Основная статистика
| CIK | 1588084 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tantech Holdings Ltd
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| June 3, 2025 |
EXHIBIT 10.1 Employment Agreement Party A:Tantech Holdings Ltd. Party B: Zheyuan LIU, ID NO.: [ ] According to the relevant provisions of the "Contract Law of the People's Republic of China", both parties A and B reached an agreement on the employment of Party B as follows. 1. Employment Party A hires Party B as the company's CEO. 2. The responsibilities of Party B: (1) Fully comprehend the resolu |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province Peop |
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| May 15, 2025 |
EXHIBIT 4.3 Employment Agreement Party A: Tantech Holdings Ltd. Party B: Mingqin Dong , ID NO. : [ ] According to the relevant provisions of the "Contract Law of the People's Republic of China", both parties A and B reached an agreement on the employment of Party B as follows. 1. Employment Party A hires Party B as the company's COO. 2. Responsibilities of Party B: (1) As the company's core manage |
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| May 15, 2025 |
EXHIBIT 13.2 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Weilin Zhang, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| May 15, 2025 |
EXHIBIT 13.1 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Wangfeng Yan, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| May 15, 2025 |
EXHIBIT 12.1 CERTIFICATION I, Wangfeng Yan, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 15, 2025 |
EXHIBIT 4.13 (English Translation) Equity Transfer Agreement Transferor: Shanghai Jiamu Investment Management Co., Ltd. Transferee: Lishui Damushan Tea Co., Ltd. Regarding Transfer of Equities of [Hangzhou Jiyi Investment Management Co., Ltd. and Hangzhou Wangbo Investment Management Co., Ltd. Agreement Number: 2025-5-6 1 This Target Equity Transfer Agreement (hereinafter referred to as the “Agree |
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| May 15, 2025 |
EXHIBIT 4.2 Employment Agreement Party A: Tantech Holdings Ltd. Party B: Weilin Zhang , ID NO. : [ ] According to the relevant provisions of the “Contract Law of the People’s Republic of China”, both parties A and B reached an agreement on the employment of Party B as follows. 1. Employment Party A hires Party B as the company’s CFO. 2. Responsibilities of Party B: (1) Assist the CEO of the compan |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR ☐ TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| May 15, 2025 |
(English Translation) Equity Transfer Agreement EXHIBIT 4.12 (English Translation) Equity Transfer Agreement Transferor: AFRICAN FOREST GROUP LIMITED Transferee: EAG INTERNATIONAL VANTAGE CAPITALS LIMITED Regarding Transfer of Equity of 【XINTONG INTERNATIONAL TRADING LIMITED.】 Agreement Number: 2025-4-24 This Target Equity Transfer Agreement (hereinafter referred to as the “Agreement”) is entered into by the following parties on [24 April 2025] |
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| May 15, 2025 |
EXHIBIT 12.2 CERTIFICATION I, Weilin Zhang, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 15, 2025 |
TANTECH HOLDINGS LTD (the “Company”) Insider Trading Policy APPLICABILITY OF POLICY EXHIBIT 11.2 TANTECH HOLDINGS LTD (the “Company”) Insider Trading Policy APPLICABILITY OF POLICY This Policy applies to all transactions in the Company’s securities, including common shares, options and warrants to purchase common shares, and any other securities the Company may issue from time to time, such as preferred shares, and convertible securities, as well as derivative securities relating |
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| May 15, 2025 |
Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 EXHIBIT 2.2 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 As of December 31, 2024, Tantech Holdings Ltd (the “Company,” “we,” “us,” and “our”) had one class of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, as follows: Title of each class Symbol Name of each exchange on which registered Common shares, |
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| May 15, 2025 |
EXHIBIT 4.1 Employment Agreement Party A: Tantech Holdings Ltd. Party B: Wangfeng Yan , ID NO. : [ ] According to the relevant provisions of the "Contract Law of the People's Republic of China", both parties A and B reached an agreement on the employment of Party B as follows. 1. Employment Party A hires Party B as the company's CEO . 2. The responsibilities of Party B: (1) Fully comprehend the re |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: DECEMBER 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province Peo |
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| March 3, 2025 |
Tantech Holdings Regains Compliance with NASDAQ Minimum Bid Price Requirement EXHIBIT 99.1 Tantech Holdings Regains Compliance with NASDAQ Minimum Bid Price Requirement LISHUI, China, March 3, 2025 /PRNewswire/ – Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”) announced today that on February 28, 2025, it received notification from The Nasdaq Stock Market LLC (“NASDAQ”) confirming the Company has regained compliance with NASDAQ’s minimum bid price requireme |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province |
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| February 10, 2025 |
Tantech Holdings Announces 1-for-40 Common Share Consolidation EXHIBIT 99.1 Tantech Holdings Announces 1-for-40 Common Share Consolidation LISHUI, China, February 10, 2025 – Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”), announced today that the Company’s Board of Directors approved on January 21, 2025 to effect a share consolidation of the Company’s common shares at the ratio of one-for-forty with the marketplace effective date of February |
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| January 8, 2025 |
EXHIBIT 10.1 Tantech Holdings Ltd No. 10 Cen Shan Road, Shuige Industrial Zone, Lishui City, Zhejiang Province 323000 People’s Republic of China January 7, 2025 To the Holder whose name appears on the signature page attached hereto Re: Inducement Agreement to Exercise Warrant Dear Holder: Pursuant to this letter agreement (this "Agreement"), Tantech Holdings Ltd (the "Company") is pleased to offer |
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| January 8, 2025 |
TANTECH HOLDINGS LTD Series A Warrant To Purchase Common Shares EXHIBIT 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province P |
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| January 6, 2025 |
EXHIBIT 99.1 Equity Transfer Agreement This Equity Transfer Agreement (hereinafter referred to as the “Agreement”) is entered into on December 25, 2024, in Lishui City, Zhejiang Province, by and between: Party A (the 'Transferor'): USCNHK HOLDINGS LIMITED Business Registration Certificate No.: 77467742 Party B (the 'Transferee'): CHINA LOAN GROUP CO., LIMITED Business Registration Certificate No.: |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province P |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of December 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejia |
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| January 2, 2025 |
EXHIBIT 99.1 TANTECH HOLDINGS LTD AND SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS Page Unaudited Condensed Consolidated Financial Statements Condensed Consolidated Balance Sheets as of June 30, 2024 (Unaudited) and December 31, 2023 F-2 Unaudited Condensed Consolidated Statements of Operation and Comprehensive Loss for the Six Months Ended June 30, 2024 and |
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| January 2, 2025 |
(All amounts, other than percentages, in thousands of U.S. dollars) EXHIBIT 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion and analysis of our financial condition and results of operations in conjunction with our unaudited condensed consolidated financial statements and the related notes that appear elsewhere in this report. This discussion contains forward-looking statements that |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of December 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejia |
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| December 27, 2024 |
Tantech's U.S. Subsidiary Signs $5 Million Sales Contract EXHIBIT 99.1 Tantech's U.S. Subsidiary Signs $5 Million Sales Contract LISHUI, China, December 27, 2024 – Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company") today announced that, on December 26, 2024, its U.S. subsidiary, Gohomeway Group Inc, signed an annual purchase agreement with Heidi Enterprise Group for the period of January 2025 to December 2025. Under the terms of the agreeme |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of December 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejia |
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| December 16, 2024 |
