FTEK Документы SEC - Fuel Tech, Inc.- Годовой отчет, доверенное заявление, проспект эмиссии

Основная статистика

LEI	529900APRKUJMCW13M44
CIK	846913

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fuel Tech, Inc.

SEC Filings (Chronological Order)

На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.

August 5, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TECH
August 5, 2025	EX-99.1	FUEL TECH REPORTS 2025 SECOND QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2025 SECOND QUARTER FINANCIAL RESULTS WARRENVILLE, Ill., August 5, 2025 – Fuel Tech, Inc. (NASDAQ: FTEK), a technology company using advanced engineering processes to provide emissions control systems and wat
August 5, 2025	8-K	United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2025 FUEL TECH, INC. (Ex United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2025 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
June 10, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2025 FUEL TECH, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2025 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 22, 2025	EX-99.1	Fuel Tech, Inc. Corporate Presentation dated May 21, 2025. Exhibit 99.1
May 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2025 FUEL TECH, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2025 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 12, 2025	EX-99.1	FUEL TECH REPORTS 2025 FIRST QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2025 FIRST QUARTER FINANCIAL RESULTS Select First Quarter 2025 Highlights ● Revenue rose 29% to $6.4 million ● Gross margin expanded to 46.4% ● Operating loss narrowed to $1.0 million ● Backlog rose 66% to $10.3 mi
May 12, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TEC
May 12, 2025	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2025 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
April 21, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-
April 2, 2025	EX-99.1	EXECUTIVE PERFORMANCE RSU AGREEMENT Exhibit 99.1 EXECUTIVE PERFORMANCE RSU AGREEMENT This Executive Performance RSU Agreement (the “Agreement”) is hereby entered effective as of , 2023 (the “Effective Date”), by and between Fuel Tech, Inc. (the “Company” or “Fuel Tech” or “FTI”), and (the “Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Fuel Tech, Inc. 2014 Long-Term Incen
April 2, 2025	S-8 POS	As filed with the Securities and Exchange Commission on April 2, 2025 As filed with the Securities and Exchange Commission on April 2, 2025 Registration No.
April 2, 2025	EX-99.2	FUEL TECH, INC. 2025 Corporate Incentive Plan Exhibit 99.2 FUEL TECH, INC. 2025 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc., a Delaware corporation (the “Company”) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 below, the applicable Eligible Employee
April 2, 2025	EX-FILING FEES	Calculation of Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Fuel Tech, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, par value
April 2, 2025	S-8	As filed with the Securities and Exchange Commission on April 2, 2025 As filed with the Securities and Exchange Commission on April 2, 2025 Registration No.
April 2, 2025	EX-99.3	FUEL TECH, INC. 2025 Current Objectives Plan Exhibit 99.3 FUEL TECH, INC. 2025 Current Objectives Plan 1. THE PLAN 1.1 Objectives. The purpose of the Current Objectives Plan (the “Plan”) of Fuel Tech, Inc. a Delaware corporation (the “Company”), is to motivate Eligible Employees to achieve the Company’s strategic objectives by providing a cash bonus incentive (each a “Bonus Award”) based on: (a) the Company’s achievement of pre-established q
April 2, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2025 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 4, 2025	8-K	United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2025 FUEL TECH, INC. (Exa United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2025 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56575
March 4, 2025	EX-4.5	Fuel Tech, Inc. 2024 Long-Term Incentive Plan Exhibit 4.5 FUEL TECH, INC. 2024 LONG-TERM INCENTIVE PLAN 1. Purpose. The purpose of this Fuel Tech, Inc. 2024 Long-Term Incentive Plan is to further the interests of the Corporation and its stockholders by providing incentives (a) to attract and retain employees, consultants and directors who will contribute to the Corporation’s long-range success and (b) that align the interests of the Participa
March 4, 2025	EX-99.1	FUEL TECH REPORTS 2024 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2024 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS WARRENVILLE, Ill., March 4, 2025 – Fuel Tech, Inc. (NASDAQ: FTEK), a technology company using advanced engineering processes to provide emissions control systems
March 4, 2025	EX-19	Insider Trading Policy of Fuel Tech, Inc. Exhibit 19 FUEL TECH, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in the Company’s Securities This Insider Trading Policy (the “Policy”) provides guidelines to directors, officers and employees of Fuel Tech, Inc. (the “Company”) with respect to transactions in the Company’s securities, including common stock, options for common stock, and any other securities th
March 4, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33
December 13, 2024	EX-99.2	FUEL TECH, INC. 2025 FUEL CHEM® Officer Commission Plan Exhibit 99.2 FUEL TECH, INC. 2025 FUEL CHEM® Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2025 FUEL CHEM Officer Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States a
December 13, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 12, 2024 FUEL TECH, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 12, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
December 13, 2024	EX-99.1	FUEL TECH, INC. 2025 APC Officer and NSM Commission Plan Exhibit 99.1 FUEL TECH, INC. 2025 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2025 Air Pollution Control (“APC”) Officer and NSM Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of products and services relating to its AP
December 4, 2024	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
December 4, 2024	EX-99.1	Fuel Tech, Inc. Corporate Presentation dated December 2, 2024. Exhibit 99.1
November 6, 2024	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
November 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL
November 6, 2024	EX-99.1	FUEL TECH REPORTS 2024 THIRD QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2024 THIRD QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. – November 6, 2024 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering for the optimization of combustion systems, emissions
August 27, 2024	EX-99.1	Fuel Tech, Inc. Corporate Presentation dated August 27, 2024. Exhibit 99.1
August 27, 2024	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 27, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565
August 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TECH
August 6, 2024	EX-99.1	FUEL TECH REPORTS 2024 SECOND QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2024 SECOND QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. – August 6, 2024 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering for the optimization of combustion systems, emissions c
August 6, 2024	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
June 28, 2024	8-K/A	Current Report -12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 6, 2024 -12-31 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (C
June 28, 2024	EX-3.1	Certificate of Correction of Certificate of Incorporation of Fuel Tech, Inc. Exhibit 3.1 CERTIFICATE OF CORRECTION OF THE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF FUEL TECH, INC. Fuel Tech, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify that: FIRST: The name of the Corporation is Fuel Tech, Inc. SECOND: A Certificate of Amendment to the Certificat
