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| CIK | 1844862 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Solid Power, Inc. - Equity Warrant
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 5, 2025 |
Calculation of Filing Fee Tables S-3 Solid Power, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial E |
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| September 5, 2025 |
SOLID POWER, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENT Exhibit 1.1 SOLID POWER, INC. $150,000,000 COMMON STOCK EQUITY DISTRIBUTION AGREEMENT September 5, 2025 Oppenheimer & Co. Inc. 85 Broad Street, 26th Floor New York, New York 10004 Ladies and Gentlemen: Solid Power, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows: 1. Issuance and Sale of Shares. The Company |
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| September 5, 2025 |
As filed with the Securities and Exchange Commission on September 5, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 5, 2025 Registration No. |
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| September 5, 2025 |
Calculation of Filing Fee Tables S-3 Solid Power, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial E |
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| September 5, 2025 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-290078 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2025) $150,000,000 Common Stock We have entered into an Equity Distribution Agreement, dated as of September 5, 2025 (the “Distribution Agreement”), with Oppenheimer & Co. Inc. (“Oppenheimer”) relating to the sale of shares of our common stock, par value $0.0001 |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 7, 2025 |
Solid Power, Inc. (Nasdaq: SLDP) Company Overview August 2025 Exhibit 99.1 Solid Power, Inc. (Nasdaq: SLDP) Company Overview August 2025 Cautionary Note Regarding Forward - Looking Statements All statements other than statements of present or historical fact contained herein are “forward - looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, includ |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SOL |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 6, 2025 |
SOLID POWER REPORTS SECOND QUARTER 2025 RESULTS Exhibit 99.1 SOLID POWER REPORTS SECOND QUARTER 2025 RESULTS LOUISVILLE, Colo., August 6, 2025 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its operational and financial results for the second quarter of 2025. Recent Business Highlights · Reached a significant achievement in our partnership with BMW Group with BMW’s introduction of an i |
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| May 30, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 30, 2025 |
Exhibit 10.1 Amendment to Assistance Agreement Award No. DE-MS0000122 Pursuant to the May 15, 2025 Policy issued by the Department of Energy (DOE) Ensuring Responsibility for Financial Assistance, your award is hereby amended, effectively as of May 15, 2025, to add the following provision: Information Requests from DOE Periodically, in discharge of its oversight and administration responsibilities |
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| May 22, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 21, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SO |
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| May 6, 2025 |
SOLID POWER REPORTS FIRST QUARTER 2025 RESULTS Exhibit 99.1 SOLID POWER REPORTS FIRST QUARTER 2025 RESULTS LOUISVILLE, Colo., May 6, 2025 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its operational and financial results for the first quarter of 2025. Recent Business Highlights · Conducted detailed design of equipment for the planned installation of a continuous manufacturing pilot |
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| May 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 10, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only |
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| March 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 19, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| March 19, 2025 |
Exhibit 99.1 Solid Power, Inc. (Nasdaq: SLDP) Company Overview March 2025 Cautionary Note Regarding Forward - Looking Statements All statements other than statements of present or historical fact contained herein are “forward - looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, includi |
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| March 12, 2025 |
Letter from Ernst & Young LLP, dated March 12, 2025. Exhibit 16.1 March 12, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K, dated March 12, 2025, of Solid Power, Inc. and are in agreement with the statements contained in the first through fourth paragraphs on page 2 therein. We have no basis to agree or disagree with other statements of the registrant contained therei |
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| March 12, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number |
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| February 28, 2025 |
Solid Power, Inc. Insider Trading Policy Exhibit 19 SOLID POWER, INC. INSIDER TRADING POLICY (Adopted on August 4, 2023 – Supersedes all prior versions) A. POLICY OVERVIEW The Board of Directors (the “Board”) of Solid Power, Inc., a Delaware corporation (together with any subsidiaries, the “Company”), has adopted this Insider Trading Policy (this “Policy”) to help you comply with the federal and state securities laws and regulations that |
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| February 28, 2025 |
As filed with the Securities and Exchange Commission on February 28, 2025 As filed with the Securities and Exchange Commission on February 28, 2025 Registration No. |
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| February 28, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Solid Power, Inc. |
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| February 28, 2025 |
Solid Power, Inc. Policy on Recovery of Incentive Compensation Exhibit 97 SOLID POWER, INC. POLICY ON RECOVERY OF INCENTIVE COMPENSATION (Adopted on November 2, 2023) A. Introduction Solid Power, Inc., a Delaware corporation (the “Company”), has adopted this Policy on Recovery of Incentive Compensation (this “Policy”), which provides for the recovery of compensation in certain circumstances in the event of a restatement of financial results by the Company. Th |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SOLID P |
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| February 27, 2025 |
SOLID POWER REPORTS FULL YEAR 2024 RESULTS Exhibit 99.1 SOLID POWER REPORTS FULL YEAR 2024 RESULTS LOUISVILLE, Colo., February 27, 2025 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its operational and financial results for the full year 2024 and provided its outlook and objectives for 2025. Recent Business Highlights · Successfully progressed strategic partnerships through timel |
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| February 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 24, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 21, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 24, 2025 |
Exhibit 10.1 1. Award No. 2. Modification No. 3. Effective Date 4. CFDA No. DE-MS0000122 01/01/2025 81.253 ASSISTANCE AGREEMENT 486 S Pierce Avenue, Suite E 7. Period of Performance 01/01/2025 through 12/31/2025 6. Sponsoring Office Manufacturing &Energy Supply Chain U.S. Department of Energy 1000 Independence Avenue, SW Forrestal Building , MESC-1 Washington DC 20585 Louisville CO 800273123 Attn: |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 13, 2025 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 13, 2025 |
Consulting Agreement, dated January 13, 2025, between Solid Power Operating, Inc. and Derek Johnson Exhibit 10.1 CONSULTING AGREEMENT This CONSULTING AGREEMENT (this “Agreement”) is entered into on January 13, 2025 and is between Derek C. Johnson (“Consultant”), and Solid Power Operating, Inc., a Colorado corporation (“Solid Power,” and together with Consultant, the “Parties”). Article I Services 1.01 Description of Services. Solid Power has retained Consultant to provide the services |
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| December 17, 2024 |
EX-10.1 2 tm2431234d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. Third Amendment to Joint Development Agreement This Third Amendment (“Third Amendment”) to the Joint Development Ag |
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| December 17, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 16, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-4028 |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 7, 2024 |
SOLID POWER REPORTS THIRD QUARTER 2024 RESULTS Exhibit 99.1 SOLID POWER REPORTS THIRD QUARTER 2024 RESULTS LOUISVILLE, Colo., November 7, 2024 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its operational and financial results for the third quarter of 2024. Recent Business Highlights · Selected by the U.S. Department of Energy for up to $50 million award negotiation for continuous pr |
