| Инсайдерские акции | 4 893 739 shares |
| Всего инсайдеров | 24 |
Оценка инсайдерских настроений
Индекс настроений инсайдеров показывает, какие компании покупают корпоративные инсайдеры.
Это результат сложной многофакторной количественной модели, которая идентифицирует компании с самым высоким уровнем накопления инсайдерской информации. Модель оценки использует комбинацию чистого количества инсайдеров, купивших акции за предыдущие 90 дней, общего количества купленных акций в процентах от находящихся в обращении и общего количества акций, принадлежащих инсайдерам. Число варьируется от 0 до 100, причем более высокие цифры указывают на более высокий уровень накопления по сравнению с аналогами, а 50 — это среднее значение.
Частота обновлений: ежедневно
Оценка настроений офицеров
Оценка настроений руководителей показывает, что компании покупаются руководителями корпораций.
По определению, корпоративные должностные лица являются корпоративными инсайдерами, но в отличие от некоторых других инсайдеров (10% акционеров и членов совета директоров), должностные лица работают в компании ежедневно и используют свои собственные деньги при торговле . (10% акционеров и членов совета директоров часто являются управляющими фондами, управляющими деньгами других людей.) Таким образом, инсайдерские сделки, совершаемые должностными лицами, гораздо более значимы, и к ним следует относиться соответствующим образом.
Как и оценка инсайдерских настроений, оценка настроений сотрудников является результатом сложной многофакторной количественной модели, которая идентифицирует компании с самым высоким уровнем накопления сотрудников.
Частота обновлений: ежедневно
Ключевые инсайдерские показатели
На этой карточке показано место компании по различным инсайдерским показателям. Процентильный рейтинг показывает, как эта компания сравнивается с другими компаниями на рынках США. Более высокие рейтинги указывают на лучшие ситуации.
Например, общепринято, что инсайдерские покупки являются положительным показателем, поэтому компании с большим количеством инсайдерских покупок будут иметь более высокий рейтинг, чем компании с меньшим количеством инсайдерских покупок (или даже с меньшим количеством инсайдерских продаж).
Процент акций, купленных инсайдерами (ранг)
N/A
Процент акций, купленных инсайдерами, — это общее количество акций, купленных инсайдерами, минус общее количество акций, проданных инсайдерами за последние 90 дней, разделенное на общее количество акций в обращении и умноженное на 100.
График инсайдерской торговли
Инсайдерские сделки (Great Elm Capital Corp.) показаны на следующей диаграмме. Инсайдеры — это должностные лица, директора или крупные инвесторы компании. В целом инсайдерам запрещено совершать сделки в своих компаниях на основе существенной, закрытой информации. Это не означает, что для них незаконно совершать какие-либо сделки в своих собственных компаниях. Однако они должны сообщать обо всех сделках в SEC через форму 4.
Список инсайдеров и показатели прибыльности
В этой таблице показан список известных инсайдеров, который создается автоматически на основе документов, раскрытых в SEC. Помимо имен, последней должности и указания директора, должностного лица или владельца 10% акций, мы предоставляем информацию о последних раскрытых активах. Кроме того, когда это возможно, мы предоставляем инсайдерам исторические результаты торговли. Исторические результаты торговли представляют собой средневзвешенное значение результатов фактических транзакций покупки на открытом рынке, совершенных инсайдером. Для получения дополнительной информации о том, как это рассчитывается, посмотрите этот вебинар на YouTube.
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| Инсайдер | Средняя прибыль (%) | Акции В собственности |
Расколоть Скорректировано |
|---|---|---|---|
| Mark C Biderman Director - [D] | 10 074 | 6 847 | |
| Richard M Cohen Director - [D] | 18 136 | 18 136 | |
| Eugene I Davis | 0 | ||
| Keri Davis CFO - [O] | 19 392 | 19 392 | |
| Matthew A Drapkin Director - [D] | 75 716 | 75 716 | |
|
Great Elm Capital Group, Inc.
10% Owner -
|
0 | 0 | |
|
Great Elm Group, Inc.
10% Owner -
|
1 438 079 | 1 438 079 | |
|
Great Elm Strategic Partnership I, LLC
10% Owner -
|
1 647 782 | 1 647 782 |
| Инсайдер | Средняя прибыль (%) | Акции В собственности |
Расколоть Скорректировано |
|---|---|---|---|
| Randall Revell Horsey Director - [D] | 25 279 | 4 213 | |
| Matthew D Kaplan CEO and President - [O] | 92 789 | 92 789 | |
| Adam M Kleinman CCO and Secretary - [O] | 40 344 | 40 344 | |
| Mark Kuperschmid Director - [D] | 3 000 | 3 000 | |
|
Lenders Funding LLC /California
10% Owner -
|
3 397 436 | 566 239 | |
|
Mast Capital Management, LLC
10% Owner -
|
1 015 508 | 690 207 | |
|
Northern Right Capital Management, L.P.