June 10, 2024	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 6, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
June 10, 2024	EX-3.1	Certificate of Amendment of Certificate of Incorporation of Fuel Tech, Inc. Exhibit 3.1 AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF FUEL TECH, INC. Pursuant to Section 242 of the Delaware General Corporation Law The undersigned, being a duly authorized officer of Fuel Tech, Inc. (the “Corporation”), a corporation existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is “Fuel Tech, Inc.” 2. The Corporation’s C
June 10, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 6, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 7, 2024	EX-99.1	FUEL TECH REPORTS 2024 FIRST QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2024 FIRST QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. – May 7, 2024 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering for the optimization of combustion systems, emissions contr
May 7, 2024	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 7, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657551
May 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TEC
April 15, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-
April 4, 2024	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-
March 28, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 26, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 28, 2024	EX-99.2	FUEL TECH, INC. 2024 Current Objectives Plan Exhibit 99.2 FUEL TECH, INC. 2024 Current Objectives Plan 1. THE PLAN 1.1 Objectives. The purpose of the Current Objectives Plan (the “Plan”) of Fuel Tech, Inc. a Delaware corporation (the “Company”), is to motivate Eligible Employees to achieve the Company’s strategic objectives by providing a cash bonus incentive (each a “Bonus Award”) based on: (a) the Company’s achievement of pre-established q
March 28, 2024	EX-99.1	FUEL TECH, INC. 2024 Corporate Incentive Plan Exhibit 99.1 FUEL TECH, INC. 2024 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc., a Delaware corporation (the “Company”) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 below, the applicable Eligible Employee
March 11, 2024	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 11, 2024	EX-99.1	FUEL TECH REPORTS 2023 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone President and CEO (630) 845-4500 Devin Sullivan Managing Director The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2023 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS WARRENVILLE, Ill. – March 11, 2024 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering for the optimization of combustion system
March 11, 2024	EX-97	Fuel Tech, Inc. Policy for the Recovery of Erroneously Awarded Compensation (Effective November 2, 2023) EX-97 6 ex635348.htm EXHIBIT 97 Exhibit 97 FUEL TECH, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A. OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of Fuel Tech, Inc., a Delawa
March 11, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33
March 6, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 29, 2024 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
December 8, 2023	EX-99.2	FUEL TECH, INC. 2024 FUEL CHEM® Officer Commission Plan Exhibit 99.2 FUEL TECH, INC. 2024 FUEL CHEM® Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2024 FUEL CHEM Officer Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States a
December 8, 2023	EX-99.1	FUEL TECH, INC. 2024 APC Officer and NSM Commission Plan Exhibit 99.1 FUEL TECH, INC. 2024 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2024 Air Pollution Control (“APC”) Officer and NSM Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of products and services relating to its AP
December 8, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 7, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
November 7, 2023	EX-99.1	FUEL TECH REPORTS 2023 THIRD QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2023 THIRD QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. – November 7, 2023 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems,
November 7, 2023	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
November 7, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL
September 12, 2023	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 12, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
September 12, 2023	EX-99.1	Fuel Tech, Inc. Corporate Presentation dated September 12, 2023. Exhibit 99.1
August 8, 2023	8-K	United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2023 FUEL TECH, INC. (Ex United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
August 8, 2023	EX-99.1	FUEL TECH REPORTS 2023 SECOND QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone President and CEO (630) 845-4500 Devin Sullivan Managing Director The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2023 SECOND QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. – August 8, 2023 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, e
August 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TECH
June 12, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 8, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 10, 2023	EX-99.1	EXECUTIVE PERFORMANCE RSU AGREEMENT Exhibit 99.1 EXECUTIVE PERFORMANCE RSU AGREEMENT This Executive Performance RSU Agreement (the “Agreement”) is hereby entered effective as of , 2023 (the “Effective Date”), by and between Fuel Tech, Inc. (the “Company” or “Fuel Tech” or “FTI”), and (the “Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Fuel Tech, Inc. 2014 Long-Term Incen
May 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2023 FUEL TECH, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657551
May 10, 2023	EX-99.2	CHANGE OF CONTROL SEVERANCE AGREEMENT Exhibit 99.2 CHANGE OF CONTROL SEVERANCE AGREEMENT This Change of Control Severance Agreement (the “Agreement”) is made and entered into by and between (“Executive”) and Fuel Tech, Inc., a Delaware corporation (the “Company”), effective as of June , 2023 (the “Effective Date”). RECITALS A. It is expected that the Company from time to time will consider the possibility of an acquisition by another
May 9, 2023	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657551
May 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TEC
May 9, 2023	EX-99.1	FUEL TECH REPORTS 2023 FIRST QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone President and CEO (630) 845-4500 Devin Sullivan Managing Director The Equity Group Inc. [email protected] FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2023 FIRST QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. – May 9, 2023 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emiss
April 19, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 DEFA14A 1 ftek20230419defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On
April 17, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A 1 ftek20230414def14a.htm FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of
March 7, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33
March 7, 2023	8-K	United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 7, 2023 FUEL TECH, INC. (Exa United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 7, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56575
March 7, 2023	EX-99.1	FUEL TECH REPORTS 2022 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Managing Director (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2022 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS WARRENVILLE, Ill. – March 7, 2023 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion syste
March 3, 2023	EX-99.1	FUEL TECH, INC. 2023 Corporate Incentive Plan Exhibit 99.1 FUEL TECH, INC. 2023 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc., a Delaware corporation (the “Company”) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 below, the applicable Eligible Employee
