Основная статистика
| LEI | 549300AVGXLDWYMI4298 |
| CIK | 1758057 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Luminar Technologies, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 22, 2025 |
As filed with the Securities and Exchange Commission on August 22, 2025 As filed with the Securities and Exchange Commission on August 22, 2025 Registration No. |
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| August 22, 2025 |
Exhibit 10.2 PLACEMENT AGENCY AGREEMENT May 19, 2025 Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 Attn: Thomas Fennimore, Chief Financial Officer Dear Mr. Fennimore: This letter (the “Agreement”) constitutes the agreement between D. Boral Capital LLC (the “Placement Agent”) and Luminar Technologies, Inc., a Delaware corporation (the “Company”), that the Placeme |
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| August 13, 2025 |
Form of Note Repurchase Agreement Exhibit 10.4 FORM OF LUMINAR TECHNOLOGIES, INC. NOTE REPURCHASE AGREEMENT May [], 2025 The undersigned set forth on Exhibit A hereto (each, a “Holder”) enters into this Note Repurchase Agreement (this “Agreement”) with Luminar Technologies, Inc., a Delaware corporation (the “Company”), as of the date first written above, whereby the Holders will sell to the Company, and the Company will purchase f |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 13, 2025 |
Form of Securities Exchange Agreement Exhibit 10.3 FORM OF LUMINAR TECHNOLOGIES, INC. SECURITIES EXCHANGE AGREEMENT May [], 2025 The undersigned set forth on Exhibit A hereto (each, a “Holder”) enters into this Securities Exchange Agreement (this “Agreement”) with Luminar Technologies, Inc., a Delaware corporation (the “Company”), as of the date first written above whereby the Holders will exchange outstanding 1.25% convertible senior |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commiss |
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| August 12, 2025 |
Exhibit 99.1 Luminar Reports Q2’25 Financials Luminar advances key auto customer milestones in Q2 and pursues growth opportunities in commercial markets Exits non-core data and insurance businesses to drive cost reductions and operational discipline Orlando, Fla. — August 12, 2025 — Today, Luminar (NASDAQ: LAZR), a leading global automotive technology company, provided its quarterly business updat |
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| July 29, 2025 |
As filed with the Securities and Exchange Commission on July 28, 2025 As filed with the Securities and Exchange Commission on July 28, 2025 Registration No. |
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| July 29, 2025 |
1,600,000 Shares LUMINAR TECHNOLOGIES, INC. Class A Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus dated April 4, 2025) File No. |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissio |
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| July 29, 2025 |
Calculation of Filing Fee Tables S-3 Luminar Technologies, Inc./DE Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effec |
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| July 28, 2025 |
Form of Notice of Restricted Stock Unit Award and Agreement – Time-Based Vesting. Exhibit 99.1 LUMINAR TECHNOLOGIES, INC. NOTICE OF RESTRICTED STOCK UNIT AWARD Unless otherwise defined herein, the terms defined in the Luminar Technologies, Inc. (the “Company”) Amended and Restated 2020 Equity Incentive Plan (the “Plan”) shall have the same meanings in this Notice of Restricted Stock Unit Award (the “Notice”), except to the extent defined in that certain employment agreement by |
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| July 28, 2025 |
As filed with the Securities and Exchange Commission on July 28, 2025 Registration No. |
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| July 28, 2025 |
As filed with the Securities and Exchange Commission on July 28, 2025 Registration No. |
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| July 28, 2025 |
Form of Notice of Restricted Stock Unit Award and Agreement – Performance-Based Vesting Exhibit 99.3 LUMINAR TECHNOLOGIES, INC. NOTICE OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD Unless otherwise defined herein, the terms defined in the Luminar Technologies, Inc. (the “Company”) Amended and Restated 2020 Equity Incentive Plan (the “Plan”) shall have the same meanings in this Notice of Performance-Based Restricted Stock Unit Award (the “Notice”), except to the extent defined in t |
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| July 28, 2025 |
Form of Notice of Restricted Stock Unit Award and Agreement – Fully Vested. Exhibit 99.2 LUMINAR TECHNOLOGIES, INC. NOTICE OF RESTRICTED STOCK UNIT AWARD Unless otherwise defined herein, the terms defined in the Luminar Technologies, Inc. (the “Company”) Amended and Restated 2020 Equity Incentive Plan (the “Plan”) shall have the same meanings in this Notice of Restricted Stock Unit Award (the “Notice”), except to the extent defined in that certain employment agreement by |
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| July 28, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Luminar Technologies, Inc. |
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| July 28, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Luminar Technologies, Inc. |
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| July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT LUMINAR TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38791 (State or other jurisdiction of incorporation) (Commission File Number) 2603 Discovery Drive, Suite 100, Orlando, Florida 32826 (Address of Principal Executive Offices) (Zip Code) Alexander |
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| May 30, 2025 |
Exhibit 1.01 Luminar Technologies, Inc. Conflict Minerals Report For the Reporting Period January 1, 2024 to December 31, 2024 This Conflict Minerals Report (“CMR”) has been prepared by Luminar Technologies, Inc. (herein referred to, alternatively, as “Luminar,” “we,” “our” and “us”). This CMR for the reporting period January 1, 2024 to December 31, 2024 is presented to comply with the final confl |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorp |
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| May 27, 2025 |
Employment Agreement, dated May 26, 2025, by and between Luminar Technologies, Inc. and Paul Ricci. EXHIBIT 10.1 May 26, 2025 Paul Ricci Via Email Re: EXECUTIVE EMPLOYMENT AGREEMENT Dear Paul: On behalf of Luminar Technologies, Inc., a Delaware corporation (the “Company”), I am very pleased to offer you a position as Chief Executive Officer. We are excited about you joining us and look forward to a beneficial and productive relationship. This Employment Agreement (the “Agreement”) between you (r |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 23, 2025 |
Luminar Improves Capital Structure with Repurchase of $50M in 2026 Convertible Senior Notes Exhibit 99.1 Luminar Improves Capital Structure with Repurchase of $50M in 2026 Convertible Senior Notes ORLANDO, Fla. – May 23, 2025 – Luminar Technologies (NASDAQ: LAZR), a leading global automotive technology company, today announced it has entered into separate, individually negotiated private agreements with certain holders of its outstanding 1.25% Convertible Senior Notes due 2026 to acquire |
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| May 22, 2025 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus dated April 4, 2025) File No. |
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| May 22, 2025 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK OF LUMINAR TECHNOLOGIES, INC. I, Thomas J. Fennimore, hereby certify that I am the Chief Financial Officer of Luminar Technologies, Inc. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the authority expressly |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 21, 2025 |
