Основная статистика
| LEI | 549300GLF98S992BC502 |
| CIK | 73124 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Trust Corporation
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 3, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commis |
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| September 3, 2025 |
exhibit991pressrelease News Release Europe, Middle East, Africa & Asia- Pacific Contact: Camilla Greene +44 (0) 207 982 2176 Camilla. |
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| July 30, 2025 |
Northern Trust Corporation Non-Employee Director Compensation Plan, as amended Exhibit 10.1 NORTHERN TRUST CORPORATION Non-Employee Director Compensation Plan 1.Purpose. This Non-Employee Director Compensation Plan (the “Plan”) is adopted by the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”). This Plan is adopted pursuant to the Northern Trust Corporation 2017 Long-Term Incentive Plan (the “2017 LTIP”). Capitalized terms defined in the 201 |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 28, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 28, 2025 |
Northern Trust Announces New Stock Repurchase Authorization Exhibit 99.1 News Release Investor Contact: Jennifer Childe (312) 444-3290 [email protected] Media Contact: John D. O'Connell (312) 444-2388 [email protected] http://www.northerntrust.com Northern Trust Announces New Stock Repurchase Authorization CHICAGO, July 28, 2025 – On July 22, 2025, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) approved a |
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| July 23, 2025 |
Exhibit 99.3 Financial Trends Second Quarter 2025 July 23, 2025 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of fu |
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| July 23, 2025 |
q22025presentationmateri northerntrust.com / © 2025 Northern Trust NORTHERN TRUST CORPORATION Strategy Update & Second Quarter 2025 Earnings Review northerntrust.com / © 2025 Northern Trust Delivering One Northern Trust for Clients $1.7 Trillion AUM1 ASSET MANAGEMENT ASSET SERVICING $16.9 Trillion AUC/A1 WEALTH MANAGEMENT $1.2 Trillion AUC/A1 INTEGRATED GLOBAL OPERATING PLATFORM Individuals Famili |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 23, 2025 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: John O'Connell | 312-444-2388 | John.O'[email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $421.3 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.13 CHICAGO, JULY 23, 2025 — Northern Trust Corporation today reported second quarter |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| April 30, 2025 |
Form of 2025 Stock Unit Award Terms and Conditions Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| April 30, 2025 |
Form of 2025 Performance Stock Unit Award Terms and Conditions Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| April 23, 2025 |
By-laws of Northern Trust Corporation, as amended April 22, 2025 Exhibit 3.1 By-laws of Northern Trust Corporation Chicago, Illinois As Amended Through April 22, 2025 TABLE OF CONTENTS Page ARTICLE I THE STOCKHOLDERS 1 SECTION 1.1 Annual Meeting 1 SECTION 1.2 Special Meetings 1 SECTION 1.3 Notice of Meetings 3 SECTION 1.4 Fixing Date of Record 3 SECTION 1.5 Inspectors of Elections 4 SECTION 1.6 Quorum 4 SECTION 1.7 Vote Required 5 SECTION 1.8 Proxies 5 SECTION |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 22, 2025 |
Exhibit 99.3 Financial Trends First Quarter 2025 April 22, 2025 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of fu |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 22, 2025 |
NTAC:3NS-20 northerntrust.com / © 2025 Northern Trust NORTHERN TRUST CORPORATION First Quarter 2025 Quarterly Earnings Review NTAC:3NS-20 northerntrust.com / © 2025 Northern Trust 2 135 years of strength, stability & stewardship Disciplined, client-centric strategy Highest standards of client service Product leadership & innovative services Solutions-focused technology & integrated operating platf |
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| April 22, 2025 |
NORTHERN TRUST CORPORATION northerntrust.com / © 2025 Northern Trust 2025 Annual Meeting Of Stockholders northerntrust.com / © 2025 Northern Trust 2 Forward-looking Statements This presentation may include statements which constitute “forward - looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward -looking statements a |
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| April 22, 2025 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $392.0 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.90 CHICAGO, APRIL 22, 2025 — Northern Trust Corporation today reported first quarter net income |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| March 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 24, 2025 |
Amendment Number Four, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.3(iv) AMENDMENT NUMBER FOUR TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Thrift-Incentive Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, pursuant to Sectio |
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| February 24, 2025 |
Securities Transactions Policy. Exhibit 19 NORTHERN TRUST CORPORATION SECURITIES TRANSACTIONS POLICY Adopted July 16, 2024 Northern Trust Corporation (the “Corporation”) is a public company, the common stock of which is traded on The NASDAQ Stock Market and registered under the Securities and Exchange Act of 1934, as amended (the “Exchange Act”). |
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| February 24, 2025 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 24, 2025 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 24, 2025 |
Northern Partners Incentive Plan, as amended and restated on January 21, 2025. Exhibit 10.16 Northern Partners Incentive Plan (As amended and restated on January 21, 2025) I.INTRODUCTION 1.1Purpose. The purpose of the Northern Partners Incentive Plan (“NPIP” and collectively with any Sub-Plans, the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Northern |
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| February 24, 2025 |
Amendment Number One, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.5(i) AMENDMENT NUMBER ONE TO THE NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN (As Amended and Restated Effective as of January 1, 2024) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Deferred Compensation Plan, As Amended and Restated effective as of January 1, 2024 (the “Plan”); and WHEREAS, pursuant to Section 7.1(b) of the Pl |
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| February 24, 2025 |
