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| January 13, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) RiceBran Technologies (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, no par value 457(c) 2,000,000 $ 0. |
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| January 13, 2023 |
Exhibit 23.02 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement on Form S-1 and related Prospectus of RiceBran Technologies of our report dated March 17, 2022, relating to the consolidated financial statements of RiceBran Technologies, appearing in the Annual Report on Form 10-K of RiceBran Technologies for the year |
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| January 13, 2023 |
As filed with the Securities and Exchange Commission on January 13, 2023 Table of Contents As filed with the Securities and Exchange Commission on January 13, 2023 Registration No. |
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| January 13, 2023 |
Consent of Weintraub Tobin Chediak Coleman Grodin Law Corporation (included in Exhibit 5.01) Exhibit 5.01 January 13, 2023 RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Houston, TX 77375 Re: Registration Statement on Form S-1 Ladies and Gentlemen: You have requested our opinion with respect to certain matters in connection with the filing with the Securities and Exchange Commission (the "Commission"), by RiceBran Technologies, a California corporation (the "Company"), of a Regist |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 3, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission |
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| November 3, 2022 |
RiceBran Technologies Reports Third Quarter 2022 Results Exhibit 99.1 RiceBran Technologies Reports Third Quarter 2022 Results TOMBALL, Texas, November 3, 2022 ? RiceBran Technologies (NASDAQ: RIBT) (the ?Company?), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceutical, pet care and equine feed applications, today announced financial |
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| November 3, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact |
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| October 20, 2022 |
Form of Pre-Funded Warrant (Registered Direct Offering and Private Placement) Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT RICEBRAN TECHNOLOGIES Warrant Shares: Initial Exercise Date: October 20, 2022 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the |
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| October 20, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-266194 PROSPECTUS SUPPLEMENT (To Prospectus dated July 27, 2022) 675,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 325,000 Shares of Common Stock Up to 325,000 Shares of Common Stock Underlying the Pre-Funded Warrants We are offering 675,000 shares (the “Shares”) of our common stock, no par value (the “Commo |
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| October 20, 2022 |
Form of Private Placement Warrant (Registered Direct Offering and Private Placement) Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2022 RICEBRAN TECHNOLOGIES (Exact name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission |
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| October 20, 2022 |
Form of Wainwright Warrant (Registered Direct Offering and Private Placement) Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| October 20, 2022 |
RiceBran Technologies Announces $1.5 Million Registered Direct Offering Exhibit 99.1 RiceBran Technologies Announces $1.5 Million Registered Direct Offering TOMBALL, TX / ACCESSWIRE / October 18, 2022 / RiceBran Technologies (NASDAQ: RIBT) (the ?Company?), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceutical, pet care and equine feed applications, |
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| October 20, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of October 18, 2022, between RiceBran Technologies, a California corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditio |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 26, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commissio |
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| September 29, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 25, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commissio |
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| September 14, 2022 |
RiceBran Technologies Regains Compliance with Nasdaq Bid Price Rule Exhibit 99.1 RiceBran Technologies Regains Compliance with Nasdaq Bid Price Rule TOMBALL, Texas, September 14, 2022 ? RiceBran Technologies (NASDAQ: RIBT) (the ?Company?), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceutical, pet care and equine feed applications, received for |
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| September 14, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 12, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commissio |
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| August 25, 2022 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 25, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commi |
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| August 25, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF RICEBRAN TECHNOLOGIES The undersigned, Peter G. Bradley and Todd T. Mitchell hereby certify that: ONE: Peter G. Bradley is the duly elected Executive Chairman and Todd T. Mitchell is the duly elected Secretary of RiceBran Technologies, a California corporation (?Corporation?). TWO: Article Three of the Articles of Incorporation o |
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| August 11, 2022 |