Luminar Obtains $200 Million Capital Commitment to Bolster Balance Sheet & Liquidity Exhibit 99.1 Luminar Obtains $200 Million Capital Commitment to Bolster Balance Sheet & Liquidity ORLANDO, Fla. – May 21, 2025 – Luminar Technologies (NASDAQ: LAZR), a leading global automotive technology company, today announced it has entered into a definitive agreement with YA II PN, Ltd., an investment fund managed by Yorkville Advisors Global, and another accredited investor to issue up to $2 |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 21, 2025 |
Exhibit 3.1 FORM OF CERTIFICATE OF DESIGNATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK OF LUMINAR TECHNOLOGIES, INC. I, Thomas J. Fennimore, hereby certify that I am the Chief Financial Officer of Luminar Technologies, Inc. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the authority ex |
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| May 21, 2025 |
Exhibit 10.1 CERTAIN INFORMATION IN THIS EXHIBIT, MARKED BY [***], HAS BEEN EXCLUDED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. CERTAIN PERSONAL INFORMATION IN THIS EXHIBIT, MARKED BY [XXXXX], HAS BEEN EXCLUDED. SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 19, 2025, is by and among Lu |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 20, 2025 |
exhibit101 Exhibit 10.1 FORM OF LUMINAR TECHNOLOGIES, INC. SECURITIES EXCHANGE AGREEMENT March [], 2025 The undersigned set forth on Exhibit A hereto (each, a “Holder”) enters into this Securities Exchange Agreement (this “Agreement”) with Luminar Technologies, Inc., a Delaware corporation (the “Company”), as of the date first written above whereby the Holders will exchange outstanding 1.25% conve |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: March 31, 2025 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Perio |
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| May 15, 2025 |
Luminar Announces Leadership Transition Paul Ricci Appointed CEO Exhibit 99.1 Luminar Announces Leadership Transition Paul Ricci Appointed CEO Orlando (May 14, 2025) – Luminar Technologies, Inc. (Nasdaq: LAZR), a leading global automotive technology company, today announced that the Luminar Board of Directors (the “Board”) has appointed Paul Ricci to the role of CEO to be effective on or about May 21, 2025. Mr. Ricci previously served as Chairman and CEO of Nua |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 14, 2025 |
Exhibit 99.1 Luminar Shares New Operating Plan & Reports Strong Q1’25 Financials Unified Product Architecture Creates New Global LiDAR Standard with Top OEMs & Streamlines Business Production LiDAR Shipments Up 50% QoQ; Continued OpEx Improvement QoQ Orlando, Fla. — May 14, 2025 — Today, Luminar (NASDAQ: LAZR), a leading global automotive technology company, shared an updated strategic plan for it |
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| May 14, 2025 |
Operating Plan, Go-Forward Strategy & Q1’25 Business Update May 14, 2025 Forward-looking statements This presentation of Luminar Technologies, Inc. |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-3 |
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| April 4, 2025 |
Filed Pursuant to Rule 424(b)(5) File No. 333-279118 PROSPECTUS Up to $209,000,000* LUMINAR TECHNOLOGIES, INC. EQUITY FINANCING PROGRAM Class A Common Stock *Comprised of $134,000,000 of Class A Common Stock covered by previously filed prospectus supplements relating to our Equity Financing Program and $75,000,000 of new Class A Common Stock to extend our Equity Financing Program We have entered i |
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| April 2, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-251657 AMENDED PROSPECTUS SUPPLEMENT NO. 1 TO PROSPECTUS DATED MARCH 8, 2022 OF LUMINAR TECHNOLOGIES, INC. RELATING TO UP TO 12,083,188 SHARES OF CLASS A COMMON STOCK UP TO 1,333,331 SHARES OF CLASS A COMMON STOCK ISSUABLE UPON EXERCISE OF WARRANTS AND UP TO 444,444 WARRANTS This prospectus supplement (this “Supplement”), supplements the prospe |
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| April 1, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Luminar Technologies, Inc. |
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| April 1, 2025 |
As filed with the Securities and Exchange Commission on April 1, 2025 As filed with the Securities and Exchange Commission on April 1, 2025 Registration No. |
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| April 1, 2025 |
As filed with the Securities and Exchange Commission on April 1, 2025 Registration No. |
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| April 1, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS SUPPLEMENT NO. 1 TO PROSPECTUS DATED MARCH 8, 2022 OF LUMINAR TECHNOLOGIES, INC. RELATING TO UP TO 12,083,188 SHARES OF CLASS A COMMON STOCK UP TO 1,333,331 SHARES OF CLASS A COMMON STOCK ISSUABLE UPON EXERCISE OF WARRANTS AND UP TO 444,444 WARRANTS This prospectus supplement (this “Supplement”), supplements the prospectus dat |
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| April 1, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3ASR (Form Type) Luminar Technologies, Inc. |
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| April 1, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| April 1, 2025 |
Letter from Deloitte & Touche LLP, dated March 31, 2025 Exhibit 16.1 March 31, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Luminar Technologies, Inc.’s Form 8-K dated March 31, 2025, and have the following comments: 1. We agree with the statements made in Item 4.01(a) Dismissal of Independent Registered Public Accounting Firm. 2. We have no basis on which to agree or |
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| March 28, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3ASR (Form Type) Luminar Technologies, Inc. |
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| March 28, 2025 |
Exhibit 21.1 Subsidiaries of Luminar Technologies, Inc. Name of Subsidiary Jurisdiction of Organization Luminar, LLC Delaware Luminar Semiconductor, Inc. Delaware BFE Acquisition Sub II, LLC (dba Black Forest Engineering) Delaware OptoGration, Inc. Delaware Freedom Photonics, LLC California Condor Acquisition Sub I, Inc. Delaware Condor Acquisition Sub II, Inc. Delaware Luminar Limited Cayman Isla |
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| March 28, 2025 |
Exhibit 24.3 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Thomas J. Fennimore and Alexander Fishkin, and each or any of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) and supplemen |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorp |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38791 LUMINAR TECHNOL |
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| March 28, 2025 |
Exhibit 4.4 of our Annual Report on Form 10-K filed with the SEC on March 28, 2025 Exhibit 4.4 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to Luminar Technologies, Inc.’s Second Amended and Restated Certificate of Incorporation, as |
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| March 28, 2025 |
As filed with the Securities and Exchange Commission on March 27, 2025 As filed with the Securities and Exchange Commission on March 27, 2025 Registration No. |
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| March 28, 2025 |
Luminar Technologies, Inc. Insider Trading Policy Exhibit 19.1 1 LUMINAR TECHNOLOGIES, INC. INSIDER TRADING POLICY (As Amended Effective March 17, 2023) The Board of Directors of Luminar Technologies, Inc. (the “Company”) has adopted this Insider Trading Policy (the “Policy”), to provide guidelines to all directors, officers, and employees of the Company with respect to trading in the Company’s securities, as well as the securities of publicly tr |
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| March 28, 2025 |
Amendment to Executive Compensation Letter Agreement Exhibit 10.24 LUMINAR TECHNOLOGIES, INC. AMENDMENT TO EXECUTIVE COMPENSATION LETTER AGREEMENT This document (the "Amendment") amends the Executive Compensation Letter Agreement dated November 7, 2023 (the “Agreement”) between Tom Fennimore ("Executive") and Luminar Technologies, Inc. (the "Company"). Any capitalized terms used in this Amendment and not otherwise defined herein shall have the meani |
