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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ellington Financial Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| August 27, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2025 OLD GREENWICH, Conn., August 27, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.46 as of July 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, to be |
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| August 11, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Elli |
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| August 11, 2025 |
Exhibit 10.2 NINTH AMENDED AND RESTATED MANAGEMENT AGREEMENT This NINTH AMENDED AND RESTATED MANAGEMENT AGREEMENT is entered into and made effective as of August 11, 2025 (this “Agreement”) by and among Ellington Financial Inc., a Delaware corporation (the “Company”), Ellington Financial Operating Partnership LLC, a Delaware limited liability company of which the Company is the managing member (th |
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| August 7, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., August 7, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on September 30, 2025 to stockholders of record as of August 29, 2025. Cautionary Statement Regarding Forward-Looking Statements This |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2025 |
Exhibit 99.1 Ellington Financial Inc. Reports Second Quarter 2025 Results OLD GREENWICH, Connecticut—August 7, 2025 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended June 30, 2025. Highlights •Net income attributable to common stockholders of $42.9 million, or $0.45 per common share.1 ◦$56.8 million, or $0.60 per common share, from the investment po |
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| July 22, 2025 |
Ellington Financial Reports Preliminary Results for Second Quarter 2025 Exhibit 99.1 Ellington Financial Reports Preliminary Results for Second Quarter 2025 OLD GREENWICH, Conn., July 21, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today disclosed the following estimated book value per share of common stock as of June 30, 2025, and preliminary estimated net income per share of common stock for the quarter ended June 30, 2025: •Book value per share of common stock |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 8, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., July 8, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on August 29, 2025 to stockholders of record as of July 31, 2025. Cautionary Statement Regarding Forward-Looking Statements This press |
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| July 8, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| June 27, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2025 OLD GREENWICH, Conn., June 26, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.41 as of May 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, to be pai |
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| June 10, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| June 10, 2025 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., June 9, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on July 31, 2025 to common stockholders of record as of June 30, 2025; (ii) a quarterly dividend of $0.615341 |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 29, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2025 OLD GREENWICH, Conn., May 29, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.47 as of April 30, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, paid o |
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| May 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ell |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 7, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 7, 2025 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports First Quarter 2025 Results OLD GREENWICH, Connecticut—May 7, 2025 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended March 31, 2025. Highlights •Net income attributable to common stockholders of $31.6 million, or $0.35 per common share.1 ◦$57.1 million, or $0.63 per common share, from the investment portf |
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| May 7, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., May 7, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on June 30, 2025 to stockholders of record as of May 30, 2025. Cautionary Statement Regarding Forward-Looking Statements This press rele |
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| April 29, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2025 OLD GREENWICH, Conn., April 28, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.44 as of March 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, paid |
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| April 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| April 3, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., April 3, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on May 27, 2025 to stockholders of record as of April 30, 2025. Cautionary Statement Regarding Forward-Looking Statements This press r |
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| April 3, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 27, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 27, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of February 28, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of February 28, 2025 OLD GREENWICH, Conn., March 27, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.39 as of February 28, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock |
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| March 11, 2025 |
Exhibit 10.1 EIGHTH AMENDED AND RESTATED MANAGEMENT AGREEMENT This EIGHTH AMENDED AND RESTATED MANAGEMENT AGREEMENT is entered into as of March 11, 2025 and made effective as of April 1, 2025 (this “Agreement”) by and among Ellington Financial Inc., a Delaware corporation (the “Company”), Ellington Financial Operating Partnership LLC, a Delaware limited liability company of which the Company is th |
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| March 11, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 7, 2025 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., March 7, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on April 25, 2025 to common stockholders of record as of March 31, 2025; (ii) a quarterly dividend of $0.609 |
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| March 7, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2025 OLD GREENWICH, Conn., March 4, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.41 as of January 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, p |
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| March 3, 2025 |
Financial Statements of LendSure Mortgage Corp. for the years ended December 31, 2024 and 2023 INDEPENDENT AUDITOR'S REPORT AND FINANCIAL STATEMENTS FOR LENDSURE MORTGAGE CORP. FOR THE YEARS ENDED DECEMBER 31, 2024 AND 2023 LENDSURE MORTGAGE CORP. TABLE OF CONTENTS Page INDEPENDENT AUDITOR'S REPORT 1 - 3 FINANCIAL STATEMENTS Balance Sheets 4 Statements of Operations 5 Statements of Changes in Stockholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 - 21 SUPPLEMENTAR |
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| March 3, 2025 |
