YUMC / Yum China Holdings, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2025 Yum China Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2025 Yum China Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

Yum China Announces Plan for Approximately US$270 million in Additional Share Repurchases for 2025

Exhibit 99.1 Yum China Announces Plan for Approximately US$270 million in Additional Share Repurchases for 2025 Shanghai, China (September 3, 2025) – Yum China Holdings, Inc. (the “Company” or “Yum China”) (NYSE: YUMC and HKEX: 9987) announced that it plans to repurchase approximately an additional US$270 million of its common stock during the remainder of 2025 in the open market, subject to marke

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Senior Advisor Service Contract, dated June 19, 2025, by and between Yum China Holdings, Inc. and Peter A. Bassi.*

Exhibit 10.1 Mr. Peter A. Bassi Strictly Private & Confidential Senior Advisor Service Contract Dear Pete, We are pleased to offer you the subject Term Contract (“Contract”) with Yum China Holdings, Inc. (“the Company” or “Yum China”) under the following terms and conditions: 1. Contract Period This Contract covers a period of 12 months, effective June 1, 2025 to May 31, 2026. 2. Work Schedule & W

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2025 Yum China Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2025 Yum China Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Yum China Reports Second Quarter 2025 Results Operating Profit Increased 14% YoY; OP Margin Expanded 100 Basis Points to 10.9%, a Second-Quarter Record High Same-Store Sales Growth Turned Positive, Driven by 10th Consecutive Quarter of Same-Store Tra

Exhibit 99.1 Yum China Reports Second Quarter 2025 Results Operating Profit Increased 14% YoY; OP Margin Expanded 100 Basis Points to 10.9%, a Second-Quarter Record High Same-Store Sales Growth Turned Positive, Driven by 10th Consecutive Quarter of Same-Store Transaction Growth Diluted EPS Up 5%, or 15% Excluding Mark-to-Market and F/X Impact Shanghai, China (August 5, 2025) – Yum China Holdings,

Yum China Board Welcomes New Board Member

Exhibit 99.2 Yum China Board Welcomes New Board Member Shanghai, China (August 5, 2025) – Yum China Holdings, Inc. (the “Company” or “Yum China”) (NYSE: YUMC and HKEX: 9987) announced today the appointment of Mr. Zhe (David) Wei to the Board of Directors, effective August 6, 2025. In connection with the appointment, the Board has increased the size of the Board of Directors to 13 directors, 11 of

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Yum China Reports First Quarter Results Same-Store Sales Advanced to 100% of Prior-Year Levels for the First Time Since the First Quarter of 2024 9th Consecutive Quarter of Same-Store Transaction Growth OP Margin Increased 80 Basis Points to 13.4% an

Exhibit 99.1 Yum China Reports First Quarter Results Same-Store Sales Advanced to 100% of Prior-Year Levels for the First Time Since the First Quarter of 2024 9th Consecutive Quarter of Same-Store Transaction Growth OP Margin Increased 80 Basis Points to 13.4% and Restaurant Margin Expanded 100 Basis Points Operating Profit Up 7%; Diluted EPS Up 8%, or 12% Excluding F/X and Mark-to-market Impact S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 Yum China Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒     Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒     Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 7, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒     Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

Letter Agreement, dated as of March 10, 2025, by and between Yum China Holdings, Inc. and Adrian Ding.

Exhibit 10.1 March 10, 2025 Adrian Ding Dear Adrian, Congratulations! With the approval of the Board of Directors (the "Board") of Yum China Holdings, Inc. (hereinafter the “Company” and, together with its affiliates, the “Company Group”), we are pleased to confirm your appointment to the position of Chief Financial Officer (CFO) of the Company, effective March 6, 2025 (the “Effective Date”). You

Yum China Appoints Adrian Ding as Chief Financial Officer

Exhibit 99.1 Yum China Appoints Adrian Ding as Chief Financial Officer Shanghai, China (March 10, 2025) – Yum China Holdings, Inc. (the “Company” or “Yum China”) (NYSE: YUMC and HKEX: 9987) announced that after a thorough search process, Adrian Ding has been appointed as Chief Financial Officer, effective on March 6, 2025. Adrian has been serving as Acting Chief Financial Officer since October 202

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 Yum China Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

Subsidiaries of Yum China Holdings, Inc.*

Exhibit 21.1 Subsidiaries of Yum China Holdings, Inc. Entity Name Jurisdiction of Organization Agilink Global (HK) Limited Hong Kong Bai Sheng International Management Consulting (Sanya) Co., Ltd. China Bai Sheng Restaurants (Tibet) Co., Ltd. China Bai Sheng Restaurants China Holdings Limited Hong Kong Baisheng (Jinan) Catering Management Co., Ltd. China Baisheng Restaurants (Anhui) Co., Ltd. Chin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China Holdings, Inc.

Yum China Holdings, Inc.’s Policy Regarding Transactions in Securities by Restricted Persons.*

Exhibit 19.3 Policy Regarding Transactions in YUMC Securities by Covered Employees and Disclosure of Material Nonpublic Information and Inside Information The following corporate policy applies to transactions in Yum China Holdings, Inc. (“YUMC”) securities by those employees designated by YUMC as covered by this policy (each, a “Covered Employee”). This policy also applies to transactions in YUMC

Yum China Holdings, Inc.’s Policy Regarding Transactions in Securities by Executive Officers.*

Exhibit 19.2 Policy Regarding Transactions in YUMC Securities by YUMC and Executive Officers and Disclosure of Material Nonpublic Information and Inside Information The following corporate policy applies to transactions in Yum China Holdings Inc. (“YUMC”) securities by YUMC and by those employees designated by YUMC as executive officers covered by this policy (each, an “Executive Officer”). “YUMC

Yum China Holdings, Inc.’s Policy Regarding Transactions in Securities by Directors.*

Exhibit 19.1 Policy Regarding Transactions in YUMC Securities by Directors and Disclosure of Material Nonpublic Information and Inside Information The following corporate policy applies to transactions in Yum China Holdings, Inc. (“YUMC”) securities by members of the Board of Directors of YUMC (each, a “Director”). “YUMC securities” include common stock, debt securities, options, rights to purchas

Yum China Reports Fourth Quarter Results and Increases Dividend by 50% Fourth Quarter Operating Profit Grew 36% and OP Margin1 Expanded 140 Basis Points Sequential Improvement in Same-Store Sales Index and Eighth Consecutive Quarter of Same-Store Tra

Exhibit 99.1 Yum China Reports Fourth Quarter Results and Increases Dividend by 50% Fourth Quarter Operating Profit Grew 36% and OP Margin1 Expanded 140 Basis Points Sequential Improvement in Same-Store Sales Index and Eighth Consecutive Quarter of Same-Store Transaction Growth Full Year Operating Profit Rose 5% to $1.2 Billion, Core Operating Profit2 Up 12% and Diluted EPS Up 18% Record 2024 Resu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 Yum China Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2024 Yum China Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Third Quarter Results Robust Sales Growth, Margin Expansion and 33% Diluted EPS Growth Sequential Improvement in Same-Store Sales Index and Seventh Consecutive Quarter of Same-Store Transaction Growth Operating Profit Increased by 1

Exhibit 99.1 Yum China Reports Third Quarter Results Robust Sales Growth, Margin Expansion and 33% Diluted EPS Growth Sequential Improvement in Same-Store Sales Index and Seventh Consecutive Quarter of Same-Store Transaction Growth Operating Profit Increased by 15% to $371 Million and Core Operating Profit1 Grew 18% Stepping up Capital Returns to Shareholders by 50% to $4.5 Billion for 2024-2026 S

YUMC / Yum China Holdings, Inc. / GIC Private Ltd - SC 13G/A Passive Investment

SC 13G/A 1 ef20037611sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Yum China Holdings, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 98850P109 (CUSIP Number) September 30, 2024 (Date of the Event Which Requires Filing of this Statement) Check

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2024 Yum China Ho

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Comm

YUMC / Yum China Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Yum China Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) August 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

*****

August 27, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2024 Yum China Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Transition and Advisor Agreement, dated August 4, 2024, by and between Yum China Holdings, Inc. and Andy Yeung.