10% Owner -
|
220 399 | 220 399 | |
| Chad Perry Director - [D] | 1 850 | 1 850 |
| Инсайдер | Средняя прибыль (%) | Акции В собственности |
Расколоть Скорректировано |
|---|---|---|---|
| Peter A Reed President and CEO, Director - [D] [O] | 351 636 | 58 606 | |
| John Edward Stuart Director - [D] | 1 034 | 172 | |
| Sell Michael J. See Remarks - [O] | 1 700 | 1 155 | |
| Michael C Speller Director - [D] | 36 559 | 6 093 | |
|
Steinberg David J.
10% Owner -
|
1 015 508 | 690 207 | |
| Robert Wilson | 0 | ||
| John J Woods See Remarks - [O] | 4 000 | 2 719 | |
|
Robert A Zadek
10% Owner -
|
3 397 436 | 566 239 |
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История инсайдерских покупок – анализ краткосрочной прибыли
В этом разделе мы анализируем прибыльность каждой незапланированной инсайдерской покупки на открытом рынке, совершенной в GECC / Great Elm Capital Corp.. Этот анализ помогает понять, стабильно ли инсайдер генерирует аномальную доходность, и стоит ли за ним следить. Этот анализ рассчитан на один год после каждой сделки, и результаты теоретические .
В следующей таблице показаны самые последние покупки на открытом рынке, которые не были частью автоматического торгового плана.
Скорректированная цена — это цена, скорректированная на дробление. Скорректированные акции — это акции, скорректированные на дробление.
История инсайдерских продаж – анализ краткосрочных потерь
В этом разделе мы анализируем возможность избежать краткосрочных потерь при каждой незапланированной инсайдерской продаже на открытом рынке, совершенной в GECC / Great Elm Capital Corp.. Последовательная модель избегания потерь может указывать на то, что будущие сделки купли-продажи могут предсказать снижение цены. Этот анализ рассчитан на один год после каждой сделки, и результаты теоретические .
В следующей таблице показаны самые последние продажи на открытом рынке, которые не были частью автоматического торгового плана.
Скорректированная цена — это цена, скорректированная на дробление. Скорректированные акции — это акции, скорректированные на дробление.
История транзакций
Нажмите на значок ссылки, чтобы просмотреть полную историю транзакций. Транзакции, зарегистрированные в рамках плана автоматической торговли 10b5-1, будут отмечены знаком X в столбце 10b-5.
| Файл Дата |
Торговля Дата |
Форма | Инсайдер | Бегущая строка | Название безопасности | Код | Прямой | Упражнение Цена |
Единица Цена |
Единицы Измененный |
Ценить Изменено (1К) |
Оставшийся Параметры |
Оставшийся Акции |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-27 | 2025-08-26 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -21 472 | -240 | 1 647 782 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -25 711 | -288 | 1 669 254 | ||||
| 2025-08-22 | 2025-08-22 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -17 956 | -201 | 1 694 965 | ||||
| 2025-08-22 | 2025-08-21 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -26 705 | -299 | 1 712 921 | ||||
| 2025-08-20 | 2025-08-20 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -7 793 | -87 | 1 739 626 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -363 | -4 | 1 747 419 | ||||
| 2025-07-14 | 2025-07-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -38 793 | -425 | 1 747 782 | ||||
| 2025-07-10 | 2025-07-10 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -8 661 | -95 | 1 786 575 | ||||
| 2025-07-10 | 2025-07-09 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -3 129 | -34 | 1 795 236 | ||||
| 2025-07-08 | 2025-07-08 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -3 218 | -35 | 1 798 365 | ||||
| 2025-07-08 | 2025-07-07 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -11 852 | -130 | 1 801 583 | ||||
| 2025-07-03 | 2025-07-03 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -11 021 | -121 | 1 813 435 | ||||
| 2025-07-03 | 2025-07-02 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -13 324 | -146 | 1 824 456 | ||||
| 2025-07-03 | 2025-06-13 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,0000 | -2 714 | -30 | 1 837 780 | ||||
| 2025-07-03 | 2025-06-12 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9700 | -7 288 | -80 | 1 840 494 | ||||
| 2025-07-03 | 2025-06-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -2 642 | -30 | 1 847 782 | ||||
| 2025-06-13 | 2025-06-13 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,0082 | 36 | 0 | 18 136 | ||||
| 2025-06-12 | 2025-06-12 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,9500 | 3 100 | 34 | 18 100 | ||||
| 2025-06-12 | 2025-06-11 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,1817 | 5 000 | 56 | 15 000 | ||||
| 2025-06-11 | 2025-06-10 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,1304 | 3 500 | 39 | 10 000 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,1212 | 2 500 | 28 | 6 500 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,8267 | 1 500 | 16 | 4 000 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,7410 | 1 500 | 16 | 2 500 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,6381 | 1 000 | 11 | 1 000 | ||||
| 2025-06-05 | 2025-06-04 | 4 | Perry Chad | GECC | Common Stock | D | 10,5800 | 1 850 | 20 | 1 850 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,2200 | -2 643 | -27 | 1 438 079 | ||||
| 2024-09-27 | 2024-09-24 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 2 093 | 40 344 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 6 194 | 38 251 | ||||||
| 2024-09-27 | 2024-09-24 | 4/A | Davis Keri | GECC | Common Stock | D | 213 | 19 392 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Davis Keri | GECC | Common Stock | D | 647 | 19 179 | ||||||
| 2024-09-25 | 2024-09-24 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -9 177 | -93 | 1 440 722 | ||||
| 2024-09-25 | 2024-09-20 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -25 573 | -258 | 1 431 545 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -10 811 | -109 | 1 429 911 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -14 977 | -151 | 1 440 722 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -30 584 | -309 | 1 455 699 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -31 879 | -322 | 1 486 283 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 781 | 19 313 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 3 717 | 18 532 | ||||||
| 2024-09-24 | 2024-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2 093 | 30 419 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 6 194 | 28 326 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 42 121 | 92 789 | ||||||
| 2024-09-17 | 2024-09-16 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 9,9204 | 9 600 | 95 | 75 716 | ||||