Insider Trading Policy, dated as of November 2, 2023 Exhibit 19.1 ELLINGTON FINANCIAL INC. INSIDER TRADING POLICY (Adopted as of November 2, 2023) This Insider Trading Policy (this “Policy”) sets policies for directors, officers, employees, agents and consultants of Ellington Financial Inc. and its affiliates (the “Company”) and Ellington Management Group, L.L.C. and its affiliates (“Ellington”) with respect to transactions in the Company’s securiti |
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| March 3, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ellingto |
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| March 3, 2025 |
Description of Securities Registered under Section 12 of the Exchange Act Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Ellington Financial Inc. had five classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): i.common stock, par value $0.001 per share (“common stock”); ii.6.750% Series A Fixed-to-F |
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| February 28, 2025 |
Exhibit 99.1 Ellington Financial Inc. Reports Fourth Quarter 2024 Results OLD GREENWICH, Connecticut—February 27, 2025 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended December 31, 2024. Highlights •Net income attributable to common stockholders of $22.4 million, or $0.25 per common share.1 ◦$25.3 million, or $0.28 per common share, from the invest |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| February 11, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| February 11, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., February 10, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on March 25, 2025 to stockholders of record as of February 28, 2025. Cautionary Statement Regarding Forward-Looking Statements Thi |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| January 31, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2024 OLD GREENWICH, Conn., January 30, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.52 as of December 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common sto |
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| January 8, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| January 8, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., January 8, 2025—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on February 25, 2025 to stockholders of record as of January 31, 2025. Cautionary Statement Regarding Forward-Looking State |
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| December 30, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 30, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2024 OLD GREENWICH, Conn., December 30, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.47 as of November 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of |
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| December 13, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 24, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 6, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., December 6, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on January 27, 2025 to common stockholders of record as of December 31, 2024; (ii) a quarterly d |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 26, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2024 OLD GREENWICH, Conn., November 26, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.57 as of October 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of c |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 12, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 |
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| November 7, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., November 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on December 26, 2024 to stockholders of record as of November 29, 2024. Cautionary Statement Regarding Forward-Looking Sta |
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| November 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 6, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 6, 2024 |
Ellington Financial Announces Redemption of its Series E Preferred Stock Exhibit 99.1 Ellington Financial Announces Redemption of its Series E Preferred Stock OLD GREENWICH, Conn., November 6, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has authorized the redemption of all 957,133 outstanding shares of its Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (the "Series E Preferred Stock") (NYS |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 6, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Third Quarter 2024 Results OLD GREENWICH, Connecticut—November 6, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended September 30, 2024. Highlights •Net income attributable to common stockholders of $16.2 million, or $0.19 per common share.1 ◦$44.0 million, or $0.51 per common share, |
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| October 29, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2024 OLD GREENWICH, Conn., October 28, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.66 as of September 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share o |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| October 7, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., October 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on November 25, 2024 to stockholders of record as of October 31, 2024. Cautionary Statement Regarding Forward-Looking State |
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| September 30, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| September 30, 2024 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-269386 PROSPECTUS SUPPLEMENT (To prospectus dated January 24, 2023) $300,000,000 Common Stock We have entered into separate equity distribution agreements, dated September 30, 2024, with each of Citizens JMP Securities, LLC, B. Riley Securities, Inc., UBS Securities LLC, BTIG, LLC and Armstrong Securities LLC (each an “Agent”), relating to our |
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| September 30, 2024 |
Form of Equity Distribution Agreement Exhibit 1.1 Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: September 30, 2024 TABLE OF CONTENTS SECTION 1. Description of Securities SECTION 2. Placements SECTION 3. Sale of Placement Securities by the Placement Agent SECTION 4. Suspension of Sales SECTION 5. Representations and Warranties of the Company and the Manager SECTION 6. Sale and Delivery to the Placement Agen |
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| September 30, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ellington Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective |
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| September 26, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2024 OLD GREENWICH, Conn., September 26, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.69 as of August 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of co |
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| September 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| September 10, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., September 9, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on October 25, 2024 to common stockholders of record as of September 30, 2024; (ii) a quarterly |