Exhibit 10.1 August 4, 2024 Dear Andy Yeung, Transition and Advisor Agreement In connection with your stepping down on a voluntary basis from the role of Chief Financial Officer of Yum China Holdings, Inc. (the “Company”, together with its subsidiaries, the “Company Group”), effective September 30, 2024, and in recognition of your expertise within the organization and in order to ensure a smooth t

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Yum China Reports Second Quarter Results Record Second Quarter Revenue Led by Same-store Transaction Growth and New Unit Growth Improved OP Margin and Achieved Record Second Quarter Operating Profit Operating Profit Grew 4%, Core Operating Profit1 Gr

Exhibit 99.1 Yum China Reports Second Quarter Results Record Second Quarter Revenue Led by Same-store Transaction Growth and New Unit Growth Improved OP Margin and Achieved Record Second Quarter Operating Profit Operating Profit Grew 4%, Core Operating Profit1 Grew 12%, Diluted EPS Grew 17% Record First Half Openings of 779 Net New Stores and Cash Returns to Shareholders of Nearly $1 Billion Shang

Dear Joey,

Exhibit 99.3 Dear Joey, I hope this email finds you well. I am writing to submit my resignation from my position as Chief Financial Officer (CFO) at Yum China. I truly value my time with Yum China and the opportunity to contribute to its growth and success over the past 5 years. It has been a rewarding experience working closely with such a talented and dedicated leadership team through the challe

Yum China Board Announces CFO Transition and Welcomes New Board Member

Exhibit 99.2 Yum China Board Announces CFO Transition and Welcomes New Board Member Shanghai, China (August 5, 2024) - Yum China Holdings, Inc. (NYSE: YUMC and HKEX: 9987) (the “Company” or “Yum China”) today announced that Andy Yeung, who has served as the Company’s Chief Financial Officer since October 2019, intends to resign as the Company’s Chief Financial Officer for personal reasons. Andy wi

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Yum China Reports First Quarter Results System Sales Up 6%, Diluted EPS Up 4%, or 10% Excluding F/X Operating Profit Reaches $374 million with Core Operating Profit1 Growing to $396 million Total Stores Have Surpassed Milestone of 15,000 with Record

Exhibit 99.1 Yum China Reports First Quarter Results System Sales Up 6%, Diluted EPS Up 4%, or 10% Excluding F/X Operating Profit Reaches $374 million with Core Operating Profit1 Growing to $396 million Total Stores Have Surpassed Milestone of 15,000 with Record First Quarter Openings of 378 Net New Stores Record Quarterly Cash Return to Shareholders of $745 million Shanghai, China (April 29, 2024

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒     Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒     Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒     Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Yum China Holdings, Inc

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

Calculation of Filing Fee Tables Form S-3ASR (Form Type) Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities

Calculation of Filing Fee Tables Form S-3ASR (Form Type) Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule  Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Car

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 29, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China Holdings, Inc.

Yum China Holdings, Inc.’s Clawback Policy.*

Exhibit 97.1 AMENDED AND RESTATED YUM CHINA HOLDINGS, INC. COMPENSATION RECOVERY POLICY This Amended and Restated Yum China Holdings, Inc. Compensation Recovery Policy (this “Policy”) will apply to Performance Awards made by the Company to current and former Executive Officers and such other employees who may from time to time be deemed subject to this Policy by the Committee. This Policy shall be

Subsidiaries of Yum China Holdings, Inc.*

Exhibit 21.1 Subsidiaries of Yum China Holdings, Inc. Entity Name Jurisdiction of Organization Agilink Global (HK) Limited Hong Kong Atto Primo (Shanghai) Co., Ltd. China Bai Sheng International Management Consulting (Sanya) Co., Ltd. China Bai Sheng Restaurants (Tibet) Co., Ltd. China Bai Sheng Restaurants China Holdings Limited Hong Kong Baisheng (Jinan) Catering Management Co., Ltd. China Baish

YUMC / Yum China Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Yum China Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

YUMC / Yum China Holdings, Inc. / GIC Private Ltd - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Yum China Holdings, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 98850P109 (CUSIP Number) December 31, 2023 (Date of the Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2024 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Fourth Quarter Results, Increases Dividend by 23% and Steps Up 2024 Share Repurchases to $1.25 billion Fourth Quarter System Sales Up 21%, Operating Profit Up 170% and Core Operating Profit Grew 324% 1 Full Year System Sales Up 21%,

Exhibit 99.1 Yum China Reports Fourth Quarter Results, Increases Dividend by 23% and Steps Up 2024 Share Repurchases to $1.25 billion Fourth Quarter System Sales Up 21%, Operating Profit Up 170% and Core Operating Profit Grew 324% 1 Full Year System Sales Up 21%, Operating Profit Up 76% to $1.1 Billion and Core Operating Profit Grew 79% Record 2023 Results - Total Revenues of $11 Billion, Adjusted

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

Transition and Advisor Agreement, dated December 13, 2023, by and between Yum China Holdings, Inc. and Johnson Huang.

Exhibit 10.1 December 13, 2023 Johnson Huang Dear Johnson, Transition and Advisor Agreement In connection with your stepping down from the role of Chief Customer Officer (“CCO”) of Yum China Holdings, Inc. (the “Company”, together with its subsidiaries, the “Company Group”), effective December 31, 2023, and in recognition of your expertise within the organization and in order to ensure a smooth tr

Transition and Advisor Agreement, dated December 13, 2023, by and between Yum China Holdings, Inc. and Joseph Chan.

Exhibit 10.2 December 13, 2023 Joseph Chan Dear Joseph, Transition and Advisor Agreement We have received your letter dated December 12, 2023 to step down from the role of Chief Legal Officer of Yum China Holdings, Inc. (the “Company”, together with its subsidiaries, the “Company Group”), effective December 31, 2023. In recognition of your expertise within the organization and in order to ensure a

YUMC / Yum China Holdings Inc / GIC Private Ltd - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) * Yum China Holdings, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 98850P109 (CUSIP Number) December 4, 2023 (Date of the Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum C

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commissi

Yum China Expands Share Repurchase Authorization by $1 Billion

Exhibit 99.1 Yum China Expands Share Repurchase Authorization by $1 Billion SHANGHAI, November 2, 2023 - Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC and HKEX: 9987) today reported that its Board of Directors (the "Board") has increased the Company's share repurchase authorization by $1 billion to an aggregate of $3.4 billion. From 2017 to November 1, 2023, the Company repur

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Third Quarter 2023 Results Total Revenues grew 9%, or 15% in constant currency; System Sales grew 15% in constant currency; Operating Profit grew 2% to $323 million, or 9% in constant currency, Adjusted Operating Profit of $327 mill

Exhibit 99.1 Yum China Reports Third Quarter 2023 Results Total Revenues grew 9%, or 15% in constant currency; System Sales grew 15% in constant currency; Operating Profit grew 2% to $323 million, or 9% in constant currency, Adjusted Operating Profit of $327 million reached a record; Record year-to-date store openings of 1,155 net new adds, on track for full-year net new store target Shanghai, Chi

