Основная статистика
| LEI | 35380028MYWPB6AUO129 |
| CIK | 1022837 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sumitomo Mitsui Financial Group, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 14, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, |
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| August 1, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, |
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| July 31, 2025 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 8, 2025 |
FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Ja |
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| July 8, 2025 |
[FORM OF 5.796% SUBORDINATED CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2046] Form of 5.796% Subordinated Callable Fixed-to-Floating Notes due 2046 Exhibit 4.2 [FORM OF 5.796% SUBORDINATED CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2046] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE |
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| July 8, 2025 |
[FORM OF 4.660% SENIOR CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2031] Exhibit 4.2 [FORM OF 4.660% SENIOR CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2031] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THI |
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| July 8, 2025 |
[FORM OF 4.954% SENIOR CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2033] Exhibit 4.3 [FORM OF 4.954% SENIOR CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2033] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THI |
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| July 8, 2025 |
[FORM OF 5.246% SENIOR CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2036] Form of 5.246% Senior Callable Fixed-to-Floating Notes due 2036 Exhibit 4.4 [FORM OF 5.246% SENIOR CALLABLE FIXED-TO-FLOATING RATE NOTES DUE 2036] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCO |
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| July 8, 2025 |
First Supplemental Indenture Exhibit 4.1 EXECUTION VERSION SUMITOMO MITSUI FINANCIAL GROUP, INC. as Issuer and THE BANK OF NEW YORK MELLON as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of July 8, 2025 to the Subordinated Indenture dated as of September 17, 2019 THIS SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of July 8, 2025, is entered into between Sumitomo Mitsui Fi |
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| July 8, 2025 |
[FORM OF SENIOR CALLABLE FLOATING RATE NOTES DUE 2031] Exhibit 4.1 [FORM OF SENIOR CALLABLE FLOATING RATE NOTES DUE 2031] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS |
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| July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addr |
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| July 8, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Ja |
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| July 1, 2025 |
EX-FILING FEES Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of dated subordinated debt securities being offered pursuant to the Prospectus Supplement dated June 30, 2025 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated January 11, 2024 (together with the Prospectus Supplement, the “Prospectus”) is $1,000,000,000 of the dated subordinated debt securities of the Registrant (the “Offering”). |
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| July 1, 2025 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
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| July 1, 2025 |
FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-276219 Pricing Term Sheet – Senior Callable Floating Rate Notes due 2031 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$900,000,000 aggregate principal amount of senior callable floating rate notes due 2031 (the “Notes”) Offer and Sale: SEC registered Expected Security Ratings*: A1 (Moody’s) / |
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| July 1, 2025 |
FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-276219 Pricing Term Sheet – 5.796% Subordinated Callable Fixed-to-Floating Rate Notes due 2046 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$1,000,000,000 aggregate principal amount of 5.796% subordinated callable fixed-to-floating rate notes due 2046 (the “Notes”) Offer and Sale: SEC register |
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| July 1, 2025 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
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| July 1, 2025 |
EX-FILING FEES Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of senior debt securities being offered pursuant to the Prospectus Supplement dated June 30, 2025 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated January 11, 2024 (together with the Prospectus Supplement, the “Prospectus”) is $3,000,000,000 of the senior debt securities of the Registrant (the “Offering”). |
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| July 1, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Ja |
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| June 30, 2025 |
SUBJECT TO COMPLETION, DATED JUNE 30, 2025 PRELIMINARY PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| June 30, 2025 |
SUBJECT TO COMPLETION, DATED JUNE 30, 2025 PRELIMINARY PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addr |
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| June 27, 2025 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 CFO Certification Required by 17 CFR 240.13a-14(a) Exhibit 12.2 CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kazuyuki Anchi, certify that: 1. I have reviewed this annual report on Form 20-F of Sumitomo Mitsui Financial Group, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary |
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| June 27, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333-276219) on Form F-3 of our reports dated June 26, 2025, with respect to the consolidated financial statements of Sumitomo Mitsui Financial Group, Inc. and the effectiveness of internal control over financial reporting. /s/ KPMG AZSA LLC Tokyo, Ja |
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| June 27, 2025 |
Exhibit 11.2 Insider Trading Policy of Sumitomo Mitsui Financial Group, Inc. Procedures regarding the Purchase and Sale of Stocks, etc. Chapter I General Provisions 1.1 Purpose The purpose of the Procedures is to ensure legal compliance regarding transactions such as the purchase and sale of stocks, etc. by any of the Officers/Employees or Sumitomo Mitsui Financial Group, Inc. (hereinafter “SMFG”) |