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| March 28, 2025 |
ower of Attorney (Shaun Maguire, P Exhibit 24.2 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Thomas J. Fennimore and Alan Prescott, and each or any of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) and supplements t |
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| March 28, 2025 |
Transition and Separation Agreement, dated December 12, 2024, between Alan Prescott and the Company. Exhibit 10.23 December 12, 2024 Via Email Alan Prescott [email protected] Re: Transition and Separation Agreement Dear Al: This letter (the “Agreement”), effective as of December 12, 2024 (the “Effective Date”) confirms the agreement between you and Luminar Technologies, Inc. (“Luminar” or the “Company”) regarding the transition and end of your employment with the Company and the resolution of an |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| March 20, 2025 |
a2025-03x20xlazrq42024p Q4’24 Business Update March 20, 2025 Creating advanced LiDAR and software[1] to enable the world’s safest and smartest vehicles. |
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| March 20, 2025 |
Exhibit 99.1 Luminar Reports Strong Q4’24 Business Update & Financials Q4 Revenue Up 45% QoQ, Exceeding Forecasts; Gross Margin & OpEx Improvements Secured New Contract with Industrial OEM & Luminar Halo Development Contract for Leading Auto OEM Orlando, Fla. — March 20, 2025 — Today, Luminar (NASDAQ: LAZR), a leading global automotive technology company, provided its quarterly business update and |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2025 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commis |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| November 22, 2024 |
luminartechnologiesinc-d Delaware The First State Page 1 7034489 8100 Authentication: 204925285 SR# 20244268162 Date: 11-20-24 You may verify this certificate online at corp. |
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| November 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2024 |
exhibit992toform111224xq Q3’24 Business Update November 2024 © 2024 Luminar Technologies, Inc. |
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| November 12, 2024 |
exhibit993toform111124q3 1 Transcript of Luminar Technologies, Inc. Q3 2024 Earnings Webcast, November 11, 2024 Yarden Amsalem Welcome, everyone, to Luminar’s Third Quarter of 2024 Business Update call. My name is Yarden Amsalem and I am Luminar’s Senior Manager of Investor Relations, covering for Aileen Smith while she is on maternity leave. With me today are Austin Russell, Luminar’s Founder & C |
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| November 12, 2024 |
November 11, 2024 Luminar Expands Business with Two Global Automakers and Reports Third Quarter 2024 Business Update Announces new business, ramps production with Volvo Cars, and generates first Luminar Halo point cloud ORLANDO, Fla. |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2024 ¨Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Per |
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| November 1, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commis |
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| October 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commis |
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| October 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| October 18, 2024 |
LAZR / Luminar Technologies, Inc. / WOLVERINE ASSET MANAGEMENT LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Luminar Technologies, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 550424105 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d |
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| September 23, 2024 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Comm |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commiss |
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| August 30, 2024 |
Amended and Restated By-Laws of the Company (as amended on August 28, 2024). LUMINAR TECHNOLOGIES, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Adopted and Effective December 2, 2020 and As Amended March 17, 2023 and As Amended August 28, 2024 TABLE OF CONTENTS Page -i- ARTICLE I STOCKHOLDERS .................................................................................................... 1 1.1 Annual Meetings ............................................ |
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| August 8, 2024 |
exhibit41-firstlieninden Execution Version LUMINAR TECHNOLOGIES, INC., as Issuer, THE SUBSIDIARY GUARANTORS PARTY HERETO, as Guarantors, and GLAS TRUST COMPANY LLC, as Trustee and Collateral Agent FIRST LIEN INDENTURE Dated as of August 8, 2024 Floating Rate Senior Secured Notes due 2028 - i - TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction .................................... |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 8, 2024 |
Form of Purchase Agreement, dated August 6, 2024, by and between the Company and the Purchasers. exhibit104-formofpurchas LUMINAR TECHNOLOGIES, INC. PURCHASE AGREEMENT August 6, 2024 The undersigned set forth on Exhibit A hereto (each, a “Purchaser”), enters into this Purchase Agreement (this “Agreement”) with Luminar Technologies, Inc. (the “Company”) and the subsidiaries of the Company set forth on the signature page hereto as Guarantors (the “Guarantors”), as of the date first written abov |
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| August 8, 2024 |
exhibit42-secondlienconv Execution Version LUMINAR TECHNOLOGIES, INC., as Issuer, THE SUBSIDIARY GUARANTORS PARTY HERETO, as Guarantors, and GLAS TRUST COMPANY LLC, as Trustee and Collateral Agent SECOND LIEN INDENTURE Dated as of August 8, 2024 9.0% Convertible Second Lien Senior Secured Notes due 2030 11.5% Convertible Second Lien Senior Secured Notes due 2030 - i - TABLE OF CONTENTS Page ARTICL |
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| August 8, 2024 |
Up to $50,000,000 LUMINAR TECHNOLOGIES, INC. EQUITY FINANCING PROGRAM Class A Common Stock Filed Pursuant to Rule 424(b)(5) File No. 333-279118 PROSPECTUS SUPPLEMENT (To Prospectus dated May 3, 2024) Up to $50,000,000 LUMINAR TECHNOLOGIES, INC. EQUITY FINANCING PROGRAM Class A Common Stock We have entered into a Financing Agreement (the “Agreement”) with Virtu Americas LLC, or Virtu, which we refer to as the sales agent, relating to shares of our Class A common stock offered by this pro |
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| August 8, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Luminar Technologies, Inc./DE Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effec |
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| August 8, 2024 |
Form of Exchange Agreement, dated August 6, 2024, by and between the Company and the Holders. exhibit103-formofexchang LUMINAR TECHNOLOGIES, INC. EXCHANGE AGREEMENT August 6, 2024 The undersigned set forth on Exhibit A hereto (each, a “Holder”), enters into this Exchange Agreement (this “Agreement”) with Luminar Technologies, Inc. (the “Company”) and the subsidiaries of the Company set forth on the signature page hereto as Guarantors (the “Guarantors”), as of the date first written above w |
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| August 6, 2024 |
Exhibit 99.1 Luminar Bolsters Balance Sheet & Reports Second Quarter 2024 Business Update Restructures $422 Million of Debt with Convertible Exchange & Raises $100 Million of New Capital Orlando, Fla. — August 6, 2024 — Today, Luminar (NASDAQ: LAZR), a leading global automotive technology company, provided its quarterly business update and financial results for the second quarter of 2024. Luminar |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| June 7, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Luminar Technologies, Inc. |
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| June 7, 2024 |