March 3, 2023	EX-99.2	FUEL TECH, INC. 2023 Current Objectives Plan Exhibit 99.2 FUEL TECH, INC. 2023 Current Objectives Plan 1. THE PLAN 1.1 Objectives. The purpose of the Current Objectives Plan (the “Plan”) of Fuel Tech, Inc. a Delaware corporation (the “Company”), is to motivate Eligible Employees to achieve the Company’s strategic objectives by providing a cash bonus incentive (each a “Bonus Award”) based on: (a) the Company’s achievement of pre-established q
March 3, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 2, 2023 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56575
December 12, 2022	EX-99.1	FUEL TECH, INC. 2023 APC Officer and NSM Commission Plan Exhibit 99.1 FUEL TECH, INC. 2023 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2023 Air Pollution Control (?APC?) Officer and NSM Commission Plan (?Plan?) describes the terms upon which Fuel Tech, Inc. (?Fuel Tech?) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of products and services relating to its AP
December 12, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 8, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
December 12, 2022	EX-99.2	FUEL TECH, INC. 2023 FUEL CHEM® Officer Commission Plan Exhibit 99.2 FUEL TECH, INC. 2023 FUEL CHEM? Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2023 FUEL CHEM Officer Commission Plan (?Plan?) describes the terms upon which Fuel Tech, Inc. (?Fuel Tech?) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States a
November 8, 2022	EX-99.1	FUEL TECH REPORTS 2022 THIRD QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2022 THIRD QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. ?November 8, 2022 ? Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emiss
November 8, 2022	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
November 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL
September 14, 2022	EX-99.1	Fuel Tech, Inc. Corporate Presentation dated September 14, 2022. Exhibit 99.1
September 14, 2022	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
August 10, 2022	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565
August 10, 2022	EX-99.1	FUEL TECH REPORTS 2022 SECOND QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone President and CEO (630) 845-4500 Devin Sullivan Senior Vice President The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2022 SECOND QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. ? August 10, 2022 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emis
August 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TECH
June 7, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
June 3, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TEC
May 10, 2022	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 10, 2022	EX-99.1	FUEL TECH REPORTS 2022 FIRST QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2022 FIRST QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. ? May 10, 2022 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emission
April 11, 2022	EX-99.2	FUEL TECH, INC. 2022 Current Objectives Plan Exhibit 99.2 FUEL TECH, INC. 2022 Current Objectives Plan 1. THE PLAN 1.1 Objectives. The purpose of the Current Objectives Plan (the ?Plan?) of Fuel Tech, Inc. a Delaware corporation (the ?Company?), is to motivate Eligible Employees to achieve the Company?s strategic objectives by providing a cash bonus incentive (each a ?Bonus Award?) based on: (a) the Company?s achievement of pre-established q
April 11, 2022	EX-99.1	FUEL TECH, INC. 2022 Corporate Incentive Plan Exhibit 99.1 FUEL TECH, INC. 2022 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc., a Delaware corporation (the ?Company?) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 below, the applicable Eligible Employee
April 11, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit
April 11, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 6, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56575
March 8, 2022	EX-99.1	FUEL TECH REPORTS 2021 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2021 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS WARRENVILLE, Ill. ? March 8, 2022 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion s
March 8, 2022	EX-10.13	Employment Agreement, dated July 8, 1996, between Ellen T. Albrecht and Fuel Tech, Inc. Exhibit 10.13 FUEL TECH, INC. 300 ATLANTIC STREET, SUITE 703, STAMFORD, CT 06901?3522 (203) 425-9B30 FAX (203) 425-9823 FUEL TECH, INC. EMPLOYEE CONFIDENTIALITY AND ARBITRATION OF CLAIMS AGREEMENT In consideration of my employment by Fuel Tech, Inc. (the "Company"), a Massachusetts corporation headquartered at 300 Atlantic Street, Stamford, CT, or an affiliate or subsidiary thereof, or of a signif
March 8, 2022	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 8, 2022 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56575
March 8, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33
December 14, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 9, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
December 14, 2021	EX-99.1	FUEL TECH, INC. 2022 APC Officer and NSM Commission Plan Exhibit 99.1 FUEL TECH, INC. 2022 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2022 Air Pollution Control (?APC?) Officer and NSM Commission Plan (?Plan?) describes the terms upon which Fuel Tech, Inc. (?Fuel Tech?) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of products and services relating to its AP
December 14, 2021	EX-99.2	FUEL TECH, INC. 2022 FUEL CHEM® Officer Commission Plan Exhibit 99.2 FUEL TECH, INC. 2022 FUEL CHEM? Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2022 FUEL CHEM Officer Commission Plan (?Plan?) describes the terms upon which Fuel Tech, Inc. (?Fuel Tech?) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States a
November 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL
November 9, 2021	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
November 9, 2021	EX-99.1	FUEL TECH REPORTS 2021 THIRD QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone President and CEO (630) 845-4500 Devin Sullivan Senior Vice President The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2021 THIRD QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. ? November 9, 2021 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emis
September 13, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 13, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
September 13, 2021	EX-99.1	Fuel Tech, Inc. Corporate Presentation dated September 13, 2021. Exhibit 99.1
August 10, 2021	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565
August 10, 2021	EX-99.1	FUEL TECH REPORTS 2021 SECOND QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2021 SECOND QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. ? August 10, 2021 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emis
August 10, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TECH
May 24, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 13, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
May 12, 2021	EX-99.1	FUEL TECH REPORTS 2021 FIRST QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2021 FIRST QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. ? May 12, 2021 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emission
May 12, 2021	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 12, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL TEC
April 1, 2021	424B3	7,850,000 Shares of Common Stock 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No: 333-253619 PROSPECTUS 7,850,000 Shares of Common Stock Pursuant to this prospectus, the Selling Stockholders identified herein (the “Selling Stockholders”) are offering on a resale basis an aggregate of 7,850,000 shares of common stock, par value $0.