RiceBran Technologies Reports Second Quarter 2022 Results Exhibit 99.1 RiceBran Technologies Reports Second Quarter 2022 Results TOMBALL, Texas, August 11, 2022 ? RiceBran Technologies (NASDAQ: RIBT) (the ?Company?), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceutical, pet care and equine feed applications, today announced financial |
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| August 11, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Name |
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| August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 11, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission F |
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| July 25, 2022 |
RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, TX 77375 (281) 675-2421 RiceBran Technologies 25420 Kuykendahl Rd., Suite B300 Tomball, TX 77375 (281) 675-2421 July 25, 2022 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F. Street, NE Washington, DC 20549 Attention: Bradley Ecker Re: Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No. 333-266194) of RiceBran Technologi |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 14, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission Fil |
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| July 18, 2022 |
As filed with the Securities and Exchange Commission on July 18, 2022 Table of Contents As filed with the Securities and Exchange Commission on July 18, 2022 Registration No. |
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| July 18, 2022 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 REGISTRATION STATEMENT (Form Type) RiceBran Technologies (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amoun |
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| May 27, 2022 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 12 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry General Counsel Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2898 (Name, Ad |
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| May 26, 2022 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 11 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry General Counsel Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2898 (Name, Ad |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 17, 2022 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 10 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry General Counsel Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2898 (Name, Ad |
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| May 12, 2022 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 9 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry General Counsel Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2898 (Name, Add |
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| May 4, 2022 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 8 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry General Counsel Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2898 (Name, Add |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 -12-31FY2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3624 |
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| April 28, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Nam |
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| April 28, 2022 |
Exhibit 99.1 RiceBran Technologies Names Experienced Food and Nutraceutical Executives to Board of Directors Jean M. Heggie, Food Industry Consultant and Will T. Black, Proven Expert in Global Health and Nutrition Industry, Bring Significant Relevant Expertise to the Board TOMBALL, Texas, April 28, 2022 ? RiceBran Technologies (NASDAQ: RIBT) (the ?Company?) a global leader in the development and m |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission Fi |
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| April 28, 2022 |
RiceBran Technologies Reports First Quarter 2022 Results Exhibit 99.1 RiceBran Technologies Reports First Quarter 2022 Results TOMBALL, Texas, April 28, 2022 ? RiceBran Technologies (NASDAQ: RIBT) (the ?Company?), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceutical, pet care and equine feed applications, today announced financial r |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission Fi |
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| April 1, 2022 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 7 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry General Counsel Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2898 (Name, Add |
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| March 30, 2022 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 6 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry General Counsel Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2898 (Name, Add |
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| March 17, 2022 |
EX-4.09 2 ex333188.htm EXHIBIT 4.09 Exhibit 4.09 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 RiceBran Technologies (“RBT,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the |
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| March 17, 2022 |
RiceBran Technologies Reports Fourth Quarter and Full Year 2021 Results Exhibit 99.1 RiceBran Technologies Reports Fourth Quarter and Full Year 2021 Results TOMBALL, Texas, March 17, 2022 ? RiceBran Technologies (NASDAQ: RIBT) (the ?Company?), a global leader in the development and manufacture of nutritional and functional ingredients derived from rice and other small and ancient grains for human food, nutraceutical, pet care and equine feed applications, today announ |
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| March 17, 2022 |