Yum China unveils “RGM 2.0” strategy and introduces 3-year financial targets at 2023 Investor Day Accelerates network expansion to reach 20,000 stores by 2026 Targets double-digit EPS CAGR and $3 billion shareholder return from 2024 to 2026

Exhibit 99.1 Yum China unveils “RGM 2.0” strategy and introduces 3-year financial targets at 2023 Investor Day Accelerates network expansion to reach 20,000 stores by 2026 Targets double-digit EPS CAGR and $3 billion shareholder return from 2024 to 2026 Shanghai, China (September 14, 2023) – Yum China Holdings, Inc. (NYSE: YUMC and HKEX: 9987, "Yum China" or the "Company") hosted its 2023 Investor

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commis

*****

September 6, 2023 VIA EDGAR & E-MAIL Securities and Exchange Commission Division of Corporation Finance Disclosure Review Program 100 F Street, N.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizati

Yum China Reports Second Quarter 2023 Results Delivered record-breaking second quarter performance in Total Revenues, Operating Profit and net new adds Total Revenues up 25%; System Sales grew 32% in constant currency; Operating Profit increased 216%

Exhibit 99.1 Yum China Reports Second Quarter 2023 Results Delivered record-breaking second quarter performance in Total Revenues, Operating Profit and net new adds Total Revenues up 25%; System Sales grew 32% in constant currency; Operating Profit increased 216% Store openings accelerated, 655 net new adds in the first half, on track for full-year net new store target Shanghai, China (July 31, 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2023 Yum China Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission

Transition Agreement, dated July 13, 2023, by and between Yum China Holdings, Inc. and Aiken Yuen.

Exhibit 10.1 July 13, 2023 Aiken Yuen STRICTLY PRIVATE & CONFIDENTIAL Dear Aiken, Transition and Advisor Agreement We have received your letter dated July 13, 2023 to step down from the role of Chief People Officer of Yum China Holdings, Inc. (the “Company”, together with its subsidiaries, the “Company Group”), effective August 1, 2023. In recognition of your expertise within the organization and

Yum China Board Appoints David Hoffmann to the Board of Directors

Exhibit 99.1 Yum China Board Appoints David Hoffmann to the Board of Directors Shanghai, China (July 17, 2023) - Yum China Holdings, Inc. (NYSE: YUMC and HKEX: 9987) today announced the appointment of Mr. David Hoffmann to the Board of the Directors, effective immediately. Mr. Hoffmann will serve as a member of the Audit Committee of the Board. Following the appointment, the Board is comprised of

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Form of Yum China Holdings, Inc. 2022 Long Term Incentive Plan Performance Unit Agreement (incorporated by reference to Exhibit 10.3 to Yum China Holdings, Inc.’s Quarterly Report on Form 10-Q filed on May 8, 2023). †

Exhibit 10.3 YUM CHINA HOLDINGS, INC. 2022 LONG TERM INCENTIVE PLAN PERFORMANCE UNIT AGREEMENT This PERFORMANCE UNIT AGREEMENT (“Agreement”) is made as of the Grant Date set forth in the Award Notice between YUM CHINA HOLDINGS, INC., a Delaware corporation (the “Company”), and the individual named in the Award Notice (“Participant”). 1. Award. (a) Performance Units. Pursuant to the Yum China Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Form of Yum China Holdings, Inc. 2022 Long Term Incentive Plan Stock Appreciation Rights Agreement (incorporated by reference to Exhibit 10.2 to Yum China Holdings, Inc.’s Quarterly Report on Form 10-Q filed on May 8, 2023). †

Exhibit 10.2 YUM CHINA HOLDINGS, INC. 2022 LONG TERM INCENTIVE PLAN STOCK APPRECIATION RIGHTS AGREEMENT Grant Date: [] Grantee: Name Aggregate Number of Stock Appreciation Rights Subject to Award: xxx Exercise Price: Vesting Schedule: [] 1/4 on each of the first, second, third and four year anniversaries of the Grant Date This STOCK APPRECIATION RIGHTS AGREEMENT (“Agreement”) is made as of the Gra

Form of Yum China Holdings, Inc. 2022 Long Term Incentive Plan Restricted Stock Unit Agreement (incorporated by reference to Exhibit 10.1 to Yum China Holdings, Inc.’s Quarterly Report on Form 10-Q filed on May 8, 2023). †

Exhibit 10.1 YUM CHINA HOLDINGS, INC. 2022 LONG TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Grant Date: [] Grantee: [] Aggregate Number of Restricted Stock Units Subject to Award: [] Vesting Schedule: [] This RESTRICTED STOCK UNIT AGREEMENT (“Agreement”) is made as of the Grant Date set forth above between YUM CHINA HOLDINGS, INC., a Delaware corporation (the “Company”), and [insert] (“Par

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2023 Yum China Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organization

Yum China Reports First Quarter 2023 Results Record first quarter performance – Total Revenues reached $2.92 billion and Operating Profit reached $416 million Total Revenues grew 9%; System Sales grew 17% and Same-store Sales grew 8% in constant curr

Exhibit 99.1 Yum China Reports First Quarter 2023 Results Record first quarter performance – Total Revenues reached $2.92 billion and Operating Profit reached $416 million Total Revenues grew 9%; System Sales grew 17% and Same-store Sales grew 8% in constant currency Operating Profit increased 118% year over year, attributed to sales leveraging and margin expansion Shanghai, China (May 2, 2023) –

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Secur ities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Secur ities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Secur ities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Secur ities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1

Subsidiaries of Yum China Holdings, Inc.*

Exhibit 21.1 Subsidiaries of Yum China Holdings, Inc. Entity Name Jurisdiction of Organization Agilink Global (HK) Limited Hong Kong Atto Primo (Shanghai) Co., Ltd. China Bai Sheng International Management Consulting (Sanya) Co., Ltd. China Bai Sheng Restaurants (Tibet) Co., Ltd. China Bai Sheng Restaurants China Holdings Limited Hong Kong Baisheng (Jinan) Catering Management Co., Ltd. China Baish

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China Holdings, Inc.

1

February 21, 2023 VIA EDGAR & E-MAIL Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.

YUMC / Yum China Holdings Inc / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Yum China Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2023 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Fourth Quarter and Full Year 2022 Results Reported Operating Profit of $41 million in the fourth quarter and $629 million for the full year reflecting resilience and business agility Opened 1,159 net new stores in the year, laying s

Exhibit 99.1 Yum China Reports Fourth Quarter and Full Year 2022 Results Reported Operating Profit of $41 million in the fourth quarter and $629 million for the full year reflecting resilience and business agility Opened 1,159 net new stores in the year, laying solid foundation for growth Shanghai, China (February 7, 2023) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC and H

1

CORRESP 1 filename1.htm January 3, 2023 VIA EDGAR & E-MAIL Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attn: Taylor Beech Mara Ransom Re: Yum China Holdings, Inc. Form 10-K for the Year Ended December 31, 2021 Filed February 28, 2022 Correspondence Filed October 31, 2022 File No. 1-37762 Ladies and Gentleme

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum C

Yum China Reports Third Quarter 2022 Results Total Revenues grew 5%; System Sales grew 5% in constant currency, despite temporary closures Delivered $316 million Operating Profit, representing 77% growth, through strong execution Opened 621 net new s

Exhibit 99.1 Yum China Reports Third Quarter 2022 Results Total Revenues grew 5%; System Sales grew 5% in constant currency, despite temporary closures Delivered $316 million Operating Profit, representing 77% growth, through strong execution Opened 621 net new stores year-to-date, on track to meet full-year net new store target of 1,000 to 1,200 Shanghai, China (November 1, 2022) – Yum China Hold

Calculation of Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Table FORM S-8 (Form Type) Yum China Holdings, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

As filed with the Securities and Exchange Commission on November 1, 2022

As filed with the Securities and Exchange Commission on November 1, 2022 Registration No.