As filed with the Securities and Exchange Commission on June 7, 2024 Registration No. |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT LUMINAR TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38791 (State or other jurisdiction of incorporation) (Commission File Number) 2603 Discovery Drive, Suite 100, Orlando, Florida 32826 (Address of Principal Executive Offices) (Zip Code) Alan Pres |
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| May 31, 2024 |
Exhibit 1.01 Luminar Technologies, Inc. Conflict Minerals Report For the Reporting Period January 1, 2023 to December 31, 2023 This Conflict Minerals Report (“CMR”) has been prepared by Luminar Technologies, Inc. (herein referred to, alternatively, as “Luminar,” “we,” “our” and “us”). This CMR for the reporting period January 1, 2023 to December 31, 2023 is presented to comply with the final confl |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 7, 2024 |
a2024-05x07xq124shareho Quarterly Business Update Q1 2024 Please see Legal Notices at the end of this report for explanation of Forward-Looking Statements and important cautions. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 3, 2024 |
Financing Agreement, dated May 3, 2024, by and between the Company and Virtu Americas LLC. Exhibit 1.3 LUMINAR TECHNOLOGIES, INC. Class A Common Stock (par value $0.0001 per share) Financing Agreement May 3, 2024 Virtu Americas LLC 1633 Broadway New York, NY 10019 Ladies and Gentlemen: Luminar Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Virtu Americas LLC (the “Agent”) as set forth below, for the purpose of establishing a fi |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 3, 2024 As filed with the Securities and Exchange Commission on May 3, 2024 Registration No. |
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| May 3, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3ASR (Form Type) Luminar Technologies, Inc. |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| February 28, 2024 |
Exhibit 21.1 Subsidiaries of Luminar Technologies, Inc. Name of Subsidiary Jurisdiction of Organization Luminar, LLC Delaware Luminar Semiconductor, Inc. Delaware BFE Acquisition Sub II, LLC (dba Black Forest Engineering) Delaware OptoGration, Inc. Delaware Freedom Photonics, LLC California Condor Acquisition Sub I, Inc. Delaware Condor Acquisition Sub II, Inc. Delaware Luminar Limited Cayman Isla |
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| February 28, 2024 |
Exhibit 10.18 November 7, 2023 Tom Fennimore, via email Dear Tom: Luminar Technologies, Inc. (“Luminar” or the “Company”) recognizes your hard work and commitment to the Company and subject to the approval from the Compensation Committee of the Board of Directors (the “Committee”) Luminar is rewarding you with the modifications to your compensation as set forth in this letter agreement (the “Agree |
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| February 28, 2024 |
Exhibit 10.20 NON-RECOURSE LOAN AND SECURITIES PLEDGE AGREEMENT BETWEEN THE ST. JAMES BANK & TRUST COMPANY LTD. AND LUMINAR TECHNOLOGIES, INC. TABLE OF CONTENTS ARTICLE I DEFINITIONS ................................................................................................................. 1 1.1 Definitions ..................................................................................... |
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| February 28, 2024 |
Exhibit 4.4 of our Annual Report on Form 10-K filed with the SEC on February 28, 2024 Exhibit 4.4 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to Luminar Technologies, Inc.’s Second Amended and Restated Certificate of Incorporation, as |
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| February 28, 2024 |
Exhibit 10.19 November 7, 2023 Alan Prescott, via email Dear Alan: Luminar Technologies, Inc. (“Luminar” or the “Company”) recognizes your hard work and commitment to the Company and subject to the approval from the Compensation Committee of the Board of Directors (the “Committee”) Luminar is rewarding you with the modifications to your compensation as set forth in this letter agreement (the “Agre |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38791 LUMINAR TECHNOL |
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| February 28, 2024 |
Luminar Technologies, Inc. Compensation Recovery Policy Exhibit 97.1 Luminar Technologies, Inc. Amended and Restated Clawback Policy Adopted Effective June 7, 2022 Amended and Restated Effective August 24, 2023 1.Recoupment If Luminar Technologies, Inc. (the “Company”) is required to undertake a Restatement, then the Board (a) will seek to recover, reasonably promptly, all Qualifying Incentive Compensation from each Covered Person who is or at any rele |
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| February 28, 2024 |
Exhibit 10.21 NON-RECOURSE LOAN AND SECURITIES PLEDGE AGREEMENT BETWEEN THE ST. JAMES BANK & TRUST COMPANY LTD. AND LUMINAR TECHNOLOGIES, INC. TABLE OF CONTENTS ARTICLE I DEFINITIONS ................................................................................................................. 1 1.1 Definitions ..................................................................................... |
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| February 28, 2024 |
Exhibit 3.2 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LUMINAR TECHNOLOGIES, INC. The undersigned, Austin Russell, hereby certifies that: 1.He is the duly elected and acting President and Chief Executive Officer of Luminar Technologies, Inc., a Delaware corporation (the “Corporation”). 2.The name of the Corporation is Luminar Technologies, Inc. The |
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| February 27, 2024 |
q423shareholderletter-fi Quarterly Business Update Q4 2023 Please see Legal Notices at the end of this report for explanation of Forward-Looking Statements and important cautions. |
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| February 27, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| February 13, 2024 |
LAZR / Luminar Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Luminar Technologies, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 550424105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Sched |
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| November 13, 2023 |
8,612,219 Shares LUMINAR TECHNOLOGIES, INC. Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262250 PROSPECTUS SUPPLEMENT (To Prospectus dated February 3, 2022) 8,612,219 Shares LUMINAR TECHNOLOGIES, INC. Class A Common Stock We are issuing 8,612,219 shares of our Class A common stock in payment to certain vendors for services rendered or other payment obligations over the next several fiscal quarters under contractual arrang |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 9, 2023 |
Luminar Technologies, Inc. Amended and Restated Director Compensation Policy. Exhibit 10.1 LUMINAR TECHNOLOGIES, INC. AMENDED AND RESTATED DIRECTOR COMPENSATION POLICY Adopted and approved on March 24, 2021 Amended and restated on September 26, 2023 Each member of the Board of Directors (the “Board”) of Luminar Technologies, Inc. (the “Company”) who is not an employee of the Company (each such member, an “Outside Director”) will receive the compensation described in this Am |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commis |
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| November 8, 2023 |
a2023-11x08xluminarq3x20 Quarterly Business Update Q3 2023 Please see Legal Notices at the end of this report for explanation of Forward-Looking Statements and important cautions. |
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| November 8, 2023 |
Exhibit 99.1 Luminar Reports Third Quarter 2023 Business Update and Financials Successfully Passed Volvo Cars ‘Run at Rate’ Leading up to Start of Production QoQ Free Cash Flow Improvement Demonstrates Inflection Towards Profitability Orlando, Fla. — November 8, 2023 — Today Luminar (NASDAQ: LAZR), a leading global automotive technology company, provided its quarterly business update and financial |