| 2024-08-21 | 2024-08-21 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10,1200 | 1 310 | 13 | 66 116 | ||||
| 2024-08-21 | 2024-08-20 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10,0100 | 3 189 | 32 | 64 806 | ||||
| 2024-03-04 | 2024-03-04 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,8200 | -1 239 | -13 | 1 516 932 | ||||
| 2024-02-22 | 2024-02-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,6900 | -2 389 | -26 | 1 518 171 | ||||
| 2024-02-13 | 3 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 1 850 424 | ||||||||
| 2023-11-21 | 2023-11-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0500 | 27 000 | 271 | 1 520 560 | ||||
| 2023-10-11 | 2023-10-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 38 668 | 50 668 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 9,3100 | -26 360 | -245 | 1 506 159 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 196 | 14 815 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5 585 | 14 619 | ||||||
| 2023-08-16 | 2023-08-15 | 4 | COHEN RICHARD M By Spouse | GECC | Common Stock | I | 9,4749 | 2 612 | 25 | 2 612 | ||||
| 2023-05-23 | 2023-05-19 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -37 268 | 1 532 519 | ||||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8,0199 | 2 700 | 22 | 3 000 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8,0100 | 300 | 2 | 300 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,0100 | 2 000 | 16 | 13 972 | ||||
| 2023-03-31 | 2022-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 23 | 9 034 | ||||||
| 2023-03-31 | 2022-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5 894 | 9 011 | ||||||
| 2023-03-14 | 2023-03-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,2900 | 1 100 | 10 | 12 000 | ||||
| 2023-03-09 | 2023-03-09 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,4100 | 1 679 | 16 | 10 900 | ||||
| 2023-03-09 | 2023-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,4600 | 2 201 | 21 | 9 221 | ||||
| 2023-03-09 | 2023-03-07 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,1300 | 5 020 | 46 | 7 020 | ||||
| 2023-01-24 | 2022-12-22 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8,3100 | -1 866 | -16 | 1 569 787 | ||||
| 2023-01-24 | 2022-12-07 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0000 | -200 000 | -2 000 | 1 571 653 | ||||
| 2023-01-24 | 2022-09-26 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8,6600 | -10 116 | -88 | 1 771 653 | ||||
| 2023-01-24 | 2022-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,1800 | -9 947 | -101 | 1 781 769 | ||||
| 2023-01-24 | 2022-08-30 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,1900 | -50 000 | -610 | 1 791 716 | ||||
| 2023-01-03 | 2023-01-03 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | -73 176 | 0 | ||||||
| 2023-01-03 | 2022-12-30 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | -372 495 | 0 | ||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 220 399 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 369 140 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 208 932 | ||||||||
| 2022-06-17 | 2022-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 12,5000 | 5 986 | 75 | 11 972 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 12,5000 | 4 000 | 50 | 20 558 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 12,5000 | 1 000 | 12 | 2 000 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12,5000 | 399 990 | 5 000 | 400 100 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12,5000 | 100 | 1 | 200 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,5000 | 185 889 | 2 324 | 1 814 111 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,5000 | 814 111 | 10 176 | 1 628 222 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 40 000 | 500 | 40 309 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 12,5000 | 20 000 | 250 | 21 308 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 320 000 | 4 000 | 369 140 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 160 000 | 2 000 | 208 932 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 84 000 | 1 050 | 220 399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,4136 | 4 793 | 59 | 136 399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,4136 | 1 597 | 20 | 48 932 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,4136 | 946 | 12 | 49 140 | ||||
| 2022-05-12 | 2022-05-11 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,5000 | -100 000 | -1 250 | 814 111 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14,7000 | 1 000 | 15 | 1 617 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 14,7000 | 1 000 | 15 | 48 195 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14,7000 | 617 | 9 | 617 | ||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 131 606 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47 195 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47 335 | ||||||||
| 2022-03-10 | 2022-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 14,0000 | 1 000 | 14 | 1 000 | ||||
| 2021-10-13 | 3 | Zadek Robert A | GECC | Common Stock | D | 3 397 436 | ||||||||
| 2021-09-28 | 2021-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 5 147 | 18 699 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Reed Peter A | GECC | Common Stock | D | 87 132 | 351 636 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 79 411 | 158 907 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -220 217 | 5 319 507 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -11 254 | 5 539 724 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Davis Keri | GECC | Common Stock | D | 11 254 | 13 552 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 18 | 1 034 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 40 | 2 383 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 97 | 5 073 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 330 | 17 202 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Speller Michael C | GECC | Common Stock | D | 614 | 36 559 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 603 | 35 917 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 572 | 25 279 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9 913 | 439 063 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 125 334 | 5 550 978 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5 969 | 264 504 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1 795 | 79 496 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Davis Keri | GECC | Common Stock | D | 52 | 2 298 | ||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | I | 