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| October 1, 2024 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 6 to JOINT DEVELOPMENT AGREEMENT between BMW OF NORTH AMERICA, LLC 300 Chestnut Ridge Road Woodcliff Lake, NJ 07677 USA hereinafter referred to as |
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| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 30, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File N |
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| August 21, 2024 |
Exhibit 10.1 THIRD AMENDMENT TO LEASE THIS THIRD AMENDMENT TO LEASE (this “Amendment”) is made and entered into as of the date of Landlord’s signature below (the “Amendment Effective Date”), by and between Red Pierce, LLC, an Ohio limited liability company (“Landlord”), and Solid Power Operating, Inc., a Colorado corporation (“Tenant”). WITNESSETH: WHEREAS, Landlord and Tenant, formerly |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 20, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 7, 2024 |
Separation and Release Agreement with Kevin Paprzycki, dated July 11, 2024 SEPARATION AND RELEASE AGREEMENT This SEPARATION AND RELEASE AGREEMENT (this “Agreement”), dated as of the last date on the signature page of this Agreement, is between Solid Power Operating, Inc. |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SOL |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 6, 2024 |
SOLID POWER REPORTS SECOND QUARTER 2024 RESULTS Exhibit 99.1 SOLID POWER REPORTS SECOND QUARTER 2024 RESULTS LOUISVILLE, Colo., August 6, 2024 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its operational and financial results for the second quarter of 2024. Recent Business Highlights · Received positive feedback from increased electrolyte sampling and made shipments to potential cust |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 21, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 24, 2024 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 5 to JOINT DEVELOPMENT AGREEMENT between BMW OF NORTH AMERICA, LLC 300 Chestnut Ridge Road Woodcliff Lake, NJ 07677 USA hereinafter referred to as |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 17, 2024 |
Offer Letter with Linda Heller, dated June 14, 2024 Exhibit 10.1 June 14, 2024 Re: Appointment as Chief Financial Officer and Treasurer Dear Linda: It is with great pleasure that I offer you a full-time employment position at Solid Power Operating, Inc. (the “Company” or “we”) in the position of Chief Financial Officer and Treasurer of the Company, beginning on June 17, 2024 (the actual first date of your employment, the “Effective Date”) |
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| June 17, 2024 |
Exhibit 99.1 Solid Power Appoints Renewables Industry Veteran Linda Heller as Chief Financial Officer · Company reaffirms 2024 guidance LOUISVILLE, Colo., June 17, 2024 - Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced that the board of directors has appointed Linda Heller as the company’s Chief Financial Officer and Treasurer, effective imm |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 9, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 9, 2024 |
Exhibit 99.1 Solid Power, Inc. First Quarter 2024 Earnings Conference Call May 7, 2024 – 2:30pm MT Corporate Participants Jennifer Almquist, Investor Relations for Solid Power Inc. John Van Scoter, President and Chief Executive Officer Kevin Paprzycki, Chief Financial Officer and Treasurer Conference Call Participants Michael Shlisky, D.A. Davidson Brian Dobson, Chardan Capital Markets Jeffrey Cam |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SO |
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| May 7, 2024 |
SOLID POWER FIRST QUARTER 2024 RESULTS REFLECT CONTINUED PROGRESS TOWARDS 2024 GOALS Exhibit 99.1 SOLID POWER FIRST QUARTER 2024 RESULTS REFLECT CONTINUED PROGRESS TOWARDS 2024 GOALS - Business, operational, and financial update call scheduled for 4:30 p.m. ET today LOUISVILLE, Colo., May 7, 2024 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its operational and financial results for the first quarter of 2024. Recent Busi |
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| May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only |
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| April 11, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 29, 2024 |
Exhibit 99.1 Solid Power, Inc. Full Year 2023 Earnings Conference Call February 27, 2024 – 2:30pm MT Corporate Participants Jennifer Almquist, Investor Relations for Solid Power Inc. John Van Scoter, President and Chief Executive Officer Kevin Paprzycki, Chief Financial Officer and Treasurer Conference Call Participants Michael Shlisky, D.A. Davidson Jeffrey Campbell, Seaport Research Partners Bri |
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| February 28, 2024 |
As filed with the Securities and Exchange Commission on February 28, 2024 As filed with the Securities and Exchange Commission on February 28, 2024 Registration No. |
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| February 28, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Solid Power, Inc. |
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| February 28, 2024 |
Solid Power, Inc. Policy on Recovery of Incentive Compensation Exhibit 97 SOLID POWER, INC. POLICY ON RECOVERY OF INCENTIVE COMPENSATION (Adopted on November 2, 2023) A. Introduction Solid Power, Inc., a Delaware corporation (the “Company”), has adopted this Policy on Recovery of Incentive Compensation (this “Policy”), which provides for the recovery of compensation in certain circumstances in the event of a restatement of financial results by the Company. Th |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SOLID P |
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| February 28, 2024 |
Exhibit 21.1 Subsidiaries of Solid Power, Inc. Name of Subsidiary Jurisdiction of Organization Solid Power Operating, Inc. Colorado Solid Power Korea Co., Ltd. Republic of Korea |
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| February 27, 2024 |
SOLID POWER FULL YEAR 2023 RESULTS REFLECT STRONG EXECUTION Exhibit 99.1 SOLID POWER FULL YEAR 2023 RESULTS REFLECT STRONG EXECUTION - Business, operational, and financial update call scheduled for 4:30 p.m. ET today LOUISVILLE, Colo., February 27, 2024 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its operational and financial results for the full year 2023 and provided its outlook and objective |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 9, 2024 |
SLDP / Solid Power, Inc. / FORD MOTOR CO - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) (83422N105) (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 9, 2024 |
Exhibit 99.A Exhibit A POWER OF ATTORNEY FORD MOTOR COMPANY (the “Company”) hereby constitutes and appoints each of Douglas J. Cropsey, Jonathan E. Osgood, Victoria Pool, and David J. Witten as its true and lawful attorney-in-fact, effective immediately, to: 1. Do anything on its behalf that is necessary or desirable to prepare, complete, and file in its name and on its behalf, whether individuall |
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| January 23, 2024 |
Solid Power Announces $50 Million Share Repurchase Authorization Exhibit 99.1 Solid Power Announces $50 Million Share Repurchase Authorization LOUISVILLE, Colo., January 23, 2024 – Solid Power, Inc. ("Solid Power") (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced that its Board of Directors has authorized the repurchase of up to $50 million of the company’s common stock. “This program is a reflection of our strong cash posi |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 23, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 16, 2024 |
Exhibit 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. [* * *] INDICATES THAT INFORMATION HAS BEEN REDACTED. Execution Version electrolyte supply agreement This electrolyte supply agreement (together with the schedules attached hereto, this “Agreement”) is entered into effecti |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 10, 2024 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 16, 2024 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. [* * *] INDICATES THAT INFORMATION HAS BEEN REDACTED. Execution Version RESEARCH AND DEVELOPMENT TECHNOLOGY LICENSE Agreement This RESEARCH AND DEVELOPMENT TECHNOLOGY LICENSE Agreement (together with the exhibits attached |
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| January 16, 2024 |
Exhibit 10.3 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. [* * *] INDICATES THAT INFORMATION HAS BEEN REDACTED. Execution Version LINE INSTALLATION AGREEMENT This LINE INSTALLATION AGREEMENT (together with the schedules attached hereto, this “Agreement”) is entered into e |