1

October 31, 2022 VIA EDGAR & E-MAIL Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commissi

Amended and Restated Bylaws of Yum China Holdings, Inc., effective from October 24, 2022 (incorporated by reference to Exhibit 3.1 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on October 19, 2022).

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF YUM CHINA HOLDINGS, INC. ARTICLE 1 ? OFFICES Section 1. Offices and Records. The registered office of Yum China Holdings, Inc. (the ?Corporation?) in the State of Delaware shall be in the City of Wilmington, New Castle County. The name and address of the Corporation?s registered agent shall be The Corporation Trust Company, Corporation Trust Center, 1209

Yum China Holdings, Inc. 2022 Long Term Incentive Plan (incorporated by reference to Exhibit 10.1 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on October 12, 2022). †

Exhibit 10.1 YUM CHINA HOLDINGS, INC. 2022 LONG TERM INCENTIVE PLAN Section 1. General 1.1 Purpose. This Yum China Holdings, Inc. 2022 Long Term Incentive Plan (the ?Plan?) has been established by Yum China Holdings, Inc. (the ?Company?) to (i) attract and retain persons eligible to participate in the Plan; (ii) motivate Participants, by means of appropriate incentives, to achieve long-range goals

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 11, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commissi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiza

Yum China Applies for Voluntary Conversion to Primary Listing on the Hong Kong Stock Exchange

Exhibit 99.1 Yum China Applies for Voluntary Conversion to Primary Listing on the Hong Kong Stock Exchange Shanghai, China (August 15, 2022) ? Yum China Holdings, Inc. (the ?Company? or ?Yum China?) (NYSE: YUMC and HKEX: 9987) today announced that the Company applied for a voluntary conversion of its secondary listing status to a primary listing status (the ?Proposed Primary Conversion?) on the Ma

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizati

Yum China Reports Second Quarter 2022 Results Delivered $81 million Operating Profit. Extraordinary efforts partly mitigated impact from profound COVID-related disruptions Sales recovery remains gradual and uneven as COVID outbreaks persist Full year

Exhibit 99.1 Yum China Reports Second Quarter 2022 Results Delivered $81 million Operating Profit. Extraordinary efforts partly mitigated impact from profound COVID-related disruptions Sales recovery remains gradual and uneven as COVID outbreaks persist Full year net new store target unchanged, powered by healthy new store performance Shanghai, China (July 28, 2022) ? Yum China Holdings, Inc. (the

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission F

Amendment No. 1 to Master License Agreement, dated as of April 15, 2022, by and between YRI China Franchising LLC and Yum Restaurants Consulting (Shanghai) Company Limited (incorporated by reference to Exhibit 10.1 to Yum China Holdings, Inc.’s Current Report on Form 10-Q filed on May 6, 2022).

Exhibit 10.1 Pursuant to Item 601(b)(10)(iv) of Regulation S-X, this exhibit omits certain information, identified by [*], that is not material and that the registrant treats as private or confidential. AMENDMENT NO. 1 TO MASTER LICENSE AGREEMENT This Amendment No. 1 to Master License Agreement (?Amendment No. 1?), is entered into as of April 15, 2022, by and between YRI China Franchising LLC, as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organization

Yum China Reports First Quarter 2022 Results Resilience and agility enable Yum China to serve communities in need Grew Total Revenues and sustained Operating Profit despite significant challenges from the COVID-19 outbreak Remains focused on long-ter

Exhibit 99.1 Yum China Reports First Quarter 2022 Results Resilience and agility enable Yum China to serve communities in need Grew Total Revenues and sustained Operating Profit despite significant challenges from the COVID-19 outbreak Remains focused on long-term opportunities: Total stores exceeded 12,000, in Q1 opened 329 net new stores Shanghai, China (May 3, 2022) ? Yum China Holdings, Inc. (

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Yum China Appoints Johnson Huang as its First Chief Customer Officer and Warton Wang as General Manager of KFC, Yum China

Exhibit 99.1 Yum China Appoints Johnson Huang as its First Chief Customer Officer and Warton Wang as General Manager of KFC, Yum China Shanghai, China (April 18, 2022) ? Yum China Holdings, Inc. (the ?Company? or ?Yum China?) (NYSE: YUMC and HKEX: 9987) today announced the appointment of Johnson Huang as its first Chief Customer Officer. The creation of this leadership position is part of the Comp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

Yum China Expands Share Repurchase Authorization by $1 Billion

Exhibit 99.1 Yum China Expands Share Repurchase Authorization by $1 Billion Shanghai, China (March 17, 2022) ? Yum China Holdings, Inc. (the ?Company? or ?Yum China?) (NYSE: YUMC and HKEX: 9987) today reported that its Board of Directors (the ?Board?) has increased the Company?s share repurchase authorization by $1 billion to an aggregate of $2.4 billion. From 2017 to March 16, 2022, the Company r

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Yum China Provides Update on the First Quarter 2022 Business Performance Amid the Latest COVID-19 Development in China

Exhibit 99.1 Yum China Provides Update on the First Quarter 2022 Business Performance Amid the Latest COVID-19 Development in China Shanghai, China (March 14, 2022) ? Yum China Holdings, Inc. (the ?Company? or ?Yum China?) (NYSE: YUMC and HKEX: 9987) today updated its first quarter 2022 business performance in light of the recent COVID-19 development in China. As we mentioned in the fourth quarter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China Holdings, Inc.

Subsidiaries of Yum China Holdings, Inc.*

Exhibit 21.1 Subsidiaries of Yum China Holdings, Inc. Entity Name Jurisdiction of Organization Agilink Global (HK) Limited Hong Kong Atto Primo (Shanghai) Co., Ltd. China Bai Sheng International Management Consulting (Sanya) Co., Ltd. China Bai Sheng Restaurants (Tibet) Co., Ltd. China Bai Sheng Restaurants China Holdings Limited Hong Kong Baisheng (Jinan) Catering Management Co., Ltd. China Baish

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 4.1 to Yum China Holdings, Inc.’s Annual Report on Form 10-K filed on February 28, 2022).