March 29, 2021	CORRESP	- March 29, 2021 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
March 26, 2021	S-3/A	- AMENDMENT NO. 1 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on March 26, 2021 Registration No.
March 26, 2021	DEF 14A	- DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-
March 15, 2021	10-K	Annual Report - FORM 10-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33059 Fuel Tech,
March 15, 2021	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 15, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 15, 2021	EX-99.1	FUEL TECH REPORTS 2020 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2020 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS WARRENVILLE, Ill. ? March 15, 2021 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion
March 15, 2021	CORRESP	- March 15, 2021 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
March 3, 2021	EX-10.2	2021 Corporate Incentive Plan of Fuel Tech, Inc. Exhibit 10.2 FUEL TECH, INC. 2021 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc. a Delaware corporation (the ?Company?) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 below, the applicable Eligible Employee?
March 3, 2021	EX-10.1	Form of 2021 Executive Performance RSU Award Agreement EX-10.1 2 ex231364.htm EXHIBIT 10.1 Exhibit 10.1 2021 EXECUTIVE PERFORMANCE RSU AWARD AGREEMENT This Executive Performance RSU Award Agreement (the “Agreement”) is hereby entered effective as of , 2021 (the “Award Date”), by and between Fuel Tech, Inc. (the “Company” or “Fuel Tech” or “FTI”), and (the “Participant”). Any term capitalized but not defined in this Agreement will have the meaning set
March 3, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 25, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
February 26, 2021	S-3	Powers of Attorney.* Table of Contents As filed with the Securities and Exchange Commission on February 26, 2021 Registration No.
February 26, 2021	EX-4.1	Specimen Common Stock Certificate. Exhibit 4.1 PO BOX 505006, Louisville, KY 40233-5006 MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 CUSIP/IDENTIFIER XXXXXX XX X Holder ID XXXXXXXXXX Insurance Value 00.1,000,000 Number of Shares 123456 DTC 12345678901234512345678 Certificate Numbers Num/No Denom. Total. 1234567890/1234567890 111 1234567890/1234567890 222 1234567890/1234567890 333 1234567890/1234567890 444 1234567890/123
February 18, 2021	EX-99.2	Fuel Tech, Inc. Announces Closing of $25.8 Million Private Placement Priced At-The-Market Exhibit 99.2 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 Fuel Tech, Inc. Announces Closing of $25.8 Million Private Placement Priced At-The-Market WARRENVILLE, Ill., February 17, 2021 ? Fuel Tech, Inc. (NASDAQ: FTEK) (or "the Company"), a technology company providing advanced engineering solutions for the optimiza
February 18, 2021	EX-1.1	Engagement Letter, dated February 11, 2021, by and between Fuel Tech, Inc. and H.C. Wainwright & Co. Exhibit 1.1 February 11, 2021 STRICTLY CONFIDENTIAL Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville, IL 60555-1617 Attn: Vincent J. Arnone, Chief Executive Officer Dear Mr. Arnone: This letter agreement (this ?Agreement?) constitutes the agreement between Fuel Tech, Inc. (the ?Company?) and H.C. Wainwright & Co., LLC (?Wainwright?), that Wainwright shall serve as the exclusive agent, advisor
February 18, 2021	EX-99.1	Fuel Tech, Inc. Announces $25.8 Million Private Placement Priced At-The-Market Under Nasdaq Rules Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 Fuel Tech, Inc. Announces $25.8 Million Private Placement Priced At-The-Market Under Nasdaq Rules WARRENVILLE, Ill., February 11, 2021 – Fuel Tech, Inc. (NASDAQ: FTEK) (or "the Company"), a technology company providing advanced engineering solutions for the
February 18, 2021	EX-10.2	Form of Registration Rights Agreement Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of February 17, 2021, between Fuel Tech, Inc., a Delaware corporation (the ?Company?), and each of the several purchasers signatory hereto (each such purchaser, a ?Purchaser? and, collectively, the ?Purchasers?). This Agreement is made pursuant to the Securities Purchase Agr
February 18, 2021	EX-4.1	Fuel Tech, Inc. Form of Common Stock Warrant Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR
February 18, 2021	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 11, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
February 18, 2021	EX-4.2	Fuel Tech, Inc. Form of Placement Agent Warrant Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR
February 18, 2021	EX-10.1	Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of February 11, 2021, between Fuel Tech, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and conditions set
January 12, 2021	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 11, 2021 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
December 21, 2020	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 16, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
December 21, 2020	EX-99.2	FUEL TECH, INC. 2021 FUEL CHEM® Officer Commission Plan Exhibit 99.2 FUEL TECH, INC. 2021 FUEL CHEM® Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2021 FUEL CHEM Officer Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States a
December 21, 2020	EX-99.1	FUEL TECH, INC. 2021 APC Officer and NSM Commission Plan Exhibit 99.1 FUEL TECH, INC. 2021 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2021 Air Pollution Control (“APC”) Officer and NSM Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of products and services relating to its AP
December 7, 2020	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 4, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
December 7, 2020	EX-99.1	FUEL TECH REGAINS COMPLIANCE WITH Nasdaq MINIMUM BID PRICE REQUIREMENT Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REGAINS COMPLIANCE WITH Nasdaq MINIMUM BID PRICE REQUIREMENT WARRENVILLE, Ill., December 7, 2020 – Fuel Tech, Inc. (NASDAQ: FTEK) (or “the Company”), a technology company providing advanced engineering solutions for the optimi
November 10, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission file number: 001-33059 FUEL
November 10, 2020	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
November 10, 2020	EX-99.1	FUEL TECH REPORTS 2020 THIRD QUARTER FINANCIAL RESULTS Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2020 THIRD QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. ? November 10, 2020 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimization of combustion systems, emi
September 24, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 24, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