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| January 16, 2024 |
Solid Power and SK On Deepen Partnership with New Agreements Exhibit 99.1 Solid Power and SK On Deepen Partnership with New Agreements – Solid Power licenses cell designs and production processes to SK On – Solid Power to install pilot cell production line for SK On at Korea facility – Solid Power enters agreement to supply SK On with electrolyte LOUISVILLE, Colo., January 16, 2024 – Solid Power (Nasdaq: SLDP), a leading developer of solid-state battery tec |
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| December 4, 2023 |
SLDP / Solid Power Inc - Class A / Volta Energy Technologies, LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 83422N105 (CUSIP Number) November 30, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 9, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 9, 2023 |
Exhibit 99.1 Solid Power, Inc. Third Quarter 2023 Earnings Conference Call November 7, 2023 – 2:30pm MT Corporate Participants Jennifer Almquist, Investor Relations for Solid Power Inc. John Van Scoter, President and Chief Executive Officer Kevin Paprzycki, Chief Financial Officer and Treasurer Conference Call Participants Brian Dobson, Chardan Capital Markets Jeffrey Campbell, Seaport Research Pa |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-4028 |
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| November 7, 2023 |
Exhibit 99.1 SOLID POWER RELEASES THIRD QUARTER 2023 RESULTS; SHIPS FIRST A-SAMPLE EV CELLS TO ENTER AUTOMOTIVE QUALIFICATION - Business, operational, and financial update call scheduled for 4:30 p.m. ET today LOUISVILLE, Colo., November 7, 2023 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its financial results for the third quarter end |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 10, 2023 |
Exhibit 99.1 Solid Power, Inc. Second Quarter 2023 Earnings Conference Call August 8, 2023 – 3pm MT Corporate Participants Jennifer Almquist, Investor Relations for Solid Power Inc. David Jansen, Solid Power's Chairperson John Van Scoter, President and Chief Executive Officer Kevin Paprzycki, Chief Financial Officer and Treasurer Conference Call Participants Brian Dobson, Chardan Capital Markets O |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 9, 2023 |
Solid Power Announces Board Chairperson Transition and Retirement of David Jansen Exhibit 99.1 Solid Power Announces Board Chairperson Transition and Retirement of David Jansen – Jansen to retire effective October 8, 2023 – John Stephens, Lead Independent Director, to succeed Jansen as Chairperson LOUISVILLE, Colo., August 8, 2023 – Solid Power, Inc. ("Solid Power") (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced that David Jansen, Solid P |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SOL |
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| August 9, 2023 |
Exhibit 10.1 AMENDMENT TO LETTER AGREEMENT This amendment (this “Amendment”) to the letter agreement, dated November 29, 2022 (the “Letter Agreement”), between David Jansen (“you”) and Solid Power, Inc. (the “Company”), is entered into by and between you and the Company, effective as of August 7, 2023 (the “Effective Date”). Capitalized terms used but not defined herein shall have the meanings giv |
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| August 8, 2023 |
SECOND QUARTER 2023 RESULTS REFLECT CONTINUED STRONG EXECUTION Exhibit 99.1 SECOND QUARTER 2023 RESULTS REFLECT CONTINUED STRONG EXECUTION - Business, operational and financial update call scheduled for 5:00 p.m. ET today LOUISVILLE, Colo., August 8, 2023 – Solid Power, Inc. (Nasdaq: SLDP), a leading developer of solid-state battery technology, today announced its financial results for the second quarter ended June 30, 2023. Recent Business Highlights · SP2 c |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 10, 2023 |
Exhibit 99.1 Solid Power Appoints Two New Directors to the Board, Adding Financial, Human Resources, and Information Technology Expertise – Kaled Awada brings global leadership and human resources expertise – Susan Kreh brings financial and information technology expertise LOUISVILLE, Colo., July 10, 2023 – Solid Power, Inc. ("Solid Power") (Nasdaq: SLDP), a developer of solid state battery techno |
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| July 10, 2023 |
Solid Power, Inc. Outside Director Compensation Policy Exhibit 10.1 SOLID POWER, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Adopted and approved by Solid Power, Inc.’s Board of Directors, effective as of July 1, 2023 (the “Effective Date”). Solid Power, Inc. (the “Company”) believes that providing cash and equity compensation to members of its Board of Directors (the “Board,” and members of the Board, the “Directors”) represents an effective tool to at |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 5, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 5, 2023 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. Second Amendment to Joint Development Agreement This Amendment (“Second Amendment”) to the Joint Development Agreement effective December 28, 2018 (“JDA”) and m |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 31, 2023 |
Offer Letter with John Van Scoter, dated May 26, 2023 Exhibit 10.1 May 26, 2023 John Van Scoter Re: Appointment as Chief Executive Officer Dear John: It is with great pleasure that I offer you a full-time employment position at Solid Power Operating, Inc. (the “Company” or “we”) in the position of President and Chief Executive Officer of Solid Power, Inc. (“Parent”), beginning on June 14, 2023 (the actual first date of your employment, the “Effective |
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| May 31, 2023 |
Exhibit 99.1 Solid Power Appoints John Van Scoter President, CEO and Class I Director Renewable Energy Industry Expert and Technology Development and Commercialization Leader to Assume Role, Effective June 14 LOUISVILLE, Colo., May 31, 2023 – Solid Power, Inc. (Nasdaq: SLDP), a developer of solid state battery technology, today announced that John Van Scoter has been appointed President, Chief Exe |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 18, 2023 |
50,108,290 Shares of Common Stock 7,179,061 Warrants TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-261711 PROSPECTUS 50,108,290 Shares of Common Stock 7,179,061 Warrants This prospectus relates to the registration of shares of common stock, par value $0.0001 per share (the “Common Stock”), of Solid Power, Inc. (f/k/a Decarbonization Plus Acquisition Corporation III, “Solid Power,” the “Company,” “we,” “us” or “our”) and |
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| May 12, 2023 |
As filed with the Securities and Exchange Commission on May 12, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 12, 2023 Registration No. |
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| May 12, 2023 |
Exhibit 24.3 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints David B. Jansen, Kevin Paprzycki and James Liebscher, and each of them, as his or her true and lawful attorney-in-fact and agent with full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registratio |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SO |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 8, 2023 |
SOLID POWER, INC. ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS Exhibit 99.1 SOLID POWER, INC. ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS - Financial results and business update call scheduled for 5:00 p.m. ET today LOUISVILLE, Colo., May 8, 2023 – Solid Power, Inc. (Nasdaq: SLDP), a developer of solid state battery technology, today announced its financial results for the first quarter ended March 31, 2023. Recent Business Highlights · SP2 electrolyte pro |
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| April 10, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th |
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| April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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| March 7, 2023 |
SLDP / Solid Power Inc - Class A / Volta Energy Technologies, LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 83422N105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| March 1, 2023 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2023 |
EX-99.2 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13D and any amendment thereto with respect to the common stock beneficially owned by each of them of Solid Power, Inc. This Joint |
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| March 1, 2023 |
Offer Letter with James Liebscher, dated June 9, 2021 Exhibit 10.26 June 9, 2021 James Liebscher [***] Subject: Offer of Employment Dear James, It is with great pleasure that I offer you a full-time employment position at Solid Power, Inc. (“Company”) under the exempt position of Lead Corporate Attorney reporting to the President of Solid Power, Dave Jansen. The terms of this offer are as follows: 1. Your employment with the Company shall be in accor |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40284 SOLID P |