Exhibit 4.1 Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Yum China Holdings, Inc. (the ?Company,? ?we,? ?us? or ?our?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock, par value $0.01 per share (the ?common stock?). The following is a summary of th

Form of Performance Share Agreement (for Non-U.S. Tax Payers) (incorporated by reference to Exhibit 10.3 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on February 11, 2022). †

Exhibit 10.3 NON-US FORM PRIVATE AND CONFIDENTIAL WARNING The contents of this document have not been reviewed by any regulatory authority in Hong Kong. You are advised to exercise caution in relation to the offer. If you are in any doubt about any of the contents of this document, you should obtain independent professional advice. Y&L COFFEE LIMITED LONG TERM INCENTIVE PLAN PERFORMANCE SHARE AGRE

Y&L Coffee Limited Long Term Incentive Plan I (incorporated by reference to Exhibit 10.1 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on February 11, 2022). †

Exhibit 10.1 PRIVATE AND CONFIDENTIAL WARNING The contents of this document have not been reviewed by any regulatory authority in Hong Kong. You are advised to exercise caution in relation to the offer. If you are in any doubt about any of the contents of this document, you should obtain independent professional advice. Y&L COFFEE LIMITED LONG TERM INCENTIVE PLAN I General 1.1Purpose. Y&L Coffee L

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Form of Performance Share Agreement (for U.S. Tax Payers) (incorporated by reference to Exhibit 10.2 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on February 11, 2022). †

Exhibit 10.2 US FORM PRIVATE AND CONFIDENTIAL WARNING The contents of this document have not been reviewed by any regulatory authority in Hong Kong. You are advised to exercise caution in relation to the offer. If you are in any doubt about any of the contents of this document, you should obtain independent professional advice. Y&L COFFEE LIMITED LONG TERM INCENTIVE PLAN PERFORMANCE SHARE AGREEMEN

YUMC / Yum China Holdings Inc / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Yum China Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2022 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Fourth Quarter and Full Year 2021 Results Fourth quarter Total Revenues grew 1%; remained profitable amid COVID-19 impact Full year Total Revenues grew 19% with Operating Profit of $1.39 billion and Adjusted Operating Profit of $766

Exhibit 99.1 Yum China Reports Fourth Quarter and Full Year 2021 Results Fourth quarter Total Revenues grew 1%; remained profitable amid COVID-19 impact Full year Total Revenues grew 19% with Operating Profit of $1.39 billion and Adjusted Operating Profit of $766 million Accelerated store expansion with record openings of 1,806 gross new stores or 1,282 net new stores in 2021 Shanghai, China (Febr

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

**Private & Confidential**

Exhibit 10.1 November 4, 2021 STRICTLY PRIVATE & CONFIDENTIAL Dear Danny, We have received your resignation letter dated November 3, 2021. This notification outlines the terms governing your transition services and termination of employment from Yum China Holdings, Inc. (the Company). Termination Date As mutually agreed, your effective termination date will be February 11, 2022, with last day of e

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum C

Senior Advisor Service Contract, dated July 15, 2021, by and between Yum China Holdings, Inc. and Christian L. Campbell (incorporated by reference to Exhibit 10.1 to Yum China Holding, Inc.’s Quarterly Report on Form 10-Q filed on November 8, 2021). †

Exhibit 10.1 Mr. Chris Campbell Christian L. Campbell Consulting, LLC 15 July, 2021 Strictly Private & Confidential Senior Advisor Service Contract Dear Chris, We are pleased to offer you the subject Term Contract (?Contract?) with Yum China Holdings, Inc. (?the Company? or ?Yum China?) under the following terms and conditions: 1. Contract Period This Contract covers a period of 11 months, effecti

Yum China Reports Third Quarter 2021 Results Total Revenues grew 9%. System Sales grew 1% in constant currency Opened a record of 524 new stores Reported $178 million Operating Profit despite Delta variant outbreak, demonstrating resiliency and agili

EX-99.1 2 yumc-ex9916.htm EX-99.1 Exhibit 99.1 Yum China Reports Third Quarter 2021 Results Total Revenues grew 9%. System Sales grew 1% in constant currency Opened a record of 524 new stores Reported $178 million Operating Profit despite Delta variant outbreak, demonstrating resiliency and agility Shanghai, China (October 27, 2021) – Yum China Holdings, Inc. (the “Company” or “Yum China”) (NYSE:

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

YUM CHINA HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN (Effective September 23, 2021)

Exhibit 10.1 YUM CHINA HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN (Effective September 23, 2021) In order to secure the continued services of certain key management employees of Yum China Holdings, Inc. ( ?Yum China? or the ?Company? which may also refer to an Affiliate of Yum China as the case may be) and Affiliates of the Company, the Compensation Committee of the Board of Directors of Yum China (t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organ

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organ

Yum China Outlines “Fortifying Resiliency, Accelerating Growth” Strategy at 2021 Investor Conference Accelerating store network expansion, aiming for 20,000 stores as the next milestone Widening strategic moat in digital and supply chain to enable ac

Exhibit 99.1 Yum China Outlines ?Fortifying Resiliency, Accelerating Growth? Strategy at 2021 Investor Conference Accelerating store network expansion, aiming for 20,000 stores as the next milestone Widening strategic moat in digital and supply chain to enable accelerated growth Long-term potential for high single to double digit system sales, operating profit and EPS growth Shanghai, China (Septe

Yum China Business Update

Exhibit 99.1 Yum China Business Update Shanghai, China (September 14, 2021) ? Yum China Holdings, Inc. (the ?Company? or ?Yum China?) (NYSE: YUMC and HKEX: 9987) today updated stakeholders on the impact of recent COVID-19 developments. Impact of the Delta Variant Outbreak In our second quarter 2021 earnings release, we mentioned that the latest COVID-19 outbreak of the Delta variant, which started

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizati

Yum China Reports Second Quarter 2021 Results Total Revenues grew 29%. System Sales grew 14% and Same-Store Sales were up 5% in constant currency Opened 404 new stores; Total stores reached 11,023, an increase of 1,069 stores year over year Reported

Exhibit 99.1 Yum China Reports Second Quarter 2021 Results Total Revenues grew 29%. System Sales grew 14% and Same-Store Sales were up 5% in constant currency Opened 404 new stores; Total stores reached 11,023, an increase of 1,069 stores year over year Reported $233 million Operating Profit Shanghai, China (July 28, 2021) ? Yum China Holdings, Inc. (the ?Company? or ?Yum China?) (NYSE: YUMC and H

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission F

Amended and Restated Certificate of Incorporation of Yum China Holdings, Inc. (incorporated by reference to Exhibit 3.1 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on June 2, 2021).

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF YUM CHINA HOLDINGS, INC. Yum China Holdings, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware, as the same may be amended (the ?DGCL?), hereby certifies as follows: 1. The name of the Corpora

Amended and Restated Bylaws of Yum China Holdings, Inc. (incorporated by reference to Exhibit 3.2 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on June 2, 2021).

EX-3.2 3 yumc-ex3216.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF YUM CHINA HOLDINGS, INC. ARTICLE 1 — OFFICES Section 1.Offices and Records. The registered office of Yum China Holdings, Inc. (the “Corporation”) in the State of Delaware shall be in the City of Wilmington, New Castle County. The name and address of the Corporation’s registered agent shall be The Corporation Trust Company,

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Yum China Reports First Quarter 2021 Results Total Revenues grew 46%. System Sales grew 34% and Same-Store Sales were up 10% in constant currency Opened 315 new stores and reported $342 million Operating Profit

Exhibit 99.1 Yum China Reports First Quarter 2021 Results Total Revenues grew 46%. System Sales grew 34% and Same-Store Sales were up 10% in constant currency Opened 315 new stores and reported $342 million Operating Profit Shanghai, China (April 27, 2021) ? Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC and HKEX: 9987) today reported unaudited results for the first quarter en

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

- DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

- PRE 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

- S-3ASR

Table of Contents As filed with the Securities and Exchange Commission on March 1, 2021 Registration No.