Exhibit 10.24 RICEBRAN TECHNOLOGIES FORM OF DEFERRED AND RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND AWARD AGREEMENT (2014 EQUITY INCENTIVE PLAN) Capitalized terms used but not otherwise defined herein shall have the meanings given to them in the RiceBran Technologies 2014 Equity Incentive Plan (the ?Plan?). Participant Name: NOTICE OF DEFERRED AND RESTRICTED STOCK UNIT GRANT RiceBran Technologie |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 15, 2022 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission Fi |
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| March 17, 2022 |
Exhibit 10.08 AMENDMENT NO. 1 TO RICEBRAN TECHNOLOGIES RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND AWARD AGREEMENT (2014 EQUITY INCENTIVE PLAN) THIS AMENDMENT NO. 1 (this ?Amendment?), is dated as of January 27, 2022 (the ?Effective Date?) and amends that certain RiceBran Technologies Form of Restricted Stock Unit Grant Notice and Award Agreement (the ?Agreement?) dated effective as of December 1 |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Te |
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| March 17, 2022 |
Exhibit 21 RiceBran Technologies Subsidiaries of the Registrant As of March 17, 2022 Those subsidiaries not listed would not, in the aggregate, constitute a ?significant subsidiary? of RiceBran Technologies, as that term is defined in Rule 1-02(w) of Regulations S-X. |
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| February 11, 2022 |
RIBT / RiceBran Technologies / Roumell Asset Management, LLC - JAMES C. ROUMELL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* RiceBran Technologies (Name of Issuer) Common Stock (Title of Class of Securities) 762831204 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| December 10, 2021 |
Exhibit 10.1 Secured Promissory Note $2,500,000 December 6, 2021 Between: Continental Republic Capital, LLC d/b/a Republic Business Credit, LLC A Louisiana limited liability company 900 Camp Street, Suite 460 New Orleans, LA 70130 ?Holder? And: The Entities Identified on Schedule 1 Collectively, the ?Borrowers? Individually, each is a ?Borrower? December 6, 2021 ?Date? 1. Obligation. FOR VALUE REC |
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| December 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 10, 2021 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 Ri |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 27, 2021 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission |
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| October 27, 2021 |
Exhibit 99.1 RiceBran Technologies Reports 34% Increase in Third Quarter Revenue Turnaround Continues with Year-Over-Year Improvement in All Key Financial Measures Key Milestones Achieved in New Product Development and Enhancing Sales and Distribution Management Affirms Outlook for Continued Improvement in Operating and Financial Results TOMBALL, Texas, October 27, 2021 ? RiceBran Technologies (NA |
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| September 20, 2021 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 15, 2021 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commissio |
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| September 13, 2021 |
Form of Securities Purchase Agreement dated September 9, 2021 (Private Placement) Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 9, 2021, between RiceBran Technologies, a California corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditi |
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| September 13, 2021 |
RiceBran Technologies Announces $3 Million Registered Direct Offering Exhibit 99.1 RiceBran Technologies Announces $3 Million Registered Direct Offering Tomball, Texas, September 9, 2021 ? RiceBran Technologies (NASDAQ: RIBT) (the ?Company?), a global leader in the development and production of critical nutritional and functional ingredients derived from small and ancient grains for the healthy food, nutraceutical, pet care and animal feed markets, today announced t |
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| September 13, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) File No. 333-232447 Prospectus Supplement (To Prospectus Dated July 17, 2019) 2,307,500 Shares of Common Stock Pre-funded Warrants to Purchase up to 2,307,885 Share of Common Stock Warrants to Purchase up to 2,307,693 Shares of Common Stock Shares of Common Stock underlying the Warrants and Pre-funded Warrants We are offering directly 2,307,500 sh |
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| September 13, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 9, 2021 RICEBRAN TECHNOLOGIES (Exact Name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-32565 87-0673375 (Commission |
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| September 13, 2021 |
Form of Warrant (Private Placement) EX-4.1 2 ex282926.htm EXHIBIT 4.1 Exhibit 4.1 FORM OF SERIES A WARRANT THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. RiceBran Technologies Series A Warrant To Purchase Common Stock Warrant No.: A- Date of Issuance: September , 2021 (“Issuance Date”) RiceBran Technologie |
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| September 13, 2021 |
Form of Prefunded Warrant (Private Placement) Exhibit 4.2 FORM OF SERIES B PRE-FUNDED WARRANT THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. RiceBran Technologies Series B Pre-Funded Warrant To Purchase Common Stock Warrant No.: B- Date of Issuance: September , 2021 (?Issuance Date?) RiceBran Technologies, a Califor |
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| August 3, 2021 |