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| September 8, 2023 |
Luminar Technologies, Inc. 3,818,749 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-270151 PROSPECTUS Luminar Technologies, Inc. 3,818,749 Shares of Class A Common Stock This prospectus relates to the potential offer and sale from time to time by the selling stockholders (which term as used in this prospectus, includes its respective transferees, pledgees, distributees, donees, and successors–in–interest) named herein of up to |
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| September 6, 2023 |
LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 September 6, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Eranga Dias Re: Luminar Technologies, Inc. Registration Statement on Form S-3 File No. 333-270151 Ladies and Gentlemen: Pursuant to Rule 461 under |
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| August 9, 2023 |
As filed with the Securities and Exchange Commission on August 9, 2023 As filed with the Securities and Exchange Commission on August 9, 2023 Registration No. |
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| August 9, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Luminar Technologies, Inc. |
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| August 9, 2023 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 9, 2023 is entered into by and among Luminar Technologies, Inc., a Delaware corporation (“Luminar”), PlusAI, Inc., a Delaware corporation (“PlusAI”), and Plus Automation, Inc., a Delaware corporation (“Plus Automation,” and together with PlusAI, “Plus”). Certain capitalized terms ar |
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| August 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 8, 2023 |
Exhibit 99.1 Luminar Reports Strong Second Quarter 2023 Business Update and Financials On Track to Meet/Beat All 2023 Company Milestones and Financial Guidance Q2 Revenue & EPS Exceed Guidance; Revenue Up 63% Year-over-Year Orlando, Fla. — August 8, 2023 — Today Luminar (NASDAQ: LAZR), a leading global automotive technology company, provided its quarterly business update and financial results for |
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| June 9, 2023 |
Luminar Technologies, Inc. Executive Incentive Bonus Plan. Exhibit 10.1 LUMINAR TECHNOLOGIES, INC. EXECUTIVE INCENTIVE BONUS PLAN 1.PURPOSE The purpose of the Luminar Technologies, Inc. Executive Incentive Bonus Plan (as amended from time to time, the “Plan”) is to motivate and reward eligible employees for their contributions toward the achievement of certain Performance Goals (as defined below) by Luminar Technologies, Inc. (together with its subsidiari |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| June 9, 2023 |
As filed with the Securities and Exchange Commission on June 9, 2023 As filed with the Securities and Exchange Commission on June 9, 2023 Registration No. |
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| June 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Luminar Technologies, Inc. |
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| June 9, 2023 |
Luminar 401(k) of Luminar Technologies, Inc. Exhibit 99.1 PRE-APPROVED DEFINED CONTRIBUTION PLAN (PROFIT SHARING/401(K) PLAN) A FIDELITY PRE-APPROVED PLAN Adoption Agreement No. 001 For use With Fidelity Basic Plan Document No. 17 FMR LLC and its affiliates do not provide tax or legal advice. Nothing herein or in any attachments hereto should be construed, or relied upon, as tax or legal advice. IRS CIRCULAR 230 DISCLOSURE: To the extent thi |
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| June 9, 2023 |
As filed with the Securities and Exchange Commission on June 9, 2023 As filed with the Securities and Exchange Commission on June 9, 2023 Registration No. |
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| June 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Luminar Technologies, Inc. |
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| May 17, 2023 |
LAZR / Luminar Technologies Inc - Class A / Russell Austin - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) * LUMINAR TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 550424 105 (CUSIP Number) Austin Russell c/o Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, FL 32826 (407) 900-52 |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 10, 2023 |
3,532,049 Shares LUMINAR TECHNOLOGIES, INC. Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262250 PROSPECTUS SUPPLEMENT (To Prospectus dated February 3, 2022) 3,532,049 Shares LUMINAR TECHNOLOGIES, INC. Class A Common Stock We are issuing 3,532,049 shares of our Class A common stock in payment to certain vendors for services rendered or other payment obligations over the next several fiscal quarters under contractual arrang |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2023 |
Exhibit 99.1 Luminar Reports Strong First-Quarter 2023 Business Update and Financials Revenue Exceeds High End of Guidance; High-Volume Factory Ahead of Guidance; Automakers Expand with Luminar Orlando, Fla. — May 9, 2023 — Today Luminar (NASDAQ: LAZR), a leading global automotive technology company, provided its quarterly business update and financial results for the first quarter of 2023. The co |
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| May 2, 2023 |
Luminar Technologies, Inc. Class A Common Stock Filed Pursuant to Rule 424(b)(3) File No. 333-270152 PROSPECTUS Luminar Technologies, Inc. $75,000,000 Class A Common Stock This prospectus relates to up to $75,000,000 of shares of our Class A common stock, par value $0.0001 per share (the “Class A common stock”), that we may offer and issue in connection with acquisition transactions that we may make from time to time. if at all. We may structur |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 28, 2023 |
LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 April 28, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Gregory Herbers Re: Luminar Technologies, Inc. Registration Statement on Form S-4 File No. 333-270152 Ladies and Gentlemen: Pursuant to Rule 461 unde |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| March 21, 2023 |
Amended and Restated Bylaws of the Company (as amended on March 17. 2023). Exhibit 3.1 LUMINAR TECHNOLOGIES, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Adopted and Effective December 2, 2020 and As Amended March 17, 2023 TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS 1 1.1 Annual Meetings 1 1.2 Special Meetings 1 1.3 Notice of Meetings 1 1.4 Adjournments 2 1.5 Quorum 2 1.6 Organization 3 1.7 Voting; Proxies 3 1.8 Fixing Date for Determination of Stockhol |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissio |
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| March 1, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| March 1, 2023 |
Up to $75,000,000 LUMINAR TECHNOLOGIES, INC. STRATEGIC CAPITAL FINANCE PROGRAM Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262250 PROSPECTUS SUPPLEMENT (To Prospectus dated February 3, 2022) Up to $75,000,000 LUMINAR TECHNOLOGIES, INC. STRATEGIC CAPITAL FINANCE PROGRAM Class A Common Stock We have entered into a Financing Agreement (the “Agreement”) with Virtu Americas LLC, or Virtu, which we refer to as the sales agent, relating to shares of our Class A |
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| March 1, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| March 1, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Luminar Technologies, Inc. |
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| March 1, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-4 (Form Type) Luminar Technologies, Inc. |
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| February 28, 2023 |
Exhibit 99.1 Luminar Provides Business Update with Q4 and Full-Year 2022 Financials Providing Guidance for Near-term and Long-term Profitability; Exponential Revenue Acceleration Anticipated with Triple-Digit Percentage Growth for Coming Years Orlando, Fla. — February 28, 2023 — Luminar (NASDAQ: LAZR), a leading global automotive technology company, announced at Luminar Day its quarterly business |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| February 28, 2023 |