Subsidiaries of Yum China Holdings, Inc.*

Exhibit 21.1 Subsidiaries of Yum China Holdings, Inc. Entity Name Jurisdiction of Organization Agilink Global (HK) Limited Hong Kong Atto Primo (Shanghai) Co., Ltd. China Bai Sheng International Management Consulting (Sanya) Co., Ltd. China Bai Sheng Restaurants (Hong Kong) Limited Hong Kong Bai Sheng Restaurants China Holdings Limited Hong Kong Baisheng (Jinan) Catering Management Co., Ltd. China

Form of Replacement Warrant issued to API (Hong Kong) Investment Limited.*

Exhibit 4.2 THE SECURITIES EVIDENCED BY THIS INSTRUMENT HAVE BEEN ISSUED AND SOLD WITHOUT REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY OTHER FOREIGN, FEDERAL, STATE, LOCAL OR OTHER JURISDICTION (A ?FOREIGN OR STATE ACT?). THE SECURITIES EVIDENCED BY THIS CERTIFICATE CANNOT BE SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UN

Confirmatory License Agreement, dated January 1, 2020, by and between by and between Yum Restaurants Consulting (Shanghai) Company Limited and YRI China Franchising LLC. (incorporated by reference to Exhibit 10.24 to Yum China Holdings, Inc.’s Annual Report on Form 10-K filed on February 26, 2021).

Exhibit 10.24 THIS CONFIRMATORY LICENSE AGREEMENT (this "AGREEMENT") is dated as of January 1, 2020 (the "Effective Date"), BY AND BETWEEN: (1) YRI China Franchising LLC, a limited liability company organized and existing under the laws of State of Delaware, United States of America, having its registered address at 1209 Orange Street, Wilmington, Delaware, United States of America, 19801 as "mast

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China Holdings, Inc.

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Yum China Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Yum China Reports Fourth Quarter and Full Year 2020 Results Fourth Quarter Total Revenues grew 11%. System Sales grew 5% in constant currency Fourth Quarter Operating Profit grew to $180 million Opened 1,165 new stores in 2020

Exhibit 99.1 Yum China Reports Fourth Quarter and Full Year 2020 Results Fourth Quarter Total Revenues grew 11%. System Sales grew 5% in constant currency Fourth Quarter Operating Profit grew to $180 million Opened 1,165 new stores in 2020 Shanghai, China (February 3, 2021) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC and HKEX: 9987) today reported unaudited results for th

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2021 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum C

YUMC / Yum China Holdings, Inc. / Primavera Capital Management Ltd - SCHEDULE 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* YUM CHINA HOLDINGS, INC. (Name of Issuer - as specified in its charter) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) Ena Leung 15 Queen's Road Central, 41st Floor Hong Kong +852 3767 5126 (Name, Address and Telephone Number of Person Authorized

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Third Quarter 2020 Results Total Revenues grew 1%. System Sales grew 1% in constant currency Opened 312 new stores and reached 10,150 stores in total Reported $556 million Operating Profit and $320 million Adjusted Operating Profit

Exhibit 99.1 Yum China Reports Third Quarter 2020 Results Total Revenues grew 1%. System Sales grew 1% in constant currency Opened 312 new stores and reached 10,150 stores in total Reported $556 million Operating Profit and $320 million Adjusted Operating Profit Shanghai, China (October 28, 2020) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC and HKEX: 9987) today reported u

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 10, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organ

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiza

Hong Kong Underwriting Agreement, dated August 31, 2020, among Yum China Holdings, Inc. and the Hong Kong Underwriters.

EX-1.1 Exhibit 1.1 DATED August 31, 2020 YUM CHINA HOLDINGS, INC. GOLDMAN SACHS (ASIA) L.L.C. CITIGROUP GLOBAL MARKETS ASIA LIMITED CMB INTERNATIONAL CAPITAL LIMITED UBS AG HONG KONG BRANCH AND THE HONG KONG UNDERWRITERS (whose names appear in Schedule 1) HONG KONG UNDERWRITING AGREEMENT relating to a public offering in Hong Kong of initially 1,676,500 Shares of par value of US$0.01 per Share in t

CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be registered(1) Proposed maximum offering price per share(2) Proposed maximum aggregate offering price(2) Amount of registration fee(3) Shares of common sto

424(B)(5) Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248449 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be registered(1) Proposed maximum offering price per share(2) Proposed maximum aggregate offering price(2) Amount of registration fee(3) Shares of common stock, par value US$0.01 per share 48,197,300 US$53.16 US$2,562,

YUM CHINA ANNOUNCES PRICING OF GLOBAL OFFERING

EX-99.1 Exhibit 99.1 Press Release YUM CHINA ANNOUNCES PRICING OF GLOBAL OFFERING 4 September 2020, Hong Kong – Yum China Holdings, Inc. (the “Company” or “Yum China”) (NYSE: YUMC), China’s largest restaurant company in terms of 2019 system sales, today announced the pricing of its global offering (the “Offering”) of 41,910,700 new shares of common stock (the “Shares”) (subject to the over-allotme

International Underwriting Agreement, dated September 4, 2020, among Yum China Holdings, Inc. and the International Underwriters.

EX-1.2 Exhibit 1.2 Yum China Holdings, Inc. Common Stock (par value US$0.01 per share) International Underwriting Agreement September 4, 2020 Goldman Sachs (Asia) L.L.C. (“Goldman Sachs”) 68/F, Cheung Kong Center 2 Queen’s Road Central Hong Kong Citigroup Global Markets Asia Limited (“Citi”) 50/F, Champion Tower 3 Garden Road, Central Hong Kong CMB International Capital Limited (“CMBI”) 45/F, Cham

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiza

TABLE OF CONTENTS FORWARD LOOKING STATEMENTS 2 RECENT DEVELOPMENTS 5 RISK FACTORS 6 INFORMATION ABOUT THE LISTING 10 INDUSTRY OVERVIEW 14 REGULATION 26 OUR HISTORY AND CORPORATE STRUCTURE 38 BUSINESS 47 FINANCIAL INFORMATION 88 DEFINITIONS 90 GLOSSAR

EX-99.1 Exhibit 99.1 TABLE OF CONTENTS FORWARD LOOKING STATEMENTS 2 RECENT DEVELOPMENTS 5 RISK FACTORS 6 INFORMATION ABOUT THE LISTING 10 INDUSTRY OVERVIEW 14 REGULATION 26 OUR HISTORY AND CORPORATE STRUCTURE 38 BUSINESS 47 FINANCIAL INFORMATION 88 DEFINITIONS 90 GLOSSARY 96 - 1 - FORWARD-LOOKING STATEMENTS This current report on Form 8-K and the exhibits incorporated by reference therein contain

- FORM S-3

FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on August 28, 2020 Registration No.

INDEX TO FINANCIAL INFORMATION Page Reference Consolidated Financial Statements Report of Independent Registered Public Accounting Firm 2 Consolidated Statements of Income for the six months ended June 30, 2020 and 2019 4 Consolidated Statements of C

EX-99.2 Exhibit 99.2 INDEX TO FINANCIAL INFORMATION Page Reference Consolidated Financial Statements Report of Independent Registered Public Accounting Firm 2 Consolidated Statements of Income for the six months ended June 30, 2020 and 2019 4 Consolidated Statements of Comprehensive Income for the six months ended June 30, 2020 and 2019 5 Consolidated Balance Sheets as of June 30, 2020 and Decembe

SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED AUGUST 28, 2020

424(B)(5) Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248449 The information in this preliminary prospectus supplement is not complete and may be changed. Neither this preliminary prospectus supplement nor the accompanying prospectus is an offer to sell these securities, nor are they soliciting offers to buy these securities, in any jurisdiction where the offer or sale

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizati

Yum China Reports Second Quarter 2020 Results Over 99% of stores are now open Total Revenues recovered to 89% of prior year. System Sales recovered to 96% of prior year in constant currency Opened 169 new stores and Reported $128 million Operating Pr