429 150 | ||||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | D | 5 425 644 | ||||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. See Footnotes | GECC | Common Stock | I | -429 150 | 0 | ||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | -5 425 644 | 0 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 19 | 1 016 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 42 | 2 343 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 96 | 4 976 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 324 | 16 872 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Speller Michael C | GECC | Common Stock | D | 644 | 35 945 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 633 | 35 314 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 524 | 24 708 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9 089 | 429 150 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 97 294 | 5 425 644 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5 473 | 258 535 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1 646 | 77 701 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Davis Keri | GECC | Common Stock | D | 48 | 2 246 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 24 | 997 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 53 | 2 301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 128 | 4 880 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 432 | 16 548 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 825 | 35 301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 811 | 34 681 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 730 | 24 184 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 12 652 | 420 061 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 160 492 | 5 328 350 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Reed Peter A | GECC | Common Stock | D | 7 619 | 253 062 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 66 | 2 199 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2 291 | 76 056 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 6 858 | 407 409 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 59 089 | 5 167 858 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 20 | 973 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 46 | 2 248 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 111 | 4 752 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 245 | 16 116 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 453 | 33 870 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Speller Michael C | GECC | Common Stock | D | 363 | 34 476 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 362 | 23 454 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Reed Peter A | GECC | Common Stock | D | 2 592 | 245 443 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Davis Keri | GECC | Common Stock | D | 18 | 2 132 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1 011 | 73 765 | ||||||
| 2020-10-01 | 2020-10-01 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2,9500 | 863 337 | 2 547 | 5 108 769 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Subscription Rights | I | 2,95 | -151 894 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Subscription Rights | D | 2,95 | -2 103 194 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 2,9500 | 151 894 | 448 | 400 551 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2,9500 | 2 103 194 | 6 204 | 4 245 432 | ||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4 532 | 248 657 | ||||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 39 044 | 2 142 238 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4 337 | 244 125 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 31 546 | 2 103 194 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4 641 | 239 788 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 28 214 | 2 071 648 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4 447 | 235 147 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 26 939 | 2 043 434 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 5 700 | 230 700 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 49 828 | 2 016 495 | ||||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Subscription Rights | D | 2,95 | -5 773 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 2,9500 | 5 773 | 17 | 15 871 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Subscription Rights | I | 2,95 | -12 000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 2,9500 | 12 000 | 35 | 33 417 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Subscription Rights | D | 2,95 | -16 937 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Common Stock | D | 2,9500 | 16 937 | 50 | 34 113 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Reed Peter A | GECC | Common Stock | D | 2,9500 | 56 239 | 166 | 242 851 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Subscription Rights | D | 2,95 | -92 448 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Common Stock | D | 2,9500 | 92 448 | 273 | 186 612 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Subscription Rights | D | 2,95 | -10 000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 2,9500 | 10 000 | 30 | 23 092 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Davis Keri | GECC | Common Stock | D | 2,9500 | 800 | 2 | 2 114 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Subscription Rights | D | 2,95 | -651 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Common Stock | D | 2,9500 | 651 | 2 | 1 314 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Subscription Rights | D | 2,95 | -36 042 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2,9500 | 36 042 | 106 | 72 754 | ||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 953 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2 202 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4 641 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 160 | 10 098 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 298 | 21 417 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Speller Michael C | GECC | Common Stock | D | 239 | 17 176 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 239 | 13 092 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1 716 | 94 164 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 669 | 36 712 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 663 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 939 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 32 | 2 172 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 74 | 4 569 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 161 | 9 938 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 316 | 21 119 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Speller Michael C | GECC | Common Stock | D | 254 | 16 937 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 193 | 12 853 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1 640 | 92 448 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 640 | 36 043 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 651 | ||||||
