Основная статистика
| LEI | 549300EZE8CQ8K65FS24 |
| CIK | 1350653 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alphatec Holdings, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| July 31, 2025 |
Exhibit 99.1 ATEC Reports Second Quarter 2025 Financial Results And Raises Full-Year Guidance Surgical revenue grew 29% to $168 million Total revenue grew $40 million or 27.5% Full-year revenue and profitability guidance increased CARLSBAD, Calif., July 31, 2025 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a spine-focused provider of innovative solutions dedicated to revolutionizing the approach to s |
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| June 13, 2025 |
Seventh amendment to the 2016 Equity Incentive Plan (3). Exhibit 10.1 SEVENTH AMENDMENT TO THE ALPHATEC HOLDINGS, INC. 2016 EQUITY INCENTIVE PLAN (As Amended and Restated Effective June 15, 2017) This Seventh Amendment (this “Amendment”) to the Alphatec Holdings, Inc. 2016 Equity Incentive Plan, as amended and restated effective June 15, 2017 (the “Plan”), is made and adopted by Alphatec Holdings, Inc. (the “Company”), a corporation organized under the |
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| June 13, 2025 |
As filed with the Securities and Exchange Commission on June 13, 2025 As filed with the Securities and Exchange Commission on June 13, 2025 Registration No. |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 13, 2025 |
Sixth amendment to the 2016 Equity Incentive Plan (2). Exhibit 10.7 SIXTH AMENDMENT TO THE ALPHATEC HOLDINGS, INC. 2016 EQUITY INCENTIVE PLAN (As Amended and Restated Effective June 15, 2017) This Sixth Amendment (this “Amendment”) to the Alphatec Holdings, Inc. 2016 Equity Incentive Plan, as amended and restated effective June 15, 2017 (the “Plan”), is made and adopted by Alphatec Holdings, Inc. (the “Company”), a corporation organized under the laws |
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| June 13, 2025 |
Amendment to the Alphatec Holdings, Inc. Amended and Restated Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION OF ALPHATEC HOLDINGS, INC. Alphatec Holdings, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: The name of this Corporation is Alphatec Holdings, Inc. and the original Certificate of Incorporation was fi |
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| June 13, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alphatec Holdings, Inc. |
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| May 28, 2025 |
SD 1 atec2024-formsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 1950 Camino Vida Roble Carlsbad, California 9200 |
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| May 28, 2025 |
Conflict Minerals Report of Alphatec Holdings, Inc. for the Year Ended December 31, 202 Exhibit 1.01 ALPHATEC HOLDINGS, INC. Conflict Minerals Report For the Year Ended December 31, 2024 1. Introduction This Conflict Minerals Report (“Report”) has been prepared by Alphatec Holdings, Inc. (“Alphatec,” the “Company,” “we,” “us” or “our”) for the reporting period January 1 to December 31, 2024 (“Reporting Period”). This Report is presented to comply with the final conflict minerals impl |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| May 1, 2025 |
Exhibit 99.1 ATEC Reports First Quarter 2025 Financial Results And Raises Full-Year Guidance Surgical revenue grew 24%; total revenue grew 22% Full-year revenue and profitability guidance increased Successfully refinanced convertible debt to 2030 maturity CARLSBAD, Calif., May 1, 2025 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the appr |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 1, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 01, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 25, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 11, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2025 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 7, 2025 |
Form of Confirmation of Capped Call Transaction. Exhibit 10.1 March [], 2025 From: [Dealer] [] [] Attention: [] Telephone No.: [] Email: [] To: Alphatec Holdings, Inc. 1950 Camino Vida Roble Carlsbad, California, 92008 Re: [Base]1[Additional]2 Call Option Transaction The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the call option transaction entered into on the Trade Date specified below (t |
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| March 7, 2025 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION ALPHATEC HOLDINGS, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of March 7, 2025 0.75% Convertible Senior Notes due 2030 TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 15 Section 1.03. Rules of Construction 15 Article 2. The Notes 16 Secti |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 7, 2025 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 5, 2025 |
ATEC Prices Upsized $350.0 Million Convertible Senior Notes Offering Exhibit 99.1 ATEC Prices Upsized $350.0 Million Convertible Senior Notes Offering CARLSBAD, Calif., March 4, 2025—Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, today announced the pricing of its offering of $350,000,000 aggregate principal amount of 0.75% convertible senior notes due 2030 (the “notes”) in a pr |
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| March 3, 2025 |
ATEC Announces Proposed Convertible Senior Notes Offering Exhibit 99.1 ATEC Announces Proposed Convertible Senior Notes Offering CARLSBAD, Calif., March 3, 2025—Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, today announced its intention to offer, subject to market and other conditions, $300,000,000 aggregate principal amount of convertible senior notes due 2030 (the |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 26, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-52024 ALPHATEC HOLDINGS, INC. |
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| February 26, 2025 |
Exhibit 99.1 ATEC Reports Fourth Quarter and Full Year 2024 Financial Results Full year 2024 total revenue grew 27% to $612 million, enabling significant profit margin expansion Full year 2025 total revenue expected to approximate $732 million and fuel free cash flow CARLSBAD, Calif., February 26, 2025 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolu |
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| January 13, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| January 13, 2025 |
Exhibit 99.1 ATEC Announces Select Preliminary Financial Results for 2024 and Provides 2025 Outlook Full-year 2024 total revenue grew 27% to approximately $611 million Expect full-year 2025 total revenue of $732 million and positive free cash flow CARLSBAD, Calif., January 13, 2025 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approac |
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| November 15, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Alphatec Holdings, Inc. |
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| November 15, 2024 |
Warrant dated November 8, 2024 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| November 15, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024 As filed with the Securities and Exchange Commission on November 15, 2024 Registration No. |
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| November 12, 2024 |
EX-1 2 d839546dex1.htm EX-1 Exhibit 1 The following transactions were effected by L-5 during the past 60 days: TRADE DATE SETTLEMENT DATE DESCRIPTION QUANTITY APPROXIMATE PRICE ($) PER SHARE 12-Nov-2024 13-Nov-2024 Sale -25,000 9.4409 11-Nov-2024 12-Nov-2024 Sale -25,000 9.6984 08-Nov-2024 12-Nov-2024 Sale -25,000 9.37 07-Nov-2024 08-Nov-2024 Sale -25,000 9.2157 06-Nov-2024 07-Nov-2024 Sale -25,00 |
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| November 12, 2024 |
ATEC / Alphatec Holdings, Inc. / L-5 Healthcare Partners, Llc - SC 13D/A Activist Investment SC 13D/A 1 d839546dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Alphatec Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 02081G102 (CUSIP Number) Jeffrey Wade c/o LS Power Development, LLC 1700 Broadway, 35th Floor New Yor |
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| October 30, 2024 |