Exhibit 99.1 Yum China Reports Second Quarter 2020 Results Over 99% of stores are now open Total Revenues recovered to 89% of prior year. System Sales recovered to 96% of prior year in constant currency Opened 169 new stores and Reported $128 million Operating Profit despite Unprecedented COVID-19 Impact Shanghai, China (July 29, 2020) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYS

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission

YUMC / Yum China Holdings, Inc. / Primavera Capital Management Ltd - SCHEDULE 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* YUM CHINA HOLDINGS, INC. (Name of Issuer - as specified in its charter) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) Ena Leung 28 Hennessy Road, 28th Floor Hong Kong +852 3767 5126 (Name, Address and Telephone Number of Person Authorized to Rec

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission Fi

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Form of Yum China Holdings, Inc. Long Term Incentive Plan Performance Share Units Agreement (Partner PSU Awards) (incorporated by reference to Exhibit 10.2 to Yum China Holding, Inc.’s Quarterly Report on Form 10-Q filed on May 8, 2020). †

Exhibit 10.2 YUM CHINA HOLDINGS, INC. LONG TERM INCENTIVE PLAN PERFORMANCE UNIT AGREEMENT This PERFORMANCE UNIT AGREEMENT (“Agreement”) is made as of the Grant Date set forth in the Award Notice between YUM CHINA HOLDINGS, INC., a Delaware corporation (the “Company”), and the individual named in the Award Notice (“Participant”). 1. Award. (a) Performance Units. Pursuant to the Yum China Holdings,

Form of Yum China Holdings, Inc. Long Term Incentive Plan Restricted Stock Units Agreement (incorporated by reference to Exhibit 10.3 to Yum China Holding, Inc.’s Quarterly Report on Form 10-Q filed on May 8, 2020). †

Exhibit 10.3 YUM CHINA HOLDINGS, INC. LONG TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Grant Date: [] Grantee: [] Aggregate Number of Restricted Stock Units Subject to Award: [] Vesting Schedule: [] This RESTRICTED STOCK UNIT AGREEMENT (“Agreement”) is made as of the Grant Date set forth above between YUM CHINA HOLDINGS, INC., a Delaware corporation (the “Company”), and [insert] (“Particip

Form of Yum China Holdings, Inc. Long Term Incentive Plan Performance Share Units Agreement (Annual PSU Grants) (incorporated by reference to Exhibit 10.1 to Yum China Holding, Inc.’s Quarterly Report on Form 10-Q filed on May 8, 2020). †

Exhibit 10.1 YUM CHINA HOLDINGS, INC. LONG TERM INCENTIVE PLAN PERFORMANCE UNIT AGREEMENT This PERFORMANCE UNIT AGREEMENT (“Agreement”) is made as of the Grant Date set forth in the Award Notice between YUM CHINA HOLDINGS, INC., a Delaware corporation (the “Company”), and the individual named in the Award Notice (“Participant”). 1. Award. (a) Performance Units. Pursuant to the Yum China Holdings,

Form of Yum China Holdings, Inc. Stock Appreciation Rights Agreement (incorporated by reference to Exhibit 10.4 to Yum China Holding, Inc.’s Quarterly Report on Form 10-Q filed on May 8, 2020). †

Exhibit 10.4 YUM CHINA HOLDINGS, INC. LONG TERM INCENTIVE PLAN STOCK APPRECIATION RIGHTS AGREEMENT Grant Date: [] Grantee: Name Aggregate Number of Stock Appreciation Rights Subject to Award: xxx Exercise Price: Vesting Schedule: [] 1/4 on each of the first, second, third and four year anniversaries of the Grant Date This STOCK APPRECIATION RIGHTS AGREEMENT (“Agreement”) is made as of the Grant Da

Yum China Reports First Quarter 2020 Results Total Revenues down 24%. System Sales down 20% and Same Store Sales down 15% in constant currency Opened 179 new stores and Reported $97 million Operating Profit despite Unprecedented COVID-19 Impact

Exhibit 99.1 Yum China Reports First Quarter 2020 Results Total Revenues down 24%. System Sales down 20% and Same Store Sales down 15% in constant currency Opened 179 new stores and Reported $97 million Operating Profit despite Unprecedented COVID-19 Impact Shanghai, China (April 28, 2020) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited results for t

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Schedule 14A

DEF 14A 1 d824833ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com

YUMC / Yum China Holdings, Inc. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China Holdings, Inc.

Subsidiaries of Yum China Holdings, Inc.*

Exhibit 21.1 Subsidiaries of Yum China Holdings, Inc. Entity Name Jurisdiction of Organization Agilink Global (HK) Limited Hong Kong Atto Primo (Shanghai) Co., Ltd. China Bai Sheng Restaurants China Holdings Limited Hong Kong Bai Sheng Restaurants (Hong Kong) Limited Hong Kong Baisheng (Jinan) Catering Management Co., Ltd. China Baotou Little Sheep Shenhua Catering Company Limited China Beijing Fa

Form of Replacement Warrant issued to Pollos Upside L.P. (as transferee of Warrant No.1 and No. 2 issued to Pollos Investment L.P. on January 9, 2017) (incorporated by reference to Exhibit 4.4 to Yum China Holdings, Inc.’s Annual Report on Form 10-K filed on February 27, 2020).

Exhibit 4.4 THE SECURITIES EVIDENCED BY THIS INSTRUMENT HAVE BEEN ISSUED AND SOLD WITHOUT REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY OTHER FOREIGN, FEDERAL, STATE, LOCAL OR OTHER JURISDICTION (A “FOREIGN OR STATE ACT”). THE SECURITIES EVIDENCED BY THIS CERTIFICATE CANNOT BE SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UN

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. *

Exhibit 4.5 Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Yum China Holdings, Inc. (the “Company,” “we,” “us” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, par value $0.01 per share (the “common stock”). The following is a summary of th

YUMC / Yum China Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Yum China Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

YUMC / Yum China Holdings, Inc. / Standard Life Aberdeen Plc - STANDARD LIFE ABERDEEN PLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Yum China Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2020 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Fourth Quarter and Fiscal Year 2019 Results Fourth quarter total revenues grew 6% or 8% in constant currency; Fourth quarter total system sales grew 8% and same-store sales grew 2% in constant currency; Opened 1,006 new stores in 20

Exhibit 99.1 Yum China Reports Fourth Quarter and Fiscal Year 2019 Results Fourth quarter total revenues grew 6% or 8% in constant currency; Fourth quarter total system sales grew 8% and same-store sales grew 2% in constant currency; Opened 1,006 new stores in 2019 Shanghai, China (February 5, 2020) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited res

YUMC / Yum China Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Yum China Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) November 29, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

JOINT FILING AGREEMENT

Invesco Joint Filing Agreement JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd.

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum C

[FORM OF] MASTER CONFIRMATION FOR WARRANT FORWARD SALE TRANSACTIONS

[Exhibit] [FORM OF] MASTER CONFIRMATION FOR WARRANT FORWARD SALE TRANSACTIONS This master confirmation (this “Master Confirmation”), dated as of [], is intended to set forth certain terms and conditions for warrant forward sale transactions that may be entered into between [] (“Dealer”) and Pollos Upside L.