| 2020-07-23 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 41 | 9 777 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 925 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 29 | 2 140 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4 495 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 119 | 9 736 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 283 | 20 803 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Speller Michael C | GECC | Common Stock | D | 227 | 16 683 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 245 | 12 660 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1 755 | 90 808 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 685 | 35 403 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 639 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 627 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1 682 | 89 053 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 657 | 34 717 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 235 | 12 415 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 12 | 912 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 27 | 2 111 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 69 | 4 423 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 152 | 9 617 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Speller Michael C | GECC | Common Stock | D | 216 | 16 456 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 270 | 20 520 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Speller Michael C | GECC | Common Stock | D | 240 | 16 240 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 300 | 20 250 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 900 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2 084 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 83 | 4 354 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 185 | 9 465 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 180 | 12 180 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Reed Peter A | GECC | Common Stock | D | 2 157 | 87 371 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 842 | 34 061 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Davis Keri | GECC | Common Stock | D | 15 | 615 | ||||||
| 2019-11-21 | 2019-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 7,8000 | 5 000 | 39 | 16 000 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 7,9400 | 600 | 5 | 600 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 7,9000 | 7 500 | 59 | 33 219 | ||||
| 2019-09-03 | 2019-08-30 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,2500 | 369 | 3 | 25 719 | ||||
| 2019-09-03 | 2019-08-29 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,1700 | 350 | 3 | 25 350 | ||||
| 2019-08-29 | 2019-08-27 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,3200 | 2 000 | 17 | 12 000 | ||||
| 2019-08-28 | 2019-08-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8,2500 | 3 000 | 25 | 85 214 | ||||
| 2019-08-21 | 2019-08-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8,2500 | 2 219 | 18 | 82 214 | ||||
| 2019-06-07 | 2019-06-06 | 4 | Reed Peter A | GECC | Common Stock | D | 8,5000 | 3 143 | 27 | 79 995 | ||||
| 2019-06-07 | 2019-06-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4812 | -55 100 | -467 | 1 015 508 | ||||
| 2019-06-06 | 2019-06-04 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,5000 | 10 000 | 85 | 25 000 | ||||
| 2019-06-04 | 2019-06-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4744 | -5 700 | -48 | 1 070 608 | ||||
| 2019-06-04 | 2019-06-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4650 | -7 400 | -63 | 1 076 308 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5991 | -58 200 | -500 | 1 083 708 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Reed Peter A | GECC | Common Stock | D | 8,5800 | 2 000 | 17 | 76 852 | ||||
| 2019-05-30 | 2019-05-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8616 | -7 000 | -62 | 1 141 908 | ||||
| 2019-05-30 | 2019-05-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,9000 | -5 300 | -47 | 1 148 908 | ||||
| 2019-05-30 | 2019-05-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8812 | -8 800 | -78 | 1 154 208 | ||||
| 2019-05-24 | 2019-05-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8485 | -10 500 | -93 | 1 163 008 | ||||
| 2019-05-24 | 2019-05-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,6028 | -258 100 | -2 220 | 1 173 508 | ||||
| 2019-05-24 | 2019-05-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,7742 | -5 400 | -47 | 1 431 608 | ||||
| 2019-05-21 | 2019-05-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8485 | -6 900 | -61 | 1 437 008 | ||||
| 2019-05-21 | 2019-05-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8323 | -6 200 | -55 | 1 443 908 | ||||
| 2019-05-21 | 2019-05-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,7221 | -5 400 | -47 | 1 450 108 | ||||
| 2019-05-16 | 2019-05-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,6943 | -134 700 | -1 171 | 1 455 508 | ||||
| 2019-05-16 | 2019-05-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5580 | -9 400 | -80 | 1 590 208 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5460 | -4 900 | -42 | 1 599 608 | ||||
| 2019-05-13 | 2019-05-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4071 | -5 000 | -42 | 1 604 508 | ||||
| 2019-05-13 | 2019-05-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4327 | -2 100 | -18 | 1 609 508 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3899 | -1 700 | -14 | 1 611 608 | ||||
| 2019-04-29 | 2019-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3616 | -13 300 | -111 | 1 613 308 | ||||
| 2019-04-24 | 2019-04-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4107 | -20 500 | -172 | 1 626 608 | ||||
| 2019-04-24 | 2019-04-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3901 | -16 200 | -136 | 1 647 108 | ||||
| 2019-04-24 | 2019-04-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3436 | -11 300 | -94 | 1 663 308 | ||||
| 2019-04-18 | 2019-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3581 | -13 000 | -109 | 1 674 608 | ||||