Exhibit 10.1 Execution Version Amendment No. 1 to CREDIT, SECURITY AND GUARANTY AGREEMENT This Amendment No. 1 TO CREDIT, SECURITY AND GUARANTY AGREEMENT (this “Agreement”) is made as of this 29th day of October, 2024, by and among ALPHATEC HOLDINGS, INC., a Delaware corporation (the “Borrower”), the Guarantors party hereto (the “Guarantors”), WILMINGTON TRUST, NATIONAL ASSOCIATION, in its capacit |
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| October 30, 2024 |
EXECUTION VERSION Exhibit 10.1 Amendment No. 2 to CREDIT, SECURITY AND GUARANTY AGREEMENT This Amendment No. 2 TO CREDIT, SECURITY AND GUARANTY AGREEMENT (this “Agreement”) is made as of this 23rd of April, 2024, by and among ALPHATEC HOLDINGS, INC., a Delaware corporation (“Holdings”), ALPHATEC SPINE, INC., a California corporation (“ATEC”), SAFEOP SURGICAL, INC., a Delaware corporation (“Safeop” |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| October 30, 2024 |
Exhibit 99.1 ATEC Reports Third Quarter 2024 Financial Results And Raises Full-Year Guidance Surgical revenue grew 30%; total revenue grew 27% Full-year revenue and profitability guidance increased Enhanced balance sheet flexibility with $50 million expansion of existing term loan facility CARLSBAD, Calif., October 30, 2024 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutio |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| October 30, 2024 |
Execution Version Exhibit 10.2 Amendment No. 3 to CREDIT, SECURITY AND GUARANTY AGREEMENT This Amendment No. 3 TO CREDIT, SECURITY AND GUARANTY AGREEMENT (this “Agreement”) is made as of this 9th of September, 2024, by and among ALPHATEC HOLDINGS, INC., a Delaware corporation (“Holdings”), ALPHATEC SPINE, INC., a California corporation (“ATEC”), SAFEOP SURGICAL, INC., a Delaware corporation (“Safe |
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| July 31, 2024 |
Exhibit 10.2 THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR STATE SECURITIES LAWS AND NO TRANSFER OF THESE SECURITIES MAY BE MADE EXCEPT (A) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND THE RULES AND REGULATIONS THEREUNDER AND OF ALL APPLICABLE STATE SECURITIES OR “BLUE SKY” LAWS, OR (B) PURSUANT TO AN EXEMPT |
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| July 31, 2024 |
Exhibit 99.1 ATEC Reports Second Quarter 2024 Financial Results And Raises Full-Year Guidance Surgical revenue grew 27% and drove total revenue growth of 25% to $146 million Full-year revenue and profitability guidance increased CARLSBAD, Calif., July 31, 2024 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, to |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 17, 2024 |
Vesting Acceleration Agreement Exhibit 10.1 VESTING ACCELERATION AGREEMENT THIS VESTING ACCELERATION AGREEMENT (this “Agreement”), dated as of June 12, 2024 (the “Effective Date”), is entered into by and between Alphatec Holdings, Inc. (the “Company”), and Elizabeth Altman (“Director”). WHEREAS, the Company and Director currently are parties to certain agreements related to the Company’s equity, including those certain 21,024 r |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 21, 2024 |
Conflict Minerals Report of Alphatec Holdings, Inc. for the Year Ended December 31, 2023 Exhibit 1.01 ALPHATEC HOLDINGS, INC. Conflict Minerals Report For the Year Ended December 31, 2023 1. Introduction This Conflict Minerals Report (“Report”) has been prepared by Alphatec Holdings, Inc. (“Alphatec,” the “Company,” “we,” “us” or “our”) for the reporting period January 1 to December 31, 2023 (“Reporting Period”). This Report is presented to comply with the final conflict minerals impl |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 1950 Camino Vida Roble Carlsbad, California 92008 (Address of Principal Exec |
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| May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 07, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 7, 2024 |
Exhibit 99.1 ATEC Reports First Quarter 2024 Financial Results And Raises Full-Year Guidance Total revenue grew 27% to $138 million, with 30% growth in surgical revenue Adjusted EBITDA margin expanded 450 basis points Full-year revenue and adjusted EBITDA guidance increased to $601 million and $23 million, respectively CARLSBAD, Calif., May 7, 2024 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provi |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| March 22, 2024 |
Forward Floor Price Settlement Price EX-99.7(q) Exhibit 7(q) JPMorgan Chase Bank, National Association March 20, 2024 L-5 Healthcare Partners, LLC 1700 Broadway, Fl 35 New York, New York 10019-5905 Re: Master Confirmation: Prepaid Variable Share Forward Transactions The purpose of this communication (this “Master Confirmation”) is to set forth certain terms and conditions of one or more share forward transactions (each, a “Transactio |
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| March 22, 2024 |
ATEC / Alphatec Holdings, Inc. / L-5 Healthcare Partners, Llc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Alphatec Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 02081G102 (CUSIP Number) Jeffrey Wade c/o LS Power Development, LLC 1700 Broadway, 35th Floor New York, New York 10019 212-547-2914 |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 28, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alphatec Holdings, Inc. |
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| February 28, 2024 |
As filed with the Securities and Exchange Commission on February 28, 2024 As filed with the Securities and Exchange Commission on February 28, 2024 Registration No. |
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| February 28, 2024 |
Sixth Amendment to the Alphatec Holdings, Inc. 2016 Employment Inducement Award Plan Exhibit 10.7 SIXTH AMENDMENT TO THE ALPHATEC HOLDINGS, INC. 2016 EMPLOYMENT INDUCEMENT AWARD PLAN This Sixth Amendment (this “Amendment”) to the Alphatec Holdings, Inc. 2016 Employment Inducement Award Plan (as amended and/or restated to date, the “Plan”) is made and adopted by Alphatec Holdings, Inc. (the “Company”), a corporation organized under the laws of State of Delaware. Capitalized terms u |
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| February 27, 2024 |
Exhibit 97 CLAWBACK POLICY 1. Introduction. The Board of Directors (the “Board”) of Alphatec Holdings, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board has therefore adopted this poli |
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| February 27, 2024 |
Subsidiaries of the Registrant and Wholly Owned Subsidiaries of the Registrant's Subsidiaries Exhibit 21 Subsidiaries of the Registrant and Wholly Owned Subsidiaries of the Registrant's Subsidiaries Name Parent Company Jurisdiction of Incorporation Alphatec Spine, Inc. Alphatec Holdings, Inc. California EOS imaging S.A.S. Alphatec Holdings, Inc. France |
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| February 27, 2024 |
Exhibit 99.1 ATEC Reports Fourth Quarter and Full-Year 2023 Financial Results and Recent Corporate Highlights Full year 2023 total revenue grew 37% to $482 million Full year 2023 adjusted EBITDA margin improved ~890 basis points Full year 2024 total revenue expected to approximate $595 million, enabling adjusted EBITDA margin expansion of approximately 560 basis points CARLSBAD, Calif., February 2 |
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| February 27, 2024 |
Exhibit 19 ALPHATEC HOLDINGS, INC. Insider Trading Policy (Updated and Effective as of February 12, 2019) I. PURPOSE It is illegal for any director, officer, employee or consultant of Alphatec Holdings, Inc. or its affiliates and/or subsidiary companies (collectively, “ATEC” or the “Company”), or their Related Persons (as defined below), to trade or otherwise engage in any transactions involving A |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-52024 ALPHATEC HOLDINGS, INC. |
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| February 27, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 27, 2024 |
Sixth Amendment to the 2016 Employment Inducement Award Plan, dated October 25, 2023 Exhibit 10.39 SIXTH AMENDMENT TO THE ALPHATEC HOLDINGS, INC. 2016 EMPLOYMENT INDUCEMENT AWARD PLAN This Sixth Amendment (this “Amendment”) to the Alphatec Holdings, Inc. 2016 Employment Inducement Award Plan (as amended and/or restated to date, the “Plan”) is made and adopted by Alphatec Holdings, Inc. (the “Company”), a corporation organized under the laws of State of Delaware. Capitalized terms |