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| September 10, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| August 28, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2024 OLD GREENWICH, Conn., August 28, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.80 as of July 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common st |
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| August 28, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Elli |
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| August 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., August 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on September 25, 2024 to stockholders of record as of August 30, 2024. Cautionary Statement Regarding Forward-Looking Statem |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Second Quarter 2024 Results OLD GREENWICH, Connecticut—August 6, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended June 30, 2024. Highlights •Net income attributable to common stockholders of $52.3 million, or $0.62 per common share.1 ◦$69.1 million, or $0.81 per common share, from t |
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| July 30, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of June 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of June 30, 2024 OLD GREENWICH, Conn., July 29, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.92 as of June 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stoc |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| July 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., July 8, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on August 26, 2024 to stockholders of record as of July 31, 2024. Cautionary Statement Regarding Forward-Looking Statements Th |
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| June 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| June 26, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2024 OLD GREENWICH, Conn., June 26, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.81 as of May 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, |
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| June 11, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| June 11, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., June 10, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on July 25, 2024 to common stockholders of record as of June 28, 2024; (ii) a quarterly dividend of |
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| May 31, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2024 OLD GREENWICH, Conn., May 29, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.86 as of April 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common sto |
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| May 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 20, 2024 |
Certificate of Amendment of Certificate of Incorporation of Ellington Financial Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ELLINGTON FINANCIAL INC. Ellington Financial Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: FIRST: The board of directors of the Corporation duly adopted resolutions proposing an amendment to the Certificate of |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ell |
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| May 8, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports First Quarter 2024 Results OLD GREENWICH, Connecticut—May 7, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended March 31, 2024. Highlights •Net income attributable to common stockholders of $26.9 million, or $0.32 per common share.1 ◦$43.0 million, or $0.51 per common share, from the |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 7, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., May 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on June 25, 2024 to stockholders of record as of May 31, 2024. Cautionary Statement Regarding Forward-Looking Statements This p |
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| May 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 24, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 24, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2024 OLD GREENWICH, Conn., April 24, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.69 as of March 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common s |
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| April 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., April 8, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on May 28, 2024 to stockholders of record as of April 30, 2024. Cautionary Statement Regarding Forward-Looking Statements Thi |
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| April 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| March 28, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of February 29, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of February 29, 2024 OLD GREENWICH, Conn., March 27, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.66 as of February 29, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of co |
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| March 28, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confide |
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| March 7, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., March 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on April 25, 2024 to common stockholders of record as of March 29, 2024; (ii) a quarterly dividend |
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| March 7, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2024 OLD GREENWICH, Conn., March 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.73 as of January 31, 2024. Cautionary Statement Regarding Forward-Looking Statements Estimated book value per common share is subject |
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| March 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| February 29, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation Exhibit 97.1 ELLINGTON FINANCIAL INC. CLAWBACK POLICY (this "Policy") Adopted by the Board of Directors (the “Board”) on November 2, 2023. This Policy supersedes and replaces all prior and contemporaneous policies of the Company, oral or written, regarding the subject matter contained herein. 1. Recoupment. If Ellington Financial Inc. (the “Company”) is required to prepare a Restatement, the Compe |
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| February 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ellingto |
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| February 29, 2024 |
Financial Statements of LendSure Mortgage Corp. for the years ended December 31, 2023 and 2022 INDEPENDENT AUDITORS' REPORT AND FINANCIAL STATEMENTS FOR LENDSURE MORTGAGE CORP. FOR THE YEARS ENDED DECEMBER 31, 2023 AND 2022 LENDSURE MORTGAGE CORP. TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1 - 3 FINANCIAL STATEMENTS Balance Sheets 4 Statements of Operations 5 Statements of Changes in Stockholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 - 24 SUPPLEMENTAR |
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| February 29, 2024 |