Tantech Holdings Ltd Establishes New U.S.-Based Subsidiaries EXHIBIT 99.1 Tantech Holdings Ltd Establishes New U.S.-Based Subsidiaries LISHUI, China, Dec. 16, 2024 – Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company") today announced that Tantech has established two subsidiaries in the United States, Gohomeway Inc and Gohomeway Group Inc. The new companies aim to support the Company’s growing demand for overseas business, increase its presence |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of December 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejia |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Tantech Holdings Ltd (Name of Issuer) Common Shares, no par value per share (Title of Class of Securities) VGG8675X1490 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| November 6, 2024 |
TANH / Tantech Holdings Ltd / Bigger Capital, LLC Passive Investment SC 13G/A 1 sc13ga110022tanh11062024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Tantech Holdings Ltd. (Name of Issuer) Common Shares, $.24 par value (Title of Class of Securities |
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| September 10, 2024 |
EXHIBIT 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of September 5, 2024 by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Tantech Holdings Ltd, a British Virgin Islands compan |
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| September 10, 2024 |
EXHIBIT 10.2 PROMISSORY NOTE Original Issuance Date: June 29, 2023 Principal Amount: U.S. $1,525,213.15 FOR VALUE RECEIVED, Tantech Holdings, Ltd., a British Virgin Islands company (“Borrower”), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $1,525,213.15 (the “Principal Amount”) and any interest, fees, charges, and late fe |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Indust |
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| August 28, 2024 |
Tantech Holdings Ltd Receives NASDAQ Minimum Bid Price Requirement Extension EXHIBIT 99.1 Tantech Holdings Ltd Receives NASDAQ Minimum Bid Price Requirement Extension LISHUI, China, August 28, 2024 – Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”), announced today that on August 27, 2024, it received notification from The Nasdaq Stock Market LLC (“NASDAQ”) confirming the Company has been granted an additional 180 calendar day period for compliance under it |
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| August 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of August 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A Amendment No. 1 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of July 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishu |
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| July 29, 2024 |
EXHIBIT 4.1 [FORM OF SERIES A WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE R |
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| July 26, 2024 |
Up to 61,313,874 Common Shares TANTECH HOLDINGS LTD Filed Pursuant to 424(b)(3) Registration No. 333-280791 PROSPECTUS Up to 61,313,874 Common Shares TANTECH HOLDINGS LTD This prospectus relates to the resale, from time to time, by the Selling Shareholders (the “Selling Shareholders”) identified in this prospectus under the caption “Selling Shareholders,” of up to 61,313,874 common shares, no par value (the “Common Shares”), of Tantech Holdings Ltd |
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| July 23, 2024 |
c/o Tantech Holdings (Lishui) Co., Ltd. ♦ No. 10 Cen Shan Road, Shuige Industrial Zone ♦ Lishui City, Zhejiang Province ♦ People’s Republic of China ♦ Phone: +86-578-226-2309 July 23, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F. Street, N.E. Washington, D.C. 20549 Re: TANTECH HOLDINGS LTD Regis |
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| July 22, 2024 |
As filed with the Securities and Exchange Commission on July 22, 2024 As filed with the Securities and Exchange Commission on July 22, 2024 Registration No. |
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| July 22, 2024 |
TANTECH HOLDINGS LTD POWER OF ATTORNEY EXHIBIT 24.2 TANTECH HOLDINGS LTD POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Wangfeng Yan and Weilin Zhang, and each of them, his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and re-substitution, for him or her and in his or her name, place and stead, in any and all capac |
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| July 22, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form F-1 (Form Type) TANTECH HOLDINGS LTD (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(4) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common shares, no par value 457(c) 61,313,874 (2) $ 0. |
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| July 12, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form F-1 (Form Type) TANTECH HOLDINGS LTD (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(4) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common shares, no par value 457(c) 61,313,874 (2) $ 0. |
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| July 12, 2024 |
As filed with the Securities and Exchange Commission on July 12, 2024 As filed with the Securities and Exchange Commission on July 12, 2024 Registration No. |
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| June 17, 2024 |
Tantech Holdings Ltd Regains Compliance with Nasdaq EXHIBIT 99.1 Tantech Holdings Ltd Regains Compliance with Nasdaq LISHUI, China, June 17, 2024 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”) announced today that it received notification from The Nasdaq Stock Market LLC (“Nasdaq”) confirming the Company has regained compliance with the periodic filing requirement for Nasdaq under Listing Rule 5250(c)(1). Nasdaq not |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of June 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang P |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 OR ☐ TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| June 11, 2024 |
EXHIBIT 12.2 CERTIFICATION I, Weilin Zhang, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| June 11, 2024 |
EXHIBIT 13.2 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Weilin Zhang, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| June 11, 2024 |
Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 EXHIBIT 2.2 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 As of December 31, 2023, Tantech Holdings Ltd (the “Company,” “we,” “us,” and “our”) had one class of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, as follows: Title of each class Symbol Name of each exchange on which registered Common shares, |
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| June 11, 2024 |
EXHIBIT 13.1 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Wangfeng Yan, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| June 11, 2024 |
TANTECH HOLDINGS LTD (the “Company”) CLAWBACK POLICY EXHIBIT 97.1 TANTECH HOLDINGS LTD (the “Company”) CLAWBACK POLICY Introduction The Board of Directors of the Company (the “Board”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy and deters wrongdoing. The Board ha |
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| June 11, 2024 |
EXHIBIT 12.1 CERTIFICATION I, Wangfeng Yan, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| June 11, 2024 |
EXHIBIT 1.3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 |
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| May 21, 2024 |
EXHIBIT 99.1 Tantech Holdings Ltd Received Notification of Deficiency from Nasdaq Related to Not Timely Filing of Annual Report on Form 20-F LISHUI, China, May 21, 2024 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”) announced today that it received a notice of non-compliance from Nasdaq Stock Market LLC (“Nasdaq”) on May 20, 2024 stating that, as a result of not ha |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Registrant’s name) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Pr |
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| May 8, 2024 |
TANH / Tantech Holdings Ltd / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment SC 13G 1 ea0205486-13gintratantech.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Tantech Holdings Ltd (Name of Issuer) Common Shares, par value $0.0001 per share (Title of Class of Securities) VGG8675X1490 (CUSIP Number) May 1, 2024 (Date of Event Which Requires Filing of this Statem |
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| May 8, 2024 |
EX-99.1 2 ea020548602ex99-1tantech.htm JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing a |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Z |
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| May 3, 2024 |
TANH / Tantech Holdings Ltd / Bigger Capital, LLC Passive Investment SC 13G 1 sc13g10022tan05032024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Tantech Holdings Ltd. (Name of Issuer) Common Shares, $.24 par value (Title of Class of Securities) G867 |
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| May 3, 2024 |
EX-99.1 2 ex991to13g10022tan050324.htm Exhibit 99.1 Joint Filing Agreement The undersigned hereby agree that the Statement on Schedule 13G dated May 3, 2024 with respect to the Common Shares of Tantech Holdings Ltd., and any further amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: DECEMBER 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial |
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| April 26, 2024 |