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| January 8, 2024 |
Exhibit 99.1 ATEC Announces Record Preliminary Revenue Results for 2023 and 2024 Revenue Guidance Full-year 2023 total revenue grew approximately 37% to over $480 million Expected full-year 2024 total revenue of $595 million CARLSBAD, Calif., January 8, 2024 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, anno |
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| January 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 08, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 01, 2024 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| December 14, 2023 |
December 14, 2023 Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services Washington, D. |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 06, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 6, 2023 |
Exhibit 99.1 ATEC Reports Third Quarter 2023 Financial Results and Raises Full Year 2023 Adjusted EBITDA Guidance Total revenue grew 32% to $118 million Surgical revenue grew 32% to $104 million and EOS revenue grew 30% to $14 million Delivered positive adjusted EBITDA of over $2 million CARLSBAD, Calif., November 6, 2023 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions |
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| October 27, 2023 |
ATEC Announces Pricing of Public Offering of Common Stock Exhibit 99.1 ATEC Announces Pricing of Public Offering of Common Stock CARLSBAD, California, October 24, 2023 – Alphatec Holdings, Inc. (“ATEC”) (NASDAQ: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, today announced the pricing of an underwritten public offering of 14,300,000 shares of its common stock at a public offering price of $10.50 per |
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| October 27, 2023 |
First Amendment to Underwriting Agreement dated October 26, 2023 Exhibit 1.2 ALPHATEC HOLDINGS, INC. FIRST AMENDMENT TO UNDERWRITING AGREEMENT October 26, 2023 Morgan Stanley & Co. LLC Cowen and Company, LLC Barclays Capital Inc. c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Th |
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| October 27, 2023 |
Underwriting Agreement dated October 24, 2023 Exhibit 1.1 14,300,000 Shares ALPHATEC HOLDINGS, INC. COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT October 24, 2023 October 24, 2023 Morgan Stanley & Co. LLC Cowen and Company, LLC Barclays Capital Inc. c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o Barclays Capital Inc. 745 Sevent |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 26, 2023 |
14,300,000 Shares Alphatec Holdings, Inc. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271336 PROSPECTUS SUPPLEMENT (To the Prospectus dated April 19, 2023) 14,300,000 Shares Alphatec Holdings, Inc. Common Stock We are offering 14,300,000 shares of our common stock. Our common stock is listed on the Nasdaq Global Select Market under the symbol “ATEC.” The last reported sale price of our common stock on October 2 |
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| October 26, 2023 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Alphatec Holdings, Inc. |
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| October 24, 2023 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 24, 2023 |
ATEC Announces Proposed Public Offering of Common Stock Exhibit 99.1 ATEC Announces Proposed Public Offering of Common Stock CARLSBAD, California, October 24, 2023 – Alphatec Holdings, Inc. (“ATEC”) (NASDAQ: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, today announced that it has commenced a proposed underwritten public offering of $150 million of shares of its common stock. In connection with th |
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| October 24, 2023 |
$150,000,000 Alphatec Holdings, Inc. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271336 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell |
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| October 17, 2023 |
ATEC Enhances Board with Renowned Spine Prowess Dave Demski appointed to Board of Directors Keith Valentine appointed Special Advisor to Board of Directors CARLSBAD, Calif. |
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| October 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| October 16, 2023 |
ATEC Announces Preliminary Third Quarter 2023 Revenue Results and Raises Full-Year Revenue Guidance Total revenue of $117. |
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| October 16, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 3, 2023 |
Exhibit 99.1 ATEC Reports Second Quarter 2023 Financial Results and Raises Full Year 2023 Revenue and Adjusted EBITDA Guidance Total revenue grew 39% to $117 million Surgical revenue grew 41% to $102 million and EOS revenue grew 24% to $15 million Delivered positive adjusted EBITDA of over $1 million CARLSBAD, Calif., August 3, 2023 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovativ |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 03, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 21, 2023 |
Expatriate Agreement, dated July 19, 2023, between Alphatec Spine, Inc. and an executive officer Exhibit 10.1 LETTER OF ASSIGNMENT July 19, 2023 Craig Hunsaker 1950 Camino Vida Roble Carlsbad, CA 92008 Dear Craig, This Letter of Assignment (hereafter, “LOA”) confirms Alphatec Spine, Inc’s offer to you for a temporary long-term international assignment (hereafter, “assignment”) in Paris, France, in the role of General Manager, EOS imaging, S.A.S. Please take time to review this LOA and any sup |
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| July 21, 2023 |
Exhibit 10.2 ALPHATEC EXECUTIVE SEVERANCE AGREEMENT I. INTRODUCTION This Severance Agreement (the “Agreement”) is entered into as of [●] (the “Effective Date”), by and between Alphatec Spine, Inc. (“ATEC” or the “Company”), a subsidiary of Alphatec Holdings, Inc., (“AHI”) and [●] (“Executive”), to provide severance benefits to Executive in the event Executive’s employment is terminated involuntari |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 20, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. |
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| June 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alphatec Holdings, Inc. |
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| June 15, 2023 |
Third Amendment to the Alphatec Holdings, Inc. 2007 Employee Stock Purchase Plan Exhibit 10.1 THIRD AMENDMENT TO THE ALPHATEC HOLDINGS, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN (As Amended and Restated Effective May 16, 2017) This Third Amendment (this “Amendment”) to the Alphatec Holdings, Inc. 2007 Employee Stock Purchase Plan, as amended and restated effective May 16, 2017 (the “Plan”), is made and adopted by Alphatec Holdings, Inc. (the “Company”), a corporation organized un |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 15, 2023 |
Fifth Amendment to the Alphatec Holdings, Inc. 2016 Equity Incentive Plan Exhibit 10.2 FIFTH AMENDMENT TO THE ALPHATEC HOLDINGS, INC. 2016 EQUITY INCENTIVE PLAN (As Amended and Restated Effective June 15, 2017) This Fifth Amendment (this “Amendment”) to the Alphatec Holdings, Inc. 2016 Equity Incentive Plan, as amended and restated effective June 15, 2017 (the “Plan”), is made and adopted by Alphatec Holdings, Inc. (the “Company”), a corporation organized under the laws |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 1950 Camino Vida Roble Carlsbad, California 92008 (Address of Principal Exec |
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| May 19, 2023 |