Amendment Number Two, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.2(ii) AMENDMENT NUMBER TWO TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Employee Stock Ownership Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, pur |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 24, 2025 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 24, 2025 |
Amendment Number Two, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.4(ii) AMENDMENT NUMBER TWO TO NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN (As Amended and Restated Effective January 1, 2009) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Pension Plan, As Amended and Restated Effective January 1, 2009 (the “Plan”); and WHEREAS, pursuant to Section 6.1(b) of the Plan, the Executive |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 to CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorp |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 23, 2025 |
q42024presentationmateri northerntrust.com / © 2025 Northern Trust NORTHERN TRUST CORPORATION Strategic Update & Fourth Quarter 2024 Earnings Review northerntrust.com / © 2025 Northern Trust 2 135 years of strength, stability & stewardship Disciplined, client-centric strategy Highest standards of client service Product leadership & innovative services Solutions-focused technology & integrated oper |
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| January 23, 2025 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $455.4 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.26 CHICAGO, JANUARY 23, 2025 — Northern Trust Corporation today reported fourth quarter net inc |
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| January 23, 2025 |
Exhibit 99.3 Financial Trends Fourth Quarter 2024 January 23, 2025 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 22, 2025 |
News Release Investor Contact: Jennifer Childe 312-444-3290 [email protected] Media Contact: Doug Holt 312-662-8315 [email protected] http://www.northerntrust.com FOR IMMEDIATE RELEASE Northern Trust Names Robert Moritz, Richard Petrino to Board of Directors CHICAGO, JANUARY 22, 2025 — Northern Trust (Nasdaq: NTRS) announced today the appointments of Robert (Bob) Moritz and Richard (Rick) |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 19, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commis |
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| November 22, 2024 |
By-laws of Northern Trust Corporation, as amended November 19, 2024 Exhibit 3.1 By-laws of Northern Trust Corporation Chicago, Illinois As Amended Through November 19, 2024 TABLE OF CONTENTS Page -i- ARTICLE I THE STOCKHOLDERS ................................................................................................................ 1 SECTION 1.1 Annual Meeting ................................................................................................... |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 23, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION Third Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 135 years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 No |
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| October 23, 2024 |
Exhibit 99.3 Financial Trends Third Quarter 2024 October 23, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of futur |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| October 23, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $464.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.22 CHICAGO, OCTOBER 23, 2024 — Northern Trust Corporation today reported third quarter net incom |
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| September 17, 2024 |
Northern Trust Corporation 50 South La Salle Street Chicago, Illinois 60603 (312) 630-6000 September 17, 2024 VIA EDGAR TRANSMISSION Division of Corporation Finance Disclosure Review Program Securities and Exchange Commission 100 F Street, N. |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 10, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commi |
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| September 10, 2024 |
Northern Trust Announces Leadership Changes Exhibit 99.1 News Release Investor Contact: Jennifer Childe (312) 444-3290 [email protected] Media Contact: Doug Holt (312) 557-1571 [email protected] http://www.northerntrust.com Northern Trust Announces Leadership Changes CHICAGO, September 10, 2024 – Northern Trust Corporation announced today a number of leadership changes, effective Oct. 1, 2024. “These changes represent our One Northe |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 17, 2024 |
Exhibit 99.3 Financial Trends Second Quarter 2024 July 17, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| July 17, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $896.1 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $4.34 CHICAGO, JULY 17, 2024 — Northern Trust Corporation today reported second quarter net income |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 17, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION Second Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| May 29, 2024 |
News Release Media Contact: Doug Holt (312) 557-1571 [email protected] http://www.northerntrust.com Northern Trust Names Chandra Dhandapani to Board of Directors CHICAGO, May 29, 2024 – Northern Trust (Nasdaq: NTRS) announced today the appointment of Chandra Dhandapani to its Board of Directors. Dhandapani is currently a senior advisor at CBRE Group, Inc., the world’s largest commercial real estate s |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2024 |
Form of 2024 Performance Stock Unit Award Terms and Conditions Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| April 23, 2024 |
Form of 2024 Stock Unit Award Terms and Conditions Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| April 19, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 17, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $214.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.96 CHICAGO, APRIL 16, 2024 — Northern Trust Corporation today reported first quarter net income |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 to CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of inco |
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| April 17, 2024 |
Exhibit 99.3 Financial Trends First Quarter 2024 April 16, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| April 17, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION First Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 N |