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| June 27, 2025 |
Exhibit 1.1 (Translation) This document has been translated from the Japanese original for reference purposes only. ARTICLES OF INCORPORATION OF KABUSHIKI KAISHA MITSUI SUMITOMO FINANSHARU GURUHPU (SUMITOMO MITSUI FINANCIAL GROUP, INC.) (as amended on October 1, 2024) Chapter I. General Provisions (Corporate Name) Article 1. The name of the Corporation shall be Kabushiki Kaisha Mitsui Sumitomo Fin |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addr |
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| June 27, 2025 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 CEO Certification Required by 17 CFR 240.13a-14(a) Exhibit 12.1 CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Toru Nakashima, certify that: 1. I have reviewed this annual report on Form 20-F of Sumitomo Mitsui Financial Group, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary |
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| June 27, 2025 |
CODE OF ETHICS Code of Ethics of Sumitomo Mitsui Financial Group, Inc. (English Translation) Exhibit 11.1 CODE OF ETHICS Code of Ethics of Sumitomo Mitsui Financial Group, Inc. (English Translation) Excerpts from Behavioral Guideline on Compliance and Risk—Complying with Laws, Regulations, Rules, and Social Norms (vi) We appropriately manage conflicts of interest to avoid unfairly harming customers’ interests and protect the assets and credibility of both our customers and the company. Ex |
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| June 27, 2025 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Certification Required by 17 CFR 240.13a-14(b) and 18 U.S.C. 1350 Exhibit 13.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the annual report of Sumitomo Mitsui Financial Group, Inc. on Form 20-F for the year ended March 31, 2025 (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule |
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| June 27, 2025 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Certification Required by 17 CFR 240.13a-14(b) and 18 U.S.C. 1350 Exhibit 13.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the annual report of Sumitomo Mitsui Financial Group, Inc. on Form 20-F for the year ended March 31, 2025 (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule |
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| June 27, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF T |
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| June 27, 2025 |
DESCRIPTION OF OUR AMERICAN DEPOSITARY SHARES Exhibit 2.3 DESCRIPTION OF OUR AMERICAN DEPOSITARY SHARES Citibank, N.A., as depositary, will issue the ADSs representing our common stock. Each ADS will represent 3/5ths of a share of our common stock (or a right to receive 3/5ths of a share) maintained on deposit with Sumitomo Mitsui Banking Corporation, Tokyo, as custodian for the depositary under the deposit agreement among us, the depositary |
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| June 26, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100 |
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| June 20, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Ja |
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| June 2, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Ja |
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| May 30, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Jap |
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| May 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100- |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addre |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addre |
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| May 14, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Jap |
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| May 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100- |
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| May 14, 2025 |
FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Jap |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| February 25, 2025 |
6-K 1 d863733d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyo |
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| February 25, 2025 |
[FORM OF 6.450% PERPETUAL SUBORDINATED NOTES] EX-4.1 2 d863733dex41.htm FORM OF 6.450% PERPETUAL SUBORDINATED NOTES Exhibit 4.1 [FORM OF 6.450% PERPETUAL SUBORDINATED NOTES] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PRO |
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| February 19, 2025 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-276219 PROSPECTUS SUPPLEMENT (To prospectus dated January 11, 2024) Sumitomo Mitsui Financial Group, Inc. (incorporated under the laws of Japan with limited liability) U.S.$1,250,000,000 6.450% Perpetual Subordinated Notes We will issue an aggregate principal amount of $1,250,000,000 of 6.450% perpetual subordinated notes, or |
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| February 19, 2025 |
EX-FILING FEES Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of perpetual subordinated debt securities being offered pursuant to the Prospectus Supplement dated February 18, 2025 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated January 11, 2024 (together with the Prospectus Supplement, the “Prospectus”) is $1,250,000,000 of the perpetual subordinated debt securities of the Registrant (the “Offering”). |
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| February 19, 2025 |
Pricing Term Sheet – 6.450% Perpetual Subordinated Notes FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-276219 Pricing Term Sheet – 6.450% Perpetual Subordinated Notes Certain terms used herein but not defined herein shall have the meanings assigned to them in the Preliminary Prospectus (as defined below). Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$1,250,000,000 aggregate principal amount of |
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| February 18, 2025 |
SUBJECT TO COMPLETION, DATED FEBRUARY 18, 2025 PRELIMINARY PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan ( |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan ( |