YUMC / Yum China Holdings, Inc. / Primavera Capital Management Ltd - SCHEDULE 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* YUM CHINA HOLDINGS, INC. (Name of Issuer - as specified in its charter) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) Ena Leung 28 Hennessy Road, 28th Floor Hong Kong +852 3767 5126 (Name, Address and Telephone Number of Person Authorized to Rec

Yum China Reports Third Quarter 2019 Results Total revenues grew 5% or 8% in constant currency; Total system sales grew 8% and same-store sales grew 2% in constant currency

Exhibit 99.1 Yum China Reports Third Quarter 2019 Results Total revenues grew 5% or 8% in constant currency; Total system sales grew 8% and same-store sales grew 2% in constant currency Shanghai, China (October 30, 2019) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited results for the third quarter ended September 30, 2019. Reported GAAP results inclu

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Holdings, Inc. Change in Control Severance Plan (incorporated by reference to Exhibit 10.1 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on October 2, 2019). †

EX-10.1 Exhibit 10.1 YUM CHINA HOLDINGS, INC. CHANGE IN CONTROL SEVERANCE PLAN (Effective September 27, 2019) In order to secure the continued services of certain key management employees of Yum China Holdings, Inc. ( “Yum China” or the “Company” which may also refer to an Affiliate of Yum China as the case may be) and Affiliates of the Company, and to ensure their continued dedication to their du

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 27, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organ

Yum China Announces Transition of Chief Financial Officer Jacky Lo will be succeeded by Andy Yeung as CFO

EX-99.1 Exhibit 99.1 Yum China Announces Transition of Chief Financial Officer Jacky Lo will be succeeded by Andy Yeung as CFO SHANGHAI, Sept. 6, 2019 – Yum China Holdings, Inc. (the “Company” or “Yum China”) (NYSE: YUMC) today announced that Jacky Lo, who has served as the Company’s Chief Financial Officer since June 2017, intends to leave the Company to pursue professional opportunities in Hong

Employment Letter, effective September 16, 2019, by and between Yum China Holdings, Inc. and Andy Yeung (incorporated by reference to Exhibit 10.2 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on September 6, 2019). †

EX-10.2 Exhibit 10.2 August 12, 2019 STRICTLY PRIVATE & CONFIDENTIAL Andy Yeung Dear Andy, Subject to the final approval of the Board of Directors (the “Board”) of Yum China Holdings, Inc. (the Company), we are pleased to offer you the position of Chief Financial Officer (CFO) of Yum China (hereinafter “the Company”), effective September 16, 2019 (the “Effective Date”) as mutually agreed. In your

September 4, 2019

EX-99.2 Exhibit 99.2 September 4, 2019 Ms. Joey Wat Chief Executive Officer Yum China Holdings, Inc. 20 Tian Yao Qiao Road Shanghai, China Dear Joey, I hereby submit my resignation as Chief Financial Officer of Yum China Holdings, Inc. effective on October 15, 2019. Although I have very much enjoyed my time at the company, it is time for me to move on to my next professional opportunity and reloca

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 4, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organi

Post-Termination Agreement, effective October 16, 2019, by and between Yum China Holdings, Inc. and Jacky Lo (incorporated by reference to Exhibit 10.1 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on September 6, 2019). †

EX-10.1 Exhibit 10.1 September 6, 2019 STRICTLY PRIVATE & CONFIDENTIAL Dear Jacky, We have received your resignation letter dated Sept 4, 2019. This notification outlines the terms governing your employment termination with Yum China Holdings, Inc. (the Company). Termination Date As mutually agreed, your effective termination date is Oct 16, 2019, with last day of service on Oct 15, 2019. Discreti

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizati

Yum China Reports Second Quarter 2019 Results Total revenues grew 3% or 10% in constant currency; Total system sales grew 10% and same-store sales grew 4% in constant currency

Exhibit 99.1 Yum China Reports Second Quarter 2019 Results Total revenues grew 3% or 10% in constant currency; Total system sales grew 10% and same-store sales grew 4% in constant currency Shanghai, China (July 30, 2019) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited results for the second quarter ended June 30, 2019. Reported GAAP results include S

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission Fi

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Yum China Reports First Quarter 2019 Results Total revenues grew 4% or 10% in constant currency; Total system sales grew 9% and same-store sales grew 4% in constant currency

EX-99.1 2 yumc-ex9916.htm EX-99.1 Exhibit 99.1 Yum China Reports First Quarter 2019 Results Total revenues grew 4% or 10% in constant currency; Total system sales grew 9% and same-store sales grew 4% in constant currency Shanghai, China (April 30, 2019) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited results for the first quarter ended March 31, 2019

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 yumc-8k20190430.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction

YUMC / Yum China Holdings, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

YUMC / Yum China Holdings, Inc. DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Term Employment Agreement, dated as of March 22, 2019, by and between Yum China Holdings, Inc. and Shella Ng (incorporated by reference to Exhibit 10.1 to Yum China Holdings, Inc.’s Current Report on Form 8-K filed on March 22, 2019). †

Exhibit 10.1 March 22, 2019 Term Employment Agreement Dear Shella, Upon your relinquishing your current role as Chief Legal Officer & Corporate Secretary of Yum China Holdings, Inc. (“YUMC”), we are pleased to offer you the subject Term Employment Agreement (“Agreement”) with Yum! Restaurants Consulting (Shanghai) Co., Ltd. (the “Company”) under the following terms and conditions: 1. Term This Agr

YUMC / Yum China Holdings, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China Holdings, Inc.

Subsidiaries of Yum China Holdings, Inc.*

Exhibit 21.1 Subsidiaries of Yum China Holdings, Inc. Entity Name Jurisdiction of Organization Atto Primo (Shanghai) Co., Ltd. China Bai Sheng Restaurants China Holdings Limited Hong Kong Bai Sheng Restaurants (Hong Kong) Limited Hong Kong Baotou Little Sheep Shenhua Catering Company Limited China Beijing Fashion Family Network Technology Co, Ltd. China Beijing KFC Co., Ltd. China Beijing Pizza Hu

YUMC / Yum China Holdings, Inc. / Standard Life Aberdeen Plc - STANDARD LIFE ABERDEEN PLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Yum China Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 98850P109 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2019 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

Yum China Reports Fourth Quarter and Fiscal Year 2018 Results Fourth quarter total revenues grew 2% or 7% in constant currency; Fourth quarter total system sales grew 6% and same-store sales grew 2% in constant currency; Opened 819 gross new stores i

Exhibit 99.1 Yum China Reports Fourth Quarter and Fiscal Year 2018 Results Fourth quarter total revenues grew 2% or 7% in constant currency; Fourth quarter total system sales grew 6% and same-store sales grew 2% in constant currency; Opened 819 gross new stores in 2018 Shanghai, China (January 31, 2019) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited

YUMC / Yum China Holdings, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum C

Yum China Reports Third Quarter 2018 Results Total Revenues and Total System Sales* Grew 4% year over year Share Repurchase Authorization Increased by $850 million to an Aggregate of $1.4 billion

Exhibit 99.1 Yum China Reports Third Quarter 2018 Results Total Revenues and Total System Sales* Grew 4% year over year Share Repurchase Authorization Increased by $850 million to an Aggregate of $1.4 billion Shanghai, China (October 31, 2018) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited results for the third quarter ended September 30, 2018. Repo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2018 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organiz

YUMC / Yum China Holdings, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37762 Yum China

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2018 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation or organizat

Yum China Reports Second Quarter 2018 Results

Exhibit 99.1 Yum China Reports Second Quarter 2018 Results Shanghai, China (August 2, 2018) – Yum China Holdings, Inc. (the "Company" or "Yum China") (NYSE: YUMC) today reported unaudited results for the second quarter ended June 30, 2018. Reported GAAP results include Special Items, which are excluded from adjusted measures. Special Items are not allocated to any segment and therefore only impact

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2018 Yum China Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37762 81-2421743 (State or other jurisdiction of incorporation) (Commission F