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| April 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 16, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $214.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.96 CHICAGO, APRIL 16, 2024 — Northern Trust Corporation today reported first quarter net income |
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| April 16, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION First Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 N |
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| April 16, 2024 |
NORTHERN TRUST CORPORATION northerntrust.com / © 2024 Northern Trust 2024 Annual Meeting Of Stockholders northerntrust.com / © 2024 Northern Trust 2 Forward-looking Statements This presentation may include statements which constitute “forward-looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are |
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| April 16, 2024 |
Exhibit 99.3 Financial Trends First Quarter 2024 April 16, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 6, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| February 27, 2024 |
Northern Partners Incentive Plan, as amended and restated on January 16, 2024. Exhibit 10.16 Northern Partners Incentive Plan (As amended and restated on January 16, 2024) I. INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (“NPIP” and collectively with any Sub-Plans, the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Norther |
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| February 27, 2024 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 27, 2024 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 27, 2024 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 27, 2024 |
Northern Trust Corporation Rule 10D-1 Incentive-Based Compensation Recoupment Policy Exhibit 97 NORTHERN TRUST CORPORATION RULE 10D-1 INCENTIVE-BASED COMPENSATION RECOUPMENT POLICY 1. |
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| February 27, 2024 |
Exhibit 10.5 NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN (As Amended and Restated Effective as of January 1, 2024) INTRODUCTION The Northern Trust Corporation Deferred Compensation Plan (the “Plan”) was established by Northern Trust Corporation, a Delaware corporation (the “Corporation”) effective as of May 1, 1998. The primary purpose of the Plan is to provide a select group of manageme |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 13, 2024 |
NTRS / Northern Trust Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01564-northerntrustcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Northern Trust Corp Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to design |
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| January 18, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $113.1 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.52 CHICAGO, JANUARY 18, 2024 — Northern Trust Corporation today reported fourth quarter net inc |
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| January 18, 2024 |
Exhibit 99.3 Financial Trends Fourth Quarter 2023 January 18, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of futu |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 18, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 18, 2024 |
q42023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| October 31, 2023 |
Northern Partners Incentive Plan, as amended and restated on July 17, 2023 Exhibit 10.1 Northern Partners Incentive Plan (As amended and restated on July 17, 2023) I.INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Northern Trust”), and (ii) further the objective of deli |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 18, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| October 18, 2023 |
Exhibit 99.3 Financial Trends Third Quarter 2023 October 18, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of futur |
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| October 18, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $327.8 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.49 CHICAGO, OCTOBER 18, 2023 — Northern Trust Corporation today reported third quarter net incom |
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| October 18, 2023 |
q32023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| August 4, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Northern Trust Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration |
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| August 4, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) N/A |
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| August 4, 2023 |
As filed with the Securities and Exchange Commission on August 4, 2023 Table of Contents As filed with the Securities and Exchange Commission on August 4, 2023 Registration No. |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 19, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $331.8 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.56 CHICAGO, JULY 19, 2023 — Northern Trust Corporation today reported second quarter net income |
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| July 19, 2023 |
Exhibit 99.3 Financial Trends Second Quarter 2023 July 19, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| July 19, 2023 |
q22023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| June 12, 2023 |
morganstanleypresentatio northerntrust.com / © 2023 Northern Trust Morgan Stanley Financials, Payments and CRE Conference PRESENTED BY: Thomas A. South Executive Vice President | Chief Information Officer Jason J. Tyler Executive Vice President | Chief Financial Officer Northern Trust Information Technology Overview June 12, 2023 1 This presentation may include statements which constitute “forward |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| May 2, 2023 |
Form of 2023 Stock Unit Award Terms and Conditions Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| May 2, 2023 |
Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| April 27, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 25, 2023 |
Exhibit 99.3 Financial Trends First Quarter 2023 April 25, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| April 25, 2023 |
q12023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 25, 2023 |
annualmeetingslides northerntrust.com / © 2023 Northern Trust Exhibit 99.1 northerntrust.com / © 2023 Northern Trust 2 This presentation may include statements which constitute “forward-looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are identified typically by words or phrases such as “believe |