TANTECH HOLDINGS LTD. PRE-FUNDED WARRANT TO PURCHASE COMMON SHARES EXHIBIT 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| April 26, 2024 |
[The remainder of this page has been intentionally left blank.] EXHIBIT 10.3 April 22, 2024 Mr. Wangfeng Yan Chief Executive Officer Tantech Holdings Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000 People’s Republic of China Dear Mr. Yan: This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Tantech Holdings Ltd., a British Virgin Islands company (the “Comp |
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| April 26, 2024 |
EXHIBIT 4.2 [FORM OF SERIES B WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE R |
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| April 26, 2024 |
EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 22, 2024, by and among Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or af |
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| April 26, 2024 |
Tantech Holdings Ltd Announces $2.1 Million Private Placement EXHIBIT 99.1 Tantech Holdings Ltd Announces $2.1 Million Private Placement LISHUI, China, April 22, 2024 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”) today announced that it has entered into a securities purchase agreement with institutional investors to raise approximately $2.1 million in aggregate cash proceeds, before deducting fees to the placement agent and |
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| April 26, 2024 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of April 22, 2024, by and among Tantech Holdings Ltd ., a company incorporated under the laws of the British Virgin Islands , (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries o |
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| April 26, 2024 |
EXHIBIT 4.1 [FORM OF SERIES A WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE R |
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| March 19, 2024 |
EXHIBIT 99.1 Share Transfer Agreement Transferor (" Party A"): Lishui Xincai Industrial Co., Ltd. Legal representative: Wangfeng Yan Address: 3F, Building 1, No. 10, Censhan Road, Nanmingshan Street, Liandu District, Lishui City, Zhejiang Province Transferee ("Party B"): Lishui Chida Logistics Co., LTD Legal representative: Aijuan Pan Address:Room 110-14, No. 162 Xianglong Road, Nanmingshan Street |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industr |
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| February 29, 2024 |
Tantech Receives NASDAQ Notification Regarding Minimum Bid Requirements EXHIBIT 99.1 Tantech Receives NASDAQ Notification Regarding Minimum Bid Requirements LISHUI, China, February 29, 2024 – Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company") today announced that on February 27, 2024, it received a letter from The Nasdaq Stock Market LLC ("Nasdaq"), notifying the Company that it is currently not in compliance with the minimum bid price requirement set fo |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| January 16, 2024 |
EXHIBIT 99.1 FORBEARANCE AGREEMENT This Forbearance Agreement (this “Agreement”) is entered into as of January 12, 2024 by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Tantech Holdings Ltd., a British Virgin Islands company (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Note (defined |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| January 2, 2024 |
EXHIBIT 99.1 Share Transfer Agreement Transferor ("Party A"): Lishui Xincai Industrial Co., Ltd. Legal representative: Wangfeng Yan Address: 3F, Building 1, No. 10, Censhan Road, Nanmingshan Street, Liandu District, Lishui City, Zhejiang Province Transferee ("Party B"): Lishui Chida Logistics Co., LTD Legal representative: Aijuan Pan Address: Room 110-14, No. 162 Xianglong Road, Nanmingshan Street |
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| December 5, 2023 |
EXHIBIT 99.1 TANTECH HOLDINGS LTD AND SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS Page Unaudited Consolidated Financial Statements Condensed Consolidated Balance Sheets as of June 30, 2023 (Unaudited) and December 31, 2022 F-2 Unaudited Condensed Consolidated Statements of Income and Comprehensive Loss for the Six Months Ended June 30, 2023 and 2022 F-3 Una |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| December 5, 2023 |
(All amounts, other than percentages, in thousands of U.S. dollars) EXHIBIT 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion and analysis of our financial condition and results of operations in conjunction with our unaudited condensed consolidated financial statements and the related notes that appear elsewhere in this report. This discussion contains forward-looking statements that |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| October 24, 2023 |
EXHIBIT 99.2 |
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| October 24, 2023 |
EXHIBIT 99.1 TANTECH HOLDINGS LTD ROOM 1803, 18F, DIKAI GINZA, 29 JIEFANG EAST ROAD, JIANGGAN DISTRICT HANGZHOU CITY, ZHEJIANG PROVINCE 310016 PEOPLE’S REPUBLIC OF CHINA PROXY STATEMENT AND NOTICE OF 2023 ANNUAL MEETING OF SHAREHOLDERS To the shareholders of Tantech Holdings Ltd October 24, 2023 Hangzhou, China To our shareholders: It is my pleasure to invite you to our 2023 Annual Meeting of Shar |
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| October 24, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-36885 Tantech Holdings Ltd (Registrant’s name) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang P |
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| October 16, 2023 |
TANH / Tantech Holdings Ltd / Wang Jian - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TANTECH HOLDINGS LTD (Name of Issuer) Common Shares (Title of Class of Securities) G8675X149 (CUSIP Number) August 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| October 13, 2023 |
TANH / Tantech Holdings Ltd / Wang Yan - SC 13G Passive Investment SC 13G 1 tanhsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TANTECH HOLDINGS LTD (Name of Issuer) Common Shares (Title of Class of Securities) G8675X149 (CUSIP Number) June 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| October 12, 2023 |
TANH / Tantech Holdings Ltd / Zhang Xiaochun - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TANTECH HOLDINGS LTD (Name of Issuer) Common Shares (Title of Class of Securities) G8675X149 (CUSIP Number) July 25, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| October 12, 2023 |
TANH / Tantech Holdings Ltd / Zhang Lijuan - SC 13G Passive Investment SC 13G 1 tanhsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TANTECH HOLDINGS LTD (Name of Issuer) Common Shares (Title of Class of Securities) G8675X149 (CUSIP Number) August 8, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| October 12, 2023 |
TANH / Tantech Holdings Ltd / Ye Zhaowei - SC 13G Passive Investment SC 13G 1 tanhsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TANTECH HOLDINGS LTD (Name of Issuer) Common Shares (Title of Class of Securities) G8675X149 (CUSIP Number) September 26, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| October 12, 2023 |
TANH / Tantech Holdings Ltd / Wu Huiqing - SC 13G Passive Investment SC 13G 1 tanhsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TANTECH HOLDINGS LTD (Name of Issuer) Common Shares (Title of Class of Securities) G8675X149 (CUSIP Number) July 25, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| October 10, 2023 |
TANH / Tantech Holdings Ltd / KONG MAN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TANTECH HOLDINGS LTD. (Name of Issuer) Stock type, value if available (Title of Class of Securities) G8675X149 (CUSIP Number) 9/28/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| September 7, 2023 |
c/o Zhejiang Tantech Bamboo Technology Co., Ltd ♦ No. 10 Cen Shan Road, Shuige Industrial Zone ♦ Lishui City, Zhejiang Province ♦ People’s Republic of China ♦ Phone: +86-578-226-2305 September 7, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F. Street, N.E. Washington, D.C. 20549 Re: TANTECH HOLDINGS LTD Registration Sta |
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| August 30, 2023 |
EXHIBIT 107 CALCULATION OF FILING FEE TABLES FORM F-3 (Form Type) TANTECH HOLDINGS LTD (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit (3)(4) M |
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| August 30, 2023 |
As filed with the Securities and Exchange Commission on August 30, 2023 As filed with the Securities and Exchange Commission on August 30, 2023 Registration No. |
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| August 30, 2023 |
No. 9, Dengcai East Street, Gongshu District, Hangzhou 310011. P.R.C. EXHIBIT 5.3 杭州市拱墅区灯彩东街9号正标律师大厦4F No. 9, Dengcai East Street, Gongshu District, Hangzhou 310011. P.R.C. Tel/Fax:+86-0571-88131280 http://www.zhblaw.com Aug. 30, 2023 Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000 People’s Republic of China Legal Opinion on Certain PRC Legal Matters,2023 Ladies and Gentlemen: We are qualified la |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige I |
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| June 30, 2023 |