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| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan ( |
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| January 29, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo |
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| January 15, 2025 |
[FORM OF 5.632% SENIOR NOTES DUE 2035] Exhibit 4.4 [FORM OF 5.632% SENIOR NOTES DUE 2035] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY MAY NO |
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| January 15, 2025 |
[FORM OF 5.240% SENIOR NOTES DUE 2030] Exhibit 4.2 [FORM OF 5.240% SENIOR NOTES DUE 2030] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY MAY NO |
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| January 15, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, |
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| January 15, 2025 |
[FORM OF SENIOR FLOATING RATE NOTES DUE 2030] Exhibit 4.1 [FORM OF SENIOR FLOATING RATE NOTES DUE 2030] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY |
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| January 15, 2025 |
[FORM OF 5.454% SENIOR NOTES DUE 2032] Exhibit 4.3 [FORM OF 5.454% SENIOR NOTES DUE 2032] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY MAY NO |
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| January 8, 2025 |
Filed Pursuant to Rule 433 Registration No. 333-276219 Pricing Term Sheet – Senior Floating Rate Notes due 2030 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$800,000,000 aggregate principal amount of senior floating rate notes due 2030 (the “Notes”) Offer and Sale: SEC registered Expected Security Ratings*: A1 (Moody’s) / A- (S&P) / A- (Fitch) Denomination: U.S.$2 |
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| January 8, 2025 |
Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of senior debt securities being offered pursuant to the Prospectus Supplement dated January 7, 2025 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated January 11, 2024 (together with the Prospectus Supplement, the “Prospectus”) is $3,200,000,000 of the senior debt securities of the Registrant (the “Offering”). |
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| January 8, 2025 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-276219 PROSPECTUS SUPPLEMENT (To prospectus dated January 11, 2024) Sumitomo Mitsui Financial Group, Inc. (incorporated under the laws of Japan with limited liability) U.S.$800,000,000 Senior Floating Rate Notes due 2030 U.S.$800,000,000 5.240% Senior Notes due 2030 U.S.$600,000,000 5.454% Senior Notes due 2032 U.S.$1,000,000, |
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| January 7, 2025 |
SUBJECT TO COMPLETION, DATED JANUARY 7, 2025 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-276219 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (A |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan ( |
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| December 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo |
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| December 5, 2024 |
6-K 1 d912864d6k.htm FORM 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunou |
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| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan ( |
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| November 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo |
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| November 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan ( |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan ( |
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| October 1, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement on Form F-6 Registration No. |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addre |
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| August 2, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100- |
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| August 1, 2024 |
6-K 1 d838622d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| July 9, 2024 |
[FORM OF 5.836% SUBORDINATED NOTES DUE 2044] Form of 5.836% Subordinated Notes due 2044 Exhibit 4.1 [FORM OF 5.836% SUBORDINATED NOTES DUE 2044] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND |
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| July 9, 2024 |
[FORM OF 5.558% SENIOR NOTES DUE 2034] Form of 5.558% Senior Notes due 2034 Exhibit 4.4 [FORM OF 5.558% SENIOR NOTES DUE 2034] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| July 9, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| July 9, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| July 9, 2024 |
[FORM OF 5.316% SENIOR NOTES DUE 2029] Form of 5.316% Senior Notes due 2029 Exhibit 4.2 [FORM OF 5.316% SENIOR NOTES DUE 2029] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| July 9, 2024 |
[FORM OF 5.424% SENIOR NOTES DUE 2031] Form of 5.424% Senior Notes due 2031 Exhibit 4.3 [FORM OF 5.424% SENIOR NOTES DUE 2031] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| July 9, 2024 |
[FORM OF SENIOR FLOATING RATE NOTES DUE 2029] Form of Senior Floating Rate Notes due 2029 Exhibit 4.1 [FORM OF SENIOR FLOATING RATE NOTES DUE 2029] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE A |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| July 3, 2024 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
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| July 3, 2024 |
Filed Pursuant to Rule 433 Registration No. 333-276219 Pricing Term Sheet – Senior Floating Rate Notes due 2029 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$500,000,000 aggregate principal amount of senior floating rate notes due 2029 (the “Notes”) Offer and Sale: SEC registered Expected Security Ratings*: A1 (Moody’s) / A- (S&P) Denomination: U.S.$200,000 and in |
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| July 3, 2024 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
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| July 3, 2024 |
EX-FILING FEES Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of dated subordinated debt securities being offered pursuant to the Prospectus Supplement dated July 2, 2024 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated January 11, 2024 (together with the Prospectus Supplement, the “Prospectus”) is $1,000,000,000 of the dated subordinated debt securities of the Registrant (the “Offering”). |