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| April 25, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $334.6 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.51 Revenue of $1.7 billion Return on Average Common Equity 12.4% Common Equity Tier 1 Capital 11 |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| March 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the C om mission Only (as permitted by Rule |
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| March 16, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 28, 2023 |
Exhibit 10.3 (iii) AMENDMENT NUMBER THREE TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Thrift-Incentive Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, amendment of th |
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| February 28, 2023 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 28, 2023 |
Exhibit 10.2 (i) AMENDMENT NUMBER ONE TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Employee Stock Ownership Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, ame |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 28, 2023 |
Exhibit 10.4 (i) AMENDMENT NUMBER ONE TO NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN (As Amended and Restated Effective January 1, 2009) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Pension Plan, As Amended and Restated Effective January 1, 2009 (the “Plan”); and WHEREAS, the amendment of the Plan is now considered desirable |
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| February 28, 2023 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 28, 2023 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 28, 2023 |
Exhibit 10.19 (iv) AMENDMENT NUMBER FOUR TO THE NORTHERN TRUST COMPANY DEATH BENEFIT PLAN WHEREAS, The Northern Trust Company (the "Company") has adopted The Northern Trust Company Death Benefit Plan (the "Plan"); WHEREAS, the Company has previously amended the Plan; and WHEREAS, the Company wishes to further amend the Plan; NOW THEREFORE, by virtue and in exercise of the amending power reserved t |
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| February 13, 2023 |
HNI / HNI Corp / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 HNI-S13g-a1-2022-12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) HNI Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 404251100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 9, 2023 |
NTRS / Northern Trust Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01532-northerntrustcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Northern Trust Corp. Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to desig |
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| January 19, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $155.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.71 CHICAGO, JANUARY 19, 2023 — Northern Trust Corporation today reported fourth quarter net inc |
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| January 19, 2023 |
1northerntrust.com | © 2023 Northern Trustnortherntrust.co | 2023 orthern Northern Trust Corporation .Fourth Quarter 2022 Quarterly Earnings Review . January 19, 2023 Exhibit 99.2 2northerntrust.com | © 2023 Northern Trust 2Q22 End of Period Month Lag1 Quarter Lag2 YoY Seq YoY Seq YoY Seq S&P 500 (19.4)% 7.1% (14.4)% (2.8)% (16.8)% (5.3)% MSCI EAFE Local (9.5)% 8.4% (9.0)% (1.3)% (13.5)% (4.3)% 1 |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 19, 2023 |
Exhibit 99.3 Financial Trends Fourth Quarter 2022 January 19, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Briar Rose Vice President, Investor Relations (312) 557-5297 or [email protected] The historical financial results and trends reflected in this report are not indicative of future financial |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commis |
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| November 18, 2022 |
Exhibit 3.1 By-laws of Northern Trust Corporation Chicago, Illinois As Amended Through November 15, 2022 TABLE OF CONTENTS Page ARTICLE I THE STOCKHOLDERS 1 SECTION 1.1 Annual Meeting 1 SECTION 1.2 Special Meetings 1 SECTION 1.3 Notice of Meetings 3 SECTION 1.4 Fixing Date of Record 3 SECTION 1.5 Inspectors of Elections 4 SECTION 1.6 Quorum 5 SECTION 1.7 Vote Required 5 SECTION 1.8 Proxies 5 SECTI |
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| November 2, 2022 |
EX-1.1 2 d366261dex11.htm EX-1.1 Exhibit 1.1 Execution Version NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 6.125% Subordinated Notes due 2032 UNDERWRITING AGREEMENT Dated: October 26, 2022 NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 6.125% Subordinated Notes due 2032 UNDERWRITING AGREEMENT October 26, 2022 Citigroup Global Markets Inc. 388 Greenwich Street |
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| November 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commission |
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| November 2, 2022 |
Exhibit 4.1 NORTHERN TRUST CORPORATION AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 6.125% Subordinated Notes due 2032 SIXTH SUPPLEMENTAL INDENTURE Dated as of November 2, 2022 to Indenture Dated as of May 8, 2017 SIXTH SUPPLEMENTAL INDENTURE, dated as of November 2, 2022 (this ?Supplemental Indenture?), between NORTHERN TRUST CORPORATION, a Delaware corporation (the ?Company?), |
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| October 27, 2022 |
$1,000,000,000 Northern Trust Corporation 6.125% Subordinated Notes due 2032 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-240299 PROSPECTUS SUPPLEMENT (To Prospectus dated August 3, 2020) $1,000,000,000 Northern Trust Corporation 6.125% Subordinated Notes due 2032 The 6.125% Subordinated Notes due 2032 (the ?subordinated notes?) will bear interest at an annual rate of 6.125%, payable semi-annually in arrears on May 2 and November 2 of each year, |
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| October 27, 2022 |
EX-FILING FEES Exhibit 107 EX-FILING FEES Calculation of Filing Fee Table 424B2 (Form Type) NORTHERN TRUST CORPORATION (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to Be Paid Debt 6. |
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| October 26, 2022 |
SUBJECT TO COMPLETION, DATED OCTOBER 26, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-240299 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETI |
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| October 26, 2022 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-240299 Northern Trust Corporation Pricing Term Sheet October 26, 2022 $1,000,000,000 6.125% Subordinated Notes due 2032 Issuer Northern Trust Corporation Security 6.125% Subordinated Notes due 2032 Expected Ratings* A2 (Moody?s) / A (S&P) / A (Fitch) Currency USD Principal Amount $1,000,000,000 Maturity November 2, 2032 |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 19, 2022 |