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| March 1, 2023 |
Separation and Release Agreement with Jon Jacobs, dated February 10, 2023 Exhibit 10.30 SEPARATION AND RELEASE AGREEMENT This SEPARATION AND RELEASE AGREEMENT (this “Agreement”), dated as of the last date on the signature page of this Agreement, is between Solid Power Operating, Inc. (together with its parent company, Solid Power, Inc., collectively the “Company”) and Jon Jacobs (“Employee”) (collectively, the “parties”). Agreement In consideration of the mutual promise |
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| March 1, 2023 |
Letter Agreement with Joshua Buettner-Garrett, dated August 5, 2021 Exhibit 10.25 August 5, 2021 Josh Buettner-Garrett c/o Solid Power, Inc. Re: Confirmatory Employment Letter Dear Josh: This confirmatory employment letter agreement (the “Agreement”) is entered into between you and Solid Power, Inc. (the “Company” or “we”), effective as of the date both parties sign below (the “Effective Date”), to confirm the terms and conditions of your employment with the Compa |
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| March 1, 2023 |
Offer Letter with Kevin Paprzycki, dated September 30, 2021 Exhibit 10.27 September 30, 2021 Kevin A. Paprzycki [***] Subject: Offer of Employment Dear Kevin, It is with great pleasure that I offer you a full-time employment position at Solid Power, Inc. (“Company”) under the exempt position of Chief Financial Officer reporting to Doug Campbell, Chief Executive Officer. Your start date is expected to be October 25, 2021, subject to standard corporate appro |
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| February 28, 2023 |
SOLID POWER, INC. ANNOUNCES FULL YEAR 2022 FINANCIAL RESULTS Exhibit 99.1 SOLID POWER, INC. ANNOUNCES FULL YEAR 2022 FINANCIAL RESULTS - Financial results and business update call scheduled for 5:00 p.m. ET today LOUISVILLE, Colo., February 28, 2023 – Solid Power, Inc. (Nasdaq: SLDP), a developer of solid state battery technology, today announced its financial results for the full year ended December 31, 2022. Recent Business Highlights · Electrolyte produc |
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| February 28, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2023 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 13, 2023 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 13 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the “Prospectus”), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective A |
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| January 4, 2023 |
SLDP / Solid Power Inc - Class A / Campbell Douglas M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N 105 (CUSIP Number) Douglas Campbell 417 Gay Street Longmont, CO 80501 (970) 718-2869 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 20, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| December 21, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 12 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the “Prospectus”), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective A |
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| December 21, 2022 |
Solid Power and BMW Deepen Joint Development Partnership Exhibit 99.1 Solid Power and BMW Deepen Joint Development Partnership - Solid Power licenses cell design and manufacturing processes to the BMW Group to allow for parallel research and development activities - The BMW Group intends to replicate Solid Power’s cell pilot production lines at its facilities in Germany - Solid Power expects to provide sulfide-based solid electrolyte for the BMW Group’s |
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| December 21, 2022 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. [* * *] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 4 to JOINT DEVELOPMENT AGREEMENT between BMW OF NORTH AMERICA, LLC 300 Chestnut Ridge Road Woodcliff Lake, NJ 07677 USA hereinafter referred to as ?BMW? a |
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| December 2, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 11 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective A |
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| December 2, 2022 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CONFIDENTIAL. [ * * * ] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDMENT TO LEASE THIS SECOND AMENDMENT TO LEASE (this ?Amendment?) is made and entered into as of the date of Landlord?s signature below (the ?Amendment Effective Date?), by and between Red Pierce, |
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| December 2, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 1, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 29, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 10 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective A |
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| November 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 28, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 29, 2022 |
Interim CEO Agreement with David Jansen, dated November 29, 2022 Exhibit 10.1 November 29, 2022 David B. Jansen c/o Solid Power, Inc. Re: Appointment as Temporary Chief Executive Officer Dear Dave: This letter agreement (this “Agreement”) is entered into between you and Solid Power, Inc. (the “Company” or “we”), effective as of the date set forth above (the “Effective Date”), to confirm the terms and conditions relating to your service as the interim Chief Exec |
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| November 29, 2022 |
Form of Retention Agreement, dated November 29, 2022 Exhibit 10.2 November 29, 2022 [●] Re: Retention Agreement Dear [●]: Your service to Solid Power, Inc. (collectively with its subsidiaries, the “Company”) is critical to the success of the Company. Because of your importance to the Company, the Company would like to provide you with a retention agreement that is intended to encourage your continued service to the Company. The terms of this Retenti |
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| November 29, 2022 |
Solid Power Announces CEO Transition Exhibit 99.1 Solid Power Announces CEO Transition – Douglas Campbell to Retire as CEO – Company’s Chair and President David Jansen to Serve as Interim CEO LOUISVILLE, Colo., November 29, 2022 – Solid Power, Inc. (“Solid Power”) (Nasdaq: SLDP), an industry-leading developer of all-solid-state battery cells for electric vehicles, today announced that Douglas Campbell has decided to retire from his r |
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| November 21, 2022 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SOLID POWER, INC. (effective November 16, 2022) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS’ MEETINGS 12 2.6 QUORUM 13 2.7 ADJOURNED MEE |
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| November 21, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 9 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Am |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 9, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 8 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Am |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 8, 2022 |
SOLID POWER, INC. ANNOUNCES THIRD QUARTER 2022 FINANCIAL RESULTS Exhibit 99.1 SOLID POWER, INC. ANNOUNCES THIRD QUARTER 2022 FINANCIAL RESULTS - Financial results and business update call scheduled for 5:00 p.m. ET today LOUISVILLE, Colo., November 8, 2022 – Solid Power, Inc. (Nasdaq: SLDP), an industry-leading developer of all-solid-state battery cells for electric vehicles, today announced its financial results for the third quarter ended September 30, 2022. |
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| September 1, 2022 |
SLDP / Solid Power Inc - Class A / Campbell Douglas M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N 105 (CUSIP Number) Douglas Campbell 486 S. Pierce Ave., Suite E Louisville, CO (303) 219-0720 (Name, Address and Telephone Number of Person Authorized |
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| August 29, 2022 |
SLDP / Solid Power Inc - Class A / Campbell Douglas M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N 105 (CUSIP Number) Douglas Campbell 486 S. Pierce Ave., Suite E Louisville, CO (303) 219-0720 (Name, Address and Telephone Number of Person Authorized |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 10, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 7 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Am |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 9, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 9, 2022 |