September 24, 2020	EX-99.1	Bradley W. Johnson Appointed General Counsel of Fuel Tech Exhibit 99.1 CONTACT: Vince Arnone Devin Sullivan President and Chief Executive Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 [email protected] FOR IMMEDIATE RELEASE Bradley W. Johnson Appointed General Counsel of Fuel Tech WARRENVILLE, Ill. - September 24, 2020 – Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions
September 22, 2020	EX-99.1	fUEL TECH ANNOUNCES LISTING TRANSFER TO NASDAQ CAPITAL MARKET® AND 180 DAY EXTENSION TO REGAIN COMPLIANCE WITH MINIMUM BID REQUIREMENT EX-99.1 2 ex204654.htm EXHIBIT 99.1 Exhibit 99.1 CONTACT: Vince Arnone President and Chief Executive Officer (630) 845-4500 Devin Sullivan Senior Vice President The Equity Group Inc. (212) 836-9608 [email protected] FOR IMMEDIATE RELEASE fUEL TECH ANNOUNCES LISTING TRANSFER TO NASDAQ CAPITAL MARKET® AND 180 DAY EXTENSION TO REGAIN COMPLIANCE WITH MINIMUM BID REQUIREMENT WARRENVILLE, Ill. - Se
September 22, 2020	8-K	Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 22, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
September 14, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K - REGULATION FD (INVESTOR PRESENTATION (09.14.20) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
September 14, 2020	EX-99.1	Technologies to enable clean efficient energy Investor Presentation September 2020 SAFE HARBOR This presentation contains “forward-looking statements” as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are made pursua EX-99.1 2 ftekseptember2020investo.htm EXHIBIT 99.1 Technologies to enable clean efficient energy Investor Presentation September 2020 SAFE HARBOR This presentation contains “forward-looking statements” as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 and refle
August 11, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended June 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL TECH,
August 11, 2020	EX-99.1	FUEL TECH REPORTS 2020 SECOND QUARTER FINANCIAL RESULTS EX-99.1 2 ftek-20200630xex991.htm EXHIBIT 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2020 SECOND QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. - August 11, 2020 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the optimi
August 11, 2020	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565
June 17, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56575
May 12, 2020	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 12, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL TECH,
May 12, 2020	EX-10.1	$1,556,000 Promissory Note of Fuel Tech, Inc. dated April 15, 2020, issued to BMO Harris Bank National Association, as lender. a101sbapromissorynotefue
May 12, 2020	EX-99.1	FUEL TECH REPORTS 2020 FIRST QUARTER FINANCIAL RESULTS CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc.
May 11, 2020	DEFA14A	- DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 25, 2020	DEF 14A	FTEK / Fuel-Tech, Inc. DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 13, 2020	PRE 14A	FTEK / Fuel-Tech, Inc. PRE 14A - - PRE 14A PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 12, 2020	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 12, 2020	10-K	FTEK / Fuel-Tech, Inc. 10-K - Annual Report - 10-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33059 Fuel Tech,
March 12, 2020	EX-99.1	FUEL TECH REPORTS 2019 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS EX-99.1 2 ftek-20191231xex991.htm EXHIBIT 99.1 CONTACT: Vince Arnone Devin Sullivan President and CEO Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2019 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS WARRENVILLE, Ill. - March 11, 2020 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions f
March 5, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
March 2, 2020	EX-10.2	2020 Corporate Incentive Plan of Fuel Tech, Inc. EX-10.2 3 exhibit102.htm EXHIBIT 10.2 FUEL TECH, INC. 2020 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc. a Delaware corporation (the “Company”) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 below, the appl
March 2, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware 001-33059 20-5657551 (State or other jurisdiction of incorporation) (Commission File N
March 2, 2020	EX-10.1	Form of 2020 Executive Performance RSU Award Agreement EX-10.1 2 exhibit101.htm EXHIBIT 10.1 2020 EXECUTIVE PERFORMANCE RSU AWARD AGREEMENT This Executive Performance RSU Award Agreement (the “Agreement”) is hereby entered effective as of , 2020 (the “Award Date”), by and between Fuel Tech, Inc. (the “Company” or “Fuel Tech” or “FTI”), and (the “Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in th
January 10, 2020	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 7, 2020 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware 001-33059 20-5657551 (State or other jurisdiction (Commission (IRS Employer of incorpora
December 12, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 10, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware 001-33059 20-5657551 (State or other jurisdiction (Commission (IRS Employer of incorpo
December 12, 2019	EX-99.2	FUEL TECH, INC. 2020 FUEL CHEM® Officer Commission Plan FUEL TECH, INC. 2020 FUEL CHEM® Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2020 FUEL CHEM Officer Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States and Canada. Th
December 12, 2019	EX-99.1	FUEL TECH, INC. 2020 APC Officer and NSM Commission Plan EX-99.1 2 a2020officerandnsmapccommi.htm EXHIBIT 99.1 FUEL TECH, INC. 2020 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2020 Air Pollution Control (“APC”) Officer and NSM Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of
November 13, 2019	10-Q	FTEK / Fuel-Tech, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL T
November 13, 2019	EX-99.1	FUEL TECH REPORTS 2019 THIRD QUARTER FINANCIAL RESULTS EX-99.1 2 ftek-20190930xex991.htm EXHIBIT 99.1 CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2019 THIRD QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. - November 13, 2019 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the
November 13, 2019	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
September 9, 2019	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 9, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
September 9, 2019	EX-99.1	Investor Presentation Nasdaq: FTEK September 2019 SAFE HARBOR NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation contains “forward-looking statements” as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are ma ftekseptember2019slides Investor Presentation Nasdaq: FTEK September 2019 SAFE HARBOR NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation contains “forward-looking statements” as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 and reflect Fuel Tech’s current expectations regarding future growth, results of operations, cash flows, performance and business prospects, and opportunities, as well as assumptions made by, and information currently available to, our management.