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| July 3, 2024 |
EX-FILING FEES Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of senior debt securities being offered pursuant to the Prospectus Supplement dated July 2, 2024 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated January 11, 2024 (together with the Prospectus Supplement, the “Prospectus”) is $3,500,000,000 of the senior debt securities of the Registrant (the “Offering”). |
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| July 3, 2024 |
Filed Pursuant to Rule 433 Registration No. 333-276219 Pricing Term Sheet – 5.836% Subordinated Notes due 2044 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$1,000,000,000 aggregate principal amount of 5.836% subordinated notes due 2044 (the “Notes”) Offer and Sale: SEC registered Expected Security Ratings*: A2 (Moody’s) / BBB+ (S&P) Denomination: U.S.$2,000 and in |
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| July 2, 2024 |
SUBJECT TO COMPLETION, DATED JULY 2, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-276219 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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| July 2, 2024 |
SUBJECT TO COMPLETION, DATED JULY 2, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-276219 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| June 27, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF T |
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| June 27, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-00 |
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| June 27, 2024 |
SUMITOMO MITSUI FINANCIAL GROUP, INC. COMPENSATION RECOUPMENT POLICY Exhibit 1.4 SUMITOMO MITSUI FINANCIAL GROUP, INC. COMPENSATION RECOUPMENT POLICY This Sumitomo Mitsui Financial Group, Inc. Compensation Recoupment Policy (“Policy”) has been adopted by the compensation committee of Sumitomo Mitsui Financial Group, Inc. (the “Company”) on October 24, 2023. This Policy provides for the recoupment of certain executive compensation in the event of an accounting resta |
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| June 27, 2024 |
Exhibit 11.2 Insider Trading Policy of Sumitomo Mitsui Financial Group, Inc. Procedures regarding the Purchase and Sale of Stocks, etc. Chapter I General Provisions 1.1 Purpose The purpose of the Procedures is to ensure legal compliance regarding transactions such as the purchase and sale of stocks, etc. by any of the Officers/Employees or Sumitomo Mitsui Financial Group, Inc. (hereinafter “SMFG”) |
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| June 27, 2024 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 CFO Certification Required by 17 CFR 240.13a-14(a) Exhibit 12.2 CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Fumihiko Ito, certify that: 1. I have reviewed this annual report on Form 20-F of Sumitomo Mitsui Financial Group, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| June 27, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333-276219) on Form F-3 of our reports dated June 25, 2024, with respect to the consolidated financial statements of Sumitomo Mitsui Financial Group, Inc. and the effectiveness of internal control over financial reporting. /s/ KPMG AZSA LLC Tokyo, Ja |
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| June 27, 2024 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Certification Required by 17 CFR 240.13a-14(b) and 18 U.S.C. 1350 Exhibit 13.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the annual report of Sumitomo Mitsui Financial Group, Inc. on Form 20-F for the year ended March 31, 2024 (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule |
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| June 27, 2024 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Certification Required by 17 CFR 240.13a-14(b) and 18 U.S.C. 1350 Exhibit 13.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the annual report of Sumitomo Mitsui Financial Group, Inc. on Form 20-F for the year ended March 31, 2024 (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| June 27, 2024 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 CEO Certification Required by 17 CFR 240.13a-14(a) Exhibit 12.1 CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Toru Nakashima, certify that: 1. I have reviewed this annual report on Form 20-F of Sumitomo Mitsui Financial Group, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| June 12, 2024 |
This document has been translated from the Japanese original for reference purposes only. |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 30, 2024 |
1 (Translation) Securities Code 8316 June 6, 2024 To Shareholders with V oting Rights Takeshi Kunibe Chairman of the Board Sumitomo Mitsui Financial Group, Inc. |
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| May 30, 2024 |
This document has been translated from a Japanese original for reference purposes only. |
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| May 30, 2024 |
This document has been translated from a Japanese original for reference purposes only. |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-000 |
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| May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-000 |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 13, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addres |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addres |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addres |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addres |
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| March 5, 2024 |
Exhibit 4.1 EXECUTION VERSION SUMITOMO MITSUI FINANCIAL GROUP, INC. as Issuer and THE BANK OF NEW YORK MELLON as Trustee PERPETUAL SUBORDINATED INDENTURE Dated as of March 5, 2024 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Certain Terms Defined 1 ARTICLE 2 SECURITIES Section 2.01. Forms Generally 10 Section 2.02. Form of Trustee’s Certification of Authentication 11 Section 2.03. Am |
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| March 5, 2024 |
[FORM OF 6.600% PERPETUAL SUBORDINATED NOTES] Exhibit 4.2 [FORM OF 6.600% PERPETUAL SUBORDINATED NOTES] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addres |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addres |