Exhibit 99.3 Financial Trends Third Quarter 2022 October 19, 2022 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Briar Rose Vice President, Investor Relations (312) 557-5297 or [email protected] The historical financial results and trends reflected in this report are not indicative of future financial r |
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| October 19, 2022 |
1northerntrust.com | ? 2022 NorthernTrust Northern Trust Corporation .Third Quarter 2022 Quarterly Earnings Review . October 19, 2022 2northerntrust.com | ? 2022 NorthernTrust 2Q22 End of Period Month Lag1 Quarter Lag2 YoY Seq YoY Seq YoY Seq S&P 500 (16.8)% (9.3)% (10.2)% (7.2)% (11.9)% (16.4)% MSCI EAFE Local (13.5)% (6.6)% (7.5)% (5.1)% (9.0)% (8.8)% 1 month Libor (Avg) 238 bps 146 bps 3 month |
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| October 19, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $394.8 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.80 Total Revenue up 7% YoY Return on Average Common Equity 14.9% Common Equity Tier 1 Capital 10 |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 19, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 20, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $396.2 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.86 Total Revenue $1.8 billion Return on Average Common Equity 15.7% Common Equity Tier 1 Capita |
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| July 20, 2022 |
1northerntrust.com | ? 2022 NorthernTrust Northern Trust Corporation .Second Quarter 2022 Quarterly Earnings Review . July 20, 2022 2northerntrust.com | ? 2022 NorthernTrust 2Q22 End of Period Month Lag1 Quarter Lag2 YoY Seq YoY Seq YoY Seq S&P 500 (11.9)% (16.4)% 3.5% (6.3)% 14.0% (4.9)% MSCI EAFE Local (9.0)% (8.8)% 0.8% (2.6)% 3.7% (4.4)% 1 month Libor (Avg) 91 bps 79 bps 3 month Libor (Avg) 13 |
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| July 20, 2022 |
Financial Trends Second Quarter 2022 July 20, 2022 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or jennifer. |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 20, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| May 10, 2022 |
Exhibit 4.1 NORTHERN TRUST CORPORATION AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 4.00% Senior Notes due 2027 FIFTH SUPPLEMENTAL INDENTURE Dated as of May 10, 2022 to Indenture dated as of May 8, 2017 FIFTH SUPPLEMENTAL INDENTURE, dated as of May 10, 2022 (this ?Supplemental Indenture?), between NORTHERN TRUST CORPORATION, a Delaware corporation (the ?Company?), and THE BANK O |
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| May 10, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commission Fil |
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| May 10, 2022 |
Exhibit 1.1 Execution Version NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 4.000% Senior Notes due 2027 UNDERWRITING AGREEMENT Dated: May 5, 2022 NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 4.000% Senior Notes due 2027 UNDERWRITING AGREEMENT May 5, 2022 Wells Fargo Securities, LLC 550 South Tryon Street Charlotte, NC 28202 Barclays Capital Inc. 745 Seventh |
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| May 6, 2022 |
EX-FILING FEES 2 d338745dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table 424B2 (Form Type) NORTHERN TRUST CORPORATION (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Propo |
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| May 6, 2022 |
$1,000,000,000 Northern Trust Corporation 4.00% Senior Notes due 2027 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-240299 PROSPECTUS SUPPLEMENT (To Prospectus dated August 3, 2020) $1,000,000,000 Northern Trust Corporation 4.00% Senior Notes due 2027 The 4.00% Senior Notes due 2027 (the ?notes?) will bear interest at an annual rate of 4.00%, payable semi-annually in arrears on May 10 and November 10 of each year, beginning on November 10, |
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| May 5, 2022 |
FWP 1 d338745dfwp.htm FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-240299 May 5, 2022 Northern Trust Corporation Pricing Term Sheet May 5, 2022 $1,000,000,000 4.000% Senior Notes due 2027 Issuer Northern Trust Corporation Security 4.000% Senior Notes due 2027 Expected Ratings* A2 (Moody’s) / A+ (S&P) / A+ (Fitch) Currency USD Principal Amount $1,000,000,000 Ma |
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| May 5, 2022 |
SUBJECT TO COMPLETION, DATED MAY 5, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-240299 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETI |
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| May 3, 2022 |
Exhibit 10.1 TRANSITION AGREEMENT This Transition Agreement (hereafter ?Agreement?) is entered into by and between Shundrawn Thomas (hereafter ?Employee?) and The Northern Trust Company (hereafter ?Northern Trust? ). WHEREAS, Employee has notified Northern Trust that he wishes to resign from all of his positions with Northern Trust effective June 1, 2022 (the ?Separation Date?) in order to pursue |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commission File |
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| May 3, 2022 |
Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (?PSUs?) with respect to shares of Common Stock of Northern Trust Corporation (the ?Corporation?) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| May 3, 2022 |
Northern Trust Announces Asset Management Leadership Change Exhibit 99.1 News Release Media Contact: Doug Holt 312-557-1571 [email protected] http://www.northerntrust.com Northern Trust Announces Asset Management Leadership Change CHICAGO, May 3, 2022 ? Northern Trust (Nasdaq: NTRS) announced today that Shundrawn Thomas, President of Northern Trust Asset Management, will be leaving the company on June 1, 2022, in order to pursue an outside entrepreneurial |
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| May 3, 2022 |
Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (?Stock Units?) with respect to shares of Common Stock of Northern Trust Corporation (the ?Corporation?) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| April 27, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 26, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $389.3 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.77 Total Revenue $1.7 billion Return on Average Common Equity 14.2% Common Equity Tier 1 Capital 11.4% CHICA |