Description of Securities Registered under Section 12 of the Exchange Act Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Ellington Financial Inc. had six classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): i.common stock, par value $0.001 per share (“common stock”); ii.6.750% Series A Fixed-to-Fl |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| February 27, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Fourth Quarter 2023 Results OLD GREENWICH, Connecticut—February 26, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended December 31, 2023. Highlights •Net income attributable to common stockholders of $12.5 million, or $0.18 per common share.1 ◦$27.3 million, or $0.38 per common share, |
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| February 23, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On December 14, 2023 (the “Closing Date”), Arlington Asset Investment Corp., a Virginia corporation (“Arlington”), merged with and into EF Merger Sub Inc., a direct wholly owned subsidiary of Ellington Financial Inc. (the "Merger"), pursuant to the agreement and plan of merger (the “Merger Agreement”), dated as of May 29, 20 |
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| February 23, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commi |
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| February 13, 2024 |
EFC / Ellington Financial Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0828-ellingtonfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Ellington Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 28852N109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to |
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| February 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| February 8, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2023 OLD GREENWICH, Conn., February 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.83 as of December 31, 2023. Cautionary Statement Regarding Forward-Looking Statements Estimated book value per common share is su |
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| February 8, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| February 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., February 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on March 25, 2024 to stockholders of record as of February 29, 2024. Cautionary Statement Regarding Forward-Looking Statem |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 11, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| January 9, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., January 8, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on February 26, 2024 to stockholders of record as of January 31, 2024. Cautionary Statement Regarding Forward-Looking State |
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| January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| December 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 26, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 26, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2023 OLD GREENWICH, Conn., December 26, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.06 as of November 30, 2023. This estimate includes the effects of both the previously announced monthly dividend of $0.15 per sh |
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| December 15, 2023 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., December 15, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.09 per share of common stock, payable on January 25, 2024 to common stockholders of record as of December 29, 2023. This monthly dividend of $0.09 per s |
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| December 15, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 14, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL COMPLETES MERGER WITH ARLINGTON ASSET INVESTMENT CORP. — Increases Scale and Further Strengthens Access to Capital Markets — — Expected to Drive Earnings Accretion in 2024 — OLD GREENWICH, Conn., December 14, 2023—Ellington Financial Inc. (NYSE: EFC) ("Ellington Financial" or the "Company") today announced that it has completed the previously announced merger with |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 14, 2023 |
Exhibit 10.1 ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT Dated as of December 14, 2023 THE LIMITED LIABILITY COMPANY MEMBERSHIP INTERESTS OF ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC (“UNITS”) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), THE SECURITIES LAWS OF ANY STATE OR ANY |
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| December 13, 2023 |
Exhibit 3.9 CERTIFICATE OF DESIGNATIONS OF 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK OF ELLINGTON FINANCIAL INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Ellington Financial Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that, pursuant to autho |
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| December 13, 2023 |
Exhibit 4.5 Number Shares 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP 28852N 604 ISIN US28852N6040 This Certifies that |
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| December 13, 2023 |
As filed with the Securities and Exchange Commission on December 13, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 13, 2023 |
Exhibit 4.4 Number Shares 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP 28852N 505 ISIN US28852N5059 This Certifies that Cede & Co. is the record ho |
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| December 13, 2023 |
EFC / Ellington Financial Inc / Vranos Michael W - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* Ellington Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 28852N109 (CUSIP Number) Alaael-Deen Shilleh Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 +1 203 698 1200 (Name, Address and Telephone |
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| December 13, 2023 |
Exhibit 3.10 CERTIFICATE OF DESIGNATIONS OF 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK OF ELLINGTON FINANCIAL INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Ellington Financial Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that, pu |
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| November 30, 2023 |
Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share Exhibit 99.1 Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share OLD GREENWICH, Conn., November 29, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company" or "Ellington Financial") today announced that its Board of Directors has declared an interim monthly dividend of $0.06 per share of common stock, payable on December 13, 2023 to stockholders of record as of December 8, 20 |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 29, 2023 |
Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share Exhibit 99.1 Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share OLD GREENWICH, Conn., November 29, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company" or "Ellington Financial") today announced that its Board of Directors has declared an interim monthly dividend of $0.06 per share of common stock, payable on December 13, 2023 to stockholders of record as of December 8, 20 |
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| November 29, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 27, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2023 OLD GREENWICH, Conn., November 27, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.10 as of October 31, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of c |