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| February 28, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-276219 PROSPECTUS SUPPLEMENT (To prospectus dated January 11, 2024) Sumitomo Mitsui Financial Group, Inc. (incorporated under the laws of Japan with limited liability) U.S.$1,000,000,000 6.600% Perpetual Subordinated Notes We will issue an aggregate principal amount of $1,000,000,000 of 6.600% perpetual subordinated notes, or |
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| February 28, 2024 |
Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of perpetual subordinated debt securities being offered pursuant to the Prospectus Supplement dated February 27, 2024 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated January 11, 2024 (together with the Prospectus Supplement, the “Prospectus”) is $1,000,000,000 of the perpetual subordinated debt securities of the Registrant (the “Offering”). |
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| February 28, 2024 |
Pricing Term Sheet – 6.600% Perpetual Subordinated Notes Filed Pursuant to Rule 433 Registration No. 333-276219 Pricing Term Sheet – 6.600% Perpetual Subordinated Notes Certain terms used herein but not defined herein shall have the meanings assigned to them in the Preliminary Prospectus (as defined below). Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$1,000,000,000 aggregate principal amount of 6.600% perpetual subordi |
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| February 26, 2024 |
SUBJECT TO COMPLETION, DATED FEBRUARY 26, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-276219 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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| February 20, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 10 |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| February 13, 2024 |
EX-99.1 2 d787213dex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree that only one statement containing the information required by Schedule 13G and any further amendments thereto need to be filed with respect to the beneficial ownership by each of the undersigned of Class A Ordinary Sha |
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| February 13, 2024 |
EX-99.1 2 d787686dex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree that only one statement containing the information required by Schedule 13G and any further amendments thereto need to be filed with respect to the beneficial ownership by each of the undersigned of Class A Ordinary Sha |
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| February 13, 2024 |
SC 13G/A 1 d787213dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Qifu Thechnology. (f/k/a Qifu Technology, Inc.) (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 88557W101** (CUSIP Number) December 31, 2023 |
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| February 13, 2024 |
SC 13G/A 1 d787686dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2*) VNET Group, Inc. (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 90138A103** (CUSIP Number) December 31, 2023 (Date of Event Which Requires F |
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| February 5, 2024 |
SC 13G/A 1 smfg131244sc13ga7.htm AMENDMENT NO. 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Sumitomo Mitsui Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86562M209 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| January 12, 2024 |
Sumitomo Mitsui Financial Group, Inc. (incorporated in Japan) Debt Securities Table of Contents Filed pursuant to Rule 424(b)(2) Registration No. 333-276219 PROSPECTUS Sumitomo Mitsui Financial Group, Inc. (incorporated in Japan) $55,000,000,000 Debt Securities We may offer, from time to time, in one or more offerings, up to $55,000,000,000, or the equivalent thereof in any other currency, of senior debt securities, dated subordinated debt securities or perpetual subordinat |
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| January 9, 2024 |
January 9, 2024 Via Edgar Securities and Exchange Commission, Division of Corporation Finance, 100 F Street, N. |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addr |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Jurisdiction of incorporation of organization if not a U.S. national bank) (I.R.S. Employer Identification Numb |
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| December 22, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo |
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| December 22, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact name of registrant as specified in its charter) SUMITOMO MITSUI FINANCIAL GROUP, INC. |
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| December 22, 2023 |
As filed with the Securities and Exchange Commission on December 22, 2023 Table of Contents As filed with the Securities and Exchange Commission on December 22, 2023 Registration No. |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-N APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES A. Name of issuer or person filing (“Filer”): Sumitomo Mitsui Financial Group, Inc. B. This is: ☒ an or |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Jurisdiction of incorporation of organization if not a U.S. national bank) (I.R.S. Employer Identification Numb |
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| December 22, 2023 |
Exhibit 4.4 SUMITOMO MITSUI FINANCIAL GROUP, INC. as Issuer and THE BANK OF NEW YORK MELLON as Trustee PERPETUAL SUBORDINATED INDENTURE Dated as of [ ] TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Certain Terms Defined 1 ARTICLE 2 SECURITIES Section 2.01. Forms Generally 8 Section 2.02. Form of Trustee’s Certification of Authentication 8 Section 2.03. Amount Unlimited; Issuable in Se |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Jurisdiction of incorporation of organization if not a U.S. national bank) (I.R.S. Employer Identification Numb |
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| December 5, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 10 |
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| December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| November 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| November 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 10 |
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| November 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 10 |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| September 14, 2023 |