Conflict Minerals Report of Alphatec Holdings, Inc. for the Year Ended December 31, 2022 Exhibit 1.01 ALPHATEC HOLDINGS, INC. Conflict Minerals Report For the Year Ended December 31, 2022 1. Introduction This Conflict Minerals Report (“Report”) has been prepared by Alphatec Holdings, Inc. (“Alphatec,” the “Company,” “we,” “us” or “our”) for the reporting period January 1 to December 31, 2022 (“Reporting Period”). This Report is presented to comply with the final conflict minerals impl |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Alphatec Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 02081G102 (CUSIP Number) Jeffrey Wade c/o LS Power Development, LLC 1700 Broadway, 35th Floor New York, New York 10019 212-547-2914 With a c |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 04, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 4, 2023 |
Exhibit 99.1 ATEC Reports First Quarter 2023 Financial Results Total revenue grew 54% to $109 million, including surgical revenue growth of 55% EOS revenue grew to $15 million Adjusted EBITDA margin improved 1,080 basis points year-over-year CARLSBAD, Calif., May 4, 2023 – Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| April 20, 2023 |
EX-FILING FEES 2 d463488dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Alphatec Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amo |
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| April 20, 2023 |
EX-1.1 Exhibit 1.1 Execution Version 4,285,715 Shares ALPHATEC HOLDINGS, INC. COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT April 19, 2023 Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 Ladies and Gentlemen: Alphatec Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Cowen and Company, LLC (the “Underwriter”) 4,285,715 sha |
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| April 20, 2023 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271336 PROSPECTUS SUPPLEMENT (To the Prospectus dated April 19, 2023) 4,285,715 Shares Common Stock We are offering 4,285,715 shares of our common stock. Our common stock is listed for trading on the Nasdaq Global Select Market under the symbol “ATEC.” On April 18, 2023, the last reported sale price of our common stock w |
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| April 20, 2023 |
Alphatec Holdings Announces $60 Million Underwritten Offering EX-99.1 Exhibit 99.1 Alphatec Holdings Announces $60 Million Underwritten Offering April 19, 2023 CARLSBAD, Calif. —(BUSINESS WIRE)— Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, announced today the pricing of an underwritten registered offering of 4,285,715 shares of common stock (the “Shares”) at an offering |
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| April 20, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 19, 2023 |
Powers of Attorney (included on signature pages hereto) S-3ASR Table of Contents As filed with the Securities and Exchange Commission on April 19, 2023 Registration No. |
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| April 19, 2023 |
EX-2.1 Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT among ALPHATEC SPINE, INC. and INTEGRITY IMPLANTS INC. and FUSION ROBOTICS, LLC and THE KEY STOCKHOLDERS OF INTEGRITY IDENTIFIED ON APPENDIX 1(a) dated as of April 19, 2023 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND TERMS 1 1.1 Certain Definitions 1 1.2 Other Interpretational Provisions 14 ARTICLE II PURCHASE AND SALE OF THE BUSINESS 1 |
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| April 19, 2023 |
EX-4.21 Exhibit 4.21 Alphatec Holdings, Inc. FORM OF INDENTURE Dated as of [Name of Trustee] Trustee TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 3 Section 1.3. Incorporation by Reference of Trust Indenture Act 3 Section 1.4. Rules of Construction 3 ARTICLE II. THE SECURITIES 3 Section 2.1. Issuable in Series 3 |
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| April 19, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3ASR (Form Type) Alphatec Holdings, Inc. |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 28, 2023 |
Exhibit 99.1 ATEC Reports Record Fourth Quarter and Full-Year 2022 Financial Results and Recent Corporate Highlights Full-year revenue grows 44% to $351 million, including EOS revenue of $48 million Fourth quarter revenue grows 43% to $106 million Adjusted fourth quarter EBITDA margin improves 750 basis points year-over-year CARLSBAD, Calif., February 28, 2023 – Alphatec Holdings, Inc. (Nasdaq: AT |
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| February 28, 2023 |
Exhibit 4.6 THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR STATE SECURITIES LAWS AND NO TRANSFER OF THESE SECURITIES MAY BE MADE EXCEPT (A) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND THE RULES AND REGULATIONS THEREUNDER AND OF ALL APPLICABLE STATE SECURITIES OR “BLUE SKY” LAWS, OR (B) PURSUANT TO AN EXEMPTI |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-52024 ALPHATEC HOLDINGS, INC. |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissi |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Alphatec Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 02081G102 (CUSIP Number) Jeffrey Wade c/o LS Power Development, LLC 1700 Broadway, 35th Floor New York, New York 10019 212-547-2914 With a c |
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| January 9, 2023 |
Exhibit 99.1 ATEC Announces Select Preliminary Financial 2022 Results, 2023 Guidance and Closing of Flexible, Non-Dilutive Debt Facility Full-year 2022 total revenue grew approximately 44% to over $350 million Expected 2023 full-year total revenue of $438 million, with break-even adjusted EBITDA Secured $150 million of flexible, non-dilutive capital at attractive cost CARLSBAD, Calif., January 9, |
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| January 9, 2023 |
EX-10.2 3 atec-ex102.htm EX-10.2 Exhibit 10.2 OMNIBUS JOINDER AND Amendment No. 1 to CREDIT, SECURITY AND GUARANTY AGREEMENT This OMNIBUS JOINDER AND Amendment No. 1 TO CREDIT, SECURITY AND GUARANTY AGREEMENT (this “Agreement”) is made as of this 6th day of January, 2023, by and among ALPHATEC HOLDINGS, INC., a Delaware corporation (“Holdings”), ALPHATEC SPINE, INC., a California corporation (“ATE |
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| January 9, 2023 |
EX-10.1 2 atec-ex101.htm EX-10.1 Exhibit 10.1 CREDIT, SECURITY AND GUARANTY AGREEMENT dated as of January 6, 2023 by and among ALPHATEC HOLDINGS, INC., as Borrower, and any guarantor that hereafter becomes party hereto, each as Guarantor, and collectively as Guarantors, and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Agent, and THE LENDERS FROM TIME TO TIME PARTY HERETO Exhibit 10.1 table of conten |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 06, 2023 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 03, 2022 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 3, 2022 |
Exhibit 99.1 ATEC Reports Third Quarter 2022 Financial Results Total revenue grew 43% to $90 million, including surgical revenue growth of 53% EOS revenue of $11 million Adjusted EBITDA improved significantly, both year-over-year and sequentially CARLSBAD, Calif., November 3, 2022 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach |
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| October 11, 2022 |
Exhibit 99.1 ATEC Announces Select Preliminary Third Quarter 2022 Financial Results and Raises Guidance Total revenue of $89 to $90 million Total revenue growth of 42% to 43%, including organic revenue growth of 51% to 53% Full-year 2022 total revenue growth now expected to approximate 40% CARLSBAD, Calif., October 10, 2022 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutio |
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| October 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2022 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissio |
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| October 3, 2022 |
Exhibit 10.1 CREDIT, SECURITY AND GUARANTY AGREEMENT dated as of September 29, 2022 by and among ALPHATEC HOLDINGS, INC., the other entities shown on the signature pages hereto and any additional borrower that hereafter becomes party hereto, each as a Borrower, and collectively as Borrowers, and any guarantor that hereafter becomes party hereto, each as Guarantor, and collectively as Guarantors, a |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2022 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commiss |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 04, 2022 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 4, 2022 |