Exhibit 99.1 RiceBran Technologies Reports 28% Increase in Second Quarter Revenue Turnaround Continues with Year-Over-Year Improvement in All Key Financial Measures Strong Growth in SRB Derivatives Sales to be Bolstered by New Products and New Distributor Management Affirms Outlook for Continued Improvement in Operating and Financial Results TOMBALL, Texas, August 3, 2021 ? RiceBran Technologies ( |
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| August 3, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Name |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 3, 2021 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File N |
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| June 17, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 16, 2021 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 20, 2021 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 20, 2021 |
May 20, 2021 BMO Capital Markets Farm to Market Conference Presentation Exhibit 99.1 |
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| April 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2021 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File N |
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| April 28, 2021 |
EX-99.1 2 ex244445.htm EXHIBIT 99.1 Exhibit 99.1 RiceBran Technologies Reports First Quarter 2021 Results Turnaround Continues with Annual and Sequential Improvement in Key Financial Measures Strong Growth in SRB Derivate Sales Validates Shift in Strategy to High Value-Add Ingredients Management Affirms Outlook for Continued Improvement in Operating and Financial Results THE WOODLANDS, Texas, Apri |
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| April 28, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Name of Registrant as |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 25, 2021 |
Exhibit 21 RiceBran Technologies Subsidiaries of the Registrant As of February 25, 2021 Those subsidiaries not listed would not, in the aggregate, constitute a ?significant subsidiary? of RiceBran Technologies, as that term is defined in Rule 1-02(w) of Regulations S-X. |
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| February 25, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 25, 2021 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 25, 2021 |
Employee Agreement (Offer Letter) with Peter G. Bradley dated August 12, 2020 Exhibit 10.21 August 12, 2020 Dear Peter: On behalf of RiceBran Technologies, a California corporation (the ?Company? or ?RBT?), I am pleased to provide you with this letter agreement (?Agreement?) memorializing the terms of your employment. On August 11, 2020 you were elected as Executive Chairman of the Board of Directors, effective August 14, 2020; this appointment will be referenced as Executi |
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| February 25, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Te |
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| February 25, 2021 |
Exhibit 99.1 RiceBran Technologies Reports Fourth Quarter and Full Year 2020 Results First Phase of Turnaround Plan Completed with Further Improvement in 4Q20 Financial Results Expansion of Derivative Sales and Golden Ridge Improvements Key Contributors to 4Q20 Improvement Accelerated Revenue Growth, Lower Operating Losses, and Positive Adjusted EBITDA Expected in 2021 THE WOODLANDS, Texas, Februa |
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| February 25, 2021 |
Exhibit 4.06 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 RiceBran Technologies (?RBT,? ?we,? ?our,? or ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based |
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| February 19, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 18, 2021 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 19, 2021 |
RiceBran Technologies Regains Compliance with Nasdaq Bid Price Rule Exhibit 99.1 RiceBran Technologies Regains Compliance with Nasdaq Bid Price Rule THE WOODLANDS, Texas, February 19, 2021 — RiceBran Technologies (NASDAQ: RIBT), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-product, and barley and oat products, received formal notification from The Nasdaq Stock Market LLC ("Nasdaq") t |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RiceBran Technologies (Name of Issuer) Common Shares (Title of Class of Securities) 762831204 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 RiceBran Technologies (Name of Issuer) Common Stock (Title of Class of Securities) 762831204 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2021 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock of RiceBran Technologies beneficially owned by them, together with any or all amendments thereto, when and if appropriate. |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 26, 2021 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| November 5, 2020 |
Severance Agreement with Brent R. Rystrom Exhibit 10.4 SEVERANCE AND RELEASE AGREEMENT This Severance and Release Agreement (“Agreement”) is entered into by and between RiceBran Technologies, a California corporation (“RBT”), and Brent R. Rystrom, an individual (“Employee”), and is effective as of August 14, 2020 (“Effective Date”). The parties agree as follows: 1. Background and Purpose. On October 12, 2018, Employee and RBT entered into |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 5, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| November 5, 2020 |
RiceBran Technologies Reports 3Q 2020 Financial Results and Provides Business Updates Exhibit 99.1 RiceBran Technologies Reports 3Q 2020 Financial Results and Provides Business Updates THE WOODLANDS, Texas, November 5, 2020 /PRNewswire/ — RiceBran Technologies (RIBT), a global leader in the production and marketing of value-added products derived from rice bran and a processor of rice, barley and oat products and co-products from these grains, announced financial results today for |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Nam |