[FORM OF 5.716% SENIOR NOTES DUE 2028] Exhibit 4.1 [FORM OF 5.716% SENIOR NOTES DUE 2028] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY MAY NO |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Ad |
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| September 14, 2023 |
[FORM OF 5.808% SENIOR NOTES DUE 2033] Exhibit 4.2 [FORM OF 5.808% SENIOR NOTES DUE 2033] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY MAY NO |
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| September 6, 2023 |
Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of senior debt securities being offered pursuant to the Prospectus Supplement dated September 5, 2023 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated July 24, 2023 (together with the Prospectus Supplement, the “Prospectus”) is $2,000,000,000 of the senior debt securities of the Registrant (the “Offering”). |
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| September 6, 2023 |
Filed Pursuant to Rule 433 Registration No. 333-273003 Pricing Term Sheet – 5.716% Senior Notes due 2028 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$1,100,000,000 aggregate principal amount of 5.716% senior notes due 2028 (the “Notes”) Offer and Sale: SEC registered Expected Security Ratings: A1 (Moody’s) / A- (S&P) Denomination: U.S.$200,000 and integral multip |
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| September 6, 2023 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-273003 PROSPECTUS SUPPLEMENT (To prospectus dated July 24, 2023) Sumitomo Mitsui Financial Group, Inc. (incorporated under the laws of Japan with limited liability) U.S.$1,100,000,000 5.716% Senior Notes due 2028 U.S.$900,000,000 5.808% Senior Notes due 2033 We will issue an aggregate principal amount of U.S.$1,100,000,000 of |
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| September 5, 2023 |
SUBJECT TO COMPLETION, DATED SEPTEMBER 5, 2023 PRELIMINARY PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| August 18, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100- |
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| August 14, 2023 |
FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Jap |
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| July 31, 2023 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 25, 2023 |
Sumitomo Mitsui Financial Group, Inc. (incorporated in Japan) Debt Securities 424B2 Table of Contents Filed pursuant to Rule 424(b)(2) Registration No. 333-273003 PROSPECTUS Sumitomo Mitsui Financial Group, Inc. (incorporated in Japan) $52,700,000,000 Debt Securities We may offer, from time to time, in one or more offerings, up to $52,700,000,000, or the equivalent thereof in any other currency, of senior debt securities or subordinated debt securities, which we collectivel |
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| July 21, 2023 |
July 21, 2023 Via Edgar Securities and Exchange Commission, Division of Corporation Finance, 100 F Street, N. |
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| July 21, 2023 |
As filed with the Securities and Exchange Commission on July 21, 2023 F-3/A As filed with the Securities and Exchange Commission on July 21, 2023 Registration No. |
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| July 21, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Pre-Effective Amendment No. |
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| July 13, 2023 |
[FORM OF 5.852% SENIOR NOTES DUE 2030] Form of 5.852 % Senior Notes due 2030 Exhibit 4.4 [FORM OF 5.852% SENIOR NOTES DUE 2030] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS |
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| July 13, 2023 |
[FORM OF 5.776% SENIOR NOTES DUE 2033] Form of 5.776% Senior Notes due 2033 Exhibit 4.5 [FORM OF 5.776% SENIOR NOTES DUE 2033] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| July 13, 2023 |
[FORM OF 5.880% SENIOR NOTES DUE 2026] Form of 5.880% Senior Notes due 2026 Exhibit 4.2 [FORM OF 5.880% SENIOR NOTES DUE 2026] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| July 13, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| July 13, 2023 |
[FORM OF SENIOR FLOATING RATE NOTES DUE 2026] Form of Senior Floating Rate Notes due 2026 Exhibit 4.1 [FORM OF SENIOR FLOATING RATE NOTES DUE 2026] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE A |
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| July 13, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| July 13, 2023 |
[FORM OF 6.184% SUBORDINATED NOTES DUE 2043] Form of 6.184 % Subordinated Notes due 2043 Exhibit 4.1 [FORM OF 6.184% SUBORDINATED NOTES DUE 2043] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AN |
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| July 13, 2023 |
[FORM OF 5.800% SENIOR NOTES DUE 2028] Form of 5.800% Senior Notes due 2028 Exhibit 4.3 [FORM OF 5.800% SENIOR NOTES DUE 2028] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| July 7, 2023 |
EX-FILING FEES Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of senior debt securities being offered pursuant to the Prospectus Supplement dated July 6, 2023 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated June 29, 2023 (together with the Prospectus Supplement, the “Prospectus”) is $3,300,000,000 of the senior debt securities of the Registrant (the “Offering”). |
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| July 7, 2023 |
EX-FILING FEES Exhibit 107 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact Name of Registrant as Specified in its Charter) The maximum aggregate amount of subordinated debt securities being offered pursuant to the Prospectus Supplement dated July 6, 2023 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated June 29, 2023 (together with the Prospectus Supplement, the “Prospectus”) is $1,000,000,000 of the subordinated debt securities of the Registrant (the “Offering”). |
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| July 7, 2023 |
FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-261754 Pricing Term Sheet – Senior Floating Rate Notes due 2026 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$400,000,000 aggregate principal amount of senior floating rate notes due 2026 (the “Notes”) Offer and Sale: SEC registered Expected Security Ratings: A1 (Moody’s) / A- (S&P) Denominati |
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| July 7, 2023 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