Exhibit 99.1 ATEC Reports Second Quarter 2022 Financial Results and Increases Full-Year Revenue Guidance Total revenue grows 35% to $84 million, including organic revenue growth of 30% EOS imaging generates revenue of $12 million Company increases full-year revenue guidance to $325 million, reflecting 34% growth CARLSBAD, Calif., August 4, 2022 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| June 29, 2022 |
ATEC / Alphatec Holdings Inc / L-5 Healthcare Partners, Llc - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Alphatec Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 02081G102 (CUSIP Number) Jeffrey Wade c/o LS Power Development, LLC 1700 Broadway, 35th Floor New York, New York 10019 212-547-2914 With a c |
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| June 16, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2022 Alphatec Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 25, 2022 |
ATEC to Host Investor Day Today, May 25, 2022 Exhibit 99.1 ATEC to Host Investor Day Today, May 25, 2022 CARLSBAD, Calif., May 25, 2022 ? Alphatec Holdings Inc. (Nasdaq: ATEC) announced that it will host an Investor Day at the Company?s headquarters in Carlsbad, CA, today. The event, which will highlight ATEC?s commitment to revolutionizing the approach to spine surgery and the Company?s long-term financial outlook, will begin at 8:15 a.m. PT |
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| May 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 1950 Camino Vida Roble Carlsbad, California 92008 (Address of Principal Exec |
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| May 17, 2022 |
Conflict Minerals Report of Alphatec Holdings, Inc. for the Year Ended December 31, 2021 Exhibit 1.01 ALPHATEC HOLDINGS, INC. Conflict Minerals Report For the Year Ended December 31, 2021 1. Introduction This Conflict Minerals Report (?Report?) has been prepared by Alphatec Holdings, Inc. (?Alphatec,? the ?Company,? ?we,? ?us? or ?our?) for the reporting period January 1 to December 31, 2021 (?Reporting Period?). This Report is presented to comply with the final conflict minerals impl |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 5, 2022 |
Exhibit 99.1 ATEC Reports First Quarter 2022 Financial Results and Increases Full-Year Revenue Guidance Revenue growth of 61%, including organic revenue growth of 39% EOS imaging revenue of over $10 million Full-year revenue guidance increased to $316 million, reflecting 30% growth Investor Day on May 25 to detail strategic and financial long-term outlook CARLSBAD, Calif., May 5, 2022 ? Alphatec H |
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| April 28, 2022 |
DEF 14A 1 atec-def14a20220615.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| March 2, 2022 |
Subsidiaries of the Registrant and Wholly Owned Subsidiaries of the Registrant's Subsidiaries Exhibit 21.1 Subsidiaries of the Registrant and Wholly Owned Subsidiaries of the Registrant's Subsidiaries The following is a list of our subsidiaries as of December 31, 2021. Certain subsidiaries are not named because they were not significant in the aggregate. Name Parent Company Jurisdiction of Incorporation Alphatec Spine, Inc. Alphatec Holdings, Inc. California EOS imaging S.A. Alphatec Holdi |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K 96666666 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-52024 ALPHATEC HOLDINGS, INC. |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on |
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| March 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 1, 2022 |
Exhibit 99.1 ATEC Reports Fourth Quarter and Full Year 2021 Financial Results and Recent Corporate Highlights Revenue growth of 68% for full year 2021, including organic revenue growth of 50% U.S. organic revenue 3-year CAGR of 36% Fourth quarter EOS imaging-related revenue of $12.8 million CARLSBAD, Calif., March 1, 2022 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions |
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| January 10, 2022 |
Exhibit 99.1 ATEC Announces Preliminary 2021 Revenue Results and 2022 Guidance Full-year 2021 U.S. organic revenue growth of 50% to 51% driven primarily by accelerated PTP? adoption Fourth quarter 2021 U.S. organic revenue growth of 41% to 42% Full-year 2022 total revenue expected to grow approximately 26% to $305 million CARLSBAD, Calif., January 10, 2022 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), |
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| January 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 4, 2021 |
Exhibit 99.1 ATEC Reports Third Quarter Financial Results and Recent Corporate Highlights Total revenue growth of 53% including organic revenue growth of 29% Advancing adoption of PTP Technique drove 50% lateral contribution to revenue growth Revenue related to EOS imaging exceeded $11 million CARLSBAD, Calif., November 4, 2021 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative sol |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 28, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 28, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commiss |
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| September 28, 2021 |
Exhibit 99.1 ATEC Provides Business Update CARLSBAD, Calif., September 28, 2021 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, provided a business update today, ahead of investor meetings scheduled for the NASS 2021 meeting. The resurgence of COVID-19 in the U.S. has pressured surgical procedure volumes in sp |
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| August 10, 2021 |
Form of Confirmation of Call Option Transaction Exhibit 10.1 August [], 2021 From: [Dealer] [] [] Attention: [] Telephone No.: [] Email: [] To: Alphatec Holdings, Inc. 1950 Camino Vida Roble Carlsbad, California, 92008 Attention: [] Telephone No.: [] Email: [] Re: [Base]1[Additional]2 Call Option Transaction The purpose of this communication (this ?Confirmation?) is to set forth the terms and conditions of the call option transaction entered in |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 10, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 10, 2021 |
Exhibit 4.1 EXECUTION VERSION ALPHATEC HOLDINGS, INC. and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of August 10, 2021 0.75% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 13 Section 1.03. Rules of Construction. 13 Article 2. The Notes 14 Section 2.01. Form, Da |
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| August 6, 2021 |
Alphatec Holdings, Inc. Prices Upsized $275.0 Million Convertible Senior Notes Offering Exhibit 99.1 Alphatec Holdings, Inc. Prices Upsized $275.0 Million Convertible Senior Notes Offering CARLSBAD, California?(GLOBAL NEWSWIRE)?August 5, 2021?Alphatec Holdings, Inc. (Nasdaq: ATEC) today announced the pricing of its offering of $275,000,000 aggregate principal amount of 0.75% convertible senior notes due 2026 (the ?notes?) in a private offering to qualified institutional buyers pursua |
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| August 6, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 5, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 6, 2021 |
As filed with the Securities and Exchange Commission on August 6, 2021 As filed with the Securities and Exchange Commission on August 6, 2021 Registration No. |
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| August 5, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporati |
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| August 5, 2021 |
Alphatec Holdings, Inc. Announces Proposed Convertible Senior Notes Offering Exhibit 99.1 Alphatec Holdings, Inc. Announces Proposed Convertible Senior Notes Offering CARLSBAD, California?(GLOBAL NEWSWIRE)?August 4, 2021?Alphatec Holdings, Inc. (Nasdaq: ATEC) today announced its intention to offer, subject to market and other conditions, $250,000,000 aggregate principal amount of convertible senior notes due 2026 (the ?notes?) in a private offering to qualified institution |
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| August 4, 2021 |
Exhibit 99.1 CARLSBAD, California?(GLOBAL NEWSWIRE)?August 4, 2021?Alphatec Holdings, Inc. (Nasdaq: ATEC) today announced its intention to offer, subject to market and other conditions, $250,000,000 aggregate principal amount of convertible senior notes due 2026 (the ?notes?) in a private offering to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended |