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| August 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| August 12, 2020 |
Exhibit 99.1 RiceBran Technologies Reports 2Q 2020 Financial Results and Provides Business Updates Peter Bradley to Take on Role of Executive Chairman, Brent Rystrom to Leave Company Company has Engaged BMO Capital Markets to Conduct a Review of Strategic Alternatives THE WOODLANDS, Texas, August 12, 2020 /PRNewswire/ — RiceBran Technologies (RIBT), a global leader in the production and marketing |
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| August 12, 2020 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF RICEBRAN TECHNOLOGIES The undersigned, Brent R. Rystrom and Reed Anderson hereby certify that: ONE: Brent R. Rystrom is the duly elected President of RiceBran Technologies and Reed Anderson is the duly elected Secretary of RiceBran Technologies, a California corporation (“Corporation”). TWO: Article Three of the Articles of Incor |
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| August 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 12, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| August 12, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Name of Registrant as |
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| July 28, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 27, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 17, 2020 |
Form of Award of Deferred and Restricted Stock Units for 2014 Equity Incentive Plan Exhibit 10.3 RICEBRAN TECHNOLOGIES, INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF DEFERRED RESTRICTED STOCK Name: Address: Grant: You (“Participant”) are granted the right to receive an Award of Deferred Restricted Stock of RiceBran Technologies (the “Company”) as provided below, subject to the terms and conditions set forth in this Notice of Grant of Restricted Stock (the “Notice of Grant”) |
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| July 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 10, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 17, 2020 |
Amended and Restated 2014 Equity Incentive Plan, as amended on June 17, 2020 Exhibit 10.2 RICEBRAN TECHNOLOGIES AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLAN 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries and Affiliates that exist now or in the future, by offering them an opportunity to partic |
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| July 17, 2020 |
Exhibit 10.1 Page 1 Borrower Initials Secured Promissory Note3234559v1 SECURED PROMISSORY NOTE $2,000,000 JULY 10, 2020 CONTINENTAL REPUBLIC CAPITAL, LLCD/B/A REPUBLIC BUSINESS CREDITA Louisiana limited liability company 900 Camp Street, Suite 460 New Orleans, LA 70130 “HOLDER” BETWEEN: AND: The Entities Identified on Schedule 1 COLLECTIVELY,THE“BORROWERS” INDIVIDUALLY, A “BORROWER” Date: JULY 10, |
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| June 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 17, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 5, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 5, 2020 |
Employment Agreement with Todd T. Mitchell dated May 28, 2019 EXHIBIT 10.2 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into on May 28, 2019 ("Effective Date"), by and between RiceBran Technologies, a California corporation ("RBT"), and Todd T. Mitchell, an individual ("Employee"). The parties hereto agree as follows: 1. Employment. RBT hereby employs Employee and Employee hereby accepts employment with RBT on the terms and conditi |
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| May 5, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Name of Registrant as |
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| May 5, 2020 |
RiceBran Technologies Reports 1Q 2020 Financial Results and Provides Business Updates Exhibit 99.1 RiceBran Technologies Reports 1Q 2020 Financial Results and Provides Business Updates THE WOODLANDS, Texas, May 5, 2020 /PRNewswire/ — RiceBran Technologies (RIBT) (also the “Company” or “RBT”), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-products, and barley and oat products, announced today the Compan |
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| May 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy State |
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| May 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technolog |
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| April 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 16, 2020 |
Exhibit 99.1 RiceBran Technologies Secures $1.8 Million Loan under CARES Act Paycheck Protection Program Provision THE WOODLANDS, Texas, April 16, 2020 /PRNewswire/ — RiceBran Technologies (RIBT) (also the “Company” or “RBT”), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-products, and barley and oat products, announc |
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| April 16, 2020 |
Promissory Note dated as of April 15, 2020 Exhibit 10.1 LOAN NUMBER NOTE DATE April 15, 2020 INTEREST RATE 1.00% FIRST PAYMENT DATE November 15, 2020 LOAN NAME RICEBRAN TECHNOLOGIES NOTE AMOUNT $1,791,658.00 MATURITY DATE APRIL 15, 2022 MONTHLY INSTALLMENT AMOUNT $100,236.41 PROMISSORY NOTE FOR VALUE RECEIVED, RICEBRAN TECHNOLOGIES, a CALIFORNIA CORPORATION 87-0673375 having its principal office at 1330 LAKE ROBBINS DRIVE, SUITE 250, THE W |
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| April 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 16, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File N |