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| July 7, 2023 |
FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-261754 Pricing Term Sheet – 6.184% Subordinated Notes due 2043 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$1,000,000,000 aggregate principal amount of 6.184% subordinated notes due 2043 (the “Notes”) Offer and Sale: SEC registered Expected Security Ratings: A2 (Moody’s) / BBB+ (S&P) Denomina |
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| July 7, 2023 |
FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| July 7, 2023 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
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| July 6, 2023 |
SUBJECT TO COMPLETION, DATED JULY 6, 2023 PRELIMINARY PROSPECTUS SUPPLEMENT Table of Contents The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| July 6, 2023 |
SUBJECT TO COMPLETION, DATED JULY 6, 2023 PRELIMINARY PROSPECTUS SUPPLEMENT Table of Contents The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| June 30, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| June 29, 2023 |
Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact name of registrant as specified in its charter) SUMITOMO MITSUI FINANCIAL GROUP, INC. |
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| June 29, 2023 |
Articles of Incorporation EXHIBIT 1.1 (Translation) This document has been translated from the Japanese original for reference purposes only. ARTICLES OF INCORPORATION OF KABUSHIKI KAISHA MITSUI SUMITOMO FINANSHARU GURUHPU (SUMITOMO MITSUI FINANCIAL GROUP, INC.) (as amended on March 1, 2023) Chapter I. General Provisions (Corporate Name) Article 1. The name of the Corporation shall be Kabushiki Ka |
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| June 29, 2023 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Certification Required by 17 CFR 240.13a-14(b) and 18 U.S.C. 1350 Exhibit 13.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the annual report of Sumitomo Mitsui Financial Group, Inc. on Form 20-F for the year ended March 31, 2023 (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule |
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| June 29, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| June 29, 2023 |
As filed with the Securities and Exchange Commission on June 29, 2023 Post-Effective Amendment No. 1 to Form F-3 Table of Contents As filed with the Securities and Exchange Commission on June 29, 2023 Registration No. 333-261754 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact name of regist |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Jurisdiction of incorporation of organization if not a U.S. national bank) (I.R.S. Employer Identification Numb |
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| June 29, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 Statement of Eligibility on Form T-1 (Senior Indenture) Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Jurisdiction of incorporation of organization if not a |
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| June 29, 2023 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333-261754) on Form F-3 of our reports dated June 28, 2023, with respect to the consolidated financial statements of Sumitomo Mitsui Financial Group, Inc. and the effectiveness of internal cont |
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| June 29, 2023 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 CFO Certification Required by 17 CFR 240.13a-14(a) Exhibit 12.2 CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Fumihiko Ito, certify that: 1. I have reviewed this annual report on Form 20-F of Sumitomo Mitsui Financial Group, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| June 29, 2023 |
FORM F-N UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-N APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES A. Name of issuer or person filing (“Filer”): Sumitomo Mitsui Financial Group, Inc. B. This is |
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| June 29, 2023 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 CEO Certification Required by 17 CFR 240.13a-14(a) Exhibit 12.1 CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jun Ohta, certify that: 1. I have reviewed this annual report on Form 20-F of Sumitomo Mitsui Financial Group, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to ma |
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| June 29, 2023 |
Share Handling Regulations Exhibit 1.3 (Translation) This document has been translated from the Japanese original for reference purposes only. Share Handling Regulations (as amended in September 2022) Sumitomo Mitsui Financial Group, Inc. (Translation) Share Handling Regulations of Sumitomo Mitsui Financial Group, Inc. (as amended on September 1, 2022) Chapter I: General Provisions (Purpose) Artic |
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| June 29, 2023 |
As filed with the Securities and Exchange Commission on June 29, 2023 Form F-3 Table of Contents As filed with the Securities and Exchange Commission on June 29, 2023 Registration No. |
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| June 29, 2023 |
Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Post-Effective Amendment to Form F-3 (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact name of registrant as specified in its charter) SUMITOMO MITSUI FINANCIAL GROUP, INC. |
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| June 29, 2023 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Certification Required by 17 CFR 240.13a-14(b) and 18 U.S.C. 1350 Exhibit 13.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the annual report of Sumitomo Mitsui Financial Group, Inc. on Form 20-F for the year ended March 31, 2023 (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule |
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| June 28, 2023 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 1, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| May 31, 2023 |
This document has been translated from a Japanese original for reference purposes only. |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 31, 2023 |
1 (Translation) Securities Code 8316 June 8, 2023 To Shareholders with V oting Rights Jun Ohta Director President Sumitomo Mitsui Financial Group, Inc. |
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| May 31, 2023 |