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| August 4, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 4, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 4, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation |
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| August 4, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On May 13, 2021, Alphatec Holdings, Inc. (?ATEC? or the ?Company?) completed its initial tender offer (as set forth in Rule 14d-1(d) under the Securities Exchange Act of 1934) (?Tender Offer?) of EOS Imaging, SA (?EOS?) pursuant to the recommended cash offer of ?2.45 (translated into $2.98 at the May 12, 2021 spot rate) per |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52024 ALPHATEC H |
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| August 3, 2021 |
Exhibit 99.1 ATEC Reports Second Quarter Financial Results and Recent Corporate Highlights Organic revenue growth accelerates to 93% Revenue 2-year CAGR of 46% Full year 2021 total revenue now expected to grow ~64% to ~$238 million CARLSBAD, Calif., August 3, 2021 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery |
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| July 26, 2021 |
Vesting Acceleration Agreement Exhibit 10.1 VESTING ACCELERATION AGREEMENT THIS VESTING ACCELERATION AGREEMENT (this ?Agreement?), dated as of July 22, 2021 (the ?Effective Date?), is entered into by and between Alphatec Holdings, Inc. (the ?Company?), and Donald A. Williams (?Director?). WHEREAS, the Company and Director currently are parties to certain agreements related to the Company?s equity, including those certain 10,221 |
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| July 26, 2021 |
ATEC Appoints Beth Altman to Board of Directors Exhibit 99.1 ATEC Appoints Beth Altman to Board of Directors CARLSBAD, Calif., July 26, 2021 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, announced today that Beth Altman, former Managing Partner at KPMG LLP San Diego, has been appointed as an independent director to the ATEC Board of Directors ("Board") an |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 23, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On May 13, 2021, Alphatec Holdings, Inc. (?ATEC? or the ?Company?) completed its initial tender offer (as set forth in Rule 14d-1(d) under the Securities Exchange Act of 1934) (?Tender Offer?) of EOS Imaging, SA (?EOS?) pursuant to the recommended cash offer of ?2.45 (translated into $2.98 at the May 12, 2021 spot rate) per |
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| July 23, 2021 |
Exhibit 99.1 A French Public Limited Company (Soci?t? Anonyme), with share capital of ?266 599,46 Registered office: 10 rue Merc?ur 75011 Paris Paris Trade & Companies Registry No. 349 694 893 I-2020 CONSOLIDATED FINANCIAL STATEMENTS EOS imaging Soci?t? anonyme 10, rue Mercoeur 75011 Paris Report of one of the Statutory Auditors on the Audit of the Consolidated Financial Statements Years ended Dec |
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| July 23, 2021 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation |
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| July 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 12, 2021 |
Exhibit 99.1 ATEC Announces Select Preliminary Second Quarter 2021 Financial Results Second quarter 2021 U.S. organic revenue expected to range from $55.4 million to $56.0 million Full year 2021 U.S. organic revenue growth now expected to exceed 50% CARLSBAD, Calif., July 12, 2021 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach |
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| June 21, 2021 |
Second Amendment to the Amended and Restated 2007 Employee Stock Purchase Plan Exhibit 10.1 SECOND AMENDMENT TO THE ALPHATEC HOLDINGS, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN (As Amended and Restated Effective May 16, 2017) This Second Amendment (this ?Amendment?) to the Alphatec Holdings, Inc. 2007 Employee Stock Purchase Plan, as amended and restated effective May 16, 2017 (the ?Plan?), is made and adopted by Alphatec Holdings, Inc. (the ?Company?), a corporation organized |
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| June 21, 2021 |
ATEC Appoints Marie Meynadier, Ph.D., to Board of Directors Exhibit 99.1 ATEC Appoints Marie Meynadier, Ph.D., to Board of Directors CARLSBAD, Calif., June 21, 2021 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, announced today that Marie Meynadier, Ph.D., founder of EOS imaging, has been appointed as an independent director to the ATEC Board. With over 25 years of ex |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 21, 2021 |
United States securities and exchange commission logo May 21, 2021 J. Todd Koning Executive Vice President and Chief Financial Officer Alphatec Holdings, Inc. 5818 El Camino Real Carlsbad, CA 92008 Re: Alphatec Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2020 Filed March 5, 2021 File No. 000-52024 Dear Mr. Koning: We have completed our review of your filing. We remind you that |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 1950 Camino Vida Roble Carlsbad, California 92008 (Address of Principal Exec |
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| May 20, 2021 |
Conflict Minerals Report of Alphatec Holdings, Inc. for the Year Ended December 31, 2020 Exhibit 1.01 ALPHATEC HOLDINGS, INC. Conflict Minerals Report For the Year Ended December 31, 2020 1. Introduction This Conflict Minerals Report (?Report?) has been prepared by Alphatec Holdings, Inc. (?Alphatec,? the ?Company,? ?we,? ?us? or ?our?) for the reporting period January 1 to December 31, 2020 (?Reporting Period?). This Report is presented to comply with the final conflict minerals impl |
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| May 18, 2021 |
Exhibit 99.1 STRONG SUCCESS OF THE TENDER OFFER INITIATED BY ALPHATEC HOLDINGS FOR COMMON SHARES AND OCEANES OF EOS IMAGING ATEC secures ~89% of EOS common shares and voting rights as of May 13, 2021 Paris, May 12, 2021? Alphatec Holdings, Inc. (Nasdaq: ATEC) and EOS IMAGING, S.A. are pleased to report strong progress in the tender offer filed by ATEC for the common shares and outstanding converti |
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| May 18, 2021 |
Alphatec Spine, Inc. 1950 Camino Vida Roble Carlsbad, CA 92008 May 18, 2021 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences Attn: Ibolya Ignat Washington, D. |
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| May 18, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 6, 2021 |
Quarterly Report - Q1 10-Q 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52024 ALPHATEC |
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| May 6, 2021 |
Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32 CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Alphatec Holdings, Inc. |
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| May 6, 2021 |
Exhibit 99.1 ATEC Reports First Quarter Financial Results and Recent Corporate Highlights ?U.S. Revenue Growth Accelerates to 50% ?Revenue Growth Averages ~33% Over Past Eight Quarters CARLSBAD, Calif., May 6, 2021 ? Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to spine surgery, today announced financial results for the quarte |
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| May 6, 2021 |
Alphatec Holdings, Inc. 1950 Camino Vida Roble Carlsbad, California 92008 Alphatec Holdings, Inc. 1950 Camino Vida Roble Carlsbad, California 92008 May 6, 2021 VIA EDGAR Mr. Dillon Hagius Office of Life Sciences Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Alphatec Holdings, Inc. Registration Statement on Form S-3 Filed March 31, 2021 File No. 333-254915 Dear Mr. Hagius: Pursuant to Rule 461 of Reg |
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| May 3, 2021 |
United States securities and exchange commission logo May 3, 2021 J. Todd Koning Executive Vice President and Chief Financial Officer Alphatec Holdings, Inc. 5818 El Camino Real Carlsbad, CA 92008 Re: Alphatec Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2020 Filed March 5, 2021 File No. 000-52024 Dear Mr. Koning: We have limited our review of your filing to the financial statem |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 ALPHATEC HOLDINGS, INC. |