SOLID POWER, INC. ANNOUNCES SECOND QUARTER 2022 FINANCIAL RESULTS Exhibit 99.1 SOLID POWER, INC. ANNOUNCES SECOND QUARTER 2022 FINANCIAL RESULTS - Financial results and business update call scheduled for 5:00 PM ET today LOUISVILLE, Colo., August 9, 2022 ? Solid Power, Inc. (Nasdaq: SLDP), an industry-leading developer of all-solid-state battery cells for electric vehicles, today announced its financial results for the second quarter ended June 30, 2022. Recent |
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| July 18, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 6 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Am |
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| July 18, 2022 |
Solid Power Appoints Seasoned Automotive Industry Executive MaryAnn Wright to Board of Directors Exhibit 99.1 Solid Power Appoints Seasoned Automotive Industry Executive MaryAnn Wright to Board of Directors ? Wright brings to the Solid Power board extensive experience in automotive industry as well as public company, leadership and energy storage expertise LOUISVILLE, Colo., July 18, 2022 ? Solid Power, Inc. ("Solid Power") (Nasdaq: SLDP), an industry-leading developer of all-solid-state batt |
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| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 18, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 13, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 5 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Am |
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| June 28, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 4 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Am |
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| June 28, 2022 |
SLDP / Solid Power Inc - Class A / Campbell Douglas M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N 105 (CUSIP Number) Douglas Campbell 486 S. Pierce Ave., Suite E Louisville, CO (303) 219-0720 (Name, Address and Telephone Number of Person Authorized |
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| June 27, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 27, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 27, 2022 |
Exhibit 99.1 The Road to a Solid - State - Powered Future: Automotive Qualification and the "A - Sample" Cell June 28, 2022 Cautionary Note Regarding F o r w a rd ? L oo king S t a t e men ts This presentation (this ?Presentation?) includes ?forward - looking statements? within the meaning of Section 27A of the Securitie s Act of 1933, as amended, and Section 21E of the Securities Exchange Act of |
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| May 26, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Am |
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| May 26, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 11, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants Table of Contents ? ? PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated April 5, 2022) Registration No. 333-261711 ? 89,684,845 Shares of Common Stock 7,666,667 Warrants ? ? This prospectus supplement supplements the prospectus dated April 5, 2022 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Post-Effective Amendment |
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| May 10, 2022 |
SOLID POWER, INC. ANNOUNCES FIRST QUARTER 2022 FINANCIAL RESULTS Exhibit 99.1 SOLID POWER, INC. ANNOUNCES FIRST QUARTER 2022 FINANCIAL RESULTS - Financial results and business update call scheduled for 5:00 PM ET today - Reaffirms 2022 milestones and outlook LOUISVILLE, Colo., May 10, 2022 ? Solid Power, Inc. (Nasdaq: SLDP), an industry-leading developer of all-solid-state battery cells for electric vehicles, today announced its financial results for the first |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 6, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-261711 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus dated April 5, 2022) 89,684,845 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated April 5, 2022 (the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) for which Post-Effective Amendment No. 1 was filed w |
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| April 6, 2022 |
89,684,845 Shares of Common Stock 7,666,667 Warrants TABLE OF CONTENTS PROSPECTUS?Filed Pursuant to Rule 424(b)(3) ?Registration No. 333-261711? 89,684,845 Shares of Common Stock 7,666,667 Warrants ? This prospectus relates to the registration of the Common Stock, par value $0.0001 per share (the ?Common Stock?), of Solid Power, Inc. (f/k/a Decarbonization Plus Acquisition Corporation III, ?Solid Power,? the ?Company,? ?we,? ?us? or ?our?) and warra |
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| April 1, 2022 |
As filed with the Securities and Exchange Commission on April 1, 2022 As filed with the Securities and Exchange Commission on April 1, 2022 Registration No. |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ????) Filed by the Registrant??x Filed by a Party other than the Registrant??? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| April 1, 2022 |
DEF 14A 1 tm2210244-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Pr |
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| April 1, 2022 |
Exhibit 24.2 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Douglas Campbell, David B. Jansen, Kevin Paprzycki and James Liebscher, and each of them, as his or her true and lawful attorney-in-fact and agent with full power of substitution, for him or her in any and all capacities, to sign any and all amendments t |
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| March 23, 2022 |
Exhibit 4.6 DESCRIPTION OF SECURITIES The following summary of the material terms of our securities and certain provisions in our second amended and restated certificate of incorporation (the ?Second A&R Charter?) and amended and restated bylaws (the ?Bylaws?) as currently in effect. Because the following description is only a summary, it does not contain all of the information and is qualified in |
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| March 23, 2022 |
? Exhibit 10.25 Solid Power, Inc. Executive Change in Control and Severance Plan Participation Agreement Solid Power, Inc. (the ?Company?) is pleased to inform you, the undersigned that you have been selected to participate in the Company?s Executive Change in Control and Severance Plan (the ?Plan?) as a Participant. A copy of the Plan was delivered to you with this Participation Agreement. Your p |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 23, 2022 |
Offer Letter with Jon Jacobs, dated September 26, 2021 Exhibit 10.24 ? September 26, 2021 ? Jon Jacobs [***] ? Subject: Offer of Employment ? Dear Jon, It is with great pleasure that I offer you a full-time employment position at Solid Power, Inc. ("Company") under the exempt position of Chief Marketing Officer reporting to Doug Campbell, Chief Executive Officer. Your start date is expected to be October 18, 2021, subject to standard corporate approva |
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| March 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 22, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| March 22, 2022 |
Exhibit 99.1 Solid Power, Inc. Announces Full Year 2021 Financial Results Financial results and business update call scheduled for 5:00 PM ET today LOUISVILLE, Colo., March 22, 2022 ? Solid Power, Inc. (Nasdaq: SLDP), an industry-leading developer of all-solid-state battery cells for electric vehicles, today announced its financial results for the full year ended December 31, 2021. Recent business |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| March 21, 2022 |
89,684,876 Shares of Common Stock 7,666,667 Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-261711 PROSPECTUS SUPPLEMENT NO. 3 (To Prospectus dated December 28, 2021) 89,684,876 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated December 28, 2021 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) filed with the Secu |
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| February 15, 2022 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Peter Haskopoulos of Decarbonization Plus Acquisition Sponsor III LLC (the ?Company?), as the undersigned?s true and lawful attorney-in-fact to: 1. |
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| February 15, 2022 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* SOLID POWER, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 83422N105 (CUSIP Number) Dec |
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| February 15, 2022 |
Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13G and any amendment thereto with respect to the common stock beneficially owned by each of them of Solid Power, Inc. |
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| February 14, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Solid Power, Inc. |
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| February 14, 2022 |