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| November 27, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 14, 2023 |
Ellington Financial Inc., Ellington Financial Management LLC and UBS Securities LLC Exhibit 1.1 Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 13, 2023 TABLE OF CONTENTS SECTION 1. Description of Securities SECTION 2. Placements SECTION 3. Sale of Placement Securities by the Placement Agent. SECTION 4. Suspension of Sales SECTION 5. Representations and Warranties of the Company and the Manager. SECTION 6. Sale and Delivery to the Placement Age |
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| November 14, 2023 |
Ellington Financial Inc., Ellington Financial Management LLC and Armstrong Securities LLC Exhibit 1.2 Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 13, 2023 TABLE OF CONTENTS SECTION 1. Description of Securities SECTION 2. Placements SECTION 3. Sale of Placement Securities by the Placement Agent. SECTION 4. Suspension of Sales SECTION 5. Representations and Warranties of the Company and the Manager. SECTION 6. Sale and Delivery to the Placement Age |
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| November 14, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 14, 2023 |
Form of Equity Distribution Agreement Amendment Exhibit 1.3 AMENDMENT NO. 2 TO EQUITY DISTRIBUTION AGREEMENT November 13, 2023 [●] Ladies and Gentlemen: Ellington Financial Inc., a Delaware corporation (the “Company”), Ellington Financial Management LLC, a Delaware limited liability company and the Company’s external manager (the “Manager”), and [●] (the “Placement Agent”) are parties to that certain Equity Distribution Agreement dated as of Au |
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| November 13, 2023 |
Up to $225,000,000 of Common Stock Supplement dated November 13, 2023 To Prospectus Supplement dated January 24, 2023 (To Prospectus dated January 24, 2023) Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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| November 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 |
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| November 7, 2023 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Third Quarter 2023 Results OLD GREENWICH, Connecticut—November 7, 2023 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended September 30, 2023. Highlights •Net income attributable to common stockholders of $6.6 million, or $0.10 per common share.1 ◦$14.2 million, or $0.21 per common share, f |
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| November 7, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., November 7, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on December 26, 2023 to stockholders of record as of November 30, 2023. Cautionary Statement Regarding Forward-Looking Sta |
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| November 3, 2023 |
PROXY STATEMENT/PROSPECTUS MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-273309 PROXY STATEMENT/PROSPECTUS MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT November 2, 2023 To the Shareholders of Arlington Asset Investment Corp.: The board of directors (the “Arlington Board”) of Arlington Asset Investment Corp. (“Arlington”), a Virginia corporation, and the board of directors (the “EFC Board”) of |
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| October 31, 2023 |
Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 31, 2023 Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 31, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, D.C. 20549 Attn: Stacie Gorman Re: Ellington Financial Inc. Registration Statement on Form S-4 (File No. 333-273309) Request for Acceleration of Effective Dat |
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| October 25, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 25, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2023 OLD GREENWICH, Conn., October 25, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.33 as of September 30, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share o |
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| October 24, 2023 |
Form of Proxy solicited by the Board of Directors of Arlington Asset Investment Corp. Exhibit 99.2 PLEASE DETACH ALONG PERFORATED LINE AND MAIL IN THE ENVELOPE PROVIDED. (Continued and to be marked, dated, and signed on the other side) PROXY ARLINGTON ASSET INVESTMENT CORP. Special Meeting of Shareholders December 12, 2023, at 9:00 a.m., Eastern Time This Proxy is solicited on behalf of the Board of Directors of Arlington Asset Investment Corp. The undersigned hereby appoint(s) J. |
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| October 24, 2023 |
As filed with the Securities and Exchange Commission on October 23, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 23, 2023 Registration No. |
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| October 24, 2023 |
Consent of Wells Fargo Securities, LLC. Exhibit 99.1 CONSENT OF WELLS FARGO SECURITIES, LLC Arlington Asset Investment Corp. 6862 Elm Street, Suite 320 McLean, Virginia Attention: Board of Directors RE: Proxy Statement / Prospectus (the “Proxy Statement/Prospectus”) of Ellington Financial Inc. (“EFC”) and Arlington Asset Investment Corp. (“Arlington”), which forms part of the Registration Statement on Form S-4 of EFC (the “Registration |
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| October 23, 2023 |
Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 23, 2023 Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 23, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate and Construction 100 F Street, NE Washington, D.C. 20549 Attention: Stacie Gorman Re: Request for Withdrawal of Ellington Financial Inc. Registration Statement on Form S-4 Filed August 2, 2023 File No. 33 |
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| October 20, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”), dated as of October 20, 2023, is made by and between Great Ajax Corp., a Maryland corporation (the “Company”), and Ellington Financial Inc., a Delaware corporation (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration stat |
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| October 20, 2023 |
ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE MUTUAL TERMINATION OF MERGER AGREEMENT Exhibit 99.1 ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE MUTUAL TERMINATION OF MERGER AGREEMENT OLD GREENWICH, Conn. and NEW YORK, NY—October 20, 2023—Ellington Financial Inc. (NYSE: EFC) ("Ellington Financial"), a real estate investment trust investing in a diverse array of financial assets including residential and commercial mortgage loans, and Great Ajax Corp. (NYSE: AJX) (“Great Ajax”), |
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| October 20, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 20, 2023 |
Exhibit 10.1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this “Termination Agreement”), dated as of October 20, 2023, is made by and between Ellington Financial Inc., a Delaware corporation (“Parent”), and Great Ajax Corp., a Maryland corporation (the “Company”, each a “Party” and together the “Parties”). Unless otherwise indicated, each capitalized term used and not otherwise defined in thi |