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| April 29, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 29, 2021 |
Letter of Mayer Hoffman McCann P.C., dated April 29, 2021 Exhibit 16.1 April 29, 2021 Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Alphatec Holdings, Inc.?s Form 8-K dated April 29, 2021, and we agree with the statements set forth in Item 4.01, insofar as they relate to our firm. We have no basis to agree or disagree with other statements made by the registrant contained in Item 4.01. |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 ALPHATEC HOLDINGS, INC. |
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| April 8, 2021 |
Exhibit 10.1 April 6, 2021 J. Todd Koning Re: Offer of Employment with Alphatec Spine, Inc. Dear Todd: I am very pleased to provide you with the following offer of employment with Alphatec Holdings, Inc. (?AHI?), together with any of its subsidiaries and affiliates, and any successor(s) thereto (collectively, ?Alphatec,? ?ATEC,? or the ?Company?). 1. Term. The term of this Agreement will commence |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 8, 2021 |
Exhibit 99.1 ATEC Announces Preliminary First Quarter 2021 Revenue Results and Provides Corporate Updates First quarter 2021 U.S. revenue grows approximately 50% compared to last year Full year 2021 U.S. revenue growth now expected to exceed 30% Tender offer for EOS imaging cleared by French regulatory authority J. Todd Koning appointed Chief Financial Officer CARLSBAD, Calif., April 8, 2021 – Alp |
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| April 7, 2021 |
United States securities and exchange commission logo April 7, 2021 Patrick Miles Chief Executive Officer Alphatec Holdings, Inc. |
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| March 31, 2021 |
As filed with the Securities and Exchange Commission on March 31, 2021 As filed with the Securities and Exchange Commission on March 31, 2021 Registration No. |
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| March 31, 2021 |
Exhibit 24.1 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Carlsbad, California, on March 31, 2021. Alphatec H |
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| March 11, 2021 |
SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204. |
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| March 11, 2021 |
EX-99.1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning su |
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| March 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 5, 2021 |
Subsidiaries of the Registrant and Wholly Owned Subsidiaries of the Registrant's Subsidiaries Exhibit 21.1 Subsidiaries of the Registrant and Wholly Owned Subsidiaries of the Registrant's Subsidiaries Name Parent Company Jurisdiction of Incorporation Alphatec Spine, Inc. Alphatec Holdings, Inc. California SafeOp Surgical, Inc. Alphatec Holdings, Inc. Delaware |
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| March 5, 2021 |
Exhibit 10.30 ATEC CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (?Agreement?) dated as of (the "Commencement Date"), is by and between Alphatec Holdings, Inc., Alphatec Spine, Inc. (collectively, "ATEC" or the "Company?) and (the "Executive") (each a "Party", and, collectively, the "Parties"). I.Term of Agreement. This Agreement shall commence on the date hereof and continue in eff |
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| March 5, 2021 |
Exhibit 99.1 ATEC Reports Fourth Quarter and Full Year 2020 Financial Results and Recent Corporate Highlights ?U.S. Revenue Grows 38% in Fourth Quarter and 30% for Full Year ?Revenue Growth Averages ~30% Over Past Eight Quarters CARLSBAD, Calif., March 04, 2021 (GLOBE NEWSWIRE) - Alphatec Holdings, Inc. (Nasdaq: ATEC), a provider of innovative solutions dedicated to revolutionizing the approach to |
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| March 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-52024 ALPHATEC HOLDINGS, INC. |
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| February 22, 2021 |
Severance Agreement between Patrick S. Miles and Alphatec Spine, Inc dated February 18, 2021 Exhibit 10.1 Alphatec SEVERANCE agreement I. INTRODUCTION This Severance Agreement (the ?Agreement?) is entered into as of February 18, 2021 by and between Alphatec Holdings, Inc., together with any of its subsidiaries and affiliates, and any successor(s) thereto (collectively, ?Alphatec,? ?ATEC,? or the ?Company?) and Patrick S. Miles (the ?Executive?) to provide severance benefits to the Executi |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 22, 2021 |
Severance Agreement between Craig E. Hunsaker and Alphatec Spine, Inc dated February 18, 2021 Exhibit 10.2 Alphatec SEVERANCE agreement I. INTRODUCTION This Severance Agreement (the ?Agreement?) is entered into as of February 18, 2021 by and between Alphatec Holdings, Inc., together with any of its subsidiaries and affiliates, and any successor(s) thereto (collectively, ?Alphatec,? ?ATEC,? or the ?Company?) and Craig E. Hunsaker (the ?Executive?) to provide severance benefits to the Execut |
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| January 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2021 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| January 12, 2021 |
REVOLUTIONIZING THE APPROACH TO SPINE SURGERY January 2021 Exhibit 99.2 This presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that involve risks and uncertainty. Such statements are based on management's current expectations and are subject to a number of risks and uncertainties that could cause actual results to differ m |
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| January 12, 2021 |
ATEC Announces Preliminary 2020 Revenue Results Exhibit 99.1 ATEC Announces Preliminary 2020 Revenue Results • Full-year 2020 U.S. revenue growth exceeded 30% • Fourth quarter 2020 U.S. revenue grew over 38% compared to last year CARLSBAD, Calif., January 12, 2021 – Alphatec Holdings, Inc. (“ATEC” or the “Company”) (Nasdaq: ATEC), a medical device company dedicated to revolutionizing the approach to spine surgery, announced today preliminary re |
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| December 17, 2020 |
Registration Rights Agreement, dated December 16, 2020 EX-4.1 Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 16, 2020, between Alphatec Holdings, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securitie |
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| December 17, 2020 |
EX-10.2 Exhibit 10.2 DEBT EXCHANGE AGREEMENT This Debt Exchange Agreement (this “Agreement”) is dated as of December 16, 2020, between Alphatec Holdings, Inc., a Delaware corporation (the “Company”), and Squadron Capital LLC, a Delaware limited liability company (“Lead Purchaser”). WHEREAS, the Company, certain of its subsidiaries, and Squadron Medical Finance Solutions LLC, as lender and an affil |
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| December 17, 2020 |
EX-2.1 Exhibit 2.1 TENDER OFFER AGREEMENT BY AND BETWEEN ALPHATEC HOLDINGS, INC. AND EOS IMAGING S.A. DATED AS OF DECEMBER 16, 2020 This Tender Offer Agreement (this “Agreement”) is entered into as of December 16, 2020, by and between Alphatec Holdings, Inc., a corporation organized and existing under the laws of Delaware, represented by Mr. Patrick S. Miles, duly empowered for the purpose hereof |
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| December 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2020 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commissi |
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| December 17, 2020 |
EX-10.3 Exhibit 10.3 Execution Version THIRD AMENDMENT TO CREDIT, SECURITY AND GUARANTY AGREEMENT This THIRD AMENDMENT TO CREDIT, SECURITY AND GUARANTY AGREEMENT (this “Amendment”) is entered into as of December 16, 2020, by and among ALPHATEC HOLDINGS, INC., a Delaware corporation, ALPHATEC SPINE, INC., a California corporation and SAFEOP SURGICAL, INC., a Delaware corporation (each individually |