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| March 30, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 30, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File N |
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| March 30, 2020 |
At Market Issuance Sales Agreement with B Riley FBR, Inc Exhibit 10.1 RiceBran Technologies Commo Stock (no par value per share) At Market Issuance Sales Agreement March 30, 2020 B. Riley FBR, Inc. 299 Park Avenue New York, NY 10171 Ladies and Gentlemen: RiceBran Technologies, a California corporation (the “Company”), confirms its agreement (this “Agreement”) with B. Riley FBR, Inc. (the “Agent”) as follows: 1. Issuance and Sale of Shares. The parties a |
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| March 30, 2020 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated July 17, 2019) File No. |
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| March 24, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 24, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File N |
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| March 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact name of |
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| March 24, 2020 |
EX-4.6 2 ex46.htm EXHIBIT 4.6 Exhibit 4.6 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 RiceBran Technologies (“RBT,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms |
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| March 24, 2020 |
RiceBran Technologies Inc. Reports 2019 Year End Financial Results Exhibit 99.1 RiceBran Technologies Inc. Reports 2019 Year End Financial Results THE WOODLANDS, Texas, March 24, 2020 /PRNewswire/ — RiceBran Technologies (RIBT) (also the “Company” or “RBT”), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-products, and barley and oat products, announced today the Company’s financial re |
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| March 24, 2020 |
RiceBran Technologies Subsidiaries of the Registrant As of March 24, 2020 Exhibit 21 RiceBran Technologies Subsidiaries of the Registrant As of March 24, 2020 Those subsidiaries not listed would not, in the aggregate, constitute a “significant subsidiary” of RiceBran Technologies, as that term is defined in Rule 1-02(w) of Regulations S-X. |
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| February 12, 2020 |
RIBT / RiceBran Technologies / Bleichroeder Lp - RICEBRAN - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RiceBran Technologies (Name of Issuer) Common Shares (Title of Class of Securities) 762831204 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 11, 2020 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G Amendment No. |
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| February 11, 2020 |
RIBT / RiceBran Technologies / DG Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 13, 2020 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| January 13, 2020 |
Exhibit 99.1 Investor PresentationJanuary 2020 2 Safe Harbor This slide presentation contains forward-looking statements as defined in the Private Securities Litigation Reform Act of 1995. Statements made in this slide presentation that relate to future plans events or performances are forward-looking statements. Any statements containing words such as “believes,” “anticipates,” “plans,” or “expec |
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| December 20, 2019 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 5 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry Senior Vice President - Legal Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2 |
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| December 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 16, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 19, 2019 |
Purchase Agreement dated December 17, 2019 (Public Offering) Exhibit 1.1 RICEBRAN TECHNOLOGIES 5,900,000 Shares of Common Stock1 PURCHASE AGREEMENT December 17, 2019 LAKE STREET CAPITAL MARKETS, LLC As Representative of the several Underwriters named in Schedule I hereto c/o Lake Street Capital Markets, LLC 920 Second Ave South, Suite 700 Minneapolis, Minnesota 55402 Ladies and Gentlemen: RiceBran Technologies, a California corporation (the “Company”), prop |
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| December 19, 2019 |
RiceBran Technologies Announces Pricing of Public Offering of Common Stock Exhibit 99.2 RiceBran Technologies Announces Pricing of Public Offering of Common Stock THE WOODLANDS, Texas, December 17, 2019 /PRNewswire/ – RiceBran Technologies (Nasdaq: RIBT), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-products, and barley and oat products, announced today the pricing of an underwritten regist |
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| December 19, 2019 |
Exhibit 99.3 RiceBran Technologies Announces Closing of Public Offering of Common Stock and Exercise of Over-Allotment Option in Full THE WOODLANDS, Texas, December 19, 2019 /PRNewswire/ – RiceBran Technologies (Nasdaq: RIBT), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-products, and barley and oat products, announc |
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| December 19, 2019 |
RiceBran Technologies Announces Proposed Public Offering of Common Stock Exhibit 99.1 RiceBran Technologies Announces Proposed Public Offering of Common Stock THE WOODLANDS, Texas, December 11, 2019 /PRNewswire/ – RiceBran Technologies (Nasdaq: RIBT), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-products, and barley and oat products, announced today that it intends to offer and sell share |