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| October 6, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., October 6, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on November 27, 2023 to stockholders of record as of October 31, 2023. Cautionary Statement Regarding Forward-Looking State |
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| October 6, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| September 26, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2023 OLD GREENWICH, Conn., September 25, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.30 as of August 31, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of co |
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| September 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| September 7, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| September 7, 2023 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., September 7, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.15 per share of common stock, payable on October 25, 2023 to common stockholders of record as of September 29, 2023; (ii) a quarterly |
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| August 24, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| August 24, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2023 OLD GREENWICH, Conn., August 24, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.49 as of July 31, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of common st |
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| August 17, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| August 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Elli |
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| August 7, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2023 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Second Quarter 2023 Results OLD GREENWICH, Connecticut—August 7, 2023 Ellington Financial Inc. (NYSE: EFC) (the "Company") today reported financial results for the quarter ended June 30, 2023. Highlights •Net income attributable to common stockholders of $2.9 million, or $0.04 per common share.1 ◦$30.7 million, or $0.46 per common share, from the inves |
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| August 7, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., August 7, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on September 25, 2023 to stockholders of record as of August 31, 2023. Cautionary Statement Regarding Forward-Looking Statem |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 2, 2023 |
Subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries of Ellington Financial Inc. Subsidiary Name State of Incorporation or Organization EF Mortgage LLC Delaware EF Securities LLC Delaware EF CMO LLC Delaware Ellington Financial Operating Partnership LLC Delaware EF Corporate Holdings LLC Delaware EF MBS/ABS Holdings LLC Delaware EFQ LLC Delaware EF SBC 2013-1 LLC Delaware EF Holdco Inc. Delaware EF Cayman Holdings L |
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| August 2, 2023 |
Exhibit 4.4 Number Shares 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP ISIN This Certifies that Cede & Co. is the record holder of FULLY PAID AND N |
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| August 2, 2023 |
Consent of Piper Sandler & Co. Exhibit 99.1 1251 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10020 P 212 466-7800 | TF 800 635-6851 Piper Sandler & Co. Since 1885. Member SIPC and NYSE. CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Great Ajax Corp. (the “Company”) as an Annex to the Proxy Statement/Prospectus relating to the proposed merger of the Company |
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| August 2, 2023 |
As filed with the Securities and Exchange Commission on August 2, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 2, 2023 Registration No. |
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| August 2, 2023 |
Exhibit 107 EXHIBIT 107: CALCULATION OF FILING FEE TABLES Form S-4 (Form Type) ELLINGTON FINANCIAL INC. |
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| August 2, 2023 |
Exhibit 3.9 CERTIFICATE OF DESIGNATIONS OF 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK OF ELLINGTON FINANCIAL INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Ellington Financial Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that, pursuant to autho |
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| August 2, 2023 |
Exhibit 3.10 CERTIFICATE OF DESIGNATIONS OF 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK OF ELLINGTON FINANCIAL INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Ellington Financial Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that, pu |
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| August 2, 2023 |
Exhibit 99.2 CONSENT OF BTIG, LLC August 2, 2023 Special Committee of the Board of Directors Great Ajax Corp. 13190 SW 68th Parkway, Suite 110 Tigard, OR 97223 Members of the Special Committee of the Board of Directors: We hereby consent to (i) the inclusion of our opinion letter, dated June 30, 2023, to the Special Committee of the Board of Directors of Great Ajax Corp. (“Great Ajax”) as Annex C |
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| August 2, 2023 |
Exhibit 4.5 Number Shares 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP ISIN This Certifies that Cede & Co. is the recor |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2023 |
Exhibit 99.3 Risk Factors There are a number of significant risks related to the Mergers (as defined below), including the risk factors enumerated below. In addition to the below, you should read and consider the risks associated with the businesses of each of EFC, Arlington and Great Ajax. The risks associated with the business of EFC can be found in its Annual Report on Form 10-K for the year en |
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| July 24, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On May 29, 2023, Ellington Financial Inc., a Delaware corporation (“EFC”), EF Merger Sub Inc., a Virginia corporation and wholly-owned subsidiary of EFC (“Merger Sub”), Arlington Asset Investment Corp., a Virginia corporation (“Arlington”), and, solely for the limited purposes set forth in the Arlington Merger Agreement (as |
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| July 24, 2023 |
Exhibit 99.3 Risk Factors There are a number of significant risks related to the Mergers (as defined below), including the risk factors enumerated below. In addition to the below, you should read and consider the risks associated with the businesses of each of EFC, Arlington and Great Ajax. The risks associated with the business of EFC can be found in its Annual Report on Form 10-K for the year en |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On May 29, 2023, Ellington Financial Inc., a Delaware corporation (“EFC”), EF Merger Sub Inc., a Virginia corporation and wholly-owned subsidiary of EFC (“Merger Sub”), Arlington Asset Investment Corp., a Virginia corporation (“Arlington”), and, solely for the limited purposes set forth in the Arlington Merger Agreement (as |