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| December 17, 2020 |
EX-10.4 Exhibit 10.4 Third Amended and Restated Term Note $85,000,000 December 16, 2020 FOR VALUE RECEIVED, the undersigned (individually, a “Borrower” and, collectively, the “Borrowers”), jointly and severally promise to pay to the order of Squadron Medical Finance Solutions LLC, a Delaware limited liability company (hereinafter, with any subsequent holders, the “Lender”), 18 Hartford Avenue, Gra |
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| December 17, 2020 |
Form of Tender Commitment, dated as of December 16, 2020 EX-2.2 Exhibit 2.2 TENDER COMMITMENT BY AND BETWEEN ALPHATEC HOLDINGS, INC. AND [ 🌑 ] DATED AS OF DECEMBER 16, 2020 This TENDER COMMITMENT (this “Agreement”) is entered into as of December 16, 2020, by and between Alphatec Holdings, Inc., a corporation organized and existing under the laws of Delaware, represented by Patrick S. Miles, duly empowered for the purpose hereof (“Bidder”), and [ ● ] (“ |
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| December 17, 2020 |
ATEC Continues to Advance Clinical Prowess with Renewed Agreement to Acquire EOS Imaging EX-99.1 Exhibit 99.1 ATEC Continues to Advance Clinical Prowess with Renewed Agreement to Acquire EOS Imaging • Improves clinical performance in spine by adding unprecedented information to the AlphaInformatiX Platform • Accelerates revenue growth through immediate access to EOS’ prestigious 380-unit installed base, which overlaps minimally with ATEC’s client base • Facilitates future global expan |
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| December 17, 2020 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 16, 2020, between Alphatec Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on Exhibit A hereto (each purchaser, including its respective successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to t |
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| December 17, 2020 |
EX-99.2 INFORMING BETTER SPINE SURGERY Pat Miles, Chairman and CEO Enhancing ATEC Clinical Performance with the Acquisition of EOS imaging Exhibit 99.2 This presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of1995 that involve risks and uncertainty. Such statements are based on management's current expectations and are subject to |
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| November 5, 2020 |
Quarterly Report - 10-Q Q3 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52024 ALPHA |
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| November 5, 2020 |
Exhibit 99.1 ATEC Reports Third Quarter 2020 Financial Results and Recent Corporate Highlights • U.S. Revenue Grows 43% • Eighth Consecutive Quarter of Double-Digit Revenue Growth CARLSBAD, Calif., November 5, 2020 – Alphatec Holdings, Inc. (“ATEC” or the “Company”) (Nasdaq: ATEC), a provider of innovative spine surgery solutions dedicated to revolutionizing the approach to spine surgery, today an |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 5, 2020 |
Exhibit 4.1 THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR STATE SECURITIES LAWS AND NO TRANSFER OF THESE SECURITIES MAY BE MADE EXCEPT (A) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND THE RULES AND REGULATIONS THEREUNDER AND OF ALL APPLICABLE STATE SECURITIES OR “BLUE SKY” LAWS, OR (B) PURSUANT TO AN EXEMPTI |
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| October 16, 2020 |
EX-99.2 Exhibit 99.2 ATEC ANNOUNCES CLOSING OF PUBLIC STOCK OFFERING AND FULL EXERCISE OF UNDERWRITERS’ OPTION TO PURCHASE ADDITIONAL STOCK CARLSBAD, Calif., October 16, 2020 — Alphatec Holdings, Inc. (“ATEC”) (NASDAQ: ATEC), a provider of innovative spine surgery solutions dedicated to revolutionizing the approach to spine surgery, today announced the closing of its previously announced underwrit |
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| October 16, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2020 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 16, 2020 |
Underwriting Agreement dated October 13, 2020 EX-1.1 Exhibit 1.1 EXECUTION VERSION 11,428,570 Shares ALPHATEC HOLDINGS, INC. COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT October 13, 2020 October 13, 2020 Morgan Stanley & Co. LLC Cowen and Company, LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 Ladies and Gentlemen: Alphatec Ho |
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| October 16, 2020 |
ATEC ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK EX-99.1 Exhibit 99.1 ATEC ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK CARLSBAD, Calif., October 13, 2020 — Alphatec Holdings, Inc. (“ATEC”) (NASDAQ: ATEC), a provider of innovative spine surgery solutions dedicated to revolutionizing the approach to spine surgery, today announced the pricing of an underwritten public offering of 11,428,570 shares of its common stock at a public offering p |
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| October 15, 2020 |
11,428,570 Shares Alphatec Holdings, Inc. Common Stock 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-241677 PROSPECTUS SUPPLEMENT (To the Prospectus dated August 18, 2020) 11,428,570 Shares Alphatec Holdings, Inc. Common Stock We are offering 11,428,570 shares of our common stock. Our common stock is listed on the Nasdaq Global Select Market under the symbol “ATEC.” The last reported sale price of our common stock on Oc |
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| October 13, 2020 |
ATEC ANNOUNCES PRELIMINARY THIRD QUARTER 2020 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 ATEC ANNOUNCES PRELIMINARY THIRD QUARTER 2020 FINANCIAL RESULTS • Third quarter U.S. revenue expected to grow over 40% • Eighth consecutive quarter of double-digit revenue growth • Revenue per case expands on strong pull- through from SafeOp neuromonitoring and new product adoption CARLSBAD, Calif., October 7, 2020 — Alphatec Holdings, Inc. (“ATEC” or the “Company”) (Nasdaq: A |
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| October 13, 2020 |
ATEC ANNOUNCES PROPOSED PUBLIC OFFERING OF COMMON STOCK EX-99.2 Exhibit 99.2 ATEC ANNOUNCES PROPOSED PUBLIC OFFERING OF COMMON STOCK CARLSBAD, Calif., October 13, 2020 — Alphatec Holdings, Inc. (“ATEC”) (NASDAQ: ATEC), a provider of innovative spine surgery solutions dedicated to revolutionizing the approach to spine surgery, today announced that it has commenced an underwritten public offering of $85 million of shares of its common stock. In connectio |
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| October 13, 2020 |
SUBJECT TO COMPLETION, DATED OCTOBER 13, 2020 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-241677 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to |
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| October 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2020 ALPHATEC HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-52024 20-2463898 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| October 7, 2020 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints Craig E. |
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| August 14, 2020 |
August 14, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| August 13, 2020 |
United States securities and exchange commission logo August 13, 2020 Patrick S. Miles Chief Executive Officer Alphatec Holdings, Inc. 5818 El Camino Real Carlsbad, CA 92008 Re: Alphatec Holdings, Inc. Registration Statement on Form S-3 Filed August 6, 2020 File No. 333-241677 Dear Mr. Miles: This is to advise you that we have not reviewed and will not review your registration statement. Please re |
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| August 13, 2020 |
United States securities and exchange commission logo August 13, 2020 Patrick S. Miles Chief Executive Officer Alphatec Holdings, Inc. 5818 El Camino Real Carlsbad, CA 92008 Re: Alphatec Holdings, Inc. Registration Statement on Form S-3 Filed August 6, 2020 File No. 333-241677 Dear Mr. Miles: This is to advise you that we have not reviewed and will not review your registration statement. Please re |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52024 ALPHATEC H |