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| December 18, 2019 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) File No. 333-232447 Prospectus Supplement (To Prospectus Dated July 17, 2019) 5,900,000 Shares Common Stock We are offering 5,900,000 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is listed on the Nasdaq Capital Market (“Nasdaq”) under the symbol “RIBT.” On December 16, 2019, |
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| December 17, 2019 |
TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| December 11, 2019 |
TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| November 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 7, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| November 7, 2019 |
RiceBran Technologies Reports Q3 2019 Financial Results and Provides Business Updates Exhibit 99.1 RiceBran Technologies Reports Q3 2019 Financial Results and Provides Business Updates THE WOODLANDS, Texas, November 7, 2019 /PRNewswire/ – RiceBran Technologies (Nasdaq: RIBT), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-products, and barley and oat products, announced today the Company’s financial res |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Nam |
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| November 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 31, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| November 1, 2019 |
Agreement for Purchase and Sale with Republic Business Credit, LLC dated October 28, 2019 Exhibit 10.1 Agreement for Purchase and Sale Between: Republic Business Credit, LLC A Louisiana limited liability company 201 St. Charles Avenue, Suite 2210 New Orleans, LA 70170 “Purchaser” And: The Entities Set Forth on Schedule 1 Attached Hereto Date: October 28, 2019 “Date” RECITALS Whereas, Purchaser desires to acquire all the Accounts of Seller and provide other financial accommodations to S |
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| August 21, 2019 |
RIBT / RiceBran Technologies / CONTINENTAL GRAIN CO - AMENDMENT NO. 4 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* RiceBran Technologies (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 762831204 (CUSIP Number) Michael Mayberry Senior Vice President - Legal Continental Grain Company 767 Fifth Avenue New York, NY 10153 Tel. No.: (212) 207-2 |
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| August 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 13, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| August 13, 2019 |
RiceBran Technologies Reports Q2 2019 Financial Results and Provides Business Updates Exhibit 99.1 RiceBran Technologies Reports Q2 2019 Financial Results and Provides Business Updates THE WOODLANDS, Texas, August 13, 2019 /PRNewswire/ – RiceBran Technologies (Nasdaq: RIBT), a global leader in the production and marketing of value-added products derived from rice bran and a producer of rice, rice co-product, and barley and oat products, announced today the Company’s financial resul |
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| August 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36245 RiceBran Technologies (Exact Name of |
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| August 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 5, 2019 |
Amendment to Bylaws, effective July 30, 2019 Exhibit 3.1 AMENDED BYLAWS OF RICEBRAN TECHNOLOGIES (as amended, effective July 30, 2019) Article III, Section 2 of the Company’s Bylaws is amended in its entirety to read as follows: “SECTION 2. Number of Directors. The number of directors of the Corporation shall be not less than five (5) nor more than nine (9). The exact number of directors shall be eight (8) until changed, within the limits sp |
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| July 17, 2019 |
RiceBran Technologies Common Stock Preferred Stock Filed Pursuant to Rule 424(b)(2) Registration Statement 333-232447 Prospectus RiceBran Technologies $50,000,000 Common Stock Preferred Stock Warrants Units From time to time in one or more offerings, we may offer and sell up to an aggregate amount of $50,000,000 of any combination of the securities described in this prospectus, either individually or in combination. |
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| July 9, 2019 |
RIBT / RiceBran Technologies CORRESP - - RICEBRAN TECHNOLOGIES 1330 Lake Robbins Drive, Suite 250 The Woodlands, TX 77380 July 9, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Mail Stop 4628 Washington, D. |
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| July 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 3, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 28, 2019 |
RIBT / RiceBran Technologies S-3 - - S-3 As filed with the Securities and Exchange Commission on June 28, 2019 Registration No. |
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| June 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 19, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File |
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| June 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 19, 2019 RICEBRAN TECHNOLOGIES (Exact Name of Registrant as Specified in Charter) California 0-32565 87-0673375 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 24, 2019 |
CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF RICEBRAN TECHNOLOGIES Exhibit 3.1 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF RICEBRAN TECHNOLOGIES The undersigned, Brent R. Rystrom and Dennis Dykes hereby certify that: ONE: Brent R. Rystrom is the duly elected President of RiceBran Technologies and Dennis Dykes is the duly elected Secretary of RiceBran Technologies, a California corporation (“Corporation”). TWO: Article Three of the Articles of Incorpo |