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| July 24, 2023 |
Ellington Financial Reports Preliminary Results for Second Quarter 2023 Exhibit 99.1 Ellington Financial Reports Preliminary Results for Second Quarter 2023 OLD GREENWICH, Conn., July 24, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today disclosed the following estimated book value per share of common stock as of June 30, 2023, and preliminary results of operations for the quarter ended June 30, 2023: •Estimated book value per share of common stock of $1 |
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| July 24, 2023 |
Ellington Financial Reports Preliminary Results for Second Quarter 2023 Exhibit 99.1 Ellington Financial Reports Preliminary Results for Second Quarter 2023 OLD GREENWICH, Conn., July 24, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today disclosed the following estimated book value per share of common stock as of June 30, 2023, and preliminary results of operations for the quarter ended June 30, 2023: •Estimated book value per share of common stock of $1 |
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| July 18, 2023 |
Exhibit 107 EXHIBIT 107: CALCULATION OF FILING FEE TABLES Form S-4 (Form Type) ELLINGTON FINANCIAL INC. |
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| July 18, 2023 |
Consent of Wells Fargo Securities, LLC. Exhibit 99.1 CONSENT OF WELLS FARGO SECURITIES, LLC Arlington Asset Investment Corp. 6862 Elm Street, Suite 320 McLean, Virginia Attention: Board of Directors RE: Proxy Statement / Prospectus (the “Proxy Statement/Prospectus”) of Ellington Financial Inc. (“EFC”) and Arlington Asset Investment Corp. (“Arlington”), which forms part of the Registration Statement on Form S-4 of EFC (the “Registration |
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| July 18, 2023 |
As filed with the Securities and Exchange Commission on July 18, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 18, 2023 Registration No. |
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| July 18, 2023 |
Exhibit 21.1 List of Subsidiaries of Ellington Financial Inc. Subsidiary Name State of Incorporation or Organization EF Mortgage LLC Delaware EF Securities LLC Delaware EF CMO LLC Delaware Ellington Financial Operating Partnership LLC Delaware EF Corporate Holdings LLC Delaware EF MBS/ABS Holdings LLC Delaware EFQ LLC Delaware EF SBC 2013-1 LLC Delaware EF Holdco Inc. Delaware EF Cayman Holdings L |
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| July 18, 2023 |
Exhibit 4.4 Number Shares 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP ISIN This Certifies that Cede & Co. is the record holder of FULLY PAID AND N |
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| July 18, 2023 |
Tax Opinion of Hunton Andrews Kurth LLP (including consent of such firm). Exhibit 8.3 Hunton Andrews Kurth LLP File No: 54521.153 July 18, 2023 Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 Arlington Asset Investment Corp. Qualification as Real Estate Investment Trust Ladies and Gentlemen: We have acted as special tax counsel to Arlington Asset Investment Corp., a Virginia corporation (the “Company”), in connection with the preparation and f |
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| July 18, 2023 |
Tax Opinion of Hunton Andrews Kurth LLP (including consent of such firm). Exhibit 8.4 Hunton andrews kurth LLP File No: 054521.153 July 18, 2023 Arlington Asset Investment Corp. 6862 Elm Street, Suite 320 McLean, VA 22101 Ladies and Gentlemen: We have acted as special tax counsel to Arlington Asset Investment Corp, a Virginia corporation (the “Company”), in connection with the preparation and filing with the Securities and Exchange Commission (the “Commission”) of the R |
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| July 18, 2023 |
Exhibit 4.5 Number Shares 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP ISIN This Certifies that Cede & Co. is the recor |
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| July 13, 2023 |
July 13, 2023 Ms. Babette Cooper Division of Corporation Finance Office of Real Estate & Construction United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Ellington Financial Inc. Form 10-K for the Fiscal Year Ending December 31, 2022 Filed March 1, 2023 File No. 001-34569 Dear Ms. Cooper: Set forth below are the responses of Ellington Financial Inc. (the |
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| July 10, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., July 10, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on August 25, 2023 to stockholders of record as of July 31, 2023. Cautionary Statement Regarding Forward-Looking Statements T |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 3, 2023 |
Ellington Financial Inc. to Acquire Great Ajax Corp. July 3, 2023 Exhibit 99.2 Ellington Financial Inc. to Acquire Great Ajax Corp. July 3, 2023 ADDITIONAL INFORMATION ABOUT THE MERGER In connection with the proposed merger, Ellington Financial Inc. (“EFC”) intends to file a registration statement on Form S - 4 wi th the SEC that includes a Great Ajax Corp. (“AJX”) proxy statement and an EFC prospectus. This communication is not a substitute for the registration |
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| July 3, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF ACQUISITION I LLC and GREAT AJAX CORP. Dated as of June 30, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 4 Section 2.1 The Merger 4 Section 2.2 Closing 4 Section 2 |
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| July 3, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF ACQUISITION I LLC and GREAT AJAX CORP. Dated as of June 30, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 4 Section 2.1 The Merger 4 Section 2.2 Closing 4 Section 2 |
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| July 3, 2023 |
Ellington Financial Inc. to Acquire Great Ajax Corp. July 3, 2023 Exhibit 99.2 Ellington Financial Inc. to Acquire Great Ajax Corp. July 3, 2023 ADDITIONAL INFORMATION ABOUT THE MERGER In connection with the proposed merger, Ellington Financial Inc. (“EFC”) intends to file a registration statement on Form S - 4 wi th the SEC that includes a Great Ajax Corp. (“AJX”) proxy statement and an EFC prospectus. This communication is not a substitute for the registration |
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| July 3, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT − Transaction Increases Scale and Enhances Access to Securitization Markets – − Synergistic Expansion Expected to Drive Earnings Accretion and Long-Term Growth − OLD GREENWICH, Conn. and New York, NY– (BUSINESS WIRE) – July 3, 2023 – Ellington Financial Inc. (NYSE: EFC) (“Ellington Financial”), a real estate |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 3, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT − Transaction Increases Scale and Enhances Access to Securitization Markets – − Synergistic Expansion Expected to Drive Earnings Accretion and Long-Term Growth − OLD GREENWICH, Conn. and New York, NY– (BUSINESS WIRE) – July 3, 2023 – Ellington Financial Inc. (NYSE: EFC) (“Ellington Financial”), a real estate |
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| June 21, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2023 OLD GREENWICH, Conn., June 21, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.55 as of May 31, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of common stock, |