Tantech Holdings Ltd $1,800,000 Principal Amount of Unsecured Convertible Promissory Note Filed pursuant to Rule 424(b)(5) Registration No. 333-248197 PROSPECTUS SUPPLEMENT (To Prospectus dated August 31, 2020) Tantech Holdings Ltd $1,800,000 Principal Amount of Unsecured Convertible Promissory Note We are offering $1,800,000 aggregate principal amount of an unsecured convertible promissory note in the original principal amount of $2,160,000 (the “Note”), convertible into common shares |
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| June 30, 2023 |
EXHIBIT 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: June 29, 2023 Principal Amount: U.S. $2,160,000.00 FOR VALUE RECEIVED, Tantech Holdings Ltd, a British Virgin Islands company (“Borrower”), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $2,160,000.00 and any interest, fees, charges, and late fees accrued hereunder on |
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| June 30, 2023 |
EXHIBIT 10.1 NOTE PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of June 29, 2023, is entered into by and between Tantech Holdings Ltd, a British Virgin Islands company (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, or its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement i |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Ind |
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| June 28, 2023 |
AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT EXHIBIT 10.1 AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT This Amended and Restated Securities Purchase Agreement (this “Agreement”) is entered and effective as of June 26, 2023, between Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assi |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen S |
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| June 28, 2023 |
Tantech Holdings Ltd 1,240,000 Common Shares Filed pursuant to Rule 424(b)(5) Registration No. 333-248197 PROSPECTUS SUPPLEMENT (To Prospectus dated August 31, 2020) Tantech Holdings Ltd 1,240,000 Common Shares We are offering an aggregate of 1,240,000 common shares (the “Shares”), par value $0.24 (the “Common Shares”), directly to selected investors, pursuant to this prospectus supplement and the accompanying prospectus. See “Description of |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Ind |
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| June 23, 2023 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT 股份认购协议 THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of June 23, 2023 by and among TANTECH HOLDINGS LTD, a British Virgin Islands company listed on the NASDAQ Capital Market, (the “Company”) and the purchasers who appear on the signature pages of this Agreement (each, a “Purchaser” and collectively the “Purchasers”). 本股份认购协议（“本协议”）于202 |
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| May 1, 2023 |
EXHIBIT 13.2 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Weilin Zhang, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| May 1, 2023 |
EXHIBIT 12.1 CERTIFICATION I, Wangfeng Yan, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 1, 2023 |
EXHIBIT 13.1 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Wangfeng Yan, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 OR ☐ TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| May 1, 2023 |
EXHIBIT 12.2 CERTIFICATION I, Weilin Zhang, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 1, 2023 |
Tantech Announces Full Year 2022 Financial Results EXHIBIT 99.1 Tantech Announces Full Year 2022 Financial Results LISHUI, China, May 1, 2023 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”), a clean energy company, today reported its audited financial results for the twelve months ended December 31, 2022. For the year ended December 31, 2022 2021 Change Revenues $ 53,490 55,264 -3.2 % Gross profit 10,093 10,431 -3.2 |
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| March 24, 2023 |
Tantech Announces a $2.8 Million Private Placement Exhibit 99.1 Tantech Announces a $2.8 Million Private Placement LISHUI, China, March 24, 2023 – Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”), a clean energy company in China, today announced that it has closed a private placement transaction, in which the Company sold to individual purchasers an aggregate of 1,000,000 common shares, par value $0.24 per share (the “Shares”), at |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige In |
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| March 24, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT 股份认购协议 THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of February 21, 2023 by and among TANTECH HOLDINGS LTD, a British Virgin Islands company listed on the NASDAQ Capital Market, (the “Company”) and the purchasers who appear on the signature pages of this Agreement (each, a “Purchaser” and collectively the “Purchasers”). 本股份认购协议（“本协议”） |
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| January 17, 2023 |
Tantech Holdings Ltd No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000, People’s Republic of China January 17, 2023 Office of Life Sciences Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Kevin Kuhar, Lynn Dicker, Jason Drory and Doris Stacey Gama Re: Tantech Holdings Ltd Form 20-F/A for t |
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| January 17, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 2) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ☐ TRANSITIONAL REPORT PURSUANT TO SECTION 13 O |
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| January 17, 2023 |
Exhibit 13.1 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F/A for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Wangfeng Yan, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarba |
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| January 17, 2023 |
Exhibit 12.2 CERTIFICATION I, Weilin Zhang, certify that: 1.I have reviewed this annual report on Form 20-F/A of Tantech Holdings Ltd; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| January 17, 2023 |
Exhibit 12.1 CERTIFICATION I, Wangfeng Yan, certify that: 1.I have reviewed this annual report on Form 20-F/A of Tantech Holdings Ltd; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| January 17, 2023 |
Exhibit 13.2 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F/A for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Weilin Zhang, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarba |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| December 28, 2022 |
(All amounts, other than percentages, in thousands of U.S. dollars) Exhibit 99.2 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our consolidated financial statements and related notes included elsewhere in this report. In addition to historical consolidated financial information, the following discussion contains forward-looking state |
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| December 28, 2022 |
Tantech Reports Unaudited Financial Results for the First Six Months of Fiscal Year 2022 Exhibit 99.3 Tantech Reports Unaudited Financial Results for the First Six Months of Fiscal Year 2022 LISHUI, China, December 28, 2022/PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company") today reported its unaudited financial results for the six months ended June 30, 2022. As compared with the same period of 2021, Tantech had increased its total revenues by approximately |
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| December 28, 2022 |
TANTECH HOLDINGS LTD AND SUBSIDIARIES CONDENSED CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS Table of Contents Exhibit 99.1 TANTECH HOLDINGS LTD AND SUBSIDIARIES ? CONDENSED CONSOLIDATED FINANCIAL STATEMENTS ? TABLE OF CONTENTS ? Page Consolidated Financial Statements ? Condensed Consolidated Balance Sheets as of June 30, 2022 (Unaudited) and December 31, 2021 ? F-2 Unaudited Condensed Consolidated Statements of Income (Loss) and Comprehensive Loss for the Six Months Ended June 30, 2022 a |
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| December 23, 2022 |
Exhibit 13.1 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F/A for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Wangfeng Yan, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarba |
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| December 23, 2022 |
Exhibit 12.1 CERTIFICATION I, Wangfeng Yan, certify that: 1.I have reviewed this annual report on Form 20-F/A of Tantech Holdings Ltd; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ☐ TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SEC |
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| December 23, 2022 |
Exhibit 12.2 CERTIFICATION I, Weilin Zhang, certify that: 1.I have reviewed this annual report on Form 20-F/A of Tantech Holdings Ltd; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| December 23, 2022 |
Exhibit 13.2 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the “Company”) on Form 20-F/A for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Weilin Zhang, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarba |
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| December 21, 2022 |
6-K 1 tm2233126d16k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. |