Solid Power, Inc. 2021 Employee Stock Purchase Plan ? Exhibit 99.3 ? SOLID POWER, inc. ? 2021 EMPLOYEE STOCK PURCHASE PLAN ? 1.????????????Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company intends for the Plan to have two components: a component that is intended to qualify as an ?employee stock purchase plan |
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| February 14, 2022 |
As filed with the Securities and Exchange Commission on February 14, 2022 ? As filed with the Securities and Exchange Commission on February?14, 2022 ? Registration No. |
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| February 14, 2022 |
Exhibit 99.1 Solid Power Appoints Former Cooper-Standard Holdings SVP, Chief Transformation Officer and General Counsel, Aleksandra Miziolek to Board of Directors ? Miziolek strengthens Solid Power?s board by adding extensive experience in the automotive industry and expertise in strategic growth initiatives, executive leadership and corporate governance LOUISVILLE, Colo., February 14, 2022 ? Soli |
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| February 14, 2022 |
Form of Notice of Restricted Stock Unit Grant (Annual Award) under 2021 Equity Incentive Plan Exhibit 99.8 SOLID POWER, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT ANNUAL DIRECTOR AWARD Unless otherwise defined herein, the terms defined in the Solid Power, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement which includes this Notice of Restricted Stock Unit Grant |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 10, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 14, 2022 |
Form of Notice of Restricted Stock Unit Grant (New Director) under 2021 Equity Incentive Plan Exhibit 99.7 SOLID POWER, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT NEW DIRECTOR Unless otherwise defined herein, the terms defined in the Solid Power, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement which includes this Notice of Restricted Stock Unit Grant (this ?No |
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| February 14, 2022 |
89,684,876 Shares of Common Stock 7,666,667 Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-261711 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus dated December 28, 2021) 89,684,876 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated December 28, 2021 (as supplemented to date, the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) filed with the Secu |
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| February 14, 2022 |
Press Release, dated February 14, 2022. Exhibit 99.1 Solid Power Appoints Former Cooper-Standard Holdings SVP, Chief Transformation Officer and General Counsel, Aleksandra Miziolek to Board of Directors ? Miziolek strengthens Solid Power?s board by adding extensive experience in the automotive industry and expertise in strategic growth initiatives, executive leadership and corporate governance LOUISVILLE, Colo., February 14, 2022 ? Soli |
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| February 14, 2022 |
Form of Stock Option Grant Notice under 2014 Equity Incentive Plan Exhibit 99.4 Solid Power, Inc. Stock Option Grant Notice (2014 Equity Incentive Plan) Grant No. Solid Power, Inc. (the ?Company?), pursuant to its 2014 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth herein and in the Opt |
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| February 14, 2022 |
Form of Notice of Restricted Stock Unit Grant (Employee) under 2021 Equity Incentive Plan Exhibit 99.6 SOLID POWER, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT Unless otherwise defined herein, the terms defined in the Solid Power, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement which includes this Notice of Restricted Stock Unit Grant (this ?Notice of Grant |
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| February 14, 2022 |
Solid Power, Inc. 2014 Equity Incentive Plan ? Exhibit 99.1 ? * * * * * * * * ? Solid Power,?Inc. ? 2014 Equity Incentive Plan ? Adopted by the Board of Directors: March?7, 2014 Approved by the Stockholders: March?7, 2014 Amended: April?7, 2015, February?1, 2017, February?20, 2019, and August?3, 2021 Termination Date: March?7, 2024 ? 1.????????????General. ? (a)?????????????Eligible Stock Award Recipients. The persons eligible to receive Sto |
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| February 14, 2022 |
Form of Notice of Stock Option Grant under 2021 Equity Incentive Plan Exhibit 99.5 SOLID POWER, INC. 2021 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT NOTICE OF STOCK OPTION GRANT Unless otherwise defined herein, the terms defined in the Solid Power, Inc. 2021 Equity Incentive Plan (the ?Plan?) shall have the same defined meanings in this Stock Option Agreement, which includes the Notice of Stock Option Grant (the ?Notice of Grant?), the Terms and Conditions of Stoc |
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| February 11, 2022 |
SLDP / Solid Power Inc - Class A / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) SOLID POWER, INC. (formerly Decarbonization Plus Acquisition Corporation III) (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 83422N105 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this |
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| February 11, 2022 |
SLDP / Solid Power Inc - Class A / FARALLON CAPITAL MANAGEMENT LLC - AMENDMENT #2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 17, 2022 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 18, 2022 |
89,684,876 Shares of Common Stock 7,666,667 Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-261711 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus dated December 28, 2021) 89,684,876 Shares of Common Stock 7,666,667 Warrants This prospectus supplement supplements the prospectus dated December 28, 2021 (the ?Prospectus?), which forms part of our Registration Statement on Form S-1 (No. 333-261711) filed with the Securities and Exchange Commi |
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| January 18, 2022 |
Solid Power Appoints Former Senior NASA Executive Lesa Roe to Board of Directors Exhibit 99.1 Solid Power Appoints Former Senior NASA Executive Lesa Roe to Board of Directors ? Roe strengthens Solid Power?s board by adding extensive executive leadership, strategy, and operational oversight expertise LOUISVILLE, Colo., January 18, 2022 ? Solid Power, Inc. ("Solid Power") (Nasdaq: SLDP), an industry-leading developer of all-solid-state battery cells for electric vehicles, today |
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| January 13, 2022 |
SLDP / Solid Power Inc - Class A / Campbell Douglas M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N 105 (CUSIP Number) Douglas Campbell 486 S. Pierce Ave., Suite E Louisville, CO (303) 219-0720 (Name, Address and Telephone Number of Person Authorized |
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| December 28, 2021 |
89,684,876 Shares of Common Stock 7,666,667 Warrants TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3)? ?Registration No. 333-261711? PROSPECTUS 89,684,876 Shares of Common Stock 7,666,667 Warrants ? This prospectus relates to the registration of the Common Stock, par value $0.0001 per share, of Solid Power, Inc. (the ?Common Stock?) and warrants to purchase shares of Common Stock as described herein. This prospectus relates to the offer by us, an |
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| December 23, 2021 |
December 23, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Patrick Fullem Re: Solid Power, Inc. Registration Statement on Form S-1 (File No. 333-261711) Acceleration Request Requested Date: Tuesday, December 28, 2021 Requested Time: 4:30 P.M. Eastern Standard Time Ladies and G |
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| December 23, 2021 |
December 23, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Patrick Fullem Re: Solid Power, Inc. Registration Statement on Form S-1 (File No. 333-261711) Acceleration Request Requested Date: Tuesday, December 28, 2021 Requested Time: 4:30 P.M. Eastern Standard Time Ladies and G |
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| December 23, 2021 |
United States securities and exchange commission logo December 23, 2021 James Liebscher Chief Legal Officer Solid Power, Inc. |
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| December 20, 2021 |
JOINT FILING AGREEMENT AND POWER OF ATTORNEY Exhibit 99.1 JOINT FILING AGREEMENT AND POWER OF ATTORNEY This Joint Filing Agreement and Power of Attorney, dated as of December 17, 2021, is by and among Bayerische Motoren Werke AG (?BMW AG?), BMW INTEC Beteiligungs GmbH (?BMW INTEC?), and BMW Holding B.V. (?BMW Holding? and, together with BMW AG and BMW INTEC, the "Reporting Persons"). Each of the Reporting Persons may be required to file with |
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| December 20, 2021 |