August 13, 2019	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 13, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565
August 13, 2019	EX-99.1	FUEL TECH REPORTS 2019 SECOND QUARTER FINANCIAL RESULTS CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc.
August 13, 2019	EX-10.1	Fourteenth Amendment to Credit Agreement, dated as of June 19, 2019, by and among Fuel Tech, Inc., Fuel Tech S.R.L., and JPMorgan Chase Bank, N.A. JPMORGAN CHASE BANK, N.A. FOURTEENTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTEENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of June , 2019 (the “Amendment Effective Date”) and is by and between FUEL TECH INC., a Delaware corporation (the “Borrower”), the Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., a national banking association (“Lender”). WHEREAS, Lender and the
August 13, 2019	10-Q	FTEK / Fuel-Tech, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL TECH,
May 20, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 13, 2019	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 13, 2019	EX-99.1	FUEL TECH REPORTS 2019 FIRST QUARTER FINANCIAL RESULTS EX-99.1 2 ftek-20190331xex991.htm EXHIBIT 99.1 CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2019 FIRST QUARTER FINANCIAL RESULTS WARRENVILLE, Ill. - May 13, 2019 - Fuel Tech, Inc. (NASDAQ: FTEK), a technology company providing advanced engineering solutions for the opti
May 13, 2019	10-Q	FTEK / Fuel-Tech, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL TECH,
March 27, 2019	EX-99.1	Air Pollution Emissions Control Chemical Technologies Water Treatment Solutions Investor ©2019 NEXIEN BIOPHARMA INC. All rights reserved. Presentation March 2019 Nasdaq: FTEK Safe Harbor NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation con ftekmarch2019slides2r626 Air Pollution Emissions Control Chemical Technologies Water Treatment Solutions Investor ©2019 NEXIEN BIOPHARMA INC.
March 27, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 26, 2019	DEF 14A	FTEK / Fuel-Tech, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 25, 2019	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware 001-33059 20-5657551 (State or other jurisdiction (Commission (IRS Employer of incorporat
March 25, 2019	EX-10.1	Form of Fuel Tech, Inc. 2019 Executive Performance RSU Award Agreement EX-10.1 2 exhibit10execperformancers.htm EXHIBIT 10.1 2019 EXECUTIVE PERFORMANCE RSU AWARD AGREEMENT This Executive Performance RSU Award Agreement (the “Agreement”) is hereby entered effective as of (the “Award Date”), by and between Fuel Tech, Inc. (the “Company” or “Fuel Tech” or “FTI”), and (the “Participant”). Any term capitalized but not defined in this Agreement will have the meaning set fo
March 14, 2019	EX-99.1	FUEL TECH REPORTS 2018 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Increased Revenues, Improved Cost Structure Drive Profitable Q4 and FY 2018 EX-99.1 2 ftek-20181231xex991.htm EXHIBIT 99.1 CONTACT: James M. Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2018 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Increased Revenues, Improved Cost Structure Drive Profitable Q4 and FY 2018 Q4 2018 Overview • Revenues rose 18.2% to $15
March 14, 2019	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 14, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 14, 2019	10-K	FTEK / Fuel-Tech, Inc. 10-K (Annual Report) Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33059 Fuel Tech,
March 14, 2019	EX-10.24	2019 Corporate Incentive Plan of Fuel Tech, Inc. EX-10.24 2 ftek-20181231xex1024.htm EXHIBIT 10.24 FUEL TECH, INC. 2019 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc. a Delaware corporation (the “Company”) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 bel
March 4, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
January 18, 2019	8-K	Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 14, 2019 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56
January 18, 2019	EX-99.1	FUEL TECH TO SUSPEND POLLUTION CONTROL OPERATION IN CHINA SUBSIDIARY AS PART OF ONGOING OPERATIONAL IMPROVEMENT INITIATIVES CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc.
December 14, 2018	EX-99.1	FUEL TECH, INC. 2019 APC Officer and NSM Commission Plan EX-99.1 2 ftek-2018121418xex991.htm EXHIBIT 99.1 FUEL TECH, INC. 2019 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2019 Air Pollution Control (“APC”) Officer and NSM Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of prod
December 14, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 12, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
December 14, 2018	EX-99.2	FUEL TECH, INC. 2019 FUEL CHEM® Officer Commission Plan EX-99.2 3 ftek-2018121418xex992.htm EXHIBIT 99.2 FUEL TECH, INC. 2019 FUEL CHEM® Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2019 FUEL CHEM Officer Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sa
November 13, 2018	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5
November 13, 2018	EX-99.1	FUEL TECH REPORTS 2018 THIRD QUARTER FINANCIAL RESULTS Reiterates 2018 Outlook of Increased Revenue and the Generation of Operating Profit and Positive Cash Flow EX-99.1 2 ftek-20180930xex991.htm EXHIBIT 99.1 CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2018 THIRD QUARTER FINANCIAL RESULTS Reiterates 2018 Outlook of Increased Revenue and the Generation of Operating Profit and Positive Cash Flow Q3 2018 Overview • Revenues rose 1
November 13, 2018	10-Q	FTEK / Fuel-Tech, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended September 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL T
November 13, 2018	EX-10.1	Twelfth Amendment to Credit Agreement, dated as of September 17, 2018, by and among Fuel Tech, Inc., Fuel Tech, S.r.L, and JPMorgan Chase Bank, N.A. JPMORGAN CHASE BANK, N.A. TWELFTH AMENDMENT TO CREDIT AGREEMENT THIS TWELFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of September 17, 2018 and is by and between FUEL TECH INC., a Delaware corporation (the “Borrower”), the Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., a national banking association (“Lender”). WHEREAS, Lender and the Loan Parties are parties to a Cr
November 13, 2018	EX-10.2	Thirteenth Amendment to Credit Agreement, dated as of October 19, 2018, by and among Fuel Tech, Inc., Fuel Tech S.r.L, and JPMorgan Chase Bank, N.A. JPMORGAN CHASE BANK, N.A. THIRTEENTH AMENDMENT TO CREDIT AGREEMENT THIS THIRTEENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of October 19, 2018 and is by and between FUEL TECH INC., a Delaware corporation (the “Borrower”), the Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., a national banking association (“Lender”). WHEREAS, Lender and the Loan Parties are parties to
November 13, 2018	EX-10.3	11th Amendment to Continuing Guaranty, dated as of October 19, 2018, between JPMorgan Chase Bank, N.A., JPMorgan Chase Bank N.A., JPMorgan Chase Bank (China) Company Limited and Fuel Tech, Inc. ELEVENTH AMENDMENT TO CONTINUING GUARANTY This Eleventh Amendment to Continuing Guaranty (this “Amendment”), is made and entered into and is effective as of October 19, 2018 (the “Effective Date”), between Fuel Tech, Inc.