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| December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| December 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| December 1, 2022 |
Tantech Holdings Regains Compliance with NASDAQ Minimum Bid Price Requirement Exhibit 99.1 Tantech Holdings Regains Compliance with NASDAQ Minimum Bid Price Requirement LISHUI, China, December 1, 2022 /PRNewswire/ – Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”), announced today that, on November 30, 2022, it received notification from The Nasdaq Stock Market LLC ("NASDAQ") confirming the Company has regained compliance with NASDAQ’s minimum bid price requ |
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| November 28, 2022 |
Tantech Holdings Ltd No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000, People’s Republic of China November 28, 2022 Office of Life Sciences Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Kevin Kuhar, Lynn Dicker, Jason Drory and Doris Stacey Gama Re: Tantech Holdings Ltd Form 20-F for th |
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| November 22, 2022 |
Exhibit 99.1 TANTECH HOLDINGS LTD ROOM 1803, 18F, DIKAI GINZA, 29 JIEFANG EAST ROAD, JIANGGAN DISTRICT HANGZHOU CITY, ZHEJIANG PROVINCE 310016 PEOPLE’S REPUBLIC OF CHINA PROXY STATEMENT AND NOTICE OF 2022 ANNUAL MEETING OF SHAREHOLDERS To the shareholders of Tantech Holdings Ltd November 22, 2022 Hangzhou, China To our shareholders: It is my pleasure to invite you to our 2022 Annual Meeting of Sha |
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| November 22, 2022 |
Exhibit 99.2 VOTE ON INTERNET Go to www.vstocktransfer.com/proxy and log-on using the below control number. CONTROL # VOTE BY MAIL * SPECIMEN * 1 MAIN STREET Mark, sign and date your proxy card and return it in the envelope we have provided. ANYWHERE PA 99999-9999 VOTE BY EMAIL Mark, sign and date your proxy card and email it to [email protected]. VOTE BY FAX Mark, sign and date your proxy c |
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| November 22, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-36885 Tantech Holdings Ltd (Registrant’s name) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang |
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| November 8, 2022 |
Tantech Holdings Announces 1-for-24 Common Share Consolidation Exhibit 99.1 Tantech Holdings Announces 1-for-24 Common Share Consolidation LISHUI, China, November 8, 2022 – Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”), announced today that the Company’s Board approved on October 28, 2022 to effect a share consolidation of the Company’s common shares at the ratio of one-for-24 with the marketplace effective date of November 9, 2022. The obj |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| November 8, 2022 |
Amended and Restated Memorandum and Articles of Association of Tantech Holdings Ltd Exhibit 3.1 BVI COMPANY NUMBER: 1614027 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT (AS REVISED) MEMORANDUM AND ARTICLES OF ASSOCIATION OF TANTECH HOLDINGS LTD A COMPANY LIMITED BY SHARES Incorporated on the 9th day of November, 2010 Amended and restated and effective as of August 20, 2021 Amended and restated and effective as of February 25, 2022 Amended and restated an |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| October 31, 2022 |
Exhibit 99.1 Tantech Holdings Receives NASDAQ Minimum Bid Price Requirement Extension And Announces Reverse Stock Split LISHUI, China, October 31, 2022 – Tantech Holdings Ltd (NASDAQ: TANH) (“Tantech” or the “Company”), announced today that on October 28, 2022, it received notification from The Nasdaq Stock Market LLC (“NASDAQ”) confirming the Company has been granted an additional 180 calendar da |
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| October 19, 2022 |
6-K 1 tm2228434d16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., L |
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| October 19, 2022 |
Tantech Holdings Ltd to Hold Annual Meeting of Shareholders on December 8, 2022 Exhibit 99.1 Tantech Holdings Ltd to Hold Annual Meeting of Shareholders on December 8, 2022 LISHUI, China, October 19, 2022 /PRNewswire/ ? Tantech Holdings Ltd (NASDAQ: TANH) (?Tantech? or the ?Company?), a high-tech enterprise group specialized in developing and manufacturing bamboo charcoal-based products and electric vehicles, today announced that it will hold its 2022 annual meeting of shareh |
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| October 12, 2022 |
Tantech Holdings Ltd No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000, People’s Republic of China October 12, 2022 Office of Life Sciences Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Kevin Kuhar, Lynn Dicker, Jason Drory and Doris Stacey Gama Re: Tantech Holdings Ltd Form 20-F for the |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige I |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zo |
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| July 21, 2022 |
Tantech Regains Compliance with Nasdaq Exhibit 99.1 Tantech Regains Compliance with Nasdaq LISHUI, China, July 21, 2022 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company, today announced it received notification from The Nasdaq Stock Market LLC ("Nasdaq") confirming the Company has regained compliance with the periodic filing requirement for Nasdaq under Listing Rule 5250(c)(1). Nasdaq noted thi |
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| July 18, 2022 |
Exhibit 4.4 ? Summary Translation ? Lease Agreement between Zhejiang Tantech Bamboo Technology Co., Ltd. and Zhejiang Tantech Energy Technology Co., Ltd. ? Party A: Zhejiang Tantech Energy Technology Co., Ltd. Party B:Zhejiang Tantech Bamboo Charcoal Co., Ltd. ? On December 10, 2021, the two parties signed a Lease Agreement. Party A leases the subject properties to Party B. The leased properties a |
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| July 18, 2022 |
Exhibit 12.1 ? CERTIFICATION ? I, Wangfeng Yan, certify that: ? 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| July 18, 2022 |
Exhibit 13.1 ? CERTIFICATION ? In connection with the Annual Report of Tantech Holdings Ltd (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Wangfeng Yan, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sar |
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| July 18, 2022 |
Exhibit 13.2 ? CERTIFICATION ? In connection with the Annual Report of Tantech Holdings Ltd (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Weilin Zhang, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sar |
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| July 18, 2022 |
English Translation of Termination Agreement re VIE Structure Exhibit 4.14 Termination Agreement Party A: Shanghai Jiamu Investment Management Co., Ltd. Party B: Xinyang Wang Wangfeng Yan Party C: Hangzhou Wangbo Investment Management Co., Ltd. Whereas: 1. Party A, B and C signed the relevant VIE documents on December 10, 2019, making Party C an entity of Tantech Holdings Ltd; 2. According to the ?Market Access Negative List (2020 Edition)? issued by the Nat |
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| July 18, 2022 |
Press release dated July 18, 2022 titled “Tantech Announces Full Year 2021 Financial Results” Exhibit 99.1 ? Tantech Reports Full Year 2021 Financial Results Highlights (Full Year 2021 Compared to Full Year 2020) ? 30.7% Increase in Revenue to $55.3 Million ? 133.0% Increase in Gross Profit to $10.4 Million ? 8.3 Percentage Point Expansion in Gross Margin ? $105.8 Million Current Asset Balance with $21.8 Million in Current Liabilities at December 31, 2021, with a $7.2 Million Market Capita |
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| July 18, 2022 |
Exhibit 4.6 Summary Translation Lease Agreement between Shenzhen Xinrui Commercial Property Co., Ltd. and Shenzhen Yimao New Energy Sales Co., Ltd. Party A: Shenzhen Xinrui Commercial Property Co., Ltd. Party B:Shenzhen Yimao New Energy Sales Co., Ltd. On January 17, 2022, the two parties signed a Lease Agreement. Party A rented the house to Party B. The house is located at No. 1108, Tianle Buildi |
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| July 18, 2022 |
Exhibit 12.2 ? CERTIFICATION I, Weilin Zhang, certify that: ? 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 18, 2022 |
Exhibit 4.5 Lease Agreement English Translation Party A: Zhangjiagang Jinmao Investment Development Co. LTD Party B: Shangchi Automobile Co., Ltd. After negotiation, both parties reached the following agreement on land, housing and other lease matters: 1. Party B rents the 11688 ? workshop, 4515 ? land, train operation, transformer, cable, and other facilities of former Chassis Factory of Peony Gr |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Ind |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Ind |
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| May 27, 2022 |
Exhibit 99.1 May 27, 2022 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have read Explanatory Note of Form 6-K of Tantech Holdings Ltd dated May 27, 2022. We agree with the statements made concerning our firm contained therein. Yours very truly, /s/ Prager Metis CPAs LLC Hackensack, New Jersey |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Indu |