Luminar Technologies, Inc. Amended and Restated 2020 Equity Incentive Plan. Exhibit 10.4 LUMINAR TECHNOLOGIES, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are (a) to attract and retain the best available personnel to ensure the Company’s success and accomplish the Company’s goals; (b) to incentivize Employees, Directors and Independent Contractors with long-term equity-based compensation to align their interests |
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| February 28, 2023 |
Exhibit 21.1 Subsidiaries of Luminar Technologies, Inc. Name of Subsidiary Jurisdiction of Organization Luminar, LLC Delaware Luminar Semiconductor, Inc. Delaware BFE Acquisition Sub II, LLC (dba Black Forest Engineering) Delaware OptoGration, Inc. Delaware Freedom Photonics, LLC California Condor Acquisition Sub I, Inc. Delaware Condor Acquisition Sub II, Inc. Delaware Luminar Limited Cayman Isla |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38791 LUMINAR TECHNOL |
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| February 28, 2023 |
Exhibit 99.1 Luminar Day: Unveiling New Tech, Exclusive Partnerships, Roadmap Industry CEOs and Company Execs Discuss Luminar’s Vision, Execution, and The Automotive Revolution for Next-Generation Safety and Autonomy News Summary: •Unveiling new Iris+ sensor; 300 meter ranging facility; Seagate lidar acquisition to accelerate next-gen •New automated, high-volume Mexico manufacturing facility ahead |
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| February 28, 2023 |
Financing Agreement, dated as of February 28, 2023, between the Company and Virtu Americas LLC. LUMINAR TECHNOLOGIES, INC. Class A Common Stock (par value $0.0001 per share) Financing Agreement February 28, 2023 Virtu Americas LLC 1633 Broadway New York, NY 10019 Ladies and Gentlemen: Luminar Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Virtu Americas LLC (the “Agent”) as set forth below, for the purpose of establishing a financin |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| February 9, 2023 |
LAZR / Luminar Technologies, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01339-luminartechnologiesi.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Luminar Technologies Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 550424105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropri |
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| December 27, 2022 |
Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, FL 32826 Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, FL 32826 December 27, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Stephany Yang Andrew Blume Re: Luminar Technologies, Inc. Form 10-K for the Year Ended December 31, 2021 Filed March 1, 2022 File No. 001-38791 Form 8-K Furnishe |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 2, 2022 |
Exhibit 99.1 Luminar Achieves Start of Production with SAIC’s Rising Auto; Reports Q3 Financials Company Beats on Revenue and Earnings Orlando, Fla. — Nov. 2, 2022 — Luminar (NASDAQ: LAZR), a leading global automotive technology company, announced its achievement of the start of production milestone and reported its financial results for the third quarter of 2022, ended Sept. 30, 2022. SAIC is the |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commis |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2022 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commiss |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 8, 2022 |
Luminar Provides Q2 Update; Raises Guidance Exhibit 99.1 Luminar Provides Q2 Update; Raises Guidance Increasing Growth Rate for Major Commercial Program Wins and Order Book; Raising Revenue Guidance Orlando, Fla. ? August 8, 2022 ? Luminar (NASDAQ: LAZR), a leading global automotive technology company, announced its quarterly business update and financial results for the second quarter of 2022, ended June 30, 2022. The company reported $9.9 |
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| August 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commissi |
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| June 22, 2022 |
EX-FILING FEES 2 exhibit107toforms-8.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Luminar Technologies, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 21, 2022 As filed with the Securities and Exchange Commission on June 21, 2022 Registration No. |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| June 8, 2022 |
Luminar Technologies, Inc. Amended and Restated 2020 Equity Incentive Plan. Exhibit 10.1 LUMINAR TECHNOLOGIES, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN 1.Purposes of the Plan. The purposes of this Plan are (a) to attract and retain the best available personnel to ensure the Company?s success and accomplish the Company?s goals; (b) to incentivize Employees, Directors and Independent Contractors with long-term equity-based compensation to align their interests w |
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| June 6, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2022 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| June 3, 2022 |
6,900,000 Shares LUMINAR TECHNOLOGIES, INC. Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262250 PROSPECTUS SUPPLEMENT (To Prospectus dated February 3, 2022) 6,900,000 Shares LUMINAR TECHNOLOGIES, INC. Class A Common Stock We are issuing 6,900,000 shares of our Class A common stock in payment to certain vendors for services rendered or other payment obligations over the next several fiscal quarters under contractual arrang |
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| May 6, 2022 |
DEF 14A 1 luminar-2022proxystatement.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 6, 2022 |
Exhibit 1 LUMINAR TECHNOLOGIES, INC. 2020 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Luminar Technologies, Inc. 2020 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Award Agreement (this ?Award Agreement?). RECITALS WHEREAS, the Compensation Committee (the ?Compensation C |
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| May 6, 2022 |
LAZR / Luminar Technologies, Inc. Class A / Russell Austin - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) * LUMINAR TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 550424 105 (CUSIP Number) Austin Russell c/o Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, FL 32826 (407) 900-52 |
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| May 5, 2022 |
Exhibit 99.1 Luminar Provides Business Update and Q1 2022 Financials Accelerating Business Growth and On-Track for All Four Key 2022 Milestones and Financial Guidance Orlando, Fla. — May 5, 2022 — Luminar (NASDAQ: LAZR), a leading global automotive technology company, today announced its quarterly business update and financial results for the first quarter of 2022, ended March 31, 2022. The compan |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commission |
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| April 13, 2022 |
Luminar Technologies, Inc. Up to 3,000,000 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-263745 PROSPECTUS Luminar Technologies, Inc. Up to 3,000,000 Shares of Class A Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders (which term as used in this prospectus, includes their respective transferees, pledgees, distributees, donees, and successors?in?interest) named herein of up to 3 |
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| April 11, 2022 |
LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 CORRESP 1 filename1.htm LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 April 11, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Gregory Herbers Re: Luminar Technologies, Inc. Registration Statement on Form S-3 File No. 333-263745 Ladies and Gentlemen: P |
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| March 21, 2022 |