| 2019-04-18 | 2019-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3576 | -7 400 | -62 | 1 687 608 | ||||
| 2019-04-18 | 2019-04-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3392 | -16 700 | -139 | 1 695 008 | ||||
| 2019-04-01 | 2019-04-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2016 | -102 900 | -844 | 1 711 708 | ||||
| 2019-04-01 | 2019-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2688 | -5 900 | -49 | 1 814 608 | ||||
| 2019-04-01 | 2019-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2938 | -6 400 | -53 | 1 820 508 | ||||
| 2019-03-27 | 2019-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3540 | -16 000 | -134 | 1 826 908 | ||||
| 2019-03-27 | 2019-03-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2217 | -205 200 | -1 687 | 1 842 908 | ||||
| 2019-03-22 | 2019-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2391 | -16 000 | -132 | 2 048 108 | ||||
| 2019-03-22 | 2019-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3089 | -4 300 | -36 | 2 064 108 | ||||
| 2019-03-22 | 2019-03-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3168 | -3 700 | -31 | 2 068 408 | ||||
| 2019-03-19 | 2019-03-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2816 | -9 500 | -79 | 2 072 108 | ||||
| 2019-03-19 | 2019-03-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1696 | -4 800 | -39 | 2 081 608 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1532 | -18 009 | -147 | 2 086 408 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0975 | -10 400 | -84 | 2 104 417 | ||||
| 2019-03-14 | 2019-03-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1376 | -35 900 | -292 | 2 114 817 | ||||
| 2019-03-14 | 2019-03-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2087 | -17 700 | -145 | 2 150 717 | ||||
| 2019-03-11 | 2019-03-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1600 | -9 800 | -80 | 2 168 417 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0884 | -8 400 | -68 | 2 178 217 | ||||
| 2019-03-11 | 2019-03-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1693 | -17 600 | -144 | 2 186 617 | ||||
| 2019-03-06 | 2019-03-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2030 | -6 300 | -52 | 2 204 217 | ||||
| 2019-03-06 | 2019-03-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1613 | -14 500 | -118 | 2 210 517 | ||||
| 2019-03-06 | 2019-03-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2904 | -16 700 | -138 | 2 225 017 | ||||
| 2019-03-01 | 2019-03-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4181 | -40 000 | -337 | 2 241 717 | ||||
| 2019-03-01 | 2019-02-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3302 | -11 400 | -95 | 2 281 717 | ||||
| 2019-03-01 | 2019-02-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3794 | -10 000 | -84 | 2 293 117 | ||||
| 2019-02-26 | 2019-02-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5034 | -29 400 | -250 | 2 307 791 | ||||
| 2019-02-26 | 2019-02-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4790 | -32 500 | -276 | 2 337 191 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4493 | -15 700 | -133 | 2 369 691 | ||||
| 2019-02-21 | 2019-02-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3891 | -6 400 | -54 | 2 385 391 | ||||
| 2019-02-21 | 2019-02-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3200 | -11 600 | -97 | 2 391 791 | ||||
| 2019-02-21 | 2019-02-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3200 | -20 900 | -174 | 2 403 391 | ||||
| 2019-02-15 | 2019-02-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3054 | -12 000 | -100 | 2 424 291 | ||||
| 2019-02-15 | 2019-02-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2848 | -16 400 | -136 | 2 436 291 | ||||
| 2019-02-15 | 2019-02-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2648 | -12 000 | -99 | 2 452 691 | ||||
| 2019-02-12 | 2019-02-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1626 | -8 400 | -69 | 2 464 691 | ||||
| 2019-02-12 | 2019-02-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1330 | -5 900 | -48 | 2 473 091 | ||||
| 2019-02-12 | 2019-02-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1475 | -6 000 | -49 | 2 478 991 | ||||
| 2019-02-07 | 2019-02-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1372 | -9 000 | -73 | 2 484 991 | ||||
| 2019-02-07 | 2019-02-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1374 | -14 700 | -120 | 2 493 991 | ||||
| 2019-02-07 | 2019-02-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0759 | -16 100 | -130 | 2 508 691 | ||||
| 2019-02-04 | 2019-02-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0128 | -25 000 | -200 | 2 524 791 | ||||
| 2019-02-04 | 2019-02-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0003 | -5 200 | -42 | 2 549 791 | ||||
| 2019-02-04 | 2019-01-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0053 | -9 000 | -72 | 2 554 991 | ||||
| 2019-01-30 | 2019-01-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0049 | -9 750 | -78 | 2 563 991 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0076 | -7 000 | -56 | 2 573 741 | ||||
| 2019-01-30 | 2019-01-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9882 | -15 100 | -121 | 25 807 417 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9513 | -18 500 | -147 | 2 595 841 | ||||
| 2019-01-25 | 2019-01-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9521 | -4 666 | -37 | 2 614 341 | ||||
| 2019-01-25 | 2019-01-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9510 | -9 533 | -76 | 2 619 007 | ||||
| 2019-01-22 | 2019-01-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9553 | -6 525 | -52 | 2 628 540 | ||||
| 2019-01-22 | 2019-01-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9515 | -4 950 | -39 | 2 635 065 | ||||
| 2019-01-22 | 2019-01-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9500 | -2 950 | -23 | 2 640 015 | ||||
| 2019-01-16 | 2019-01-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9608 | -3 750 | -30 | 2 642 965 | ||||
| 2019-01-16 | 2019-01-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9504 | -1 325 | -11 | 2 646 715 | ||||
| 2019-01-16 | 2019-01-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9500 | -200 | -2 | 2 648 040 | ||||
| 2019-01-11 | 2019-01-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9515 | -2 100 | -17 | 2 648 240 | ||||
| 2019-01-11 | 2019-01-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9559 | -3 700 | -29 | 2 650 340 | ||||
| 2019-01-11 | 2019-01-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9508 | -1 300 | -10 | 2 654 040 | ||||
| 2019-01-08 | 2019-01-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9507 | -1 450 | -12 | 2 655 340 | ||||