SLDP / Solid Power Inc - Class A / BMW Holding B.V. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N105 (CUSIP Number) Stefan Hienzsch Assistant General Counsel BMW GROUP BMW Rechtsabteilung, AJ-3 Petuelring 130 80788 M?nchen, Germany Tel. N |
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| December 20, 2021 |
VLDR / Velodyne Lidar Inc / FORD MOTOR CO - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N105 (CUSIP Number) December 8, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| December 17, 2021 |
Exhibit 21.1 Subsidiaries of Solid Power, Inc. ? ? Name of Subsidiary Jurisdiction of Organization ? Solid Power Operating, Inc. ? Colorado ? ? |
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| December 17, 2021 |
Letter from Plante & Moran, PLLC to the Securities and Exchange Commission. EX-16.1 3 dcrc-20211217xex16d1.htm EXHIBIT 16.1 Exhibit 16.1 December 17, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-7561 Dear Sirs/Madams: We have read the disclosure under the heading “Management’s Discussion and Analysis of Financial Condition and Results of Operations— Change in Certifying Accountant—Plante & Moran, PLLC” in Solid Power, Inc.’s Registration |
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| December 17, 2021 |
Letter from WithumSmith+Brown, PC to the Securities and Exchange Commission. Exhibit 16.2 December 17, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read the disclosure under the heading ?Management?s Discussion and Analysis of Financial Condition and Results of Operations?Change in Certifying Accountant?WithumSmith+Brown, PC? appearing in Solid Power, Inc.?s (formerly Decarboniz |
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| December 17, 2021 |
As filed with the Securities and Exchange Commission on December 17, 2021 Table of Contents As filed with the Securities and Exchange Commission on December 17, 2021 Registration No. |
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| December 15, 2021 |
SLDP / Solid Power Inc - Class A / Campbell Douglas M - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Solid Power, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83422N 105 (CUSIP Number) Douglas Campbell 486 S. Pierce Ave., Suite E Louisville, CO (303) 219-0720 (Name, Address and Telephone Number of Person Authorized to |
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| December 13, 2021 |
Amended and Restated Registration Rights Agreement Exhibit 10.2 Execution AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of December 8, 2021, is made and entered into by and among Decarbonization Plus Acquisition Corporation III, a Delaware corporation (the ?Company?), Decarbonization Plus Acquisition Sponsor III LLC, a Delaware limited liability company (the |
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| December 13, 2021 |
Second Amended and Restated Certificate of Incorporation Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DECARBONIZATION PLUS ACQUISITION CORPORATION III a Delaware corporation Decarbonization Plus Acquisition Corporation III, a corporation organized and existing under the laws of the State of Delaware (the ?Company?), does hereby certify as follows: A. The original Certificate of Incorporation of the Company was filed with the S |
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| December 13, 2021 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF SOLID POWER, INC. (effective December 8, 2021) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS? MEETINGS 8 2.6 QUORUM 8 2.7 ADJOURNED MEETIN |
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| December 13, 2021 |
Exhibit 99.1 Solid Power, Inc. Unaudited Financial Statements (in thousands, except par value, share amounts and per share amounts) Condensed Balance Sheets September 30, 2021 (Unaudited) December 31, 2020 Assets Current Assets Cash and cash equivalents $ 109,272 $ 4,974 Contract receivables 642 277 Prepaid expenses and other current assets 1,103 227 Total current assets 111,017 5,478 Property and |
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| December 13, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below have the same meaning as terms defined and included elsewhere in the Current Report on Form 8-K (the ?Form 8-K?) filed with the Securities and Exchange Commission (the ?SEC?) on December 13, 2021. Introduction The following unaudited pro forma condensed combined financial information of Solid Pow |
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| December 13, 2021 |
Exhibit 4.2 [FACE] Number Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW SOLID POWER, INC. Incorporated Under the Laws of the State of Delaware CUSIP: 83422N113 Warrant Certificate This Warrant Certificate certifies that , or registered assigns, is the registered holder of warrant(s) evidence |
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| December 13, 2021 |
Solid Power, Inc. Executive Incentive Compensation Plan Exhibit 10.10 SOLID POWER, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1.?????????????Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Employees to (a) perform to the best of their abilities and (b) achieve the Company?s objectives. 2.?????????????Definitions. 2.1?????????????Actual Award? means as to any Performance Period, the a |
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| December 13, 2021 |
Amendment to Lease Agreement between the Company and Red Pierce, LLC, dated December 5, 2017 Exhibit 10.20 AMENDMENT TO LEASE THIS AMENDMENT TO LEASE is made and entered into this 5th day of December, 2017, by and between Red Pierce, LLC, an Ohio limited liability company (?Landlord?) and Solid Power, Inc., a Colorado corporation (?Tenant?). WITNESSETH: WHEREAS, Landlord and Tenant entered into a Lease on November 29, 2016, wherein Landlord leased to Tenant Premises commonly known as 486 |
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| December 13, 2021 |
Solid Power, Inc. Outside Director Compensation Policy EX-10.9 13 tm2132574d4ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 SOLID POWER, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Adopted and approved by the Company’s Board of Directors on December 8, 2021 (the “Effective Date”). Solid Power, Inc. (the “Company”) believes that providing cash and equity compensation to members of its Board of Directors (the “Board,” and members of the Board, the “Directors”) repr |
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| December 13, 2021 |
Specimen Common Stock Certificate Exhibit 4.1 Number C- Shares Common Stock THIS CERTIFIES THAT is the record holder of () shares of Common Stock of Solid Power, Inc. a Delaware corporation transferable only on the records of the corporation upon surrender of this certificate, properly endorsed or assigned. This certificate and the shares it represents are subject to the provisions of the Second Amended and Restated Certificate of |
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| December 13, 2021 |
Exhibit 16.2 December 13, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read the statements made by Solid Power, Inc. (formerly Decarbonization Plus Acquisition Corporation III) under Item 4.01 of its Form 8-K dated December 13, 2021. We agree with the statements concerning our Firm in such Form 8-K; we |
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| December 13, 2021 |
Lease Agreement between the Company and Red Pierce, LLC, dated November 29, 2016 Exhibit 10.19 LEASE AGREEMENT between RED PIERCE, LLC, as Landlord and SOLID POWER, INC., as Tenant 486 S. Pierce Avenue, Suite E Louisville, Colorado LEASE AGREEMENT 486 S. Pierce Avenue Louisville, Colorado THIS LEASE AGREEMENT (this ?Lease?) is entered into as of the Date, and by and between Landlord and Tenant, identified in Section 1.1 below. 1. BASIC LEASE DEFINITIONS, EXHIBITS AND ADDITIONA |
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| December 13, 2021 |
Letter from Plante & Moran, PLLC to the Securities and Exchange Commission, dated December 13, 2021. EX-16.1 20 tm2132574d4ex16-1.htm EXHIBIT 16.1 Exhibit 16.1 December 13, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-7561 Dear Sirs/Madams: We have read the Change in Registrant’s Certifying Accountant disclosure regarding Solid Power, Inc. appearing Item 4.01 of its Form 8-K dated December 13, 2021, including the Change in Certifying Accountant disclosure regard |
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| December 13, 2021 |
Exhibit 10.6 October 25, 2021 Steve Fuhrman c/o Solid Power, Inc. Re: Confirmatory Employment Letter Dear Steve: This confirmatory employment letter agreement (the "Agreement") is entered into between you and Solid Power, Inc. (the "Company" or "we"), effective as of October 25, 2021 (the "Effective Date"). to confirm the terms and conditions of your employment with the Company as of the Effective |
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| December 13, 2021 |