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| May 19, 2022 |
Exhibit 99.1 Tantech Received Notification of Deficiency from Nasdaq Related to not timely Filing of Annual Report Form 20-F LISHUI, China, May 19, 2022 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company, today announced it has received a notice of non-compliance from Nasdaq Stock Market LLC (?Nasdaq?) on May 18, 2022 stating that, as a result of not having |
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| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Indu |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K x Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: DECEMBER 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| April 28, 2022 |
Tantech Receives NASDAQ Notification Regarding Minimum Bid Requirements Exhibit 99.1 Tantech Receives NASDAQ Notification Regarding Minimum Bid Requirements LISHUI, China, April 28, 2022 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company, today announced that on April 28, 2022, it received a letter from The Nasdaq Stock Market LLC ("Nasdaq"), notifying the Company that it is currently not in compliance with the minimum bid price |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige In |
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| March 22, 2022 |
Tantech Holdings Ltd. Announces Successful Closing of $10.0 Million Underwritten Public Offering Exhibit 99.1 Tantech Holdings Ltd. Announces Successful Closing of $10.0 Million Underwritten Public Offering LISHUI, China, March 18, 2022 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), today announced the closing of an underwritten public offering of 20,000,000 common shares and prefunded warrants to purchase common shares (the "Offering"), The gross proceeds to |
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| March 22, 2022 |
Tantech Holdings Ltd Announces Exercise and Closing of Underwriter’s Over-Allotment Option Exhibit 99.2 Tantech Holdings Ltd Announces Exercise and Closing of Underwriter?s Over-Allotment Option LISHUI, China, Mar. 22, 2022 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), today announced that the underwriter of its previously announced underwritten public offering has exercised its option to purchase an additional 2,880,000 common shares at a price of $0. |
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| March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige In |
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| March 21, 2022 |
Exhibit 1.1 TANTECH HOLDINGS LTD. UNDERWRITING AGREEMENT March 16, 2022 Aegis Capital Corp. As the Underwriter, named in Schedule I hereto 810 7th Avenue New York, New York 10019 Ladies and Gentlemen: The undersigned, Tantech Holdings Ltd., a British Virgin Islands company limited by shares (collectively with its Subsidiaries (as defined below) the ?Company?), hereby confirms its agreement (this ? |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige In |
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| March 21, 2022 |
Tantech Holdings Ltd. Announces Successful Closing of $10.0 Million Underwritten Public Offering Exhibit 99.1 Tantech Holdings Ltd. Announces Successful Closing of $10.0 Million Underwritten Public Offering LISHUI, China, March 18, 2022 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), today announced the closing of an underwritten public offering of 20,000,000 common shares and prefunded warrants to purchase common shares (the "Offering"), The gross proceeds to |
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| March 18, 2022 |
Tantech Holdings Ltd 8,790,000 Common Shares 11,210,000 Pre-Funded Warrants Filed pursuant to Rule 424(b)(5) Registration No. 333-248197 PROSPECTUS SUPPLEMENT (To Prospectus dated August 31, 2020) Tantech Holdings Ltd 8,790,000 Common Shares 11,210,000 Pre-Funded Warrants We are offering 8,790,000 common shares (?Common Shares?), at a public offering price of $0.50 per common share, pursuant to this prospectus supplement and the accompanying prospectus. See ?Description o |
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| March 16, 2022 |
Tantech Holdings Ltd Common Shares Pre-Funded Warrants Filed pursuant to Rule 424(b)(5) Registration No. 333-248197 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. PRELIMINARY PR |
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| March 15, 2022 |
Tantech Holdings Regains Compliance with NASDAQ Minimum Bid Price Requirement Exhibit 99.1 Tantech Holdings Regains Compliance with NASDAQ Minimum Bid Price Requirement LISHUI, China, March 15, 2022 ? Tantech Holdings Ltd (NASDAQ: TANH) (?Tantech? or the ?Company?), announced today that on March 14, 2022, it received notification from The Nasdaq Stock Market LLC ("NASDAQ") confirming the Company has regained compliance with NASDAQ?s minimum bid price requirement under Listi |
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| March 15, 2022 |
6-K 1 tm229410-16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant’s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige In |
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| March 2, 2022 |
Tantech Holdings Receives NASDAQ Minimum Bid Price Requirement Extension Exhibit 99.1 Tantech Holdings Receives NASDAQ Minimum Bid Price Requirement Extension LISHUI, China, March 2, 2022 ? Tantech Holdings Ltd (NASDAQ: TANH) (?Tantech? or the ?Company?), announced today that on March 1, 2022, it received notification from The Nasdaq Stock Market LLC ("NASDAQ") confirming the Company has been granted an additional 180 calendar day period for compliance under its minimu |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| February 25, 2022 |
Tantech Holdings Ltd Announces 1-for-10 Common Share Consolidation Exhibit 99.1 Tantech Holdings Ltd Announces 1-for-10 Common Share Consolidation LISHUI, China, February 25, 2022 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) (?Tantech? or the ?Company?), announced today that the Company?s Board approved on February 24, 2022 to effect a share consolidation of the Company?s common shares at the ratio of one-for-ten with the market effective date of February 2 |
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| December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| December 7, 2021 |
Exhibit 1.1 21,120,509 COMMON SHARES, PAR VALUE $0.001 PER SHARE TANTECH HOLDINGS LTD. UNDERWRITING AGREEMENT December 2, 2021 Aegis Capital Corp. As the Representative of the Several underwriters, if any, named in Schedule I hereto 810 7th Avenue New York, New York 10019 Ladies and Gentlemen: The undersigned, Tantech Holdings Ltd., a British Virgin Islands company limited by shares (collectively |
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| December 7, 2021 |
Tantech Closes $13.7 Million Underwritten Public Offering of Common Shares Exhibit 99.1 Tantech Closes $13.7 Million Underwritten Public Offering of Common Shares LISHUI, China, Dec. 6, 2021 /PRNewswire/ - Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), today announced the closing of an underwritten public offering of common shares, with gross proceeds to the Company of approximately $13.7 million, before deducting underwriting discounts and commissions |
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| December 6, 2021 |
Tantech Holdings Ltd 21,120,509 Common Shares Filed pursuant to Rule 424(b)(5) Registration No. 333-248197 PROSPECTUS SUPPLEMENT (To Prospectus dated August 31, 2020) Tantech Holdings Ltd 21,120,509 Common Shares We are offering 21,120,509 common shares (?Common Shares?), at a public offering price of $0.65 per common share, pursuant to this prospectus supplement and the accompanying prospectus. See ?Description of Our Securities that We are |
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| December 2, 2021 |
Tantech Holdings Ltd Common Shares Filed pursuant to Rule 424(b)(5) Registration No. 333-248197 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. PRELIMINARY PR |
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| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| October 22, 2021 |
Tantech Reports Financial Results for the First Six Months of 2021 Exhibit 99.3 Tantech Reports Financial Results for the First Six Months of 2021 LISHUI, China, October 22, 2021 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company in China, today reported its unaudited financial results for the six months ended June 30, 2021. Mr. Wangfeng Yan, Chief Executive Officer of Tantech, said, "While we continue to have a competitive |
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| October 22, 2021 |
? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 ? For the six months ended June 30, 2021 ? Commission File Number: 001-36885 ? TANTECH HOLDINGS LTD ? No. 10 Chen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-226-2305 (Address o |
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| October 22, 2021 |