As filed with the Securities and Exchange Commission on March 21, 2022 As filed with the Securities and Exchange Commission on March 21, 2022 Registration No. |
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| March 21, 2022 |
Filing Fee Disclosure and Payments Methods Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Luminar Technologies, Inc. |
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| March 8, 2022 |
424B3 1 luminarresale424b33822.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS Luminar Technologies, Inc. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 6,666,666 Warrants This prospectus relates to the offer and sale from time to time by the selling securityholders name |
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| March 8, 2022 |
Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock 424B3 1 luminar424b33822.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-257989 PROSPECTUS Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders (which term as used in this prospectus, includes their respective transferees, pledgees, distributees, donees, and successors-in- |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 POS AM 1 luminarresaleposam3.htm POS AM As filed with the Securities and Exchange Commission on March 3, 2022 Registration No. 333-251657 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1 ON FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LUMINAR TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Its Charte |
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| March 4, 2022 |
Power of Attorney of Shaun Maguire, PhD Exhibit 24.5 POWER OF ATTORNEY I, Shaun Maguire, PhD, hereby constitute and appoint Thomas J. Fennimore as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my name, place and stead, in any and all capacities, to sign any and all amendments, including post-effective amendments, to the Registration Statement on Form S-1 of Luminar Techn |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 As filed with the Securities and Exchange Commission on March 3, 2022 Registration No. |
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| March 4, 2022 |
Power of Attorney of Jun Hong Heng Exhibit 24.4 POWER OF ATTORNEY I, Jun Hong Heng, hereby constitute and appoint Thomas J. Fennimore as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my name, place and stead, in any and all capacities, to sign any and all amendments, including post-effective amendments, to the Registration Statement on Form S-1 of Luminar Technologi |
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| March 1, 2022 |
Exhibit 4.4 DESCRIPTION OF REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to Luminar Technologies, Inc.?s Second Amended and Restated Certificate of Incorporation, the |
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| March 1, 2022 |
Exhibit 21.1 Subsidiaries of Luminar Technologies, Inc. Name of Subsidiary Jurisdiction of Organization Luminar, LLC Delaware BFE Acquisition Sub II, LLC (dba Black Forest Engineering) Delaware OptoGration, Inc. Delaware Luminar GmbH Germany |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38791 LUMINAR TECHNOL |
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| March 1, 2022 |
Exhibit 4.7 AMENDMENT OF WARRANT AGREEMENT THIS AMENDMENT OF WARRANT AGREEMENT (this ?Agreement?), made effective as of January 11, 2022, is made by and among Luminar Technologies, Inc., a Delaware corporation (?Luminar?), Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (?Continental?), and American Stock Transfer & Trust Company, LLC, a New York limited liabil |
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| February 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| February 28, 2022 |
Luminar Provides Business Update with Q4 and Full-Year 2021 Financials Exhibit 99.1 Luminar Provides Business Update with Q4 and Full-Year 2021 Financials News Highlights: ?Delivered All 5 Key 2021 Milestones; Full-Year 2021 Revenue at Top End of Guidance ?Completed All Core Development Milestones in First Series Production Contract ?Expecting Series Production Readiness at Year End 2022; 40% More Major Commercial Wins Orlando, Fla. ? Feb. 28, 2022 ? Luminar Technolo |
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| February 11, 2022 |
LAZR / Luminar Technologies, Inc. Class A / GIC Private Ltd Passive Investment SC 13G/A 1 efc22-188sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * LUMINAR TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 550424105 (CUSIP Number) December 31, 2021 (Date of the Event Which Requires Filing of this State |
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| February 11, 2022 |
LAZR / Luminar Technologies, Inc. Class A / AEG Holdings, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Luminar Technologies, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 550424105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 11, 2022 |
EX-99.1 Exhibit 1 JOINT FILING AGREEMENT JOINT FILING AGREEMENT, dated as of the 11th day of February, 2022, among AEG Holdings, LLC and Alec Gores (collectively, the “Joint Filers”). WHEREAS, pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the parties hereto desire to satisfy any filing obligation under Section 13(g) of the Exchange Act by a s |
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| February 10, 2022 |
LAZR / Luminar Technologies, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Luminar Technologies Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 550424105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| February 3, 2022 |
Luminar Technologies, Inc. Up to 7,650,902 Shares of Class A Common Stock 424B3 1 luminar-2022424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-262250 PROSPECTUS Luminar Technologies, Inc. Up to 7,650,902 Shares of Class A Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders (which term as used in this prospectus, includes their respective transferees, pledgees, distributees, donees, and successors– |
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| February 1, 2022 |
Filing Fee Disclosure and Payments Methods Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Luminar Technologies, Inc. |
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| February 1, 2022 |
As filed with the Securities and Exchange Commission on January 31, 2022 As filed with the Securities and Exchange Commission on January 31, 2022 Registration No. |
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| February 1, 2022 |
LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 CORRESP 1 filename1.htm LUMINAR TECHNOLOGIES, INC. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 February 1, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Gregory Herbers Re: Luminar Technologies, Inc. Registration Statement on Form S-3 File No. 333-262250 Ladies and Gentlemen: |
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| January 20, 2022 |
As filed with the Securities and Exchange Commission on January 20, 2022 As filed with the Securities and Exchange Commission on January 20, 2022 Registration No. |
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| January 20, 2022 |
Exhibit 4.5 LUMINAR TECHNOLOGIES, INC. AND , as Trustee INDENTURE Dated as of Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section ?310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 ?312(a) 7.1 (b) 7.2 (c) 7.2 ?313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 ?314(a) 7.4 (c)(1) 1.2 (c)(2) 1.2 (e) 1.2 (f) 1.2 ?316(a) (last sente |
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| January 20, 2022 |
EX-1.2 2 exhibit12-sx3.htm EX-1.2 Exhibit 1.2 FORM OF SUBSCRIPTION AGREEMENT Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, Florida 32826 Ladies and Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Luminar Technologies, Inc., a Delaware corporation (the “Company”), as follows: 1. This Subscription Agreement, including the Terms and Conditions for |
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| December 27, 2021 |