| 2019-01-08 | 2019-01-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9559 | -1 690 | -13 | 2 656 790 | ||||
| 2019-01-08 | 2019-01-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9012 | -40 750 | -322 | 2 658 480 | ||||
| 2019-01-04 | 2019-01-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9800 | -475 | -4 | 2 699 230 | ||||
| 2019-01-04 | 2019-01-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0000 | -750 | -6 | 2 699 705 | ||||
| 2019-01-02 | 2018-12-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0000 | -250 | -2 | 2 700 455 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0066 | -1 375 | -11 | 2 700 705 | ||||
| 2018-12-20 | 2018-12-18 | 4 | Reed Peter A | GECC | Common Stock | D | 7,9000 | 2 145 | 17 | 74 852 | ||||
| 2018-12-17 | 2018-12-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1603 | -862 | -7 | 2 702 080 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1909 | -2 000 | -16 | 2 704 774 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1500 | -300 | -2 | 2 706 774 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1539 | -2 800 | -23 | 2 707 074 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2455 | -2 000 | -16 | 2 709 874 | ||||
| 2018-12-04 | 2018-11-29 | 4/A | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3000 | 4 000 | 33 | 12 768 | ||||
| 2018-12-04 | 2018-12-04 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3500 | 7 000 | 58 | 19 950 | ||||
| 2018-12-04 | 2018-12-03 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3000 | 182 | 2 | 12 950 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Reed Peter A | GECC | Common Stock | D | 8,4000 | 3 000 | 25 | 72 707 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,3800 | 2 000 | 17 | 10 000 | ||||
| 2018-12-03 | 2018-11-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3000 | 7 364 | 61 | 16 132 | ||||
| 2018-11-30 | 2018-11-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,3600 | 4 000 | 33 | 8 000 | ||||
| 2018-11-29 | 2018-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 8,3900 | 1 832 | 15 | 69 707 | ||||
| 2018-11-27 | 2018-11-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8,2500 | 2 368 | 20 | 67 875 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 8,1200 | 6 000 | 49 | 11 000 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,0500 | 6 000 | 48 | 15 000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,1400 | 1 000 | 8 | 8 768 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,0800 | 2 000 | 16 | 4 000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,1000 | 1 000 | 8 | 2 000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,0300 | 1 237 | 10 | 7 768 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,0600 | 4 531 | 37 | 6 531 | ||||
| 2018-11-19 | 2018-05-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9,3600 | 1 000 | 9 | 2 000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,1400 | 1 000 | 8 | 1 000 | ||||
| 2018-11-19 | 2018-11-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8,0500 | 20 000 | 161 | 65 507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Reed Peter A | GECC | Common Stock | D | 8,1000 | 41 500 | 336 | 45 507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,0600 | 9 000 | 73 | 9 000 | ||||
| 2018-10-24 | 2018-10-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,5500 | -2 276 279 | -17 186 | 2 711 874 | ||||
| 2018-09-14 | 2018-09-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,6773 | -45 448 | -440 | 4 988 153 | ||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3 933 334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3 933 334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3 933 334 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4 000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4 000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4 000 | ||||||||
| 2018-04-27 | 2018-04-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2358 | -2 000 | -18 | 5 033 601 | ||||
| 2018-04-27 | 2018-04-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2676 | -2 500 | -23 | 5 035 601 | ||||
| 2018-04-27 | 2018-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2309 | -2 000 | -18 | 5 038 101 | ||||
| 2018-04-20 | 2018-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1979 | -1 900 | -17 | 5 040 101 | ||||
| 2018-04-17 | 2018-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1724 | -1 000 | -9 | 5 042 001 | ||||
| 2018-04-17 | 2018-04-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2500 | -500 | -5 | 5 043 001 | ||||
| 2018-04-11 | 2018-04-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2081 | -2 600 | -24 | 5 043 501 | ||||
| 2018-04-11 | 2018-04-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1724 | -4 656 | -43 | 5 046 101 | ||||
| 2018-04-11 | 2018-04-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2500 | -1 000 | -9 | 5 050 757 | ||||
| 2018-04-06 | 2018-04-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2438 | -902 | -8 | 5 051 757 | ||||
| 2018-04-06 | 2018-04-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3510 | -864 | -8 | 5 052 659 | ||||
| 2018-04-06 | 2018-04-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3964 | -940 | -9 | 5 053 523 | ||||
| 2018-04-03 | 2018-04-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3472 | -180 | -2 | 5 054 463 | ||||
| 2018-04-03 | 2018-04-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2368 | -900 | -8 | 5 054 643 | ||||
| 2018-04-03 | 2018-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3442 | -698 | -7 | 5 055 543 | ||||
| 2018-03-28 | 2018-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2176 | -17 006 | -157 | 5 056 241 | ||||
| 2018-03-28 | 2018-03-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1864 | -1 100 | -10 | 5 073 247 | ||||
| 2018-03-28 | 2018-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1680 | -500 | -5 | 5 074 347 | ||||
| 2018-03-23 | 2018-03-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2220 | -500 | -5 | 5 074 847 | ||||
| 2018-03-23 | 2018-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,9780 | -2 700 | -24 | 5 075 347 | ||||
| 2018-03-23 | 2018-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1837 | -3 945 | -36 | 5 078 047 | ||||
| 2017-11-29 | 2017-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 10,1000 | 200 | 2 | 4 007 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Reed Peter A | GECC | Common Stock | D | 9,8500 | 3 807 | 37 | 3 807 | ||||
| 2017-11-15 | 2017-11-13 | 4 | Speller Michael C | GECC | Common Stock | D | 9,4000 | 5 000 | 47 | 5 000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9,3600 | 1 000 | 9 | 1 000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Sell Michael J. | GECC | Common Stock | D | 9,4300 | 1 088 | 10 | 1 700 | ||||