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| April 26, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 26, 2022 |
northerntrust.com | ? 2021 Northern Trust Corporation 2022 Annual Meeting of Stockholders Northern Trust Corporation 2northerntrust.com | ? 2022 Northern Trust Corporation This presentation may include statements which constitute ?forward-looking statements? within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward- looking statements are ide |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 17, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| February 28, 2022 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 28, 2022 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 28, 2022 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 28, 2022 |
Exhibit 10.17 NORTHERN TRUST CORPORATION Non-Employee Director Compensation Plan 1.Purpose. This Non-Employee Director Compensation Plan (the ?Plan?) is adopted by the Board of Directors (the ?Board?) of Northern Trust Corporation (the ?Corporation?). This Plan is adopted pursuant to the Northern Trust Corporation 2017 Long-Term Incentive Plan (the ?2017 LTIP?). Capitalized terms defined in the 20 |
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| February 28, 2022 |
Exhibit 10.18 Northern Partners Incentive Plan (As amended and restated on February 22, 2022) I.INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (the ?Plan?) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as ?Northern Trust?), and (ii) further the objective of |
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| February 10, 2022 |
NTRS / Northern Trust Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Northern Trust Corp. Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| January 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 20, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 20, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $406.4 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.91 Trust, Investment and Other Servicing Fees up 8% YoY Return on Average Common Equity 14.5% Common Equity |
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| October 26, 2021 |
Exhibit 10.1 NORTHERN TRUST CORPORATION WEALTH PLANNING AND TAX CONSULTING SERVICES PLAN (As Amended and Restated Effective January 1, 2021) INTRODUCTION The Northern Trust Corporation Executive Financial Consulting and Tax Preparation Services Plan was established by Northern Trust Corporation, a Delaware corporation (the ?Corporation?), to provide a select group of management or highly compensat |
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| October 26, 2021 |
Northern Trust Corporation Deferred Compensation Plan, as amended and restated effective as of EX-10.2 3 q32021exhibit102.htm EX-10.2 Exhibit 10.2 NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN (As Amended and Restated Effective as of October 18, 2021) INTRODUCTION The Northern Trust Corporation Deferred Compensation Plan (the “Plan”) was established by Northern Trust Corporation, a Delaware corporation (the “Corporation”) effective as of May 1, 1998. The primary purpose of the Plan |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 20, 2021 |
EX-99.1 2 q32021earningsreleaseex991.htm EX-99.1 Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $395.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.80 Total Revenue up 10% YoY Return on Average Common Equity |
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| October 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 20, 2021 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 21, 2021 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $368.1 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.72 Trust, Investment and Other Servicing Fees up 12% YoY Common Equity Tier 1 Capital 12.0% Return on Avera |
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| July 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2021 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| April 27, 2021 |
Form of 2021 Stock Unit Award Terms and Condi Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (?Stock Units?) with respect to shares of Common Stock of Northern Trust Corporation (the ?Corporation?) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| April 27, 2021 |
Form of 2021 Performance Stock Unit Award Terms and Condi Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (?PSUs?) with respect to shares of Common Stock of Northern Trust Corporation (the ?Corporation?) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| April 22, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2021 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 20, 2021 |
northerntrust.com | ? 2021 Northern Trust Corporation 2021 Annual Meeting of Stockholders April 20, 2021 NORTHERN TRUST CORPORATION 2northerntrust.com | ? 2021 Northern Trust Corporation FORWARD-LOOKING STATEMENTS This presentation may include statements which constitute ?forward-looking statements? within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of |
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| April 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2021 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2021 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 20, 2021 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $375.1 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.70 Trust, Investment and Other Servicing Fees up 6% YoY Common Equity Tier 1 Capital 12.0% Return on Average |
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| March 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 23, 2021 |
Exhibit 10.20 (ii) AMENDMENT NUMBER TWO TO THE NORTHERN TRUST COMPANY DEATH BENEFIT PLAN WHEREAS, The Northern Trust Company (the "Company") has adopted The Northern Trust Company Death Benefit Plan (the "Plan"); WHEREAS, on July 11, 2019, the Company adopted that certain Amendment Number One to the Plan, effective May 17, 2019; and WHEREAS, the Company wishes to further amend the Plan; NOW THEREF |
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| February 23, 2021 |
Northern Trust Corporation Non-Employee Director Compensation Plan Exhibit 10.17 NORTHERN TRUST CORPORATION Non-Employee Director Compensation Plan 1.Purpose. This Non-Employee Director Compensation Plan (the ?Plan?) is adopted by the Board of Directors (the ?Board?) of Northern Trust Corporation (the ?Corporation?). This Plan is adopted pursuant to the Northern Trust Corporation 2017 Long-Term Incentive Plan (the ?2017 LTIP?). Capitalized terms defined in the 20 |