(All amounts, other than percentages, in thousands of U.S. dollars) Exhibit 99.2 OPERATING AND FINANCIAL REVIEW AND PROSPECTS The following discussion and analysis of our financial condition and results of operations should be read in conjunction with our consolidated financial statements and related notes included elsewhere in this report. In addition to historical consolidated financial information, the following discussion contains forward-looking statements th |
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| October 22, 2021 |
TANTECH HOLDINGS LTD AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS ? Exhibit 99.1 TANTECH HOLDINGS LTD AND SUBSIDIARIES ? CONSOLIDATED FINANCIAL STATEMENTS ? TABLE OF CONTENTS ? Page Consolidated Financial Statements ? Consolidated Balance Sheets as of June 30, 2021 and December 31, 2020 (Unaudited) ? F-2 Consolidated Statements of Comprehensive Loss for the Six Months Ended June 30, 2021 and 2020 (Unaudited) ? F-3 Consolidated Statements of Stockholders? Equity |
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| October 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige |
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| September 1, 2021 |
Tantech Receives NASDAQ Notification Regarding Minimum Bid Requirements Exhibit 99.1 Tantech Receives NASDAQ Notification Regarding Minimum Bid Requirements LISHUI, China, September 1, 2021 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company in China, today announced that on August 30, 2021, it received a letter from The Nasdaq Stock Market LLC ("Nasdaq"), notifying the Company that it is currently not in compliance with the mini |
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| September 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission File Number: 001-38397 TANTECH HOLDINGS LTD (Translation of registrant?s name into English) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuig |
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| August 9, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000 +86-57 |
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| August 6, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000 +86-57 |
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| August 6, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-57 |
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| July 19, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000 +86-578- |
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| June 8, 2021 |
Exhibit 99.2 VOTE ON INTERNET Go to www.vstocktransfer.com/proxy Click on Proxy Voter Login and log-on using the below control number. CONTROL # VOTE BY MAIL Mark, sign and date your proxy card and * SPECIMEN * return it in the envelope we have provided. 1 MAIN STREET ANYWHERE PA 99999-9999 VOTE BY EMAIL Mark, sign and date your proxy card and email it to [email protected]. VOTE BY FAX Mark, |
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| June 8, 2021 |
Exhibit 99.1 TANTECH HOLDINGS LTD ROOM 1803, 18F, DIKAI GINZA, 29 JIEFANG EAST ROAD, JIANGGAN DISTRICT HANGZHOU CITY, ZHEJIANG PROVINCE 310016 PEOPLE?S REPUBLIC OF CHINA PROXY STATEMENT AND NOTICE OF 2021 ANNUAL MEETING OF SHAREHOLDERS To the shareholders of Tantech Holdings Ltd June 8, 2021 Hangzhou, China To our shareholders: It is my pleasure to invite you to our 2021 Annual Meeting of Sharehol |
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| June 8, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission File Number: 001-36885 Tantech Holdings Ltd (Registrant?s name) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Prov |
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| June 7, 2021 |
Press Release dated June 7, 2021 Exhibit 99.2 Tantech Announces Closing of US$7.0 Million Offering LISHUI, China, June 7, 2021 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company in China, today announced that it closed a previously announced private placement transaction (the ?Private Placement?), raising approximately US$7.0 million in gross proceeds, from the sale of 5,380,000 of the Comp |
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| June 7, 2021 |
Current Report on Form 6-K/A, furnished with the SEC on June 7, 2021 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-226-23 |
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| May 27, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-226-2305 |
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| May 27, 2021 |
Tantech Announces a US$7.0 Million Private Placement Exhibit 99.1 Tantech Announces a US$7.0 Million Private Placement LISHUI, China, May 27, 2021 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company in China, today announced that it has agreed to sell 5,380,000 of the Company?s common shares (the ?Shares?) to various purchasers (the ?Purchasers?) in a private placement transaction (the ?Private Placement?) at U |
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| May 27, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT ?????? THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is dated as of May 27, 2021 by and among TANTECH HOLDINGS LTD, a BVI company listed on the NASDAQ Capital Market, (the ?Company?) and the purchasers who appear on the signature pages of this Agreement (each, a ?Purchaser? and collectively the ?Purchasers?). ???????????????2021?5?27??? TANTECH HO |
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| April 27, 2021 |
Exhibit 12.1 CERTIFICATION I, Wangfeng Yan, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 OR ? TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| April 27, 2021 |
Exhibit 12.2 CERTIFICATION I, Weilin Zhang, certify that: 1. I have reviewed this annual report on Form 20-F of Tantech Holdings Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| April 27, 2021 |
Press release dated April 27, 2021 titled “Tantech Announces Full Year 2020 Financial Results” Exhibit 99.1 Tantech Announces Full Year 2020 Financial Results LISHUI, China, April 27, 2021 ? Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company in China, today announced its audited financial results for the year ended December 31, 2020. Full Year 2020 Financial Results For the Twelve Months Ended December 31, ($ millions, expect per share data and percenta |
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| April 27, 2021 |
Exhibit 13.2 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Weilin Zhang, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| April 27, 2021 |
Exhibit 4.23 Lease Agreement Party A: Zhangjiagang Jinmao Investment Development Co. LTD Party B: Shangchi Automobile Co., Ltd. After negotiation, both parties reached the following agreement on land, housing and other lease matters: 1. Party B rents the 11688 ? workshop, 4515 ? land, train operation, transformer, cable, and other facilities of former Chassis Factory of Peony Group located in the |
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| April 27, 2021 |
Exhibit 4.22 Summary Translation Lease Agreement between Zhejiang Tantech Bamboo Technology Co., Ltd. and Zhejiang Tantech Energy Technology Co., Ltd. Party A: Zhejiang Tantech Energy Technology Co., Ltd. Party B:Zhejiang Tantech Bamboo Charcoal Co., Ltd. In December 8, 2021, the two parties signed a Lease Agreement. Party A rented the house to Party B. The house is located at Building 3 #, 4 #, N |
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| April 27, 2021 |
Exhibit 4.24 Summary Translation Lease Agreement between Shenzhen Xinrui Commercial Property Co., Ltd. and Shenzhen Yimao New Energy Sales Co., Ltd. Party A: Shenzhen Xinrui Commercial Property Co., Ltd. Party B:Shenzhen Yimao New Energy Sales Co., Ltd. On November 11, 2020, the two parties signed a Lease Agreement. Party A rented the house to Party B. The house is located at No. 1108, Tianle Buil |
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| April 27, 2021 |
Exhibit 4.29 Non-Competition Agreement This Non-Competition Agreement is made and entered into as of March 29, 2021, between Zhengyu Wang (?Party A?) and Yefang Zhang (?Party B?, and together with Party A, each a ?Party? and collectively the ?Parties?), Tantech Holdings Ltd. (?Tantech?), Farmmi, Inc. (?Farmmi?) and CN Energy Group. Inc. (?CN Energy?). Tantech, Farmmi and CN Energy act as the third |
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| April 27, 2021 |
Exhibit 13.1 CERTIFICATION In connection with the Annual Report of Tantech Holdings Ltd (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Wangfeng Yan, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| December 28, 2020 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-251509 PROSPECTUS Up to 3,669,425 Common Shares underlying Warrants Offered by the Selling Shareholders TANTECH HOLDINGS LTD This prospectus relates to the resale, from time to time, by the selling shareholders (the “Selling Shareholders”) identified in this prospectus under the caption “Selling Shareholders,” of up to 3,669,425 of our common s |
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| December 22, 2020 |
c/o Tantech Holdings (Lishui) Co., Ltd. s No. 10 Cen Shan Road, Shuige Industrial Zone s Lishui City, Zhejiang Province s People?s Republic of China s Phone: +86-578-226-2309 December 22, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F. Street, N.E. Washington, D.C. 20549 Re: TANTECH HOLDINGS LTD Registration Statement o |