LAZR / Luminar Technologies, Inc. Class A / Russell Austin - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) * LUMINAR TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 550424 105 (CUSIP Number) Austin Russell c/o Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, FL 32826 (407) 900-52 |
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| December 23, 2021 |
Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock 424B3 1 luminar424b3s-1supplement3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-257989 PROSPECTUS SUPPLEMENT NO. 6 (to Prospectus dated July 30, 2021) Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock This prospectus supplement supplements the prospectus dated July 30, 2021 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| December 23, 2021 |
424B3 1 luminar424b3s-1supplement3.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS SUPPLEMENT NO. 9 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 |
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| December 17, 2021 |
LUMINAR TECHNOLOGIES, INC. and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of December 17, 2021 1.25% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 12 Section 1.03. Rules of Construction. 12 Article 2. The Notes 13 Section 2.01. Form, Dating and Denominations. 1 |
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| December 17, 2021 |
Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock 424B3 1 luminar424b3s-1supplement3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-257989 PROSPECTUS SUPPLEMENT NO. 5 (to Prospectus dated July 30, 2021) Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock This prospectus supplement supplements the prospectus dated July 30, 2021 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2021 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| December 17, 2021 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS SUPPLEMENT NO. 8 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 (the “Prospectus”), which forms a part of ou |
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| December 17, 2021 |
Form of Confirmation for Capped Call Transactions. [Dealer name and address] To: Luminar Technologies, Inc. From: [Dealer] Re: [Base][Additional] Capped Call Transaction Date: [], 2021 Dear Ladies and Gentlemen: The purpose of this communication (this ?Confirmation?) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the ?Transaction?) between [Dealer] (?Dealer?) and Luminar |
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| December 16, 2021 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 Prospectus Supplement No. 7 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 of Luminar Technologies, Inc., which is part |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2021 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| December 15, 2021 |
424B3 1 luminar424b3s-1supplement3.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS SUPPLEMENT NO. 6 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 |
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| December 15, 2021 |
Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-257989 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated July 30, 2021) Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock This prospectus supplement supplements the prospectus dated July 30, 2021 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-257989). This prospectus supplement is |
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| December 14, 2021 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS SUPPLEMENT NO. 5 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 (the “Prospectus”), which forms a part of ou |
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| December 14, 2021 |
Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock 424B3 1 luminar424b3s-1supplement3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-257989 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated July 30, 2021) Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock This prospectus supplement supplements the prospectus dated July 30, 2021 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No |
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| December 14, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2021 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| December 14, 2021 |
Exhibit 99.1 Luminar, CEO, Board Members, and Management Announce Plan to Purchase a Total of $250 Million of LAZR Stock Also Expecting Additional Capital to Bolster Balance Sheet to Accelerate Growth News Highlights: ?Share purchases expected to begin after market open today, December 14; ?Company purchase expected to be financed with portion of proceeds from private financing; ?Expecting additio |
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| December 8, 2021 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 Prospectus Supplement No. 4 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 of Luminar Technologies, Inc., which is part |
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| November 15, 2021 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 (the “Prospectus”), which forms a part of ou |
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| November 15, 2021 |
Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock 424B3 1 q3-2021prosupp1.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-257989 PROSPECTUS SUPPLEMENT NO.2 (to Prospectus dated July 30, 2021) Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock This prospectus supplement supplements the prospectus dated July 30, 2021 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-257989 |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 15, 2021 |
2603 Discovery Drive, Suite 100, Orlando, FL 32826 November 11, 2021 Alan Prescott al@luminartech. |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2021 LUMINAR TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38791 83-1804317 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2021 |
Exhibit 99.1 Luminar Provides Q3 2021 Business Update and Financials Spotlighting New Commercial Wins and Strategic Partners; Securing Supply Chain; Accelerating Software Development Orlando, Fla. ? Nov. 11, 2021 ? Luminar Technologies, Inc. (NASDAQ: LAZR), the global leader in automotive lidar hardware and software technology, today announced its quarterly business update and financial results fo |
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| August 13, 2021 |
LAZR / Luminar Technologies, Inc. Class A / Russell Austin - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) * LUMINAR TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 550424 105 (CUSIP Number) Austin Russell c/o Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando, FL 32826 (407) 900-52 |
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| August 13, 2021 |
Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-257989 PROSPECTUS SUPPLEMENT NO.1 (to Prospectus dated July 30, 2021) Luminar Technologies, Inc. Up to 941,940 Shares of Class A Common Stock This prospectus supplement supplements the prospectus dated July 30, 2021 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-257989). This prospectus supplement is b |
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| August 13, 2021 |
EXHIBIT 10.1 ***CERTAIN MATERIAL (INDICATED BY THREE ASTERISKS IN BRACKETS) HAS BEEN OMITTED FROM THIS DOCUMENT BECAUSE IT IS BOTH (1) NOT MATERIAL AND (2) IS OF THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT AGREEMENT NO.1 This Amendment Agreement No. 1, to the ??200311 FPA Volvo Luminar Lidar Final?? (?Amendment?) is between Volvo Car Corporation 556074-3089, with regi |
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| August 13, 2021 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-251657 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated May 27, 2021) LUMINAR TECHNOLOGIES, INC. Up to 181,247,830 Shares of Class A Common Stock Up to 19,999,975 Shares of Class A Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 27, 2021 (the ?Prospectus?), which forms a part of ou |