Letter Agreement with David Jansen, dated August 5, 2021 Exhibit 10.4 August 5, 2021 Dave Jansen c/o Solid Power, Inc. Re: Confirmatory Employment Letter Dear Dave: This confirmatory employment letter agreement (the ?Agreement?) is entered into between you and Solid Power, Inc. (the ?Company? or ?we?), effective as of the date both parties sign below (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company as of th |
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| December 13, 2021 |
Solid Power, Inc. Form of Indemnification Agreement Exhibit 10.1 SOLID POWER, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (this ?Agreement?) is dated as of [insert date], and is between Solid Power, Inc., a Delaware corporation (the ?Company?), and [insert name of indemnitee] (?Indemnitee?). RECITALS A. Indemnitee?s service to the Company substantially benefits the Company. B. Individuals are reluctant to serve as directors or off |
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| December 13, 2021 |
Exhibit 10.21 INDUSTRIAL LEASE AGREEMENT BETWEEN 25 NORTH INVESTORS SPE1, LLC, A DELAWARE LIMITED LIABILITY COMPANY AS LANDLORD AND SOLID POWER, INC., A COLORADO CORPORATION AS TENANT DATED September 1, 2021 TABLE OF CONTENTS Page 1. Definitions and Basic Provisions 5 2. Lease Grant 5 3. Tender of Possession 6 4. Rent 6 5. Delinquent Payment; Handling Charges 6 6. Security Deposit 7 (a) General 7 |
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| December 13, 2021 |
Letter Agreement with Douglas Campbell, dated August 5, 2021 Exhibit 10.3 August 5, 2021 Douglas Campbell c/o Solid Power, Inc. Re: Confirmatory Employment Letter Dear Doug: This confirmatory employment letter agreement (the ?Agreement?) is entered into between you and Solid Power, Inc. (the ?Company? or ?we?), effective as of the date both parties sign below (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company as |
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| December 13, 2021 |
Letter Agreement with Derek Johnson, dated August 5, 2021 Exhibit 10.5 August 5, 2021 Derek Johnson c/o Solid Power, Inc. Re: Confirmatory Employment Letter Dear Derek: This confirmatory employment letter agreement (the ?Agreement?) is entered into between you and Solid Power, Inc. (the ?Company? or ?we?), effective as of the date both parties sign below (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company as of |
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| December 13, 2021 |
Exhibit 10.15 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. [ * * * ] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 3 to JOINT DEVELOPMENT AGREEMENT between BMW OF NORTH AMERICA, LLC 300 Chestnut Ridge Road Woodcliff Lake, NJ 07677 USA hereinafter referred to as "BMW |
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| December 13, 2021 |
Solid Power, Inc. 2021 Equity Incentive Plan Exhibit 10.7 SOLID POWER, INC. 2021 EQUITY INCENTIVE PLAN 1.?????????????Purposes of the Plan. The purposes of this Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to promote the success of the Company?s business. The Plan permits the grant of Incentive Stock |
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| December 13, 2021 |
Solid Power, Inc. Executive Change in Control and Severance Plan Exhibit 10.11 SOLID POWER, INC. EXECUTIVE CHANGE IN CONTROL AND SEVERANCE PLAN AND SUMMARY PLAN DESCRIPTION 1. Introduction. The purpose of this Solid Power, Inc. Executive Change in Control and Severance Plan (the ?Plan?), effective as of August 4, 2021, (the ?Effective Date?) is to provide opportunities with respect to specified benefits to certain employees of the Company whose employment may b |
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| December 13, 2021 |
Exhibit 99.3 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF SOLID POWER OPERATING, INC. Defined terms included below have the same meaning as terms defined and included elsewhere in the Current Report on Form 8-K (the ?Form 8-K?) filed with the Securities and Exchange Commission (the ?SEC?) on December 13, 2021. Unless the context requires otherwise, refer |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2021 Solid Power, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of incorporation) (Commission File Num |
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| December 8, 2021 |
EX-99.25 2 dcrcu-form25.txt dcrcu-form25 |
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| December 7, 2021 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 7, 2021 DECARBONIZATION PLUS ACQUISITION CORPORATION III (Exact Name of Registrant as Specified in Charter) Delaware 001-40284 86-1888095 (State of incorporation or organizat |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Decarbonization Plu |
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| November 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2021 Decarbonization Plus Acquisition Corporation III (Exact name of registrant as specified in its charter) Delaware 001-40284 86-1888095 (State or incorporation or orga |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 Decarbonization Plus Acquisition Corporation III (Exact name of registrant as specified in its charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of |
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| November 15, 2021 |
A New Breed of Battery Investor Deck November 2021 A New Breed of Battery Investor Deck November 2021 Disclaimer Important Information for Investors and Stockholders This presentation (this ?Presentation?) is being made in respect of the proposed transaction involving Decarbonization Plus Acquisition Corporation III (?DCRC?) and Solid Power, Inc. |
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| November 15, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 Decarbonization Plus Acquisition Corporation III (Exact name of registrant as specified in its charter) Delaware 001-40284 86-1888095 (State or other jurisdiction of |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Decarbonization Plus Acquisition Corpor |
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| November 10, 2021 |
DECARBONIZATION PLUS ACQUISITION CORP III / D. E. SHAW & CO, L.P. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Decarbonization Plus Acquisition Corporation III (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 24279D105 (CUSIP Number) D. E. Shaw & Co., L.P. Attn: Compliance Department 1166 Avenue of the Americas, 9th Floor New Yor |
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| November 10, 2021 |
EX-99.4 2 tm2132560d1ex-4.htm EXHIBIT 4 Exhibit 4 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. Shaw, hereby make, constitute, and appoint each of: Edward Fishman, Julius Gaudio, Martin Lebwohl, Maximilian Stone, David Sweet, Nathan Thomas, and Eric Wepsic, acting individually |
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| November 10, 2021 |
425 1 d236249d425.htm 425 Filed by Decarbonization Plus Acquisition Corporation III Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation III Commission File No.: 001-40284 Date: November 10, 2021 The following press release was issued by Decarbonization |
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| November 10, 2021 |
Exhibit 5 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. |
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| November 10, 2021 |
PROXY STATEMENT AND PROSPECTUS DECARBONIZATION PLUS ACQUISITION CORPORATION III Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-258681 PROXY STATEMENT AND PROSPECTUS DECARBONIZATION PLUS ACQUISITION CORPORATION III Dear Stockholders of Decarbonization Plus Acquisition Corporation III: You are cordially invited to attend the special meeting (the ?special meeting?) of stockholders of Decarbonization Plus Acquisition Corporation III (?DCRC,? ?we |
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| November 8, 2021 |
CORRESP 1 filename1.htm Decarbonization Plus Acquisition Corporation III 2744 Sand Hill Road, Suite 100 Menlo Park, CA 94025 November 8, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Sergio Chinos Re: Decarbonization Plus Acquisition Corporation III Registration Statement on Form S-4, as |
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| November 2, 2021 |
As filed with the Securities and Exchange Commission on November 2, 2021 Table of Contents As filed with the Securities and Exchange Commission on November 2, 2021 Registration Statement No. |
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| November 2, 2021 |
Form of Proxy Card for Stockholders’ Meeting. EX-99.6 7 d211833dex996.htm EX-99.6 Exhibit 99.6 FOR THE SPECIAL MEETING OF STOCKHOLDERS OF Decarbonization Plus Acquisition Corporation III THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints Erik Anderson and Peter Haskopoulos (the “Proxies”), and each of them independently, with full power of substitution, as proxies to vote all of the shares of Class A C |