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| February 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 23, 2021 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 23, 2021 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 23, 2021 |
Exhibit 10.20 (iii) AMENDMENT NUMBER THREE TO THE NORTHERN TRUST COMPANY DEATH BENEFIT PLAN WHEREAS, The Northern Trust Company (the "Company") has adopted The Northern Trust Company Death Benefit Plan (the "Plan"); WHEREAS, the Company has previously amended the Plan; and WHEREAS, the Company wishes to further amend the Plan; NOW THEREFORE, by virtue and in exercise of the amending power reserved |
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| February 23, 2021 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2020, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 23, 2021 |
Exhibit 10.20 (i) AMENDMENT NUMBER ONE TO THE NORTHERN TRUST COMPANY DEATH BENEFIT PLAN WHEREAS, The Northern Trust Company (the "Company") has adopted The Northern Trust Company Death Benefit Plan (the "Plan"); and WHEREAS, the Company wishes to amend the Plan; NOW THEREFORE, by virtue and in exercise of the amending power reserved to the undersigned officer under Section 6.1 of the Plan, Section |
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| February 23, 2021 |
Northern Partners Incentive Plan, as amended and restated on Exhibit 10.18 Northern Partners Incentive Plan (As amended and restated on February 16, 2021) I. INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (the ?Plan?) is to promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as ?Northern Trust?), and (ii) further the objective of de |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Northern Trust Corp. Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* NORTHERN TRUST CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 665859104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 21, 2021 |
Exhibit 99.1 News Release Investor Contact: Media Contact: Mark Bette Doug Holt (312) 444-2301 (312) 557-1571 [email protected] [email protected] https://www.northerntrust.com NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $240.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.12 CHICAGO, JANUARY 21, 2021 — Northern Trust Corporation today reported fourth quarter net income per |
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| January 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 21, 2021 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| October 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 21, 2020 |
EX-99.1 2 q32020earningsreleasee.htm EX-99.1 Exhibit 99.1 News Release Investor Contact: Media Contact: Mark Bette Doug Holt (312) 444-2301 (312) 557-1571 [email protected] [email protected] https://www.northerntrust.com NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $294.5 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.32 CHICAGO, OCTOBER 21, 2020 — Northern Trust Corporation t |
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| October 21, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 21, 2020 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| October 13, 2020 |
NTRS / Northern Trust Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Northern Trust Corp. Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: September 30, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| August 3, 2020 |
S-3ASR Table of Contents As filed with the Securities and Exchange Commission on August 3, 2020 Registration No. |
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| August 3, 2020 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) The Bank of New York Mellon Trust Company, N.A. (Exact name of trustee as specified in its char |
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| July 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2020 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2020 |
EX-3.1 2 ex31certificateofelimi.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SERIES C NON-CUMULATIVE PERPETUAL PREFERRED STOCK OF NORTHERN TRUST CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of Delaware Northern Trust Corporation, a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accorda |
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| July 22, 2020 |
Exhibit 99.1 News Release Investor Contact: Media Contact: Mark Bette Doug Holt (312) 444-2301 (312) 557-1571 [email protected] [email protected] https://www.northerntrust.com FOR IMMEDIATE RELEASE NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $313.3 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.46 Return on Average Common Equity of 12.2% Strong Balance Sheet and Capital Stre |
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| July 22, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2020 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| June 23, 2020 |
11-K 1 a201911-ktip.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Ful |
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| May 1, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2020 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commission File |
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| May 1, 2020 |
EX-1.1 Exhibit 1.1 Execution Version NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 1.95% Senior Notes due 2030 UNDERWRITING AGREEMENT Dated: April 28, 2020 NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 1.95% Senior Notes due 2030 UNDERWRITING AGREEMENT April 28, 2020 Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 BofA Securities, Inc. One Bryant Par |
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| May 1, 2020 |
EX-4.1 3 d924086dex41.htm EX-4.1 Exhibit 4.1 NORTHERN TRUST CORPORATION AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 1.95% Senior Notes due 2030 FOURTH SUPPLEMENTAL INDENTURE Dated as of May 1, 2020 to Indenture dated as of May 8, 2017 FOURTH SUPPLEMENTAL INDENTURE, dated as of May 1, 2020 (this “Supplemental Indenture”), between NORTHERN TRUST CORPORATION, a Delaware corporatio |
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| April 29, 2020 |
424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-219591 CALCULATION OF REGISTRATION FEE Title of Securities to be registered(1) Amount to be Registered Maximum Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee(1) 1.95% Senior Notes due 2030 $1,000,000,000 99.621% $996,210,000 $129,308.06 (1) Calculated in accordance with Rule 457(r) of |
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| April 28, 2020 |