This document has been translated from a Japanese original for reference purposes only. |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 15, 2023 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Address |
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| May 15, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| May 15, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-000 |
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| May 15, 2023 |
FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| May 1, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan |
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| April 3, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japa |
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| March 23, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japa |
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| March 7, 2023 |
[FORM OF 5.766% SENIOR NOTES DUE 2033] Form of 5.766% Senior Notes due 2033 Exhibit 4.4 [FORM OF 5.766% SENIOR NOTES DUE 2033] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| March 7, 2023 |
FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japa |
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| March 7, 2023 |
[FORM OF 5.710% SENIOR NOTES DUE 2030] EX-4.3 4 d785709dex43.htm FORM OF 5.710% SENIOR NOTES DUE 2030 Exhibit 4.3 [FORM OF 5.710% SENIOR NOTES DUE 2030] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE |
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| March 7, 2023 |
[FORM OF 5.520% SENIOR NOTES DUE 2028] Form of 5.520% Senior Notes due 2028 Exhibit 4.2 [FORM OF 5.520% SENIOR NOTES DUE 2028] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| March 7, 2023 |
[FORM OF 5.464% SENIOR NOTES DUE 2026] Form of 5.464% Senior Notes due 2026 Exhibit 4.1 [FORM OF 5.464% SENIOR NOTES DUE 2026] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS O |
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| March 1, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japa |
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| March 1, 2023 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
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| March 1, 2023 |
EX-FILING FEES Calculation of Filing Fee Table 424(b)(2) (Form Type) Kabushiki Kaisha Mitsui Sumitomo Financial Group (Exact name of registrant as specified in its charter) SUMITOMO MITSUI FINANCIAL GROUP, INC. |
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| March 1, 2023 |
FWP 1 d462101dfwp.htm FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-261754 Pricing Term Sheet – Reopening of 5.464% Senior Notes due 2026 Issuer: Sumitomo Mitsui Financial Group, Inc. (“SMFG”) Securities Offered: U.S.$300,000,000 aggregate principal amount of 5.464% senior notes due 2026 (the “Notes”) Further Issue: The Notes will be a further issuance of, and will be con |
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| February 28, 2023 |
SUBJECT TO COMPLETION, DATED FEBRUARY 28, 2023 PRELIMINARY PROSPECTUS SUPPLEMENT Table of Contents The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| February 17, 2023 |
6-K 1 d346884d6k.htm FORM 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi |
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| February 14, 2023 |
Exhibit 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree that only one statement containing the information required by Schedule 13G and any further amendments thereto need to be filed with respect to the beneficial ownership by each of the undersigned of Class A Ordinary Share, $0. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| February 14, 2023 |
EX-99.1 2 d439239dex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree that only one statement containing the information required by Schedule 13G and any further amendments thereto need to be filed with respect to the beneficial ownership by each of the undersigned of Class A Ordinary Sha |
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| February 14, 2023 |
SC 13G/A 1 d439239dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* ReNew Energy Global plc (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7500M104 (CUSIP Number) December 31, 2022 (Date of Event Which Require |
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| February 14, 2023 |
SCHEDULE 13G Amendment No. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* 360 DigiTech, Inc. (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 88557W101** (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Che |
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| February 14, 2023 |
EX-99.1 2 d439239dex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree that only one statement containing the information required by Schedule 13G and any further amendments thereto need to be filed with respect to the beneficial ownership by each of the undersigned of Class A Ordinary Sha |
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| February 14, 2023 |
SC 13G/A 1 d439239dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* VNET Group, Inc. (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 90138A103** (CUSIP Number) December 31, 2022 (Date of Event Which Requires F |
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| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Sumitomo Mitsui Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86562M209 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Add |
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| January 30, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100 |
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| January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission file number 001-34919 SUMITOMO MITSUI FINANCIAL GROUP, INC. (Translation of registrant’s name into English) 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan (Addr |
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| January 13, 2023 |
[FORM OF 5.520% SENIOR NOTES DUE 2028] Exhibit 4.3 [FORM OF 5.520% SENIOR NOTES DUE 2028] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY MAY NO |
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| January 13, 2023 |
[FORM OF 5.464% SENIOR NOTES DUE 2026] Exhibit 4.2 [FORM OF 5.464% SENIOR NOTES DUE 2026] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERENCED AND REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM IN ACCORDANCE WITH THE PROVISIONS OF THE INDENTURE AND THE TERMS OF THIS SECURITY, THIS SECURITY MAY NO |