August 29, 2018	S-8	FTEK / Fuel-Tech, Inc. S-8 2014 INCENTIVE PLAN As filed with the Securities and Exchange Commission on August 24, 2018 Registration No.
August 13, 2018	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 13, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565
August 13, 2018	EX-99.1	FUEL TECH REPORTS 2018 SECOND QUARTER FINANCIAL RESULTS Reiterates 2018 Outlook of Increased Revenue and the Generation of Operating Profit and Positive Cash Flow EX-99.1 2 ftek-20180630xex991.htm EXHIBIT 99.1 CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2018 SECOND QUARTER FINANCIAL RESULTS Reiterates 2018 Outlook of Increased Revenue and the Generation of Operating Profit and Positive Cash Flow Q2 2018 Overview • Revenues rose
August 13, 2018	10-Q	FTEK / Fuel-Tech, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL TECH,
August 13, 2018	EX-10.1	Tenth Amendment to Continuing Guaranty, dated as of June 29, 2018, between JPMorgan Chase Bank, N.A., JP Chase Bank (China) Company Limited and Fuel Tech, Inc TENTH AMENDMENT TO CONTINUING GUARANTY This Tenth Amendment to Continuing Guaranty (this “Amendment”), is made and entered into and is effective as of June 29, 2018 (the “Effective Date”), between Fuel Tech, Inc.
August 13, 2018	EX-10.2	11th Amendment to Credit Agreement, dated as of May 15, 2018, between JPMorgan Chase Bank, N.A. and Fuel Tech, Inc. JPMORGAN CHASE BANK, N.A. ELEVENTH AMENDMENT TO CREDIT AGREEMENT THIS ELEVENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of May 15, 2018 and is by and between FUEL TECH INC., a Delaware corporation (the “Borrower”), the Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., a national banking association (“Lender”). WHEREAS, Lender and the Loan Parties are parties to a Credit
May 21, 2018	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-565755
May 9, 2018	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657551
May 9, 2018	EX-99.1	FUEL TECH REPORTS 2018 FIRST QUARTER FINANCIAL RESULTS Reiterates 2018 Outlook of Higher Total Revenues, Profitable Operations, and Positive Cash Flow EX-99.1 2 ftek-20180331xex991.htm EXHIBIT 99.1 CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2018 FIRST QUARTER FINANCIAL RESULTS Reiterates 2018 Outlook of Higher Total Revenues, Profitable Operations, and Positive Cash Flow Q1 2018 Overview • Revenues rose 50.6% to $12
May 9, 2018	10-Q	FTEK / Fuel-Tech, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL TECH,
March 26, 2018	DEF 14A	FTEK / Fuel-Tech, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 26, 2018	EX-99.1	1 March 2018 Investor Presentation 2 Safe Harbor NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation contains “forward-looking statements” as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are made pursuant t EX-99.1 2 ftekmarch2018slides.htm EXHIBIT 99.1 1 March 2018 Investor Presentation 2 Safe Harbor NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation contains “forward-looking statements” as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 and reflect Fuel T
March 26, 2018	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 26, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 12, 2018	8-K	Current Report United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 12, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-5657
March 12, 2018	EX-99.1	FUEL TECH REPORTS 2017 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Company Returned to Operating Profitability in Q4 2017, Driven by Higher Revenues and Positive Effect of Previously Announced Cost Containment Initiatives CONTACT: James M. Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2017 FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Company Returned to Operating Profitability in Q4 2017, Driven by Higher Revenues and Positive Effect of Previously Announced Cost Containment Initiatives Q4 2017 Overv
March 12, 2018	EX-10.17	Tenth Amendment to Credit Agreement, dated as of January 10, 2018, between JPMorgan Chase Bank, N.A. and Fuel Tech, Inc. JPMORGAN CHASE BANK, N.A. TENTH AMENDMENT TO CREDIT AGREEMENT THIS TENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of January 10, 2018 and is by and between FUEL TECH INC., a Delaware corporation (the “Borrower”), the Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., a national banking association (“Lender”). WHEREAS, Lender and the Loan Parties are parties to a Credit A
March 12, 2018	EX-10.25	2018 Corporate Incentive Plan of Fuel Tech, Inc. FUEL TECH, INC. 2018 Corporate Incentive Plan 1. THE PLAN 1.1 Objectives. This Corporate Incentive Plan of Fuel Tech, Inc. a Delaware corporation (the “Company”) is designed to provide Eligible Employees with an annual cash bonus incentive based on both Company financial results and, to the extent and in the manner set forth in Sections 3 and 4 below, the applicable Eligible Employee’s overall job
March 12, 2018	EX-10.27	2018 Fuel Tech, Inc. FUEL CHEM Officer Sales Commission Plan FUEL TECH, INC. 2018 FUEL CHEM® Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2018 FUEL CHEM Officer Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States and Canada. Th
March 12, 2018	EX-10.35	Employment Agreement, dated March 9, 2018, between James M. Pach and Fuel Tech, Inc. FUEL TECH, INC. EMPLOYMENT AGREEMENT - GENERAL This Employment Agreement (“Agreement”) is made as of March 9, 2018 between Fuel Tech, Inc., a Delaware corporation (the "Company") with offices at 27601 Bella Vista Parkway, Warrenville, Illinois 60555 , and James M. Pach ("Employee"). The Company is a leader in air pollution control and the development and use of specialty chemicals for improving th