SUBJECT TO COMPLETION, DATED APRIL 28, 2020 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-219591 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO CO |
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| April 28, 2020 |
FWP 1 d922586dfwp.htm FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-219591 April 28, 2020 Northern Trust Corporation Pricing Term Sheet April 28, 2020 $1,000,000,000 1.95% Senior Notes due 2030 Issuer Northern Trust Corporation Security 1.95% Senior Notes due 2030 Expected Ratings* A2 (Moody’s) / A+ (S&P) / AA- (Fitch) Currency USD Principal Amount $1,000,000,0 |
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| April 27, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHE |
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| April 27, 2020 |
EX-10.1 2 q12020ex101.htm EXHIBIT 10.1 Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these |
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| April 27, 2020 |
EX-10.2 3 q12020ex102.htm EXHIBIT 10.2 Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these |
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| April 24, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2020 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2020 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2020 |
Exhibit 99.1 News Release Investor Contact: Media Contact: Mark Bette Doug Holt (312) 444-2301 (312) 557-1571 [email protected] [email protected] https://www.northerntrust.com FOR IMMEDIATE RELEASE NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $360.6 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.55 Providing Support to Our Clients, Staff, and Communities Strong Balance Sheet a |
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| April 21, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2020 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2020 |
annualmeetingapril212020 NORTHERN TRUST CORPORATION 2020 Annual Meeting of Stockholders April 21, 2020 Michael G. |
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| April 1, 2020 |
NTRS / Northern Trust Corp. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 10, 2020 |
NTRS / Northern Trust Corp. DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 10, 2020 |
NTRS / Northern Trust Corp. DEFA14A - - DEFA14A DEFA14A 1 d832756ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| February 25, 2020 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 25, 2020 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois MFC Company, Inc. |
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| February 25, 2020 |
First Amendment, dated and effective October 3, 2017 Exhibit 10.18(i) FIRST AMENDMENT OF THE NORTHERN TRUST CORPORATION EXECUTIVE FINANCIAL CONSULTING AND TAX PREPARATION SERVICES PLAN (As Amended and Restated Effective January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Executive Financial Consulting and Tax Preparation Service Plan (As Amended and Restated Effective January 1, 2008) (th |
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| February 25, 2020 |
Northern Trust Corporation Non-Employee Director Compensation Plan. Exhibit 10.19 NORTHERN TRUST CORPORATION Non-Employee Director Compensation Plan 1. Purpose. This Non-Employee Director Compensation Plan (the “Plan”) is adopted by the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”). This Plan is adopted pursuant to the Northern Trust Corporation 2017 Long-Term Incentive Plan (the “2017 LTIP”). Capitalized terms defined in the 2 |
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| February 25, 2020 |
Northern Partners Incentive Plan, as amended and restated on January 6, 2020. Exhibit 10.20 Northern Partners Incentive Plan (As amended and restated on January 6, 2020) I. INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Northern Trust”), and (ii) further the objective of |
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| February 25, 2020 |
Second Amendment, dated September 27, 2019 and effective October 1, 2018 Exhibit 10.18(ii) SECOND AMENDMENT OF THE NORTHERN TRUST CORPORATION EXECUTIVE FINANCIAL CONSULTING AND TAX PREPARATION SERVICES PLAN (As Amended and Restated Effective January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Executive Financial Consulting and Tax Preparation Services Plan, As Amended and Restated Effective January 1, 2008 ( |
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| February 25, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TR |
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| February 25, 2020 |
Exhibit 4.4 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Northern Trust Corporation had three classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; (2) depositary shares each representing a 1/1,000th ownership interest in a share o |
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| February 12, 2020 |
NTRSP / Northern Trust Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Northern Trust Corp Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| January 27, 2020 |
NTRSP / Northern Trust Corp. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* NORTHERN TRUST CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 665859104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 22, 2020 |
EX-99.1 2 q42019earningsreleasee.htm EXHIBIT 99.1 Exhibit 99.1 News Release Investor Contact: Media Contact: Mark Bette Doug Holt (312) 444-2301 (312) 557-1571 [email protected] [email protected] https://www.northerntrust.com FOR IMMEDIATE RELEASE NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER EARNINGS PER DILUTED COMMON SHARE OF $1.70, RETURN ON AVERAGE COMMON EQUITY OF 14.8% CHICAGO, JANUARY |
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| January 22, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 22, 2020 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| November 21, 2019 |
NTRS / Northern Trust Corp. 8-A12B - - 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 36-2723087 (State of incorporation or organization) (IRS Employer Identification No.) 50 South LaSalle S |
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| November 5, 2019 |
EX-1.1 Exhibit 1.1 Execution Version NORTHERN TRUST CORPORATION (Delaware corporation) 16,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/1,000TH INTEREST IN A SHARE OF SERIES E NON-CUMULATIVE PERPETUAL PREFERRED STOCK UNDERWRITING AGREEMENT Dated: October 29, 2019 NORTHERN TRUST CORPORATION (Delaware corporation) 16,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/1,000TH INTEREST IN A SHARE OF SE |