| 2017-11-03 | 2017-11-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1250 | -200 | -2 | 5 081 992 | ||||
| 2017-10-31 | 2017-10-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1000 | -200 | -2 | 5 082 192 | ||||
| 2017-10-31 | 2017-10-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2797 | -201 | -2 | 5 082 392 | ||||
| 2017-10-26 | 2017-10-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2150 | -200 | -2 | 5 082 593 | ||||
| 2017-10-26 | 2017-10-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2400 | -200 | -2 | 5 082 793 | ||||
| 2017-10-26 | 2017-10-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2400 | -200 | -2 | 5 082 993 | ||||
| 2017-10-23 | 2017-10-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2542 | -1 569 | -16 | 5 083 193 | ||||
| 2017-10-19 | 2017-10-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1714 | -2 500 | -25 | 5 084 762 | ||||
| 2017-10-19 | 2017-10-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1415 | -16 702 | -169 | 5 087 262 | ||||
| 2017-10-19 | 2017-10-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,0904 | -29 954 | -302 | 5 103 964 | ||||
| 2017-10-16 | 2017-10-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1554 | -8 738 | -89 | 5 133 918 | ||||
| 2017-10-16 | 2017-10-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1048 | -28 506 | -288 | 5 142 656 | ||||
| 2017-10-16 | 2017-10-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1165 | -13 300 | -135 | 51 711 623 | ||||
| 2017-10-11 | 2017-10-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1537 | -6 192 | -63 | 5 184 462 | ||||
| 2017-10-11 | 2017-10-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1523 | -5 700 | -58 | 5 190 654 | ||||
| 2017-10-10 | 2017-10-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2099 | -2 500 | -26 | 5 196 354 | ||||
| 2017-10-10 | 2017-10-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,3151 | -13 445 | -139 | 5 198 854 | ||||
| 2017-10-10 | 2017-10-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,3344 | -13 722 | -142 | 5 212 299 | ||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8 144 | ||||||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8 144 | ||||||||
| 2017-10-04 | 2017-10-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,3629 | -4 340 | -45 | 5 226 021 | ||||
| 2017-10-04 | 2017-10-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4036 | -7 242 | -75 | 5 230 361 | ||||
| 2017-10-04 | 2017-10-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4331 | -7 023 | -73 | 5 237 603 | ||||
| 2017-10-04 | 2017-09-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,6611 | -11 216 | -120 | 5 404 305 | ||||
| 2017-10-04 | 2017-09-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,7540 | -25 000 | -269 | 5 415 521 | ||||
| 2017-09-29 | 2017-09-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4691 | -15 000 | -157 | 5 244 626 | ||||
| 2017-09-29 | 2017-09-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4514 | -54 504 | -570 | 5 259 626 | ||||
| 2017-09-29 | 2017-09-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,5542 | -13 276 | -140 | 5 314 130 | ||||
| 2017-09-27 | 2017-09-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,5541 | -6 432 | -68 | 5 327 406 | ||||
| 2017-09-27 | 2017-09-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,6000 | -10 791 | -114 | 5 333 838 | ||||
| 2017-09-22 | 2017-09-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,6189 | -42 348 | -450 | 5 344 629 | ||||
| 2017-09-22 | 2017-09-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,7307 | -17 328 | -186 | 5 386 977 | ||||
| 2017-09-18 | 2017-09-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,7744 | -12 461 | -134 | 5 440 521 | ||||
| 2017-09-18 | 2017-09-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,8617 | -300 | -3 | 5 452 982 | ||||
| 2017-09-12 | 2017-09-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,9325 | -600 | -7 | 5 453 282 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11,5000 | -17 030 | -196 | 157 725 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11,5000 | -302 543 | -3 479 | 2 802 018 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11,5000 | -162 345 | -1 867 | 2 494 139 | ||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10 074 | ||||||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10 074 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20 344 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20 344 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1 224 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1 224 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16 598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25 825 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25 825 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18 599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20 816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18 599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16 598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17 432 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20 816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17 432 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8 592 284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6 110 555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9 040 361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8 592 284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6 110 555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9 040 361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8 592 284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6 110 555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9 040 361 |
P
Открытый рынок или частная покупка непроизводных или производных ценных бумаг
S
Открытый рынок или частная продажа непроизводных или производных ценных бумаг
A
Предоставление, награждение или иное приобретение ценных бумаг у компании (например, опцион)
C
Конвертация производной
D
Продажа или передача ценных бумаг обратно компании
F
Оплата цены исполнения или налогового обязательства с использованием части ценных бумаг, полученных от компании
G
Дарение ценных бумаг инсайдером или ему
K
Обмен акциями и аналогичные операции хеджирования
M
Исполнение или конвертация производных ценных бумаг, полученных от компании (например, опциона)
V
Сделка, добровольно зарегистрированная в Форме 4.
J
Другое (сопровождается сноской с описанием транзакции)