March 12, 2018	EX-10.23	2017 Executive Officer Plan of Fuel Tech, Inc. FUEL TECH, INC. 2017 Executive Officer Incentive Plan 1.THE PLAN 1.1 Objectives. The Executive Officer Incentive Plan (“EOIP”) of Fuel Tech, Inc., a Delaware corporation, (the “Company”), is designed to provide each Participant with financial incentives based upon Company financial results, measured in terms of Adjusted EBITDA, Revenues and APC Bookings. The EOIP is an annual bonus plan based on t
March 12, 2018	EX-10.26	2017 Fuel Tech, Inc. FUEL CHEM Officer Sales Commission Plan FUEL TECH, INC. 2017 FUEL CHEM® Officer Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2017 FUEL CHEM Officer Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales for the sale of products and services relating to its FUEL CHEM line of business for sales occurring in the United States and Canada. Th
March 12, 2018	EX-10.29	2018 Fuel Tech, Inc. APC Officer and NSM Sales Commission Plan FUEL TECH, INC. 2018 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2018 Air Pollution Control (“APC”) Officer and NSM Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of products and services relating to its APC line of bus
March 12, 2018	EX-10.28	2017 Fuel Tech, Inc. APC Officer and NSM Sales Commission Plan FUEL TECH, INC. 2017 APC Officer and NSM Commission Plan 1. OBJECTIVE; EFFECTIVE DATE 1.1. Objective. This 2017 Air Pollution Control (“APC”) Officer and NSM Commission Plan (“Plan”) describes the terms upon which Fuel Tech, Inc. (“Fuel Tech”) will compensate its Senior Vice President, Sales and its National Sales Manager, Sales for the sale of products and services relating to its APC line of bus
March 12, 2018	10-K	FTEK / Fuel-Tech, Inc. 10-K (Annual Report) Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33059 Fuel Tech,
March 9, 2018	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 8, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-56575
March 9, 2018	EX-99.1	FUEL TECH NAMES SHARON L. JONES TO BOARD OF DIRECTORS CONTACT: Jim Pach Devin Sullivan Principal Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc.
March 2, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2018 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Number) 20-
November 13, 2017	8-K	Current Report Document United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2017 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Num
November 13, 2017	EX-99.1	FUEL TECH REPORTS 2017 THIRD QUARTER FINANCIAL RESULTS Revenues Rise, Operating Performance Improves; Company Reiterates 2017 Outlook Exhibit CONTACT: Jim Pach Devin Sullivan Acting Principal Financial Officer Senior Vice President and Controller The Equity Group Inc.
November 13, 2017	10-Q	FTEK / Fuel-Tech, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended September 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL T
November 7, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Num
October 5, 2017	8-K	Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 5, 2017 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Numbe
October 5, 2017	EX-99.1	FUEL TECH REGAINS COMPLIANCE WITH NASDAQ LISTING REQUIREMENT EX-99.1 2 sharepriceresolution.htm EXHIBIT 99.1 CONTACT: David S. Collins Devin Sullivan Chief Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FUEL TECH REGAINS COMPLIANCE WITH NASDAQ LISTING REQUIREMENT WARRENVILLE, Ill., October 5, 2017 – Fuel Tech, Inc. (NASDAQ: FTEK) (or “the Company”), a world leader in advanced engineering solutions for the optimiz
September 20, 2017	EX-99.1	1 September 2017 Investor Presentation 2 Safe Harbor NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation contains “forward-looking statements” as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are made pursua ftekseptember2017slides 1 September 2017 Investor Presentation 2 Safe Harbor NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation contains ?forward-looking statements? as defined in Section 21E of the Securities Exchange Act of 1934, as amended, which are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 and reflect Fuel Tech?s current expectations regarding future growth, results of operations, cash flows, performance and business prospects, and opportunities, as well as assumptions made by, and information currently available to, our management.
September 20, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2017 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File N
August 14, 2017	EX-99.1	FUEL TECH REPORTS 2017 SECOND QUARTER FINANCIAL RESULTS Forecasts Improving Operating Performance for Second Half of 2017 Exhibit CONTACT: David S. Collins Devin Sullivan Chief Financial Officer Senior Vice President (630) 845-4500 The Equity Group Inc. (212) 836-9608 FOR IMMEDIATE RELEASE FUEL TECH REPORTS 2017 SECOND QUARTER FINANCIAL RESULTS Forecasts Improving Operating Performance for Second Half of 2017 WARRENVILLE, Ill., August 14, 2017 - Fuel Tech, Inc. (NASDAQ: FTEK) , a world leader in advanced engineering
August 14, 2017	8-K	Fuel-Tech 8-K (Current Report/Significant Event) Document United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2017 FUEL TECH, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33059 (Commission File Numbe
August 14, 2017	10-Q	FTEK / Fuel-Tech, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to. Commission file number: 001-33059 FUEL TECH,
August 14, 2017	EX-10.1	JPMORGAN CHASE BANK, N.A. NINTH AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 ftek-20170630xex101.htm EXHIBIT 10.1 JPMORGAN CHASE BANK, N.A. NINTH AMENDMENT TO CREDIT AGREEMENT THIS NINTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of April 30, 2017 and is by and between FUEL TECH INC., a Delaware corporation (the “Borrower”), the Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., a national banking association (“Lender”). WHEREAS, Lender a

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