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| December 22, 2020 |
c/o Tantech Holdings (Lishui) Co., Ltd. s No. 10 Cen Shan Road, Shuige Industrial Zone s Lishui City, Zhejiang Province s People?s Republic of China s Phone: +86-578-226-2309 December 22, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F. Street, N.E. Washington, D.C. 20549 Re: TANTECH HOLDINGS LTD Registration Statement o |
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| December 18, 2020 |
As filed with the Securities and Exchange Commission on December 18, 2020 Registration No. |
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| December 18, 2020 |
Specimen Common Share Certificate Exhibit 4.1 NUMBER CERT.9999 Tantech Holdings Ltd. SHARES INCORPORATED UNDER THE LAWS OF THE BRITISH VIRGIN ISLANDS *******9'000'000'000******* $0.001 PAR VALUE COMMON SHARES CUSIP 999999ZZ9 COMMON SHARES THIS CERTIFIES THAT *SPECIMEN* .,. 5 Is The Owner of * NINE BILLION AND 00/100 * FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON SHARES OF Tantech Holdings Ltd. -a g g Transferable on the books of |
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| December 8, 2020 |
Current Report of Foreign Issuer - FORM 6-K/A U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-22 |
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| December 8, 2020 |
Exhibit 10.4 AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENT This AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENT (this “Amendment”) dated as of December 8, 2020, by and between Tantech Holdings Ltd (the “Company”) and Univest Securities, LLC (“Univest” or the “Placement Agent”). Each of the Company and the Placement Agent shall be referred to collectively as the “Parties” and individually as a “Party |
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| November 30, 2020 |
TANH / Tantech Holdings Ltd. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Tantech Holdings Ltd (Name of Issuer) Common shares, par value $0.001 per share (Title of Class of Securities) G8675X107 (ISIN Number) November 20, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| November 24, 2020 |
Tantech Announces the Closing of $10 Million Offering EX-99.1 2 tm2037040d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Tantech Announces the Closing of $10 Million Offering LISHUI, China, November 24, 2020 – Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company in China, today announced that it closed a previously announced offering with institutional investors, raising approximately $10 million in gross proceeds, before d |
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| November 24, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission File Number: 001-36885 TANTECH HOLDINGS LTD No. 10 Chen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-226-2305 (Address of principal executive of |
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| November 24, 2020 |
Prospectus Supplement Filed pursuant to Rule 424(b)(5) (To Prospectus dated August 31, 2020) Registration No. |
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| November 20, 2020 |
Form of Unregistered Investor Warrant issued November 24, 2020 EX-4.2 3 tm2036558d1ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) |
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| November 20, 2020 |
EX-10.3 9 tm2036558d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of November 20, 2020, between Tantech Holdings Ltd., a British Virgin Islands business company (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purcha |
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| November 20, 2020 |
EX-4.4 5 tm2036558d1ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 Lock-Up Agreement November , 2020 Univest Securities, LLC 375 Park Avenue, Suite 1502 New York, NY 10152 As Placement Agent, pursuant to a Placement Agency Agreement between Univest Securities, LLC and Tantech Holdings Ltd., dated November , 2020 Re: Offering and Sale of Securities of Tantech Holdings Ltd. Ladies and Gentlemen: The undersigned |
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| November 20, 2020 |
Form of Registered Investor Warrant issued on November 24, 2020 EX-4.1 2 tm2036558d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. TANTECH HOLDINGS LTD Form of Warrant To Purchase Common Shares Warrant No.: 2020- Date of Issuance: November , 2020 (“Issuance Date”) Tantech Holdings Ltd, a British Virg |
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| November 20, 2020 |
EX-10.1 7 tm2036558d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 PLACEMENT AGENCY AGREEMENT November 20, 2020 Tantech Holdings Ltd c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Chen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000 People’s Republic of China Attention: Wangfeng Yan, Chief Executive Officer Phone: +86-578-226-2305 Dear Mr. Yan: This letter (the “Agreement”) constitu |
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| November 20, 2020 |
EX-10.2 8 tm2036558d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 20, 2020, between Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “P |
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| November 20, 2020 |
Form of Placement Agent Warrant issued November 24, 2020 Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| November 20, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission File Number: 001-36885 TANTECH HOLDINGS LTD c/o Tantech Holdings (Lishui) Co., Ltd. No. 10 Chen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-226 |
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| November 20, 2020 |
Tantech Announces Pricing of $10 Million Registered Direct Offering EX-99.1 10 tm2036558d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Tantech Announces Pricing of $10 Million Registered Direct Offering LISHUI, China, November 20, 2020 – Tantech Holdings Ltd (NASDAQ: TANH) ("Tantech" or the "Company"), a clean energy company based in China, today announced that it has entered into a securities purchase agreement with institutional investors to purchase approximately $10 m |
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| September 30, 2020 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS A. Operating Results Overview of Company Traditionally, we have been a specialized manufacturer of bamboo charcoal based products with primary business focus in consumer products and low emission BBQ charcoal. We conduct our operations in China through our wholly owned subsidiary, USCNHK Group Limite |
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| September 30, 2020 |
TANTECH HOLDINGS LTD AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS EX-99.1 2 tm2031728d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 TANTECH HOLDINGS LTD AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS Page Consolidated Financial Statements Consolidated Balance Sheets as of June 30, 2020 and December 31, 2019 (Unaudited) F-2 Consolidated Statements of Comprehensive Income (Loss) For the Six Months Ended June 30, 2020 and 2019 (Unaudited) F-3 Consolid |
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| September 30, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the six months ended June 30, 2020 Commission File Number: 001-36885 TANTECH HOLDINGS LTD No. 10 Chen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-226-2305 (Address of principal exec |
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| September 30, 2020 |
Exhibit 99.3 Tantech Announces Interim Financial Results for Six Months Ended June 30, 2020 · Reports 9.3% Increase in Revenue and 100% Increase in Earnings Per Share LISHUI, China, September 30, 2020 – Tantech Holdings Ltd. (NASDAQ: TANH), ("Tantech" or the "Company"), a clean energy company in China, today announced its unaudited interim financial results for the six months ended June 30, 2020. |
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| September 14, 2020 |
Current Report of Foreign Issuer - 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2020 Commission File Number: 001-36885 TANTECH HOLDINGS LTD No. 10 Chen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323600 +86-578-226-2305 (Address of principal executive o |
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| August 27, 2020 |
c/o Zhejiang Tantech Bamboo Technology Co., Ltd s No. 10 Cen Shan Road, Shuige Industrial Zone s Lishui City, Zhejiang Province s People’s Republic of China s Phone: +86-578-226-2309 August 27, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F. Street, N.E. Washington, D.C. 20549 Re: TANTECH HOLDINGS LTD Registration State |
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| August 20, 2020 |
As filed with the Securities and Exchange Commission on August 20, 2020 Registration No. |
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| August 12, 2020 |
the Company’s Current Reports on Form 6-K, filed with the SEC on August 12, 2020 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-36885 Tantech Holdings Ltd. (Registrant’s name) c/o Zhejiang Forest Bamboo Technology Co., Ltd. No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang P |