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| June 21, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| June 7, 2023 |
Ellington Financial Declares Common and Preferred Dividends EX-99.1 2 exhibit-623dividendrelease.htm EX-99.1 Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., June 7, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.15 per share of common stock, payable on July 25, 2023 to common stockholders of record a |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 31, 2023 |
investorpresentationmay3 Ellington Financial Inc. to Acquire Arlington Asset Investment Corp. May 30, 2023 ADDITIONAL INFORMATION ABOUT THE MERGER In connection with the proposed merger, Ellington Financial Inc. (“EFC”) intends to file a registration statement on Form S-4 with the SEC that will include a proxy statement of Arlington Asset Investment Corp. (“AAIC”) and a prospectus of EFC. This com |
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| May 31, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF MERGER SUB INC., ARLINGTON ASSET INVESTMENT CORP. and, solely for the limited purposes set forth herein, ELLINGTON FINANCIAL MANAGEMENT LLC Dated as of May 29, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1 Section 1.1 Certain Definitions 1 Section 1.2 Terms Defined Elsewhere 1 ARTICLE II THE MERGER 3 Section |
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| May 31, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL AND ARLINGTON ASSET INVESTMENT CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT —Transaction Provides Increased Scale and Enhanced Access to Capital Markets— —Aligned Platforms and Capital Expected to Drive Earnings Accretion and Sustained Long-Term Growth— OLD GREENWICH, Conn., May 30, 2023—Ellington Financial Inc. (NYSE: EFC) ("Ellington Financial"), a real estate inve |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 30, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL AND ARLINGTON ASSET INVESTMENT CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT —Transaction Provides Increased Scale and Enhanced Access to Capital Markets— —Aligned Platforms and Capital Expected to Drive Earnings Accretion and Sustained Long-Term Growth— OLD GREENWICH, Conn., May 30, 2023—Ellington Financial Inc. (NYSE: EFC) ("Ellington Financial"), a real estate inve |
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| May 30, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2023 (May 29, 2023) ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation |
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| May 30, 2023 |
projectmonumentinvestorp Ellington Financial Inc. to Acquire Arlington Asset Investment Corp. May 30, 2023 ADDITIONAL INFORMATION ABOUT THE MERGER In connection with the proposed merger, Ellington Financial Inc. (“EFC”) intends to file a registration statement on Form S-4 with the SEC that will include a proxy statement of Arlington Asset Investment Corp. (“AAIC”) and a prospectus of EFC. This com |
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| May 30, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL AND ARLINGTON ASSET INVESTMENT CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT —Transaction Provides Increased Scale and Enhanced Access to Capital Markets— —Aligned Platforms and Capital Expected to Drive Earnings Accretion and Sustained Long-Term Growth— OLD GREENWICH, Conn., May 30, 2023—Ellington Financial Inc. (NYSE: EFC) ("Ellington Financial"), a real estate inve |
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| May 30, 2023 |
AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF MERGER SUB INC., ARLINGTON ASSET INVESTMENT CORP. and, solely for the limited purposes set forth herein, ELLINGTON FINANCIAL MANAGEMENT LLC Dated as of May 29, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1 Section 1.1 Certain Definitions 1 Section 1.2 Terms Defined Elsewhere 1 ARTICLE II THE MERGER 3 Section 2.1 The Merg |
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| May 30, 2023 |
investorpresentationmay3 Ellington Financial Inc. to Acquire Arlington Asset Investment Corp. May 30, 2023 ADDITIONAL INFORMATION ABOUT THE MERGER In connection with the proposed merger, Ellington Financial Inc. (“EFC”) intends to file a registration statement on Form S-4 with the SEC that will include a proxy statement of Arlington Asset Investment Corp. (“AAIC”) and a prospectus of EFC. This com |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 24, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2023 OLD GREENWICH, Conn., May 24, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.89 as of April 30, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of common sto |
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| May 22, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ELLINGTON FINANCIAL INC. Ellington Financial Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: FIRST: The board of directors of the Corporation duly adopted resolutions proposing an amendment to the Certificate of |
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| May 22, 2023 |
Ellington Financial Announces Common Stock Authorization Exhibit 99.1 Ellington Financial Announces Common Stock Authorization OLD GREENWICH, Conn., May 22, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that at its annual meeting of stockholders held on Tuesday May 16, 2023, its stockholders voted to adopt an amendment to its Certificate of Incorporation (its “Charter”) to increase the authorized number of shares of its commo |
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| May 22, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 16, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 10, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ell |
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| May 8, 2023 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports First Quarter 2023 Results OLD GREENWICH, Connecticut—May 8, 2023 Ellington Financial Inc. (NYSE: EFC) (the "Company") today reported financial results for the quarter ended March 31, 2023. Highlights •Net income attributable to common stockholders of $38.9 million, or $0.58 per common share.1 ◦$40.9 million, or $0.61 per common share, from the investm |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 8, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., May 8, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on June 26, 2023 to stockholders of record as of May 31, 2023. Cautionary Statement Regarding Forward-Looking Statements This p |
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| May 8, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| April 24, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2023 OLD GREENWICH, Conn., April 24, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $15.10 as of March 31, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of common s |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 10, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., April 10, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on May 25, 2023 to stockholders of record as of April 28, 2023. Cautionary Statement Regarding Forward-Looking Statements Th |
